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The diathesis-stress model, also known as the vulnerability–stress model, is a psychological theory that attempts to explain a disorder, or its trajectory, as the result of an interaction between a predispositional vulnerability, the diathesis, and stress caused by life experiences. The term diathesis derives from the
Greek Greek may refer to: Greece Anything of, from, or related to Greece, a country in Southern Europe: *Greeks, an ethnic group. *Greek language, a branch of the Indo-European language family. **Proto-Greek language, the assumed last common ancestor ...
term (διάθεσις) for a predisposition or sensibility. A diathesis can take the form of genetic, psychological, biological, or situational factors.Ingram, R. E. & Luxton, D. D. (2005). "Vulnerability-Stress Models." In B.L. Hankin & J. R. Z. Abela (Eds.),
Development of Psychopathology: A vulnerability stress perspective
' (pp. 32-46). Thousand Oaks, CA: Sage Publications Inc.
A large range of differences exists among individuals' vulnerabilities to the development of a disorder. The diathesis, or predisposition, interacts with the individual's subsequent
stress Stress may refer to: Science and medicine * Stress (biology), an organism's response to a stressor such as an environmental condition * Stress (linguistics), relative emphasis or prominence given to a syllable in a word, or to a word in a phrase ...
response. Stress is a life event or series of events that disrupt a person's psychological equilibrium and may catalyze the development of a disorder. Thus the diathesis-stress model serves to explore how biological or genetic traits (''diatheses'') interact with environmental influences (''stressors'') to produce disorders such as depression, anxiety, or schizophrenia. The diathesis-stress model asserts that if the combination of the predisposition and the stress exceeds a threshold, the person will develop a
disorder Disorder may refer to randomness, non-order, or no intelligible pattern. Disorder may also refer to: Healthcare * Disorder (medicine), a functional abnormality or disturbance * Mental disorder or psychological disorder, a psychological pattern ...
. The use of the term ''diathesis'' in medicine and in the specialty of psychiatry dates back to the 1800s. However, the diathesis-stress model was not introduced and used to describe the development of psychopathology until it was applied to explaining
schizophrenia Schizophrenia is a mental disorder characterized by continuous or relapsing episodes of psychosis. Major symptoms include hallucinations (typically hearing voices), delusions, and disorganized thinking. Other symptoms include social wit ...
in the 1960s by
Paul Meehl Paul Everett Meehl (3 January 1920 – 14 February 2003) was an American clinical psychologist, Hathaway and Regents' Professor of Psychology at the University of Minnesota, and past president of the American Psychological Association. A ''Review ...
. The diathesis-stress model is used in many fields of
psychology Psychology is the scientific study of mind and behavior. Psychology includes the study of conscious and unconscious phenomena, including feelings and thoughts. It is an academic discipline of immense scope, crossing the boundaries between ...
, specifically for studying the development of psychopathology.Sigelman, C. K. & Rider, E. A. (2009)
Developmental psychopathology.
''Life-span human development'' (6th ed.) (pp. 468-495). Belmont, CA: Wadsworth Cengage Learning.
It is useful for the purposes of understanding the interplay of nature and nurture in the susceptibility to
psychological disorders A mental disorder, also referred to as a mental illness or psychiatric disorder, is a behavioral or mental pattern that causes significant distress or impairment of personal functioning. Such features may be persistent, relapsing and remitti ...
throughout the lifespan. Diathesis-stress models can also assist in determining who will develop a disorder and who will not.Oatley, K., Keltner, D., & Jenkins, J. M. (2006a). "Emotions and mental health in adulthood."
Understanding Emotions
' (2nd ed.) (pp. 353-383). Oxford, UK: Blackwell Publishing.
For example, in the context of depression, the diathesis-stress model can help explain why Person A may become depressed while Person B does not, even when exposed to the same stressors. More recently, the diathesis-stress model has been used to explain why some individuals are more at risk for developing a disorder than others. For example, children who have a family history of depression are generally more vulnerable to developing a depressive disorder themselves. A child who has a family history of depression and who has been exposed to a particular stressor, such as exclusion or rejection by their peers, would be more likely to develop depression than a child with a family history of depression that has an otherwise positive social network of peers. The diathesis-stress model has also served as useful in explaining other poor (but non-clinical) developmental outcomes. ''Protective factors'', such as positive social networks or high self-esteem, can counteract the effects of stressors and prevent or curb the effects of the disorder. Many psychological disorders have a window of vulnerability, during which time an individual is more likely to develop a disorder than others. Diathesis–stress models are often conceptualized as multi-causal developmental models, which propose that multiple risk factors over the course of development interact with stressors and protective factors contributing to normal development or psychopathology. The differential susceptibility hypothesis is a recent theory that has stemmed from the diathesis–stress model.


