Walter Houser Brattain
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Walter Houser Brattain (; February 10, 1902 – October 13, 1987) was an American solid-state physicist who shared the 1956 Nobel Prize in Physics with
John Bardeen John Bardeen (; May 23, 1908 – January 30, 1991) was an American solid-state physicist. He is the only person to be awarded the Nobel Prize in Physics twice: first in 1956 with William Shockley and Walter Houser Brattain for their inventio ...
and
William Shockley William Bradford Shockley ( ; February 13, 1910 – August 12, 1989) was an American solid-state physicist, electrical engineer, and inventor. He was the manager of a research group at Bell Labs that included John Bardeen and Walter Houser Brat ...
for their invention of the point-contact transistor. Brattain devoted much of his life to research on surface states.


Biography

Walter Brattain was born in Amoy (now Xiamen),
Fujian Fujian is a provinces of China, province in East China, southeastern China. Fujian is bordered by Zhejiang to the north, Jiangxi to the west, Guangdong to the south, and the Taiwan Strait to the east. Its capital is Fuzhou and its largest prefe ...
,
Qing China The Qing dynasty ( ), officially the Great Qing, was a Manchu-led imperial dynasty of China and an early modern empire in East Asia. The last imperial dynasty in Chinese history, the Qing dynasty was preceded by the Ming dynasty ...
, to American parents Ross R. Brattain and Ottilie Houser Brattain. His father was of Scottish descent, while his mother's parents were both immigrants from
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, Germany. Ross R. Brattain was a teacher at the Ting-Wen Institute, a private school for Chinese boys; Ottilie Houser Brattain was a gifted mathematician. Both were graduates of Whitman College. Ottilie and baby Walter returned to the United States in 1903, and Ross followed shortly afterward. The family lived for several years in
Spokane, Washington Spokane ( ) is the most populous city in eastern Washington and the county seat of Spokane County, Washington, United States. It lies along the Spokane River, adjacent to the Selkirk Mountains, and west of the Rocky Mountain foothills, south o ...
, then settled on a cattle ranch near Tonasket, Washington in 1911. Brattain attended high school in Washington, spending one year at Queen Anne High School in
Seattle Seattle ( ) is the most populous city in the U.S. state of Washington and in the Pacific Northwest region of North America. With a population of 780,995 in 2024, it is the 18th-most populous city in the United States. The city is the cou ...
, two years at Tonasket High School, and one year at Moran School for Boys on Bainbridge Island. Brattain then attended Whitman College in Walla Walla, Washington, where he studied with Benjamin H. Brown (physics) and Walter A. Bratton (mathematics). He earned a
bachelor's degree A bachelor's degree (from Medieval Latin ''baccalaureus'') or baccalaureate (from Modern Latin ''baccalaureatus'') is an undergraduate degree awarded by colleges and universities upon completion of a course of study lasting three to six years ...
from Whitman in 1924, with a double major in physics and mathematics. Brattain and his classmates Walker Bleakney, Vladimir Rojansky and E. John Workman would all go on to have distinguished careers, later becoming known as "the four horsemen of physics". Brattain's brother
Robert The name Robert is an ancient Germanic given name, from Proto-Germanic "fame" and "bright" (''Hrōþiberhtaz''). Compare Old Dutch ''Robrecht'' and Old High German ''Hrodebert'' (a compound of ''Hrōþ, Hruod'' () "fame, glory, honour, prais ...
, who followed him at Whitman College, also became a physicist. Brattain earned a
Master of Arts A Master of Arts ( or ''Artium Magister''; abbreviated MA or AM) is the holder of a master's degree awarded by universities in many countries. The degree is usually contrasted with that of Master of Science. Those admitted to the degree have ...
from the
University of Oregon The University of Oregon (UO, U of O or Oregon) is a Public university, public research university in Eugene, Oregon, United States. Founded in 1876, the university is organized into nine colleges and schools and offers 420 undergraduate and gra ...
in Eugene in 1926, and a Ph.D. from the
University of Minnesota The University of Minnesota Twin Cities (historically known as University of Minnesota) is a public university, public Land-grant university, land-grant research university in the Minneapolis–Saint Paul, Twin Cities of Minneapolis and Saint ...
in 1929. At Minnesota, Brattain had the opportunity to study the new field of
quantum mechanics Quantum mechanics is the fundamental physical Scientific theory, theory that describes the behavior of matter and of light; its unusual characteristics typically occur at and below the scale of atoms. Reprinted, Addison-Wesley, 1989, It is ...
under John Hasbrouck Van Vleck. His thesis, supervised by John T. Tate, was ''Efficiency of Excitation by Electron Impact and Anomalous Scattering in Mercury Vapor.'' Walter Brattain married twice. His first wife was chemist Keren Gilmore. They were married in 1935 and had a son, William G. Brattain, in 1943. Keren Gilmore Brattain died on April 10, 1957. The following year, Brattain married Mrs. Emma Jane (Kirsch) Miller, a mother of three children. He moved to Seattle in the 1970s and lived there until his death from
Alzheimer's disease Alzheimer's disease (AD) is a neurodegenerative disease and the cause of 60–70% of cases of dementia. The most common early symptom is difficulty in remembering recent events. As the disease advances, symptoms can include problems wit ...
on October 13, 1987. He is buried at City Cemetery in Pomeroy, Washington.


