HOME

TheInfoList



OR:

''United States v. Windsor'', 570 U.S. 744 (2013), is a
landmark A landmark is a recognizable natural or artificial feature used for navigation, a feature that stands out from its near environment and is often visible from long distances. In modern use, the term can also be applied to smaller structures or f ...
United States Supreme Court The Supreme Court of the United States (SCOTUS) is the highest court in the federal judiciary of the United States. It has ultimate appellate jurisdiction over all U.S. federal court cases, and over state court cases that involve a point o ...
civil rights case concerning
same-sex marriage Same-sex marriage, also known as gay marriage, is the marriage of two people of the same sex or gender. marriage between same-sex couples is legally performed and recognized in 33 countries, with the most recent being Mexico, constituting ...
. The Court held that Section 3 of the
Defense of Marriage Act The Defense of Marriage Act (DOMA) was a United States federal law passed by the 104th United States Congress and signed into law by President Bill Clinton. It banned federal recognition of same-sex marriage by limiting the definition of marr ...
(DOMA), which denied federal recognition of same-sex marriages, was a violation of the
Due Process Clause In United States constitutional law, a Due Process Clause is found in both the Fifth and Fourteenth Amendments to the United States Constitution, which prohibits arbitrary deprivation of "life, liberty, or property" by the government except a ...
of the Fifth Amendment. Edith Windsor and Thea Spyer, a
same-sex couple A same-sex relationship is a romantic or sexual relationship between people of the same sex. '' Same-sex marriage'' refers to the institutionalized recognition of such relationships in the form of a marriage; civil unions may exist in countries ...
residing in
New York New York most commonly refers to: * New York City, the most populous city in the United States, located in the state of New York * New York (state), a state in the northeastern United States New York may also refer to: Film and television * '' ...
, had their marriage recognized by the state of New York in 2008; Spyer died in 2009, leaving her entire estate to Windsor. Windsor sought to claim the federal
estate tax An inheritance tax is a tax paid by a person who inherits money or property of a person who has died, whereas an estate tax is a levy on the estate (money and property) of a person who has died. International tax law distinguishes between an ...
exemption for
surviving spouse A widow (female) or widower (male) is a person whose spouse has died. Terminology The state of having lost one's spouse to death is termed ''widowhood''. An archaic term for a widow is "relict," literally "someone left over". This word can so ...
s, but was barred from doing so by Section 3 of DOMA. Seeking a refund, Windsor sued the federal government in the
U.S. District Court for the Southern District of New York The United States District Court for the Southern District of New York (in case citations, S.D.N.Y.) is a federal trial court whose geographic jurisdiction encompasses eight counties of New York State. Two of these are in New York City: New Y ...
. As the
Department of Justice A justice ministry, ministry of justice, or department of justice is a ministry or other government agency in charge of the administration of justice. The ministry or department is often headed by a minister of justice (minister for justice in a ...
declined to defend the constitutionality of Section 3 of DOMA, the
Bipartisan Legal Advisory Group The Bipartisan Legal Advisory Group (BLAG) has been a standing body of the U.S. House of Representatives since 1993 that directs the activities of the . BLAG can direct the General Counsel to participate in litigation or file an ''amicus curiae'' ...
(BLAG) intervened to defend the law. District Judge
Barbara S. Jones Barbara Sue Jones (born 1947) is a former United States district judge of the United States District Court for the Southern District of New York. Education and career Born in Inglewood, California, Jones received a Bachelor of Arts degree fr ...
ruled that Section 3 of DOMA was unconstitutional, and her ruling was affirmed by the U.S. Court of Appeals for the Second Circuit. The Supreme Court granted
certiorari In law, ''certiorari'' is a court process to seek judicial review of a decision of a lower court or government agency. ''Certiorari'' comes from the name of an English prerogative writ, issued by a superior court to direct that the record of ...
in December 2012 and handed down its judgment on June 26, 2013. In the majority opinion, which was joined by four other justices, Justice
Anthony Kennedy Anthony McLeod Kennedy (born July 23, 1936) is an American lawyer and jurist who served as an associate justice of the Supreme Court of the United States from 1988 until his retirement in 2018. He was nominated to the court in 1987 by Presid ...
declared Section 3 of DOMA to be unconstitutional "as a deprivation of the liberty of the person protected by the Fifth Amendment". He further wrote: "The federal statute is invalid, for no legitimate purpose overcomes the purpose and effect to disparage and to injure those whom the State, by its marriage laws, sought to protect in personhood and dignity." Four justices filed dissenting opinions, including Justice
Antonin Scalia Antonin Gregory Scalia (; March 11, 1936 – February 13, 2016) was an American jurist who served as an associate justice of the Supreme Court of the United States from 1986 until his death in 2016. He was described as the intellectu ...
, who argued that the Court had "no power under the Constitution to invalidate this democratically adopted legislation". On the same day, the Court also issued a separate 5–4 decision in ''
Hollingsworth v. Perry ''Hollingsworth v. Perry'' was a series of United States federal court cases that re-legalized same-sex marriage in the state of California. The case began in 2009 in the U.S. District Court for the Northern District of California, which found th ...
'' that effectively allowed same-sex marriage in California to resume. Following the decision, the
Obama administration Barack Obama's tenure as the 44th president of the United States began with his first inauguration on January 20, 2009, and ended on January 20, 2017. A Democrat from Illinois, Obama took office following a decisive victory over Republican ...
began to extend other federal rights, privileges, and benefits to married same-sex couples. Two years later, in the case of '' Obergefell v. Hodges'' (2015), the Court struck down all state bans on same-sex marriage, ruling that marriage is guaranteed to same-sex couples by both the Due Process Clause and the
Equal Protection Clause The Equal Protection Clause is part of the first section of the Fourteenth Amendment to the United States Constitution. The clause, which took effect in 1868, provides "''nor shall any State ... deny to any person within its jurisdiction the equal ...
.


