''Mathematical Foundations of Quantum Mechanics'' () is a
quantum mechanics
Quantum mechanics is the fundamental physical Scientific theory, theory that describes the behavior of matter and of light; its unusual characteristics typically occur at and below the scale of atoms. Reprinted, Addison-Wesley, 1989, It is ...
book written by
John von Neumann
John von Neumann ( ; ; December 28, 1903 – February 8, 1957) was a Hungarian and American mathematician, physicist, computer scientist and engineer. Von Neumann had perhaps the widest coverage of any mathematician of his time, in ...
in 1932. It is an important early work in the development of the
mathematical formulation of quantum mechanics
The mathematical formulations of quantum mechanics are those mathematical formalisms that permit a rigorous description of quantum mechanics. This mathematical formalism uses mainly a part of functional analysis, especially Hilbert spaces, whic ...
.
The book mainly summarizes results that von Neumann had published in earlier papers.
Von Neumman formalized quantum mechanics using the concept of
Hilbert spaces
In mathematics, a Hilbert space is a real number, real or complex number, complex inner product space that is also a complete metric space with respect to the metric induced by the inner product. It generalizes the notion of Euclidean space. The ...
and linear operators. He acknowledged the previous work by
Paul Dirac
Paul Adrien Maurice Dirac ( ; 8 August 1902 – 20 October 1984) was an English mathematician and Theoretical physics, theoretical physicist who is considered to be one of the founders of quantum mechanics. Dirac laid the foundations for bot ...
on the mathematical formalization of quantum mechanics, but was skeptical of Dirac's use of
delta functions. He wrote the book in an attempt to be even more mathematically rigorous than Dirac. It was von Neumann's last book in German, afterwards he started publishing in English.
Publication history
The book was originally published in German in 1932 by
Springer
Springer or springers may refer to:
Publishers
* Springer Science+Business Media, aka Springer International Publishing, a worldwide publishing group founded in 1842 in Germany formerly known as Springer-Verlag.
** Springer Nature, a multinationa ...
.
It was translated into French by
Alexandru Proca
Alexandru Proca (16 October 1897 – 13 December 1955) was a Romanian physicist who studied and worked in France. He developed the vector meson theory of nuclear forces and the Relativistic wave equations, relativistic quantum field equations tha ...
in 1946, and into Spanish in 1949. An English translation by
Robert T. Beyer was published in 1955 by
Princeton University Press
Princeton University Press is an independent publisher with close connections to Princeton University. Its mission is to disseminate scholarship within academia and society at large.
The press was founded by Whitney Darrow, with the financial ...
. A Russian translation, edited by
Nikolay Bogolyubov
Nikolay Nikolayevich (Mykola Mykolayovych) Bogolyubov (; ; 21 August 1909 – 13 February 1992) was a Soviet, Ukrainian and Russian mathematician and theoretical physicist known for a significant contribution to quantum field theory, classi ...
, was published by
Nauka in 1964. A new English edition, edited by Nicholas A. Wheeler, was published in 2018 by Princeton University Press.
Table of contents
According to the 2018 version, the main chapters are:
# Introductory considerations
# Abstract
Hilbert space
In mathematics, a Hilbert space is a real number, real or complex number, complex inner product space that is also a complete metric space with respect to the metric induced by the inner product. It generalizes the notion of Euclidean space. The ...
# The
quantum statistics
Particle statistics is a particular description of multiple particles in statistical mechanics. A key prerequisite concept is that of a statistical ensemble (an idealization comprising the state space of possible states of a system, each labeled w ...
# Deductive development of the theory
# General considerations
# The
measuring process
Measurement process
In chapter 6, von Neumann develops the theory of quantum measurement. Von Neumann addresses measurement by outlining two kind of processes:
* Process I: during measurement a quantum state of a system evolves into a
mixed state of eigenstates of the measured observable. This process is non-causal (the outcome of a single measurement does not depend only on the initial state) and irreversible.
* Process II: when the system is unobserved, the state evolves according to
Schrödinger equation
The Schrödinger equation is a partial differential equation that governs the wave function of a non-relativistic quantum-mechanical system. Its discovery was a significant landmark in the development of quantum mechanics. It is named after E ...
