University of Pennsylvania v Equal Employment Opportunity Commission
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''University of Pennsylvania v. Equal Employment Opportunity Commission'', 493 U.S. 182 (1990), is a
US labor law United States labor law sets the rights and duties for employees, labor unions, and employers in the US. Labor law's basic aim is to remedy the " inequality of bargaining power" between employees and employers, especially employers "organized in ...
case of the
US Supreme Court The Supreme Court of the United States (SCOTUS) is the highest court in the federal judiciary of the United States. It has ultimate appellate jurisdiction over all Federal tribunals in the United States, U.S. federal court cases, and over Stat ...
holding neither common law evidentiary privilege, nor
First Amendment First most commonly refers to: * First, the ordinal form of the number 1 First or 1st may also refer to: Acronyms * Faint Images of the Radio Sky at Twenty-Centimeters, an astronomical survey carried out by the Very Large Array * Far Infrared a ...
academic freedom protects peer review materials that are relevant to charges of racial or sexual discrimination in tenure decisions.


Facts

Rosalie Tung, then an associate professor at the Wharton School of Business at the
University of Pennsylvania The University of Pennsylvania (Penn or UPenn) is a Private university, private Ivy League research university in Philadelphia, Pennsylvania, United States. One of nine colonial colleges, it was chartered in 1755 through the efforts of f ...
, was denied a tenure position by a tenure review board. Tung alleged that she had been the victim of sexual harassment by the board chairman, and that the board discriminated against her Chinese-American heritage. Tung then filed a charge with the
Equal Employment Opportunity Commission The U.S. Equal Employment Opportunity Commission (EEOC) is a federal agency that was established via the Civil Rights Act of 1964 to administer and enforce civil rights laws against workplace discrimination. The EEOC investigates discrimination ...
(EEOC). The EEOC has a broad Congressional mandate to investigate and remedy employment discrimination on the basis of race, color, religion, sex, or national origin. -2(a). The EEOC requested, subpoenaed, then sued to enforce its subpoena of Tung's tenure review file and the tenure review files of five male faculty members. The University refused to provide review materials, citing constitutional protection under the First Amendment and the societal interest inherent in the peer review process.


Judgment


Lower courts

The EEOC applied to the
United States District Court for the Eastern District of Pennsylvania The United States District Court for the Eastern District of Pennsylvania (in case citations, E.D. Pa.) is one of the original 13 federal judiciary districts created by the Judiciary Act of 1789. It originally sat in Independence Hall in Philad ...
for enforcement of its subpoena. The court entered a brief enforcement order.
United States Court of Appeals for the Third Circuit The United States Court of Appeals for the Third Circuit (in case citations, 3d Cir.) is a United States federal court, federal court with appellate jurisdiction over the United States district court, district courts for the following United Sta ...
affirmed the decision, and the Supreme Court granted
certiorari In law, ''certiorari'' is a court process to seek judicial review of a decision of a lower court or government agency. ''Certiorari'' comes from the name of a prerogative writ in England, issued by a superior court to direct that the recor ...
limited to the compelled-disclosure question.