Scientific work

From 1927 to 1928 Brattain worked for the National Bureau of Standards in Washington, D.C., where he helped to develop
piezoelectric Piezoelectricity (, ) is the electric charge that accumulates in certain solid materials—such as crystals, certain ceramics, and biological matter such as bone, DNA, and various proteins—in response to applied stress (mechanics), mechanical s ...
frequency standards. In August 1929 he joined Joseph A. Becker at Bell Telephone Laboratories as a research physicist. The two men worked on the heat-induced flow of
charge carrier In solid state physics, a charge carrier is a particle or quasiparticle that is free to move, carrying an electric charge, especially the particles that carry electric charges in electrical conductors. Examples are electrons, ions and holes. ...
s in copper oxide rectifiers. Brattain was able to attend a lecture by Arnold Sommerfeld. Some of their subsequent experiments on thermionic emission provided experimental validation for the Sommerfeld theory. They also did work on the surface state and work function of tungsten and the adsorption of thorium atoms. Through his studies of rectification and photo-effects on the semiconductor surfaces of cuprous oxide and silicon, Brattain discovered the photo-effect at the free surface of a semiconductor. This work was considered by the Nobel prize committee to be one of his chief contributions to solid state physics. At the time, the telephone industry was heavily dependent on the use of
vacuum tubes A vacuum tube, electron tube, thermionic valve (British usage), or tube (North America) is a device that controls electric current flow in a high vacuum between electrodes to which an electric voltage, potential difference has been applied. It ...
to control electron flow and amplify current. Vacuum tubes were neither reliable nor efficient, and Bell Laboratories wanted to develop an alternative technology. As early as the 1930s Brattain worked with William B. Shockley on the idea of a semiconductor amplifier that used copper oxide, an early and unsuccessful attempt at creating a
field effect transistor The field-effect transistor (FET) is a type of transistor that uses an electric field to control the current through a semiconductor. It comes in two types: junction FET (JFET) and metal-oxide-semiconductor FET (MOSFET). FETs have three termi ...
. Other researchers at Bell and elsewhere were also experimenting with semiconductors, using materials such as
germanium Germanium is a chemical element; it has Symbol (chemistry), symbol Ge and atomic number 32. It is lustrous, hard-brittle, grayish-white and similar in appearance to silicon. It is a metalloid or a nonmetal in the carbon group that is chemically ...
and
silicon Silicon is a chemical element; it has symbol Si and atomic number 14. It is a hard, brittle crystalline solid with a blue-grey metallic lustre, and is a tetravalent metalloid (sometimes considered a non-metal) and semiconductor. It is a membe ...
, but the pre-war research effort was somewhat haphazard and lacked strong theoretical grounding. During
World War II World War II or the Second World War (1 September 1939 – 2 September 1945) was a World war, global conflict between two coalitions: the Allies of World War II, Allies and the Axis powers. World War II by country, Nearly all of the wo ...
, both Brattain and Shockley were separately involved in research on magnetic detection of submarines with the National Defense Research Committee at
Columbia University Columbia University in the City of New York, commonly referred to as Columbia University, is a Private university, private Ivy League research university in New York City. Established in 1754 as King's College on the grounds of Trinity Churc ...
. Brattain's group developed magnetometers sensitive enough to detect anomalies in the
Earth's magnetic field Earth's magnetic field, also known as the geomagnetic field, is the magnetic field that extends from structure of Earth, Earth's interior out into space, where it interacts with the solar wind, a stream of charged particles emanating from ...
caused by
submarine A submarine (often shortened to sub) is a watercraft capable of independent operation underwater. (It differs from a submersible, which has more limited underwater capability.) The term "submarine" is also sometimes used historically or infor ...
