
The trifunctional hypothesis of prehistoric
Proto-Indo-European society
Proto-Indo-European society is the reconstructed culture of Proto-Indo-Europeans, the ancient speakers of the Proto-Indo-European language, ancestor of all modern Indo-European languages. Historical linguistics combined with archaeological and ...
postulates a tripartite ideology ("''idéologie tripartite''") reflected in the existence of three
social class
A social class or social stratum is a grouping of people into a set of Dominance hierarchy, hierarchical social categories, the most common being the working class and the Bourgeoisie, capitalist class. Membership of a social class can for exam ...
es or
caste
A caste is a Essentialism, fixed social group into which an individual is born within a particular system of social stratification: a caste system. Within such a system, individuals are expected to marry exclusively within the same caste (en ...
s—
priests
A priest is a religious leader authorized to perform the sacred rituals of a religion, especially as a mediatory agent between humans and one or more deities. They also have the authority or power to administer religious rites; in particular, ...
,
warrior
A warrior is a guardian specializing in combat or warfare, especially within the context of a tribal society, tribal or clan-based warrior culture society that recognizes a separate warrior aristocracy, social class, class, or caste.
History
...
s, and
commoners (farmers or tradesmen)—corresponding to the three functions of the
sacral, the
martial
Marcus Valerius Martialis (known in English as Martial ; March, between 38 and 41 AD – between 102 and 104 AD) was a Roman and Celtiberian poet born in Bilbilis, Hispania (modern Spain) best known for his twelve books of '' Epigrams'', pu ...
and the
economic
An economy is an area of the Production (economics), production, Distribution (economics), distribution and trade, as well as Consumption (economics), consumption of Goods (economics), goods and Service (economics), services. In general, it is ...
, respectively. The trifunctional thesis is primarily associated with the
French mythographer
Myth is a genre of folklore consisting primarily of narratives that play a fundamental role in a society. For scholars, this is very different from the vernacular usage of the term "myth" that refers to a belief that is not true. Instead, the ...
Georges Dumézil
Georges Edmond Raoul Dumézil (4 March 189811 October 1986) was a French Philology, philologist, Linguistics, linguist, and religious studies scholar who specialized in comparative linguistics and comparative mythology, mythology. He was a prof ...
, who proposed it in 1929 in the book ''Flamen-Brahman'',
and later in ''
Mitra-Varuna''.
Three-way division
According to
Georges Dumézil
Georges Edmond Raoul Dumézil (4 March 189811 October 1986) was a French Philology, philologist, Linguistics, linguist, and religious studies scholar who specialized in comparative linguistics and comparative mythology, mythology. He was a prof ...
(1898–1986),
Proto-Indo-European society
Proto-Indo-European society is the reconstructed culture of Proto-Indo-Europeans, the ancient speakers of the Proto-Indo-European language, ancestor of all modern Indo-European languages. Historical linguistics combined with archaeological and ...
had three main groups, corresponding to three distinct functions:
[Dumézil, G. (1929). ''Flamen-Brahman''. There has been scholarship in applying Dumézilian trifunctionalism to Pre-Columbian Yucatán Mayan societies in: Lincoln, Charles E., (1990) ''Ethnicity and Social Organization at Chichen Itza'', Yucatan, Mexico. (PhD. dissertation, Department of Anthropology, Harvard University) Advisors Mathews, Peter, and Gordon R. Willey; Lincoln, Charles E. (1986.) "The Chronology of Chichen Itza: A Review of the Literature." Pages 141–156 in ''Late Lowland Maya Civilization: Classic to Postclassic'', edited by Jeremy A. Sabloff and E. Wyllys Andrews V. Albuquerque: University of New Mexico Press.][Dumézil, G. (1940). ''Mitra-Varuna'', Presses universitaires de France.
]
*
Sovereignty
Sovereignty can generally be defined as supreme authority. Sovereignty entails hierarchy within a state as well as external autonomy for states. In any state, sovereignty is assigned to the person, body or institution that has the ultimate au ...
, which fell into two distinct and complementary sub-parts:
** one formal, juridical and priestly but worldly;
** the other powerful, unpredictable and priestly but rooted in the supernatural world.
*
Military
A military, also known collectively as armed forces, is a heavily armed, highly organized force primarily intended for warfare. Militaries are typically authorized and maintained by a sovereign state, with their members identifiable by a d ...