Supreme Court

The question presented was whether a university enjoys a special privilege, grounded either in the
common law Common law (also known as judicial precedent, judge-made law, or case law) is the body of law primarily developed through judicial decisions rather than statutes. Although common law may incorporate certain statutes, it is largely based on prece ...
or the
First Amendment First most commonly refers to: * First, the ordinal form of the number 1 First or 1st may also refer to: Acronyms * Faint Images of the Radio Sky at Twenty-Centimeters, an astronomical survey carried out by the Very Large Array * Far Infrared a ...
, against disclosure of peer review materials that are relevant to charge or racial or sexual discrimination in tenure decisions. The University argued for recognition of a common law privilege against disclosure of confidential peer review materials, and for a First Amendment right of academic freedom against disclosure of the documents. In either case, the University sought a requirement of judicial finding of particularized necessity of access, beyond showing of mere relevance, before peer review materials could be disclosed to the
EEOC The U.S. Equal Employment Opportunity Commission (EEOC) is a federal agency that was established via the Civil Rights Act of 1964 to administer and enforce civil rights laws against workplace discrimination. The EEOC investigates discrimination ...
. The EEOC argued that it possesses a broad Congressional mandate to investigate and remedy employment discrimination on the basis of race, color, religion, sex, or national origin, and that any infringement of the University's
First Amendment First most commonly refers to: * First, the ordinal form of the number 1 First or 1st may also refer to: Acronyms * Faint Images of the Radio Sky at Twenty-Centimeters, an astronomical survey carried out by the Very Large Array * Far Infrared a ...
rights is permissible because of the substantial relation between the EEOC's request and the overriding and compelling state interest in eradicating invidious discrimination. Justice Blackmun, writing for a unanimous Court, declined to create a new privilege against the disclosure of peer review materials, and held that the First Amendment right of academic freedom would not be expanded to protect the materials from disclosure. The Court found that the University did not meet the high burden needed to create a new common law evidentiary privilege, as the privilege sought did not promote sufficiently important interests to outweigh the need for probative evidence. The Court was satisfied that
Congress A congress is a formal meeting of the representatives of different countries, constituent states, organizations, trade unions, political parties, or other groups. The term originated in Late Middle English to denote an encounter (meeting of ...
, in granting power to the EEOC, considered academic freedom and declined to carve out an evidentiary privilege for it. And that, while "confidentiality is important to the proper function of the peer review process," the "costs associated with racial and sexual discrimination in institutions of higher learning are very substantial." The Court noted the special status of universities in a democratic society, and the "essential freedom" that a university possesses "to determine for itself on academic grounds who may teach." However, the Court held that the EEOC's subpoenas are not intended or do not in fact direct the content of university discourse toward or away from particular subjects or points of view. Nor was the EEOC "providing criteria he Universitymust use in selecting teachers, rpreventing the University from using any criteria it may wish to use, except those--including race, sex, and national origin--that are proscribed under Title VII."''University of Pennsylvania v. EEOC'', 493 U.S. at 198. The Court held that the University was not entitled to a common law evidentiary privilege protecting tenure review materials, and that the EEOC subpoena process did not infringe any First Amendment right enjoyed by the University. Arguments regarding particularized necessity of access were not addressed, nor were the EEOC's arguments regarding its Congressional mandate and the compelling state interest of eliminating employment discrimination.


See also

*
US labor law United States labor law sets the rights and duties for employees, labor unions, and employers in the US. Labor law's basic aim is to remedy the " inequality of bargaining power" between employees and employers, especially employers "organized in ...
* List of United States Supreme Court cases, volume 493 *
List of United States Supreme Court cases This page serves as an index of lists of United States Supreme Court cases. The United States Supreme Court is the highest federal court of the United States. By chief justice Court historians and other legal scholars consider each chief j ...
*
List of United States Supreme Court cases by the Rehnquist Court This is a partial chronological list of cases decided by the United States Supreme Court during the Rehnquist Court, the tenure of Chief Justice William Rehnquist from September 26, 1986, through September 3, 2005. The cases are listed chronol ...


Notes


External links

* {{caselaw source , case=''University of Pennsylvania v. EEOC'', {{ussc, 493, 182, 1990, el=no , courtlistener =https://www.courtlistener.com/opinion/112346/universityof-pennsylvania-v-eeoc/ , findlaw=https://caselaw.findlaw.com/us-supreme-court/493/182.html , justia=https://supreme.justia.com/cases/federal/us/493/182/ , loc =http://cdn.loc.gov/service/ll/usrep/usrep493/usrep493182/usrep493182.pdf , oyez =https://www.oyez.org/cases/1989/88-493 United States Supreme Court cases United States Supreme Court cases of the Rehnquist Court United States labor case law United States evidentiary privilege case law United States Free Speech Clause case law 1990 in United States case law University of Pennsylvania Equal employment opportunity United States higher education case law 1990 in labor relations