Background

Edith "Edie" Windsor (née Schlain) was born in
Philadelphia Philadelphia, often called Philly, is the largest city in the Commonwealth of Pennsylvania, the sixth-largest city in the U.S., the second-largest city in both the Northeast megalopolis and Mid-Atlantic regions after New York City. Since ...
on June 20, 1929, to a Russian Jewish immigrant family of modest means. During her childhood, her father lost both his candy-and-ice-cream store and his house during the
Great Depression The Great Depression (19291939) was an economic shock that impacted most countries across the world. It was a period of economic depression that became evident after a major fall in stock prices in the United States. The economic contagio ...
, and she at times experienced
anti-Semitism Antisemitism (also spelled anti-semitism or anti-Semitism) is hostility to, prejudice towards, or discrimination against Jews. A person who holds such positions is called an antisemite. Antisemitism is considered to be a form of racism. Antis ...
. After graduating from
Temple University Temple University (Temple or TU) is a public state-related research university in Philadelphia, Pennsylvania. It was founded in 1884 by the Baptist minister Russell Conwell and his congregation Grace Baptist Church of Philadelphia then calle ...
, she married Saul Windsor. They divorced less than one year afterward, and she confided to him that she longed to be with women sexually. The divorced Edie Windsor soon moved to New York City to pursue a master's degree in mathematics at
New York University New York University (NYU) is a private research university in New York City. Chartered in 1831 by the New York State Legislature, NYU was founded by a group of New Yorkers led by then- Secretary of the Treasury Albert Gallatin. In 1832, th ...
; in time, she would become one of the first female senior systems programmers at IBM. Thea Clara Spyer was born in
Amsterdam Amsterdam ( , , , lit. ''The Dam on the River Amstel'') is the capital and most populous city of the Netherlands, with The Hague being the seat of government. It has a population of 907,976 within the city proper, 1,558,755 in the urban ar ...
on October 8, 1931, to a wealthy Jewish family that escaped
the Holocaust The Holocaust, also known as the Shoah, was the genocide of European Jews during World War II. Between 1941 and 1945, Nazi Germany and its collaborators systematically murdered some six million Jews across German-occupied Europ ...
by fleeing to the United States before the Nazi invasion of the Netherlands. Spyer enrolled at
Sarah Lawrence College Sarah Lawrence College is a private liberal arts college in Yonkers, New York. The college models its approach to education after the Oxford/Cambridge system of one-on-one student-faculty tutorials. Sarah Lawrence scholarship, particularly ...
, but was expelled after a campus guard saw her and another woman kissing. She received a bachelor's degree from the
New School for Social Research The New School for Social Research (NSSR) is a graduate-level educational institution that is one of the divisions of The New School in New York City, United States. The university was founded in 1919 as a home for progressive era thinkers. NSS ...
, and a master's degree and PhD in
clinical psychology Clinical psychology is an integration of social science, theory, and clinical knowledge for the purpose of understanding, preventing, and relieving psychologically based distress or dysfunction and to promote subjective well-being and persona ...
from
City University of New York The City University of New York ( CUNY; , ) is the public university system of New York City. It is the largest urban university system in the United States, comprising 25 campuses: eleven senior colleges, seven community colleges and seven pro ...
and
Adelphi University Adelphi University is a private university in Garden City, New York. Adelphi also has centers in Manhattan, Hudson Valley, and Suffolk County. There is also a virtual, online campus for remote students. It is the oldest institution of higher edu ...
, respectively. In addition to her private psychology practice in Manhattan, Spyer was an accomplished violinist. She met Windsor in 1963 at a West Village restaurant, and the two began dating after they reconnected in
the Hamptons The Hamptons, part of the East End of Long Island, consist of the towns of Southampton and East Hampton, which together comprise the South Fork of Long Island, in Suffolk County, New York. The Hamptons are a popular seaside resort and one o ...
during Memorial Day weekend of 1965. Windsor had first suggested engagement in 1965. Spyer proposed to her in 1967 but presented her with a diamond brooch instead of an engagement ring, fearing that Windsor would be stigmatized at work if her colleagues knew about her relationship. In 2007, the pair, both residents of New York, married in
Toronto Toronto ( ; or ) is the capital city of the Canadian province of Ontario. With a recorded population of 2,794,356 in 2021, it is the most populous city in Canada and the fourth most populous city in North America. The city is the anch ...
, Ontario, under the provisions set forth in the
Canadian Canadians (french: Canadiens) are people identified with the country of Canada. This connection may be residential, legal, historical or cultural. For most Canadians, many (or all) of these connections exist and are collectively the source of ...
''
Civil Marriage Act The ''Civil Marriage Act'' is a federal statute legalizing same-sex marriage across Canada. At the time it became law, same-sex marriage had already been legalized by court decisions in all Canadian jurisdictions except Alberta, Prince Edward ...
'', after 40 years of romantic partnership. Canada's first openly gay judge, Justice Harvey Brownstone, officiated. After Spyer's death in 2009, Windsor was required to pay $363,053 in federal estate taxes on her inheritance of her wife's estate. Had federal law recognized the validity of their marriage, Windsor would have qualified for an unlimited spousal deduction and paid no federal estate taxes. In May 2008, New York Governor
David Paterson David Alexander Paterson (born May 20, 1954) is an American politician and attorney who served as the 55th governor of New York, succeeding Eliot Spitzer and serving out nearly three years of Spitzer's term from March 2008 to December 2010. A ...
had ordered state agencies to recognize same-sex marriages performed in other jurisdictions. Some lower-level state courts had made similar rulings, but whether the state's
highest court A supreme court is the highest court within the hierarchy of courts in most legal jurisdictions. Other descriptions for such courts include court of last resort, apex court, and high (or final) court of appeal. Broadly speaking, the decisions of ...
would give such a ruling the force of law, as Windsor's claim for a refund required, remained uncertain and was disputed throughout her lawsuit. Windsor at first asked several gay rights advocacy groups to represent her, but none would take the case. Finally, she was referred to Roberta Kaplan, a partner at the law firm of Paul, Weiss, Rifkind, Wharton & Garrison LLP, who later recalled: "When I heard her story, it took me about five seconds, maybe less, to agree to represent her". Kaplan had unsuccessfully represented the plaintiffs in a 2006 case that challenged the inability of same-sex couples to marry under New York law, ''Hernández v. Robles''. Both Kaplan and Windsor were members of
Congregation Beit Simchat Torah Congregation Beit Simchat Torah ("CBST") is a synagogue located in Manhattan, New York City. It was founded in 1973, and is the world's largest LGBT synagogue. CBST serves Jews of all sexual orientations and gender identities, their families, ...
.