s. As a result of this work, in 1944, Brattain patented a design for a magnetometer head. In 1945, Bell Labs reorganized and created a group specifically to do fundamental research in solid state physics, relating to communications technologies. Creation of the sub-department was authorized by the vice-president for research, Mervin Kelly. An interdisciplinary group, it was co-led by Shockley and Stanley O. Morgan. The new group was soon joined by
John Bardeen John Bardeen (; May 23, 1908 – January 30, 1991) was an American solid-state physicist. He is the only person to be awarded the Nobel Prize in Physics twice: first in 1956 with William Shockley and Walter Houser Brattain for their inventio ...
. Bardeen was a close friend of Brattain's brother Robert, who had introduced John and Walter in the 1930s. They often played bridge and golf together. Bardeen was a quantum physicist, Brattain a gifted experimenter in materials science, and Shockley, the leader of their team, was an expert in solid-state physics. According to theories of the time, Shockley's field effect transistor, a cylinder coated thinly with silicon and mounted close to a metal plate, should have worked. He ordered Brattain and Bardeen to find out why it wouldn't. During November and December the two men carried out a variety of experiments, attempting to determine why Shockley's device wouldn't amplify. Bardeen was a brilliant theorist; Brattain, equally importantly, "had an intuitive feel for what you could do in semiconductors". Bardeen theorized that the failure to conduct might be the result of local variations in the surface state which trapped the charge carriers. Brattain and Bardeen eventually managed to create a small level of amplification by pushing a gold metal point into the silicon, and surrounding it with distilled water. Replacing silicon with germanium enhanced the amplification, but only for low frequency currents. On December 16, Brattain devised a method of placing two gold leaf contacts close together on a germanium surface. Brattain reported: "Using this double point contact, contact was made to a germanium surface that had been anodized to 90 volts, electrolyte washed off in H2O and then had some gold spots evaporated on it. The gold contacts were pressed down on the bare surface. Both gold contacts to the surface rectified nicely... One point was used as a grid and the other point as a plate. The bias (D.C.) on the grid had to be positive to get amplification" As described by Bardeen, "The initial experiments with the gold spot suggested immediately that holes were being introduced into the germanium block, increasing the concentration of holes near the surface. The names emitter and collector were chosen to describe this phenomenon. The only question was how the charge of the added holes was compensated. Our first thought was that the charge was compensated by surface states. Shockley later suggested that the charge was compensated by electrons in the bulk and suggested the junction transistor geometry... Later experiments carried out by Brattain and me showed that very likely both occur in the point-contact transistor." On December 23, 1947, Walter Brattain, John Bardeen, and William B. Shockley demonstrated the first working
transistor A transistor is a semiconductor device used to Electronic amplifier, amplify or electronic switch, switch electrical signals and electric power, power. It is one of the basic building blocks of modern electronics. It is composed of semicondu ...
to their colleagues at Bell Laboratories. Amplifying small electrical signals and supporting the processing of digital information, the transistor is "the key enabler of modern electronics". The three men received the Nobel Prize in Physics in 1956 "for research on semiconductors and the discovery of the transistor effect." Convinced by the 1947 demonstration that a major breakthrough was being made, Bell Laboratories focused intensively on what it now called the ''Surface States Project''. Initially, strict secrecy was observed. Carefully restricted internal conferences within Bell Labs shared information about the work of Brattain, Bardeen, Shockley and others who were engaged in related research. Patents were registered, recording the invention of the point-contact transistor by Bardeen and Brattain. There was considerable anxiety over whether Ralph Bray and