Diathesis

The term diathesis is synonymous with
vulnerability Vulnerability refers to "the quality or state of being exposed to the possibility of being attacked or harmed, either physically or emotionally." A window of vulnerability (WOV) is a time frame within which defensive measures are diminished, com ...
, and variants such as "vulnerability-stress" are common within psychology. A
vulnerability Vulnerability refers to "the quality or state of being exposed to the possibility of being attacked or harmed, either physically or emotionally." A window of vulnerability (WOV) is a time frame within which defensive measures are diminished, com ...
makes it more or less likely that an individual will succumb to the development of psychopathology if certain stress is encountered. Diatheses are considered inherent within the individual and are typically conceptualized as being stable, but not unchangeable, over the lifespan.Oatley, K., Keltner, D. & Jenkins, J. M. (2006b). "Emotions and mental health in childhood."
Understanding emotions
' (2nd ed.) (pp. 321-351). Oxford, UK: Blackwell Publishing.
They are also often considered latent (i.e., dormant) because they are harder to recognize unless provoked by stressors. Diatheses are understood to include genetic, biological, physiological, cognitive, and
personality Personality is the characteristic sets of behaviors, cognitions, and emotional patterns that are formed from biological and environmental factors, and which change over time. While there is no generally agreed-upon definition of personality, m ...
-related factors. Some examples of diatheses include genetic factors, such as abnormalities in some genes or variations in multiple genes that interact to increase vulnerability. Other diatheses include early life experiences such as the loss of a parent or high neuroticism. Diatheses can also be conceptualized as situational factors, such as low socioeconomic status or having a parent with depression.


Stress

Stress can be conceptualized as a life event that disrupts the equilibrium of a person's life. For instance, a person may be vulnerable to becoming depressed but will not develop depression unless he or she is exposed to a specific stress, which may trigger a depressive disorder.Nolen-Hoeksema, S. (2008). "Suicide".
Abnormal Psychology
' (4th ed.) (pp. 350-373). New York, NY: McGraw-Hill.
Stressors can take the form of a discrete event, such as the
divorce Divorce (also known as dissolution of marriage) is the process of terminating a marriage or marital union. Divorce usually entails the canceling or reorganizing of the legal duties and responsibilities of marriage, thus dissolving the ...
of parents or a
death Death is the irreversible cessation of all biological functions that sustain an organism. For organisms with a brain, death can also be defined as the irreversible cessation of functioning of the whole brain, including brainstem, and brain ...
in the family, or can be more chronic factors such as having a long-term illness or ongoing marital problems. Stresses can also be related to more daily hassles, such as school assignment deadlines. This also parallels the popular (and engineering) usage of stress, but note that some literature defines stress as the response to stressors, especially where usage in biology influences neuroscience. It has been long recognized that psychological stress plays a significant role in understanding how psychopathology develops in individuals. However, psychologists have also identified that not all individuals who are stressed, or go through stressful life events, develop a psychological disorder. To understand this, theorists and researchers explored other factors that affected the development of a disorder and proposed that some individuals under stress develop a disorder and others do not. As such, some individuals are more vulnerable than others to developing a disorder once the stress has been introduced. This led to the formulation of the diathesis-stress model.


Genetics

Sensory processing sensitivity Sensory processing sensitivity (SPS) is a temperamental or personality trait involving "an increased sensitivity of the central nervous system and a deeper cognitive processing of physical, social and emotional stimuli". The trait is characteri ...
(SPS) is a temperamental or personality trait involving "an increased sensitivity of the
central nervous system The central nervous system (CNS) is the part of the nervous system consisting primarily of the brain and spinal cord. The CNS is so named because the brain integrates the received information and coordinates and influences the activity of all p ...
and a deeper cognitive processing of physical, social and emotional stimuli." The trait is characterized by "a tendency to 'pause to check' in novel situations, greater sensitivity to subtle stimuli, and the engagement of deeper cognitive processing strategies for employing coping actions, all of which are driven by heightened emotional reactivity, both positive and negative." SPS captures sensitivity to the environment in a heritable, evolutionary-conserved trait, associated with increased information processing in the brain—moderating sensitivity to environments in a for-better-and-for-worse fashion. Interaction with negative experiences increases the risk for psychopathology, whereas interaction with positive experiences (including interventions) increases positive outcomes. Mast cells are long-lived tissue-resident cells with an important role in many inflammatory settings, including host defense against parasitic infection and in allergic reactions. Stress is known to be a
mast cell A mast cell (also known as a mastocyte or a labrocyte) is a resident cell of connective tissue that contains many granules rich in histamine and heparin. Specifically, it is a type of granulocyte derived from the myeloid stem cell that is a par ...
activator. There is evidence that children exposed to prenatal stress may experience resilience driven by epigenome-wide interactions." Early life stress interactions with the epigenome show potential mechanisms driving vulnerability towards psychiatric illness. Ancestral stress alters lifetime mental health trajectories via epigenetic regulation. Carriers of congenital adrenal hyperplasia have a predisposition to stress due to the unique nature of this gene. True rates of prevalence are not known, but common genetic variants of the human Steroid 21-Hydroxylase Gene ( CYP21A2) are related to differences in circulating hormone levels in the population. Psychological distress is a known feature of generalized joint hypermobility (gJHM), as well as of its most common syndromic presentation, namely Ehlers-Danlos syndrome, hypermobility type (a.k.a. joint hypermobility syndrome - JHS/EDS-HT), and significantly contributes to the quality of life of affected individuals. Interestingly, in addition to the confirmation of a tight link between anxiety and gJHM, preliminary connections with depression, attention deficit (and hyperactivity) disorder, autism spectrum disorders, and obsessive-compulsive personality disorder were also found.