District Court

Paul, Weiss, Rifkind, Wharton & Garrison, in conjunction with the
American Civil Liberties Union The American Civil Liberties Union (ACLU) is a nonprofit organization founded in 1920 "to defend and preserve the individual rights and liberties guaranteed to every person in this country by the Constitution and laws of the United States". T ...
(ACLU), filed the case in the
U.S. District Court for the Southern District of New York The United States District Court for the Southern District of New York (in case citations, S.D.N.Y.) is a federal trial court whose geographic jurisdiction encompasses eight counties of New York State. Two of these are in New York City: New Y ...
on behalf of Windsor as executor of Spyer's estate on November 9, 2010. On February 23, 2011, Attorney General
Eric Holder Eric Himpton Holder Jr. (born January 21, 1951) is an American lawyer who served as the 82nd Attorney General of the United States from 2009 to 2015. Holder, serving in the administration of President Barack Obama, was the first African Amer ...
released a statement regarding two lawsuits challenging DOMA Section 3, ''Windsor'' and '' Pedersen v. Office of Personnel Management''. He explained that the Department of Justice (DOJ) had previously defended Section 3 of DOMA in several other lawsuits in jurisdictions where precedents required the court to use the rational basis standard for reviewing laws concerning sexual orientation. Since ''Windsor'' was filed in the jurisdiction of the
Second Circuit Court of Appeals The United States Court of Appeals for the Second Circuit (in case citations, 2d Cir.) is one of the thirteen United States Courts of Appeals. Its territory comprises the states of Connecticut, New York and Vermont. The court has appellate juri ...
, which had no such precedent, the DOJ had identified the proper standard of review in such cases as the more demanding " heightened scrutiny". Under that standard, it could no longer defend the constitutionality of DOMA Section 3.The administration continued enforcing the law until it was declared unconstitutional by the Supreme Court. On April 18, 2011,
Paul Clement Paul Drew Clement (born June 24, 1966) is an American lawyer who served as U.S. Solicitor General from 2004 to 2008 and is known for his advocacy before the U.S. Supreme Court. He established his own law firm, Clement & Murphy, in 2022 after l ...
, representing the
Bipartisan Legal Advisory Group The Bipartisan Legal Advisory Group (BLAG) has been a standing body of the U.S. House of Representatives since 1993 that directs the activities of the . BLAG can direct the General Counsel to participate in litigation or file an ''amicus curiae'' ...
of the House of Representatives (BLAG), filed a motion asking to be allowed to intervene in the suit "for the limited purpose of defending the constitutionality of Section III" of DOMA. The
Department of Justice A justice ministry, ministry of justice, or department of justice is a ministry or other government agency in charge of the administration of justice. The ministry or department is often headed by a minister of justice (minister for justice in a ...
did not oppose the motion. Windsor filed a motion for summary judgment on June 24. New York Attorney General
Eric Schneiderman Eric Tradd Schneiderman (born December 31, 1954) is an American lawyer and politician who served as the 65th Attorney General of New York from 2011 until his resignation in May 2018. Schneiderman, a member of the Democratic Party, spent ten year ...
filed a brief supporting Windsor's claim on July 26, 2011, arguing that DOMA Section 3 could not survive the scrutiny used for classifications based on sex and constitutes "an intrusion on the power of the state to define marriage". On August 1, 2011, BLAG filed a brief opposing Windsor's motion for summary judgment on the grounds that sexual orientation is not subject to heightened scrutiny. On June 6, 2012, Judge
Barbara S. Jones Barbara Sue Jones (born 1947) is a former United States district judge of the United States District Court for the Southern District of New York. Education and career Born in Inglewood, California, Jones received a Bachelor of Arts degree fr ...
ruled that a
rational basis review In U.S. constitutional law, rational basis review is the normal standard of review that courts apply when considering constitutional questions, including due process or equal protection questions under the Fifth Amendment or Fourteenth Amendme ...
of Section 3 of DOMA showed it to be unconstitutional, as it violated plaintiff's rights under the
equal protection The Equal Protection Clause is part of the first section of the Fourteenth Amendment to the United States Constitution. The clause, which took effect in 1868, provides "''nor shall any State ... deny to any person within its jurisdiction the equal ...
guarantees of the Fifth Amendment, and ordered that Windsor receive the tax refund due to her.''Windsor v. United States'', Where BLAG had argued that the Spyer-Windsor marriage was not recognized by New York law at the time of Spyer's death – a prerequisite for Windsor's claim against the IRS – Jones cited the "informal opinion letters" of the state's governor, attorney general, and comptroller to the contrary along with several opinions in New York appellate courts. The plaintiff said afterward: "It's thrilling to have a court finally recognize how unfair it is for the government to have treated us as though we were strangers."