. This process is causal and reversible.
Von Neumann was concerned that having two incompatible processes violated what he called the principle of psycho-physical parallelism, indicating the need that every mental process can be described as a physical process.
Von Neumann argues that this issue does not appear in quantum mechanics as it set the border between observed and observer arbitrarily along a sequence of subsystems.
The sequence begins with a quantum system whose observable is to be measured. When the system interacts with a measuring device, they become entangled. As a result, the system does not end up in a definite eigenstate of the observable, and the measuring device does not display a specific value. When the observer is added to the picture, the description implies that their body (including the brain) are also entangled with the measuring apparatus and the system. This sequence is known as the von Neumann chain. The problem then becomes understanding how collapse to one of the eigenstates emerges from this chain.
Von Neumann demonstrated that, when it comes to the final outcomes, the chain can be interrupted at any and a
wave function collapse can be introduced at any point to explain the results.
Interpretations
Von Neumann measurement scheme is part of the orthodox
Copenhagen interpretation
The Copenhagen interpretation is a collection of views about the meaning of quantum mechanics, stemming from the work of Niels Bohr, Werner Heisenberg, Max Born, and others. While "Copenhagen" refers to the Danish city, the use as an "interpretat ...
which postulates a collapse, however alternative
interpretations of quantum mechanics
An interpretation of quantum mechanics is an attempt to explain how the mathematical theory of quantum mechanics might correspond to experienced reality. Quantum mechanics has held up to rigorous and extremely precise tests in an extraordinarily b ...
have come out of this idea.
Eugene Wigner
Eugene Paul Wigner (, ; November 17, 1902 – January 1, 1995) was a Hungarian-American theoretical physicist who also contributed to mathematical physics. He received the Nobel Prize in Physics in 1963 "for his contributions to the theory of th ...
considered that the von Neumann chain implied that
consciousness causes collapse of the wave function. However Wigner rejected this idea after the formalism of
quantum decoherence
Quantum decoherence is the loss of quantum coherence. It involves generally a loss of information of a system to its environment. Quantum decoherence has been studied to understand how quantum systems convert to systems that can be expla ...
was developed.
Hugh Everett III
Hugh Everett III (; November 11, 1930 – July 19, 1982) was an American physicist who proposed the relative state interpretation of quantum mechanics. This influential approach later became the basis of the many-worlds interpretation (MWI). Ev ...
developed the
many-worlds interpretation
The many-worlds interpretation (MWI) is an interpretation of quantum mechanics that asserts that the universal wavefunction is Philosophical realism, objectively real, and that there is no wave function collapse. This implies that all Possible ...
based on von Neumann's processes, by keeping only process II.
No hidden variables proof
One significant passage is its mathematical argument against the idea of
hidden variables. Von Neumann's claim rested on the assumption that any linear combination of
Hermitian operators represents an observable and the expectation value of such combined operator follows the combination of the expectation values of the operators themselves.
Von Neumann's makes the following assumptions:
# For an
observable
In physics, an observable is a physical property or physical quantity that can be measured. In classical mechanics, an observable is a real-valued "function" on the set of all possible system states, e.g., position and momentum. In quantum ...
, a function
of that observable is represented by
.
# For the sum of observables
and
is represented by the operation
, independently of the mutual
commutation relations.
# The correspondence between observables and Hermitian operators is one to one.
# If the observable
is a
non-negative operator, then its expected value
.
# Additivity postulate: For arbitrary observables
and
, and real numbers
and
, we have
for all possible ensembles.
Von Neumann then shows that one can write
:
for some
, where
and
are the matrix elements in some basis. The proof concludes by noting that
must be Hermitian and non-negative definite (
) by construction.
For von Neumann, this meant that the statistical operator representation of states could be deduced from the postulates. Consequently, there are no "dispersion-free" states: it is impossible to prepare a system in such a way that all measurements have predictable results. But if hidden variables existed, then knowing the values of the hidden variables would make the results of all measurements predictable, and hence there can be no hidden variables.
Von Neumann's argues that if dispersion-free states were found, assumptions 1 to 3 should be modified.