, connected with force, the military and
war
War is an armed conflict between the armed forces of states, or between governmental forces and armed groups that are organized under a certain command structure and have the capacity to sustain military operations, or between such organi ...
.
*
Productivity
Productivity is the efficiency of production of goods or services expressed by some measure. Measurements of productivity are often expressed as a ratio of an aggregate output to a single input or an aggregate input used in a production proce ...
,
herding
Herding is the act of bringing individual animals together into a group (herd), maintaining the group, and moving the group from place to place—or any combination of those. Herding can refer either to the process of animals forming herds in ...
,
farming
Agriculture encompasses crop and livestock production, aquaculture, and forestry for food and non-food products. Agriculture was a key factor in the rise of sedentary human civilization, whereby farming of domesticated species created ...
and
crafts
A craft or trade is a pastime or an occupation that requires particular skills and knowledge of skilled work. In a historical sense, particularly the Middle Ages and earlier, the term is usually applied to people occupied in small scale pr ...
; ruled by the other two.
In the
Proto-Indo-European mythology
Proto-Indo-European mythology is the body of myths and deities associated with the Proto-Indo-Europeans, speakers of the hypothesized Proto-Indo-European language. Although the mythological motifs are not directly attested – since Proto-Ind ...
, each
social group
In the social sciences, a social group is defined as two or more people who interact with one another, share similar characteristics, and collectively have a sense of unity. Regardless, social groups come in a myriad of sizes and varieties. F ...
had its own
god
In monotheistic belief systems, God is usually viewed as the supreme being, creator, and principal object of faith. In polytheistic belief systems, a god is "a spirit or being believed to have created, or for controlling some part of the un ...
or family of gods to represent it and the function of the god or gods matched the function of the group. Many such divisions occur in the history of Indo-European societies:
* Southern Russia:
Bernard Sergent associates the
Indo-European language
The Indo-European languages are a language family native to the northern Indian subcontinent, most of Europe, and the Iranian plateau with additional native branches found in regions such as Sri Lanka, the Maldives, parts of Central Asia ( ...
family with certain archaeological cultures in Southern
Russia
Russia, or the Russian Federation, is a country spanning Eastern Europe and North Asia. It is the list of countries and dependencies by area, largest country in the world, and extends across Time in Russia, eleven time zones, sharing Borders ...
and reconstructs an
Indo-European religion
Proto-Indo-European mythology is the body of myths and deities associated with the Proto-Indo-Europeans, speakers of the hypothesized Proto-Indo-European language. Although the mythological motifs are not directly attested – since Proto-Ind ...
based upon the tripartite functions.
* Early Baltic society:
Norbertas Vėlius
Norbertas Vėlius (1 January 1938 in Gulbės, near Šilalė – 23 June 1996 in Vilnius, buried in the Antakalnis Cemetery) was a Lithuanian folklorist specializing in Lithuanian mythology
Lithuanian mythology () is the mythology of Lithuani ...
, in his book ''Senovės baltų pasaulėžiūra'' (The Ancient Baltic Worldview), identified three regions with three classes. The priestly class was centered in
Prussia
Prussia (; ; Old Prussian: ''Prūsija'') was a Germans, German state centred on the North European Plain that originated from the 1525 secularization of the Prussia (region), Prussian part of the State of the Teutonic Order. For centuries, ...
, the warrior class was prominent in the outer highlands, and the farming class predominanted in the intermediate flatlands.
* Early Germanic society: Dumézil identified a division between the
king
King is a royal title given to a male monarch. A king is an Absolute monarchy, absolute monarch if he holds unrestricted Government, governmental power or exercises full sovereignty over a nation. Conversely, he is a Constitutional monarchy, ...
, warrior
aristocracy
Aristocracy (; ) is a form of government that places power in the hands of a small, privileged ruling class, the aristocracy (class), aristocrats.
Across Europe, the aristocracy exercised immense Economy, economic, Politics, political, and soc ...
and regular freemen.
* Norse mythology:
Odin
Odin (; from ) is a widely revered god in Norse mythology and Germanic paganism. Most surviving information on Odin comes from Norse mythology, but he figures prominently in the recorded history of Northern Europe. This includes the Roman Em ...
(sovereignty),
Týr
(; Old Norse: , ) is a god in Germanic mythology and member of the . In Norse mythology, which provides most of the surviving narratives about gods among the Germanic peoples, sacrifices his right hand to the monstrous wolf , who bites it off ...