Court of Appeals

Despite its approval of the ruling, the Justice Department filed a notice of appeal on June 14, 2012, to facilitate BLAG's defense of the statute. BLAG filed a motion to dismiss the DOJ's
Second Circuit The United States Court of Appeals for the Second Circuit (in case citations, 2d Cir.) is one of the thirteen United States Courts of Appeals. Its territory comprises the states of Connecticut, New York and Vermont. The court has appellate jur ...
appeal on July 19, claiming the DOJ lacks standing because it prevailed in the District Court. Meanwhile, Windsor's legal counsel filed a petition of
certiorari before judgment A petition for certiorari before judgment, in the Supreme Court of the United States, is a petition for a writ of certiorari in which the Supreme Court is asked to immediately review the decision of a United States District Court, without an appe ...
with the Supreme Court on July 16, 2012, asking for the case to be considered without waiting for the Second Circuit's review, citing the plaintiff's age and health. The DOJ replied to BLAG's motion to dismiss, asserting: (1) its standing as an "aggrieved party", because the District Court's stay prevents the DOJ from taking steps to cease enforcement of Section 3 of DOMA; and (2) that its participation ensures consideration of the constitutional issue if the Second Circuit or the Supreme Court determines that BLAG lacks standing. On September 27, Chief Judge Dennis Jacobs and Judges
Chester J. Straub Chester John Straub (born May 12, 1937) is an inactive senior United States circuit judge of the United States Court of Appeals for the Second Circuit headquartered in New York City. Education and career Straub was born on May 12, 1937, in Bro ...
and Christopher F. Droney heard arguments in the case. On October 18, the Second Circuit Court of Appeals upheld the lower court's ruling that Section 3 of DOMA is unconstitutional. The majority opinion stated, "It is easy to conclude that homosexuals have suffered a history of discrimination." Thus they were part of a quasi-suspect class that deserves any law restricting its rights to be subjected to
intermediate scrutiny Intermediate scrutiny, in U.S. constitutional law, is the second level of deciding issues using judicial review. The other levels are typically referred to as rational basis review (least rigorous) and strict scrutiny (most rigorous). In order ...
. Because DOMA could not pass that test, Judge Jacobs wrote, it is unconstitutional under the equal protection guarantees of the Fifth Amendment.
Our straightforward legal analysis sidesteps the fair point that same-sex marriage is unknown to history and tradition, but law (federal or state) is not concerned with holy matrimony. Government deals with marriage as a civil status—however fundamental—and New York has elected to extend that status to same-sex couples. 
It was the first federal court of appeals decision to hold that laws that classify people based on
sexual orientation Sexual orientation is an enduring pattern of romantic or sexual attraction (or a combination of these) to persons of the opposite sex or gender, the same sex or gender, or to both sexes or more than one gender. These attractions are generall ...
should be subject to heightened scrutiny. Like the lower court, the Second Circuit held that the Spyer-Windsor marriage was valid under New York law, citing precedents on that question from several state appellate court decisions, two of which preceded Spyer's death. Where New York law is unclear, the Second Circuit must adopt a predictive approach, as it did in this case.


United States Supreme Court

On September 11, 2012, following Windsor's petition for
certiorari In law, ''certiorari'' is a court process to seek judicial review of a decision of a lower court or government agency. ''Certiorari'' comes from the name of an English prerogative writ, issued by a superior court to direct that the record of ...
before judgment and before the Second Circuit's ruling, the Department of Justice filed its own petition for certiorari before judgment with the Supreme Court. After the appellate ruling on October 18, the parties filed supplemental briefs.Docket report for ''United States v. Windsor'' (12–307)
Retrieved December 7, 2012.
On December 7, the Supreme Court granted
certiorari In law, ''certiorari'' is a court process to seek judicial review of a decision of a lower court or government agency. ''Certiorari'' comes from the name of an English prerogative writ, issued by a superior court to direct that the record of ...
in the case, now ''United States v. Windsor'', accepting the DOJ's petition. In addition to the question presented by the DOJ – "Whether Section 3 of DOMA violates the Fifth Amendment's guarantee of equal protection" for same sex partners – the court also asked the parties to brief and argue two other questions: whether the government's agreement with the Second Circuit's decision deprived the court of a "real dispute" and therefore of jurisdiction to hear the case, and whether BLAG had
standing Standing, also referred to as orthostasis, is a position in which the body is held in an ''erect'' ("orthostatic") position and supported only by the feet. Although seemingly static, the body rocks slightly back and forth from the ankle in the s ...
in its own right, i.e., the legal right to independently ask for the appeal to be heard in the event that the government was not a valid petitioner. Article III of the
Constitution A constitution is the aggregate of fundamental principles or established precedents that constitute the legal basis of a polity, organisation or other type of entity and commonly determine how that entity is to be governed. When these pr ...
(the "
Case or Controversy clause The Supreme Court of the United States has interpreted the Case or Controversy Clause of Article III of the United States Constitution (found in Art. III, Section 2, Clause 1) as embodying two distinct limitations on exercise of judicial review ...
") forbids parties that do not themselves have a ''real'' and ''personal'' ("particularized") complaint from filing a case or appeal in a federal court. Windsor noted in a statement that when she and her partner met nearly 50 years earlier that they never dreamed their marriage would land before the Supreme Court "as an example of why gay married couples should be treated equally, and not like second-class citizens". Noting that her deceased wife would be proud, Windsor added, "The truth is, I never expected any less from my country." On December 11, the Supreme Court appointed Vicki C. Jackson, a professor of constitutional law at
Harvard Law School Harvard Law School (Harvard Law or HLS) is the law school of Harvard University, a private research university in Cambridge, Massachusetts. Founded in 1817, it is the oldest continuously operating law school in the United States. Each c ...
, as an ''
amicus curiae An ''amicus curiae'' (; ) is an individual or organization who is not a party to a legal case, but who is permitted to assist a court by offering information, expertise, or insight that has a bearing on the issues in the case. The decision o ...
'' to argue the two additional questions it posed. BLAG filed its own petition for certiorari,''Bipartisan Legal Advisory Group of the United States House of Representatives v. Windsor'', Docket No
12-785
(U.S. Supreme Court, December 28, 2012).
in order to enable the court to rule on the constitutionality of DOMA, even if it were to decide that it lacked jurisdiction to hear the DOJ's petition. The Supreme Court heard oral arguments on March 27, 2013.