Von Neumann's concludes:
Rejection
This proof was rejected as early as 1935 by
Grete Hermann
Grete Hermann (2 March 1901 – 15 April 1984) was a German mathematician and philosopher noted for her work in mathematics, physics, philosophy and education. She is noted for her early philosophical work on the foundations of quantum mechanics ...
who found a flaw in the proof.
The additive postulate above holds for quantum states, but it does not need to apply for measurements of dispersion-free states, specifically when considering non-commuting observables.
Dispersion-free states only require to recover additivity when averaging over the hidden parameters.
For example, for a
spin-1/2
In quantum mechanics, spin is an intrinsic property of all elementary particles. All known fermions, the particles that constitute ordinary matter, have a spin of . The spin number describes how many symmetrical facets a particle has in one f ...
system, measurements of
can take values
for a dispersion-free state, but independent measurements of
and
can only take values of
(their sum can be
or ). Thus there still the possibility that a hidden variable theory could reproduce quantum mechanics statistically.
However, Hermann's critique remained relatively unknown until 1974 when it was rediscovered by
Max Jammer
Max Jammer (; born Moshe Jammer, ; 13 April 1915 – 18 December 2010), was an Israeli physicist and philosophy of physics, philosopher of physics. He was born in Berlin, Germany. He was Rector and Acting President at Bar-Ilan University from 19 ...
.
In 1952,
David Bohm
David Joseph Bohm (; 20 December 1917 – 27 October 1992) was an American scientist who has been described as one of the most significant Theoretical physics, theoretical physicists of the 20th centuryDavid Peat Who's Afraid of Schrödinger' ...
constructed the
Bohmian interpretation of quantum mechanics in terms of statistical argument, suggesting a limit to the validity of von Neumann's proof.
The problem was brought back to wider attention by
John Stewart Bell
John Stewart Bell (28 July 1928 – 1 October 1990) was a physicist from Northern Ireland and the originator of Bell's theorem, an important theorem in quantum mechanics, quantum physics regarding hidden-variable theory, hidden-variable theor ...
in 1966.
Bell showed that the consequences of that assumption are at odds with results of incompatible measurements, which are not explicitly taken into von Neumann's considerations.
Reception
It was considered the most complete book written in quantum mechanics at the time of release.
It was praised for its axiomatic approach.
A review by
Jacob Tamarkin compared von Neumann's book to what the works on
Niels Henrik Abel
Niels Henrik Abel ( , ; 5 August 1802 – 6 April 1829) was a Norwegian mathematician who made pioneering contributions in a variety of fields. His most famous single result is the first complete proof demonstrating the impossibility of solvin ...
or
Augustin-Louis Cauchy
Baron Augustin-Louis Cauchy ( , , ; ; 21 August 1789 – 23 May 1857) was a French mathematician, engineer, and physicist. He was one of the first to rigorously state and prove the key theorems of calculus (thereby creating real a ...
did for
mathematical analysis
Analysis is the branch of mathematics dealing with continuous functions, limit (mathematics), limits, and related theories, such as Derivative, differentiation, Integral, integration, measure (mathematics), measure, infinite sequences, series ( ...
in the 19th century, but for quantum mechanics.
Freeman Dyson
Freeman John Dyson (15 December 1923 – 28 February 2020) was a British-American theoretical physics, theoretical physicist and mathematician known for his works in quantum field theory, astrophysics, random matrix, random matrices, math ...
said that he learned quantum mechanics from the book.
Dyson remarks that in the 1940s, von Neumann's work was not very well cited in the English world, as the book was not translated into English until 1955, but also because the worlds of mathematics and physics were significantly distant at the time.
Works adapted in the book
*
*
*
*
*
See also
*
Dirac–von Neumann axioms
* ''
The Principles of Quantum Mechanics'' by Paul Dirac
*
Heisenberg cut
Notes
References
External links
Full online textof the 1932 German edition (facsimile) at the
University of Göttingen
The University of Göttingen, officially the Georg August University of Göttingen (, commonly referred to as Georgia Augusta), is a Public university, public research university in the city of Göttingen, Lower Saxony, Germany. Founded in 1734 ...
.
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1932 non-fiction books
Mathematics books
Physics textbooks
Works about quantum mechanics
Hidden variables