Seymour Benzer Seymour Benzer (October 15, 1921 – November 30, 2007) was an American physicist, molecular biologist and behavioral geneticist. His career began during the molecular biology revolution of the 1950s, and he eventually rose to prominence in the ...
, studying resistance in germanium at
Purdue University Purdue University is a Public university#United States, public Land-grant university, land-grant research university in West Lafayette, Indiana, United States, and the flagship campus of the Purdue University system. The university was founded ...
, might make a similar discovery and publish before Bell Laboratories. On June 30, 1948, Bell Laboratories held a press conference to publicly announce their discovery. They also adopted an open policy in which new knowledge was freely shared with other institutions. By doing so, they avoided classification of the work as a military secret, and made possible widespread research and development of transistor technology. Bell Laboratories organized several symposia, open to university, industry and military participants, which were attended by hundreds of scientists in September 1951, April 1952, and 1956. Representatives from international as well as domestic companies attended. Shockley believed (and stated) that he should have received all the credit for the discovery of the transistor. He actively excluded Bardeen and Brattain from new areas of research, in particular the junction transistor, which Shockley patented. Shockley's theory of the junction transistor was an "impressive achievement", pointing the way to future solid-state electronics, but it would be several years before its construction would become practically possible. Brattain transferred to another research group within Bell Laboratories, working with C. G. B. Garrett, and P. J. Boddy. He continued to study the surface properties of solids and the "transistor effect", so as to better understand the various factors underlying semiconductor behavior. Describing it as "an intolerable situation", Bardeen left Bell Laboratories in 1951 to go to the
University of Illinois The University of Illinois Urbana-Champaign (UIUC, U of I, Illinois, or University of Illinois) is a public university, public land-grant university, land-grant research university in the Champaign–Urbana metropolitan area, Illinois, United ...
, where he eventually won a second Nobel Prize for his theory of superconductivity. Shockley left Bell Laboratories in 1953 and went on to form the Shockley Semiconductor Laboratory at Beckman Instruments. In 1956, the three men were jointly awarded the Nobel Prize in Physics by King Gustaf VI Adolf of Sweden "for research on semiconductors and the discovery of the transistor effect." Bardeen and Brattain were included for the discovery of the point-contact transistor; Shockley for the development of the junction transistor. Walter Brattain is credited as having said, when told of the award, "I certainly appreciate the honor. It is a great satisfaction to have done something in life and to have been recognized for it in this way. However, much of my good fortune comes from being in the right place, at the right time, and having the right sort of people to work with." Each of the three gave a lecture. Brattain spoke on ''Surface Properties of Semiconductors'', Bardeen on ''Semiconductor Research Leading to the Point Contact Transistor'', and Shockley on ''Transistor Technology Evokes New Physics''. Brattain later collaborated with P. J. Boddy and P. N. Sawyer on several papers on electrochemical processes in living matter. He became interested in
blood clotting Coagulation, also known as clotting, is the process by which blood changes from a liquid to a gel, forming a thrombus, blood clot. It results in hemostasis, the cessation of blood loss from a damaged vessel, followed by repair. The process of co ...
after his son required heart surgery. He also collaborated with Whitman chemistry professor David Frasco, using phospholipid bilayers as a model to study the surface of living cells and their absorption processes.