Opinion of the Court


Majority opinion

In a 5–4 decision issued on June 26, 2013, the Supreme Court found Section 3 of DOMA (codified at ) to be unconstitutional, "as a deprivation of the liberty of the person protected by the Fifth Amendment".''United States v. Windsor'', . Retrieved June 26, 2013. The Court held that the Constitution prevented the federal government from treating state-sanctioned heterosexual marriages differently from state-sanctioned same-sex marriages, and that such differentiation "demean dthe couple, whose moral and sexual choices the Constitution protects".
Justice Justice, in its broadest sense, is the principle that people receive that which they deserve, with the interpretation of what then constitutes "deserving" being impacted upon by numerous fields, with many differing viewpoints and perspective ...
Anthony Kennedy Anthony McLeod Kennedy (born July 23, 1936) is an American lawyer and jurist who served as an associate justice of the Supreme Court of the United States from 1988 until his retirement in 2018. He was nominated to the court in 1987 by Presid ...
authored the majority opinion, joined by Justices Ginsburg, Breyer, Sotomayor, and Kagan. Kennedy's decision to strike down a central part of DOMA cited the principles of state autonomy, equal protection and liberty, but the constitutional basis for striking down the law was not entirely clear, as it had elements of
federalism Federalism is a combined or compound mode of government that combines a general government (the central or "federal" government) with regional governments ( provincial, state, cantonal, territorial, or other sub-unit governments) in a single ...
, equal protection and due process. The answer may be found in Windsor's brief, in which she argues that DOMA operates to say "that married gay couples aren't genuinely married at all but are instead 'similarly situated' to unmarried people". The Court wrote:


Dissents

Chief Justice
John Roberts John Glover Roberts Jr. (born January 27, 1955) is an American lawyer and jurist who has served as the 17th chief justice of the United States since 2005. Roberts has authored the majority opinion in several landmark cases, including '' Nat ...
and Justices
Antonin Scalia Antonin Gregory Scalia (; March 11, 1936 – February 13, 2016) was an American jurist who served as an associate justice of the Supreme Court of the United States from 1986 until his death in 2016. He was described as the intellectu ...
and
Samuel Alito Samuel Anthony Alito Jr. ( ; born April 1, 1950) is an American lawyer and jurist who serves as an associate justice of the Supreme Court of the United States. He was nominated by President George W. Bush on October 31, 2005, and has serve ...
authored dissenting opinions, which Justice
Clarence Thomas Clarence Thomas (born June 23, 1948) is an American jurist who serves as an associate justice of the Supreme Court of the United States. He was nominated by President George H. W. Bush to succeed Thurgood Marshall and has served since 1 ...
joined. Justice Scalia's dissent, which was joined in full by Justice Thomas and in part by Chief Justice Roberts, opened: He continued: Scalia argued that the judgment effectively characterized opponents of same-sex marriage as "enemies of the human race": He argued that the Court's ruling would affect state bans on same-sex marriage as well: Scalia concluded by saying that the Supreme Court "has cheated both sides, robbing the winners of an honest victory, and the losers of the peace that comes from a fair defeat". The opinions of Roberts and Scalia offered different interpretations of the majority ruling. Roberts said the majority opinion was based on federalism, finding DOMA unconstitutional because the federal government was interfering with state control of marriage. He wrote: "The dominant theme of the majority opinion is that the Federal Government's intrusion into an area 'central to state domestic relations law applicable to its residents and citizens' is sufficiently 'unusual' to set off alarm bells. ... s judgment is based on federalism." Scalia was uncertain whether the majority relied upon that federalism argument or based its decision on Equal Protection grounds, writing, "if this is meant to be an equal-protection opinion, it is a confusing one".


