Substantial form is a central philosophical concept in
Aristotelianism
Aristotelianism ( ) is a philosophical tradition inspired by the work of Aristotle, usually characterized by Prior Analytics, deductive logic and an Posterior Analytics, analytic inductive method in the study of natural philosophy and metaphysics ...
and, afterwards, in
Scholasticism
Scholasticism was a medieval European philosophical movement or methodology that was the predominant education in Europe from about 1100 to 1700. It is known for employing logically precise analyses and reconciling classical philosophy and Ca ...
. The ''form'' is the
idea
In philosophy and in common usage, an idea (from the Greek word: ἰδέα (idea), meaning 'a form, or a pattern') is the results of thought. Also in philosophy, ideas can also be mental representational images of some object. Many philosophe ...
, existent or embodied in a being, that completes or actualizes the potentiality latent in the matter composing the being itself. For
Aristotle
Aristotle (; 384–322 BC) was an Ancient Greek philosophy, Ancient Greek philosopher and polymath. His writings cover a broad range of subjects spanning the natural sciences, philosophy, linguistics, economics, politics, psychology, a ...
, in fact, ''
matter
In classical physics and general chemistry, matter is any substance that has mass and takes up space by having volume. All everyday objects that can be touched are ultimately composed of atoms, which are made up of interacting subatomic pa ...
'' is the basis of all that exists; it comprises the ''
potentiality'' of everything, but of itself is not actually anything. A determinate thing only comes into being when the ''potentiality'' in matter is converted into ''
actuality;'' this is achieved by the substantial form. It is ''substantial'' because it is the principle by which a material kind of thing is recognised as such.
This concept was designed by
Aristotle
Aristotle (; 384–322 BC) was an Ancient Greek philosophy, Ancient Greek philosopher and polymath. His writings cover a broad range of subjects spanning the natural sciences, philosophy, linguistics, economics, politics, psychology, a ...
to explain several phenomena considered perplexing in the ancient world. One was how physical things can exist as certain types of intelligible things, ''e.g.'',
Argos and
Garmr are both dogs despite being very different because they have the same type of substantial form: it is the substantial form that makes the physical thing
intelligible as a particular kind of thing; in other words, such is the Aristotelean solution of the
problem of universals. Another one was how the activities of physical things can transcend the limitations of matter to different degrees (for Aristotle, matter was considered unable of any kind of self-organization):
plants
Plants are the eukaryotes that form the kingdom Plantae; they are predominantly photosynthetic. This means that they obtain their energy from sunlight, using chloroplasts derived from endosymbiosis with cyanobacteria to produce sugars f ...
through their vegetative substantial form transcend the capacities of inanimate matter via growth and nutritive activities;
animals
Animals are multicellular, eukaryotic organisms in the biological kingdom Animalia (). With few exceptions, animals consume organic material, breathe oxygen, have myocytes and are able to move, can reproduce sexually, and grow from a ...
through their sentient substantial form by sensation, perception and emotions; and
humans
Humans (''Homo sapiens'') or modern humans are the most common and widespread species of primate, and the last surviving species of the genus ''Homo''. They are Hominidae, great apes characterized by their Prehistory of nakedness and clothing ...
by their rational substantial form, so making them "
rational animals". A third one was how one physical thing can change into another, ''e.g.'' the tiger that eats an antilope not only ends the ability of the antilope's substantial forms to continue animating its prime matter but also enables that same prime matter to become absorbed or animated by the tiger's substantial form. For Aristotle, prime matter is the ultimate principle of physicality and has the potency to being activated by substantial forms into physical entities. Without this potency of prime matter, in Aristotle's opinion, change would either be impossible or would require matter to be destroyed and created rather than altered.
Aristotle's doctrine of substantial form animating prime matter differs from
Plato
Plato ( ; Greek language, Greek: , ; born BC, died 348/347 BC) was an ancient Greek philosopher of the Classical Greece, Classical period who is considered a foundational thinker in Western philosophy and an innovator of the writte ...
's
theory of forms
The Theory of Forms or Theory of Ideas, also known as Platonic idealism or Platonic realism, is a philosophical theory credited to the Classical Greek philosopher Plato.