Teaching

Brattain taught at
Harvard University Harvard University is a Private university, private Ivy League research university in Cambridge, Massachusetts, United States. Founded in 1636 and named for its first benefactor, the History of the Puritans in North America, Puritan clergyma ...
as a visiting lecturer in 1952 and at Whitman College as a visiting lecturer in 1962 and 1963, and a visiting professor beginning in 1963. Upon formally retiring from Bell Laboratories in 1967, he continued to teach at Whitman, becoming an adjunct professor in 1972. He retired from teaching in 1976 but continued to be a consultant at Whitman. At Whitman, the Walter Brattain Scholarships are awarded on a merit basis to "entering students who have achieved high academic excellence in their college preparatory work." All applicants for admission are considered for the scholarship, which is potentially renewable for four years.


Awards and honors

Walter Brattain has been widely recognized for his contributions. * Awards ** Stuart Ballantine Medal of the Franklin Institute, 1952 (jointly with Dr. John Bardeen) ** John Scott Medal, 1954 (jointly with Dr. John Bardeen) ** Nobel Prize in Physics, 1956 (jointly with Dr. John Bardeen and Dr. William B. Shockley) ** Inducted into the National Inventors Hall of Fame, 1974 * Memberships **
National Academy of Sciences The National Academy of Sciences (NAS) is a United States nonprofit, NGO, non-governmental organization. NAS is part of the National Academies of Sciences, Engineering, and Medicine, along with the National Academy of Engineering (NAE) and the ...
** Franklin Institute **
American Physical Society The American Physical Society (APS) is a not-for-profit membership organization of professionals in physics and related disciplines, comprising nearly fifty divisions, sections, and other units. Its mission is the advancement and diffusion of ...
**
American Academy of Arts and Sciences The American Academy of Arts and Sciences (The Academy) is one of the oldest learned societies in the United States. It was founded in 1780 during the American Revolution by John Adams, John Hancock, James Bowdoin, Andrew Oliver, and other ...
**
American Association for the Advancement of Science The American Association for the Advancement of Science (AAAS) is a United States–based international nonprofit with the stated mission of promoting cooperation among scientists, defending scientific freedom, encouraging scientific responsib ...
. ** commission on semiconductors of the
International Union of Pure and Applied Physics The International Union of Pure and Applied Physics (IUPAP; ) is an international non-governmental organization whose mission is to assist in the worldwide development of physics, to foster international cooperation in physics, and to help in the ...
** Naval Research Advisory Committee * Honorary degrees ** Doctor of Science, Portland University, 1952 ** Whitman College, 1955 ** Union College, 1955 (jointly with Dr. John Bardeen) ** University of Minnesota, 1957 * Other recognition ** USS ''Brattain'', '' Star Trek: The Next Generation'', " Night Terrors"


References


External links

*
Walter Brattain family papers at the Whitman College and Northwest Archives, Whitman College.Oral history interview transcript with Walter Brattain on June 1964, American Institute of Physics, Niels Bohr Library & Archives - Session IOral history interview transcript with Walter Brattain on 28 May 1974, American Institute of Physics, Niels Bohr Library & Archives - Session II
* * including the Nobel Lecture, December 11, 1956 ''Surface Properties of Semiconductors'' {{DEFAULTSORT:Brattain, Walter Houser 1902 births 1987 deaths 20th-century American physicists 20th-century American inventors American experimental physicists American Nobel laureates American people of German descent American people of Scottish descent Nobel laureates in Physics People from Springfield, Oregon People from Summit, New Jersey American quantum physicists Scientists at Bell Labs Semiconductor physicists Whitman College alumni University of Minnesota College of Science and Engineering alumni University of Oregon alumni Deaths from Alzheimer's disease in Washington (state) People from Xiamen American expatriates in China