Responses and analysis

President Obama hailed the ruling as a "victory for American democracy". On the question of how the ruling would affect bans on same-sex marriage in those states that prohibit it, Obama said: "My personal belief, but I'm speaking now as a president as opposed to as a lawyer, is that if you've been married in Massachusetts and you move someplace else, you're still married, and that under federal law you should be able to obtain the benefits of any lawfully married couple."
Laurence Tribe Laurence Henry Tribe (born October 10, 1941) is an American legal scholar who is a University Professor Emeritus at Harvard University. He previously served as the Carl M. Loeb University Professor at Harvard Law School. A constitutional law sc ...
, a professor of constitutional law at
Harvard Law School Harvard Law School (Harvard Law or HLS) is the law school of Harvard University, a private research university in Cambridge, Massachusetts. Founded in 1817, it is the oldest continuously operating law school in the United States. Each c ...
, described Scalia's response and dissent as "intemperate", "extraordinary", and "at the very least, an exercise in jurisprudential cynicism". He considered that Scalia appeared to have been unable to resist "the temptation to use the occasion to insult the Court's majority, and Justice Kennedy in particular, in essentially
ad hominem ''Ad hominem'' (), short for ''argumentum ad hominem'' (), refers to several types of arguments, most of which are fallacious. Typically, this term refers to a rhetorical strategy where the speaker attacks the character, motive, or some othe ...
 ... terms". Neil Siegel, a professor of constitutional law at
Duke Law School Duke University School of Law (Duke Law School or Duke Law) is the law school of Duke University, a private research university in Durham, North Carolina. One of Duke's 10 schools and colleges, the School of Law is a constituent academic unit th ...
, wrote that Justice Roberts' view that the majority relied on federalism was a fallacy in that the majority did not place any weight on the federalism argument, but rather used "federalism as a waystation" to put off making a decision on the constitutionality of state laws concerning same-sex marriage.


Impact and implementation

A day after the decision in ''Windsor'', the federal judge hearing '' McLaughlin v. Panetta'' asked the parties to explain by July 18 why the logic that found DOMA's section 3 unconstitutional did not apply equally to federal regulations that control eligibility for veterans' spousal benefits, which define "spouse" as "a person of the opposite sex". On July 18, 2013, BLAG stated in a court filing that in light of ''Windsor'', they would no longer seek to defend this case or similar statutes in court, and sought leave to withdraw from defending the case. In the wake of the U.S. Supreme Court ruling the Obama Administration and several federal executive departments and agencies such as the Office of Personnel Management began to extend federal rights, privileges and benefits to married same-sex couples by changing regulations in order to conform with the Supreme Court decision in ''Windsor'': * Medicaid announced in August 2013 that "all beneficiaries in private Medicare plans have access to equal coverage when it comes to care in a nursing home where their spouse lives". * All same-sex couples who are legally married are recognized as such for federal tax purposes, even if the state where they live does not recognize their union. * Federal employees in same-sex marriages can apply for health, dental, life, long-term care and retirement benefits. * Legally married same-sex seniors on Medicare are eligible for equal benefits and joint placement in nursing homes. * Death benefits are paid to survivors of a same-sex marriage by the Social Security Administration. * The Department of Homeland Security treats same-sex spouses equally for the purposes of obtaining a green card if the spouse is a foreign national. * On February 10, 2014, the Justice Department instructed all of its employees to give lawful same-sex marriages the same rights as heterosexual married couples in all programs it administers, whether or not the activity occurs in a jurisdiction that recognizes same-sex marriage. Included are the right to decline to testify against a spouse, spousal privileges for prison inmates, eligibility for joint bankruptcy filing, and access to such federal programs as the Sep 11 fund to compensate victims of the terrorist attacks and the compensation program for the surviving spouse of a public safety officer killed in the line of duty. The policy also affects domestic support obligations, such as alimony owed to a former same-sex spouse, as well as the exclusion of certain debts to a current or former same-sex spouse. * The marriage can take place in a State or other Country where that ceremony was legal, and will confer eligibility to apply for lawful permanent residence. As a result of the ''Windsor'' decision, married same-sex couples—regardless of domicile—have tax benefits (which include the previously unavailable ability to file joint tax returns with the
IRS The Internal Revenue Service (IRS) is the revenue service for the United States federal government, which is responsible for collecting U.S. federal taxes and administering the Internal Revenue Code, the main body of the federal statutory tax ...
),
military A military, also known collectively as armed forces, is a heavily armed, highly organized force primarily intended for warfare. It is typically authorized and maintained by a sovereign state, with its members identifiable by their distinct ...
benefits, federal employment benefits for employees of the U.S Government and immigration benefits. In February 2014, the
Justice Department A justice ministry, ministry of justice, or department of justice is a ministry or other government agency in charge of the administration of justice. The ministry or department is often headed by a minister of justice (minister for justice in a ...
expanded recognition of same-sex marriages in federal legal matters, including bankruptcies, prison visits, survivor benefits and the legal right to refuse to testify to incriminate a spouse. Likewise in June 2014, family
medical leave Sick leave (or paid sick days or sick pay) is paid time off from work that workers can use to stay home to address their health needs without losing pay. It differs from paid vacation time or time off work to deal with personal matters, because sic ...
benefits under the
Family and Medical Leave Act of 1993 The Family and Medical Leave Act of 1993 (FMLA) is a United States labor law requiring covered employers to provide employees with job-protected, unpaid leave for qualified medical and family reasons. The FMLA was a major part of President Bill C ...
were extended to married same-sex couples in all of the U.S. With respect to
social security Welfare, or commonly social welfare, is a type of government support intended to ensure that members of a society can meet basic human needs such as food and shelter. Social security may either be synonymous with welfare, or refer specifical ...
and veterans benefits, same-sex married couples who live in states where same-sex marriage is recognised are eligible for full benefits from the
Veterans Affairs Veterans' affairs is an area of public policy concerned with relations between a government and its communities of military veterans. Some jurisdictions have a designated government agency or department, a Department of Veterans' Affairs, Minist ...
(VA) and the
Social Security Administration The United States Social Security Administration (SSA) is an independent agency of the U.S. federal government that administers Social Security, a social insurance program consisting of retirement, disability and survivor benefits. To qualify f ...
(SSA). The VA and SSA can provide only limited benefits to married same-sex couples living in states where same-sex marriage isn't legal, with
Congress A congress is a formal meeting of the representatives of different countries, constituent states, organizations, trade unions, political parties, or other groups. The term originated in Late Middle English to denote an encounter (meeting of ...
required to amend federal law to rectify that inequity. According to one reporter's assessment in August 2013, despite the foregoing efforts the U.S. federal agencies are not working in concert with respect to the implementation of the ''Windsor'' ruling. Instead "they are creating a patchwork of regulations affecting gay and lesbian couples – and may be raising questions about discrimination and fairness in the way that federal benefits are distributed." In February 2015, the
United States Department of Labor The United States Department of Labor (DOL) is one of the executive departments of the U.S. federal government. It is responsible for the administration of federal laws governing occupational safety and health, wage and hour standards, unemploy ...
issued its final rule amending the definition of spouse under the FMLA in response to ''Windsor''. The new rule is effective March 27, 2015. The revised definition of "spouse" extends FMLA leave rights and job protections to employees in a same-sex marriage or a
common-law marriage Common-law marriage, also known as non-ceremonial marriage, marriage, informal marriage, or marriage by habit and repute, is a legal framework where a couple may be considered married without having formally registered their relation as a civi ...
entered into in a state where those statuses are legally recognized, regardless of the state in which the employee works or resides.