Protective factors

Protective factors, while not an inherent component of the diathesis–stress model, are of importance when considering the interaction of diatheses and stress. Protective factors can mitigate or provide a buffer against the effects of major stressors by providing an individual with developmentally adaptive outlets to deal with stress.Administration for Children and Families (2012). ''Preventing child maltreatment and promoting well-being: A network for action''. Department of Health and Human Services. Retrieved from www.childwelfare.gov
/ref> Examples of protective factors include a positive parent-child attachment relationship, a supportive peer network, and individual social and emotional competence.


Throughout the lifespan

Many models of psychopathology generally suggest that all people have some level of vulnerability towards certain mental disorders but posit a large range of individual differences in the point at which a person will develop a certain disorder. For example, an individual with personality traits that tend to promote relationships, such as
extroversion The traits of extraversion (also spelled extroversion Retrieved 2018-02-21.) and introversion are a central dimension in some human personality theories. The terms ''introversion'' and ''extraversion'' were introduced into psychology by Carl J ...
and
agreeableness Agreeableness is a personality trait manifesting itself in individual behavioral characteristics that are perceived as kind, sympathetic, cooperative, warm, and considerate. In contemporary personality psychology, agreeableness is one of the fiv ...
, may engender strong social support, which may later serve as a protective factor when experiencing stressors or losses that may delay or prevent the development of depression. Conversely, an individual who finds it difficult to develop and maintain supportive relationships may be more vulnerable to developing depression following a job loss because they do not have protective social support. An individual's threshold is determined by the interaction of diatheses and stress. Windows of vulnerability for developing specific psychopathologies are believed to exist at different points of the lifespan. Moreover, different diatheses and stressors are implicated in different disorders. For example, breakups and other severe or traumatic life stressors are implicated in the development of depression. Stressful events can also trigger the manic phase of
bipolar disorder Bipolar disorder, previously known as manic depression, is a mental disorder characterized by periods of depression and periods of abnormally elevated mood that last from days to weeks each. If the elevated mood is severe or associated with ...
, and stressful events can then prevent recovery and trigger relapse. Having a genetic disposition for becoming addicted and later engaging in binge drinking in college are implicated in the development of
alcoholism Alcoholism is, broadly, any drinking of alcohol that results in significant mental or physical health problems. Because there is disagreement on the definition of the word ''alcoholism'', it is not a recognized diagnostic entity. Predomi ...
. A family history of
schizophrenia Schizophrenia is a mental disorder characterized by continuous or relapsing episodes of psychosis. Major symptoms include hallucinations (typically hearing voices), delusions, and disorganized thinking. Other symptoms include social wit ...
combined with the stressor of being raised in a dysfunctional family raises the risk of developing schizophrenia.Barlow, D. H. & Durand, V. M. (2009).
Abnormal psychology: An integrative approach.
' Belmont, CA: Wadsworth Publishing Company.
Diathesis-stress models are often conceptualized as multi-causal developmental models, which propose that multiple
risk factors In epidemiology, a risk factor or determinant is a variable associated with an increased risk of disease or infection. Due to a lack of harmonization across disciplines, determinant, in its more widely accepted scientific meaning, is often use ...
over the course of development interact with stressors and protective factors contributing to normal development or psychopathology. For example, a child with a family history of depression likely has a genetic vulnerability to depressive disorder. This child has also been exposed to environmental factors associated with parental depression that increase their vulnerability to developing depression as well. Protective factors, such as a strong peer network, involvement in extracurricular activities, and a positive relationship with the non-depressed parent, interact with the child's vulnerabilities in determining the progression to psychopathology versus normative development.Cummings, M. E., Davies, P. T., & Campbell, S. B. (2000).
Developmental psychopathology and family process: Theory, research, and clinical implications.
' New York, NY: The Guilford Press.
Some theories have branched from the diathesis-stress model, such as the differential susceptibility hypothesis, which extends the model to include a vulnerability to positive environments as well as negative environments or stress. A person could have a biological vulnerability that, when combined with a stressor, could lead to psychopathology (diathesis–stress model); but that same person with a biological vulnerability, if exposed to a particularly positive environment, could have better outcomes than a person without the vulnerability.


See also

* Biopsychosocial model * Environmental sensitivity *
Gene–environment interaction Gene–environment interaction (or genotype–environment interaction or G×E) is when two different genotypes respond to environmental variation in different ways. A norm of reaction is a graph that shows the relationship between genes and envi ...
* Heritability * Human behavior genetics


References


External links

* {{DEFAULTSORT:Diathesis-stress model Psychological theories Psychological stress Schizophrenia Environmental sensitivity