(law and justice), the
Vanir
In Norse mythology, the Vanir (; Old Norse:, singular Vanr) are a group of gods associated with fertility, wisdom, and the ability to see the future. The Vanir are one of two groups of gods (the other being the Æsir) and are the namesake of the ...
(fertility). Odin has been interpreted as a death-god and connected to cremations, and has also been associated with ecstatic practices.
* Classical Greece: the three divisions of the ideal society as described by
Socrates
Socrates (; ; – 399 BC) was a Ancient Greek philosophy, Greek philosopher from Classical Athens, Athens who is credited as the founder of Western philosophy and as among the first moral philosophers of the Ethics, ethical tradition ...
in
Plato
Plato ( ; Greek language, Greek: , ; born BC, died 348/347 BC) was an ancient Greek philosopher of the Classical Greece, Classical period who is considered a foundational thinker in Western philosophy and an innovator of the writte ...
's ''
The Republic''. Bernard Sergent examined the trifunctional hypothesis in Greek
epic
Epic commonly refers to:
* Epic poetry, a long narrative poem celebrating heroic deeds and events significant to a culture or nation
* Epic film, a genre of film defined by the spectacular presentation of human drama on a grandiose scale
Epic(s) ...
,
lyric
Lyric may refer to:
* Lyrics, the words, often in verse form, which are sung, usually to a melody, and constitute the semantic content of a song
* Lyric poetry is a form of poetry that expresses a subjective, personal point of view
* Lyric, from t ...
and
dramatic poetry.
* India: the three Hindu castes, the
Brahmins
Brahmin (; ) is a ''Varna (Hinduism), varna'' (theoretical social classes) within Hindu society. The other three varnas are the ''Kshatriya'' (rulers and warriors), ''Vaishya'' (traders, merchants, and farmers), and ''Shudra'' (labourers). Th ...
or priests; the
Kshatriya
Kshatriya () (from Sanskrit ''kṣatra'', "rule, authority"; also called Rajanya) is one of the four varnas (social orders) of Hindu society and is associated with the warrior aristocracy. The Sanskrit term ''kṣatriyaḥ'' is used in the con ...
, the warriors and military; and the
Vaishya
Vaishya (Sanskrit: वैश्य, ''vaiśya'') is one of the four varnas of the Vedic Hindu social order in India. Vaishyas are classed third in the order of Varna hierarchy.
The occupation of Vaishyas consists mainly of agriculture, takin ...
, the agriculturalists, cattle rearers and traders. The
Shudra
Shudra or ''Shoodra'' (Sanskrit: ') is one of the four varnas of the Hindu class and social system in ancient India. Some sources translate it into English as a caste, or as a social class. Theoretically, Shudras constituted a class like work ...
, a fourth Indian caste, is a peasant or serf.
Reception
Supporters of the hypothesis include scholars such as
Émile Benveniste
Émile Benveniste (; 27 May 1902 – 3 October 1976) was a French Structuralism, structural linguistics, linguist and semiotics, semiotician. He is best known for his work on Indo-European languages and his critical reformulation of the linguist ...
,
Bernard Sergent and
Iaroslav Lebedynsky, the last of whom concludes that "the basic idea seems proven in a convincing way".
The hypothesis was embraced outside the field of
Indo-European studies
Indo-European studies () is a field of linguistics and an interdisciplinary field of study dealing with Indo-European languages, both current and extinct. The goal of those engaged in these studies is to amass information about the hypothetical p ...
by some mythographers, anthropologists and historians such as
Mircea Eliade
Mircea Eliade (; – April 22, 1986) was a Romanian History of religion, historian of religion, fiction writer, philosopher, and professor at the University of Chicago. One of the most influential scholars of religion of the 20th century and in ...
,
Claude Lévi-Strauss
Claude Lévi-Strauss ( ; ; 28 November 1908 – 30 October 2009) was a Belgian-born French anthropologist and ethnologist whose work was key in the development of the theories of structuralism and structural anthropology. He held the chair o ...
,
Marshall Sahlins
Marshall David Sahlins ( ; December 27, 1930April 5, 2021) was an American cultural anthropologist best known for his ethnographic work in the Pacific and for his contributions to anthropological theory. He was the Charles F. Grey Distinguishe ...
,
Rodney Needham
Rodney Needham (15 May 1923 – 4 December 2006 in Oxford) was an English social anthropologist.
Born Rodney Phillip Needham Green, he changed his name in 1947; the following year he married Maud Claudia (Ruth) Brysz. The couple would collaborat ...