Judicial interpretation

The ruling in ''Windsor'' led to a series of state and federal lawsuits being filed against same-sex marriage bans and affected other discrimination rulings. A year after the ''Windsor'' ruling was announced, there was at least one state or federal lawsuit against every state same-sex marriage ban.


State courts

New Jersey Supreme Court The Supreme Court of New Jersey is the highest court in the U.S. state of New Jersey. In its current form, the Supreme Court of New Jersey is the final judicial authority on all cases in the state court system, including cases challenging th ...
previously ruled in '' Lewis v. Harris'' that the denial of marriage benefits violate same-sex couples equal protection under the New Jersey state constitution. But following ''Windsor'' a New Jersey state judge ruled that the extension of federal benefits to married same-sex couples made New Jersey's civil unions to be lacking the equal protection.


Federal courts

In several other cases, the ambiguity in the majority decision in ''Windsor'' has produced varying interpretations in later legal decisions that address state regulation of marriage and the denial of marriage rights to same-sex couples. Courts have disputed whether ''Windsor'' relied upon federalism or equal protection and what standard of review the Supreme Court applied. Others have used it to dismiss the precedential importance of ''
Baker v. Nelson ''Richard John Baker v. Gerald R. Nelson'', 291 Minn. 310, 191 N.W.2d 185 (1971), was a case in which the Minnesota Supreme Court decided that construing a marriage statute to restrict marriage licenses to persons of the opposite sex "does not ...
''. Within 2 years of the ''Windsor'' decision 28 district courts and 4 appeals court ruled that state level same-sex marriage bans are unconstitutional, while only two district courts and one appeals court ruled they did not violate the constitution. In December 2013, a U.S. District Court judge ruling in '' Kitchen v. Herbert'' found that ''Baker'' no longer controlled his decision, because the rule is that "doctrinal developments" can obviate the importance of a dismissal like ''Baker'', and given the issues before the court ''Windsor'' was "highly relevant and is therefore a significant doctrinal development". It also read ''Windsor'' as an equal protection case, writing: "The court agrees with Justice Scalia's interpretation of Windsor and finds that the important federalism concerns at issue here are nevertheless insufficient to save a state-law prohibition that denies the Plaintiffs their rights to due process and equal protection under the law." District Court Judge Arenda Wright Allen ruling in '' Bostic v. Rainey'' on February 13, 2014, noted that ''Windsor'' discussed the deference due state laws defining marriage only to assert that "due process and equal protection guarantees must trump objections to federal intervention". She cited Justice Scalia's prediction that the reasoning of the majority in ''Windsor'' with respect to federal law motivated by a "bare ... desire to harm" would produce the same conclusion with respect to state laws. In '' De Leon v. Perry'', Orlando Garcia on February 26, 2014, framed the lawsuit in terms of ''Windsor'': "Now, the lower courts must apply the Supreme Court's decision in ''Windsor'' and decide whether a state can do what the federal government cannot -– discriminate against same-sex couples." He then made the same point Judge Wright Allen had made, citing ''Windsor'': "While Texas has the 'unquestioned authority' to regulate and define marriage, the State must nevertheless do so in a way that does not infringe on an individual's constitutional rights." (references omitted) Some courts have agreed with Scalia that the ''Windsor'' decision lacked clarity and proceeded to interpret it with little reference to federalism, just as Scalia had predicted. When ruling Oklahoma's ban on same-sex marriage unconstitutional on January 14, 2014, in '' Bishop v. Oklahoma'', U.S. District Judge Terence C. Kern described the decision as the culmination of a process: "There is no precise legal label for what has occurred in Supreme Court jurisprudence beginning with ''Romer'' in 1996 and culminating in ''Windsor'' in 2013, but this Court knows a rhetorical shift when it sees one". When U.S. District Judge Jone E. Jones ruled on May 20, 2014, that Pennsylvania's same-sex marriage ban was unconstitutional, he read ''Windsor'' as an equal protection decision. He cited Justice Scalia's critique of the lack of clarity in the ''Windsor'' decision, writing: "As Justice Scalia cogently remarked in his dissent, 'if 'Windsor''is meant to be an equal-protection opinion, it is a confusing one. ... Windsor found DOMA unconstitutional because 'no legitimate purpose overcomes the purpose and effect to disparage and to injure.'" Conversely, U.S. District Judge Martin Feldman, upholding Louisiana's ban on same-sex marriage on September 3, 2014, reviewed the arguments before him and wrote: "Both sides invoke the Supreme Court's decision in ''United States v. Windsor''. ... But ''Windsor'' does little more than give both sides in this case something to hope for." In a footnote, he explained his reading of the case:Order and reasons, ''Robicheaux v. Caldwell'', September 3, 2014
accessed October 2, 2014
He quoted Chief Justice Roberts' dissent as a reason not to read ''Windsor'' as a guide for deciding the constitutionality of restrictions on same-sex marriage: "The Court does not have before it", wrote Roberts, "and the logic of its opinion does not decide the distinct question whether the States, in the exercise of their 'historic and essential authority to define the marital relation', ... may continue to utilize the traditional definition of marriage". Feldman found nothing in ''Windsor'' to require him to use heightened scrutiny, saying that "Windsor starkly avoids mention of heightened scrutiny". He called the argument that ''Windsors use of the phrase "careful consideration" meant intermediate or heightened scrutiny amounted to "intellectual anarchy". He criticized several recent federal court decisions for failing to specify the appropriate standard of review they used to evaluate the constitutionality of bans on same-sex marriage. Instead he cited ''Windsor'' for its "powerful reminder" that The definition of marriage is the foundation of the State's broader authority to regulate the subject of domestic relations.


Sexual orientation as a suspect class

A 3-judge panel of the
Ninth Circuit Court of Appeals The United States Court of Appeals for the Ninth Circuit (in case citations, 9th Cir.) is the U.S. federal court of appeals that has appellate jurisdiction over the U.S. district courts in the following federal judicial districts: * District ...
in '' SmithKline v. Abbott'' considered what standard of review to apply when determining whether sexual orientation can be used in selecting the members of a jury. It ruled unanimously on January 21, 2014, based on its reading of ''Windsor'', that distinctions based on sexual orientation are subject to a standard of review higher than rational basis review and that "equal protection prohibits peremptory strikes based on sexual orientation". The Ninth Circuit wrote: A split remains among the second, sixth and ninth circuits of the courts of appeal regarding the level of scrutiny that applies to classifications based on sexual orientation. Although the Supreme Court had the opportunity to address the level of scrutiny in ''Obergefell v. Hodges'', that decision focused on the fundamental right to marry. Many scholars have theorized that the ruling in Windsor has elevated classifications on the basis of sexual orientation to be considered under a 'rational basis with bite' evaluation; and have found the analysis to be closely synonymous with how classifications of religion are reviewed. The Ninth Circuit court also observed that the majority in ''Windsor'' shifted the burden from the same-sex couple to the government when it wrote that the government has to "''justify'' disparate treatment of the group".


See also

*'' Meyer v. Nebraska'' — 1923 case defining the "liberty" protected by the Due Process clause *'' Romer v. Evans'' — 1996 case holding that an amendment to the Colorado Constitution that prevented protected status for homosexuals or bisexuals was unconstitutional because it was not rationally related to a legitimate state interest. *''
Lawrence v. Texas ''Lawrence v. Texas'', 539 U.S. 558 (2003), is a landmark decision of the U.S. Supreme Court in which the Court ruled that most sanctions of criminal punishment for consensual, adult non- procreative sexual activity (commonly referred to as sod ...
'' — 2003 case holding same-sex intimate conduct cannot be criminalized * ''
Hollingsworth v. Perry ''Hollingsworth v. Perry'' was a series of United States federal court cases that re-legalized same-sex marriage in the state of California. The case began in 2009 in the U.S. District Court for the Northern District of California, which found th ...
'' — 2013 case on constitutionality of California Proposition 8's constitutional ban on same-sex marriage * '' Obergefell v. Hodges'' — 2015 case holding state same-sex marriage bans unconstitutional. *
List of United States Supreme Court cases, volume 570 External links {{SCOTUSCases, 570 Lists of 2012 term United States Supreme Court opinions ...
*
List of United States Supreme Court cases by the Roberts Court This is a partial chronological list of cases decided by the United States Supreme Court during the Roberts Court, the tenure of Chief Justice John Roberts John Glover Roberts Jr. (born January 27, 1955) is an American lawyer and juris ...
*
LGBT rights in the United States Lesbian, gay, bisexual and transgender (LGBT) rights in the United States are among the most socially, culturally, and legally permissive and advanced in the world, with public opinion and jurisprudence on the issue changing significantly si ...
*
Same-sex marriage in the United States The availability of legally recognized same-sex marriage in the United States expanded from one state (Massachusetts) in 2004 to all fifty states in 2015 through various court rulings, state legislation, and direct popular votes. States each ...
* State Marriage Defense Act


Notes


References


Further reading

* * * * *


External links

*
''Windsor v. United States'' – Complaint
in District Court
''Windsor v. United States'' – District Court Decision

''Windsor v. United States'' – United States Court of Appeals for the 2nd Circuit Decision

DOJ's Petition for Certiorari in the U.S. Supreme Court

Windsor's Petition for Certiorari in the U.S. Supreme Court



''Edie & Thea: A Very Long Engagement'' (2009 documentary film)



''To A More Perfect Union: United States v. Windsor'' (2017 documentary film)
{{DEFAULTSORT:United States v. Windsor 2010 in New York (state) 2012 in United States case law 2013 in LGBT history American Civil Liberties Union litigation Defense of Marriage Act Discrimination against LGBT people in the United States LGBT in New York (state) LGBT rights in New York (state) United States same-sex union case law United States Supreme Court cases United States Supreme Court cases of the Roberts Court United States taxation and revenue case law