,
Jean-Pierre Vernant
Jean-Pierre Vernant (; January 4, 1914 – January 9, 2007) was a French resistant, historian and anthropologist, specialist in ancient Greece. Influenced by Claude Lévi-Strauss, Vernant developed a structuralist approach to Greek myth, traged ...
and
Georges Duby.
[ Lincoln, B. (1999). ''Theorizing myth: Narrative, ideology, and scholarship'', p. 260 n. 17. University of Chicago Press, .]
On the other hand,
Nicholas Allen concludes that the tripartite division may be an artefact and a
selection effect
Selection bias is the bias introduced by the selection of individuals, groups, or data for analysis in such a way that proper randomization is not achieved, thereby failing to ensure that the sample obtained is representative of the population inte ...
, rather than an organising principle that was used in the societies themselves.
Benjamin W. Fortson reports a sense that Dumézil blurred the lines between the three functions and the examples that he gave often had contradictory characteristics, which had caused his detractors to reject his categories as nonexistent. John Brough surmises that societal divisions are common outside Indo-European societies as well and so the hypothesis has only limited utility in illuminating prehistoric Indo-European society. Cristiano Grottanelli states that while Dumézilian trifunctionalism may be seen in modern and medieval contexts, its projection onto earlier cultures is mistaken. Belier is strongly critical.
The hypothesis has been criticised by the historians
Carlo Ginzburg,
Arnaldo Momigliano
Arnaldo Dante Momigliano (5 September 1908 – 1 September 1987) was an Italian historian of classical antiquity, known for his work in historiography, and characterised by Donald Kagan as "the world's leading student of the writing of history ...
and
Bruce Lincoln
Bruce Lincoln (born 1948) is Caroline E. Haskell Distinguished Service Professor Emeritus of the History of Religions in the Divinity School of the University of Chicago, where he also holds positions in the Center for Middle Eastern Studies, Com ...
[Arvidsson, Stefan. ''Aryan idols: Indo-European mythology as ideology and science'', p. 3] as being based on Dumézil's sympathies with the
political right
Right-wing politics is the range of political ideologies that view certain social orders and hierarchies as inevitable, natural, normal, or desirable, typically supporting this position based on natural law, economics, authority, property, ...
.
Guy Stroumsa
Guy Gedalyah Stroumsa (; born 27 July 1948) is an Israeli scholar of religion. He is Martin Buber Professor Emeritus of Comparative Religion at the Hebrew University of Jerusalem and Emeritus Professor of the Study of the Abrahamic Religions at ...
sees those criticisms as unfounded.
See also
*
Arthashastra
''Kautilya's Arthashastra'' (, ; ) is an Ancient Indian Sanskrit treatise on statecraft, politics, economic policy and military strategy. The text is likely the work of several authors over centuries, starting as a compilation of ''Arthashas ...
*
Comparative mythology
Comparative mythology is the comparison of myths from different cultures in an attempt to identify shared themes and characteristics.Littleton, p. 32 Comparative mythology has served a variety of academic purposes. For example, scholars have used ...
*
Estates of the realm
The estates of the realm, or three estates, were the broad orders of social hierarchy used in Christendom (Christian Europe) from the Middle Ages to early modern Europe. Different systems for dividing society members into estates developed a ...
*
Mythography
Myth is a genre of folklore consisting primarily of narratives that play a fundamental role in a society. For scholars, this is very different from the vernacular usage of the term "myth" that refers to a belief that is not true. Instead, the ...
*
Proto-Indo-European religion
Proto-Indo-European mythology is the body of myths and deities associated with the Proto-Indo-Europeans, speakers of the hypothesized Proto-Indo-European language. Although the mythological motifs are not directly attested – since Proto-In ...
*
Proto-Indo-European society
Proto-Indo-European society is the reconstructed culture of Proto-Indo-Europeans, the ancient speakers of the Proto-Indo-European language, ancestor of all modern Indo-European languages. Historical linguistics combined with archaeological and ...
*
Trinity
The Trinity (, from 'threefold') is the Christian doctrine concerning the nature of God, which defines one God existing in three, , consubstantial divine persons: God the Father, God the Son (Jesus Christ) and God the Holy Spirit, thr ...
*
Triple deity
Notes
References
Sources
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Anthropology
Proto-Indo-Europeans
Mythological archetypes
Comparative mythology
Social classes
Sociological theories
1929 introductions
1920s in archaeology
{{Indo European Mythology