A major concept in metaphysics, the theory suggests that the physical w ...
in several ways. Unlike substantial forms, Platonic forms or ''
ideas'' exist as exemplars in the invisible world and are imposed by a supreme god (
Demiurge in some translations of the ''
Timaeus'') upon chaotic matter. Physical things thus only participate to some degree in the perfection of Plato's paradigmatic Forms. Aristotle, on the other hand, holds that substantial forms actualize the potency of prime matter made receptive by agents of change. The chick's substantial form actualizes prime matter that has been individualized into being a receptive potency for the ''chicken's'' substantial form by the hen and the rooster.
While the concept of substantial forms dominates
ancient Greek philosophy
Ancient Greek philosophy arose in the 6th century BC. Philosophy was used to make sense of the world using reason. It dealt with a wide variety of subjects, including astronomy, epistemology, mathematics, political philosophy, ethics, metaphysics ...
and
medieval philosophy, it fell out of favor in modern philosophy.
Modern philosophy was changed by the discovery of nature's mathematical and mechanical laws. So, the idea of substantial forms was abandoned for a
mechanical, or "bottom-up" theory of organization. Each substance being in its nature fixed and determined, nothing is farther from the spirit of Aristotelianism or Scholasticism than a theory of
evolution
Evolution is the change in the heritable Phenotypic trait, characteristics of biological populations over successive generations. It occurs when evolutionary processes such as natural selection and genetic drift act on genetic variation, re ...
which would regard even the essences of things as products of change. However, such mechanistic treatments have been criticized by proponents of
Neo-Scholasticism for merely denying the existence of certain kinds of substantial forms in favor of others (for example that of
atoms
Atoms are the basic particles of the chemical elements. An atom consists of a nucleus of protons and generally neutrons, surrounded by an electromagnetically bound swarm of electrons. The chemical elements are distinguished from each other ...
) and not denying substantial forms as such.
Articulation
Aristotelian forms
Responding to
Plato
Plato ( ; Greek language, Greek: , ; born BC, died 348/347 BC) was an ancient Greek philosopher of the Classical Greece, Classical period who is considered a foundational thinker in Western philosophy and an innovator of the writte ...
's
Theory of Forms
The Theory of Forms or Theory of Ideas, also known as Platonic idealism or Platonic realism, is a philosophical theory credited to the Classical Greek philosopher Plato.
A major concept in metaphysics, the theory suggests that the physical w ...
,
Aristotle
Aristotle (; 384–322 BC) was an Ancient Greek philosophy, Ancient Greek philosopher and polymath. His writings cover a broad range of subjects spanning the natural sciences, philosophy, linguistics, economics, politics, psychology, a ...
was the first to distinguish between
matter
In classical physics and general chemistry, matter is any substance that has mass and takes up space by having volume. All everyday objects that can be touched are ultimately composed of atoms, which are made up of interacting subatomic pa ...
(''
hyle'') and form (''morphe''). For Aristotle, matter is the undifferentiated primal element: it is rather that from which things develop than a
thing in itself. The development of particular things from this germinal matter consists in differentiation, the acquiring of particular forms of which the knowable universe consists (cf.
Formal cause). The perfection of the form of a thing is its
entelechy
In philosophy, potentiality and actuality are a pair of closely connected principles which Aristotle used to analyze motion, causality, ethics, and physiology in his ''Physics'', ''Metaphysics'', '' Nicomachean Ethics'', and '' De Anima''.
Th ...
in virtue of which it attains its fullest realization of function (''
De anima'', ii. 2). Thus, the entelechy of the
body is the
soul
The soul is the purported Mind–body dualism, immaterial aspect or essence of a Outline of life forms, living being. It is typically believed to be Immortality, immortal and to exist apart from the material world. The three main theories that ...
. The origin of the differentiation process is to be sought in a
prime mover, ''i.e.'' pure form entirely separate from all matter, eternal, unchangeable, operating not by its own activity but by the impulse which its own absolute existence excites in matter.
Early adoption
Aristotelian forms appear in
medieval philosophy.
Medieval theologians, newly exposed to Aristotle's philosophy, applied hylomorphism to Christianity, such as to the
transubstantiation
Transubstantiation (; Greek language, Greek: μετουσίωσις ''metousiosis'') is, according to the teaching of the Catholic Church, "the change of the whole substance of sacramental bread, bread into the substance of the Body of Christ and ...
of the Eucharist's bread and wine to the body and blood of
Jesus
Jesus (AD 30 or 33), also referred to as Jesus Christ, Jesus of Nazareth, and many Names and titles of Jesus in the New Testament, other names and titles, was a 1st-century Jewish preacher and religious leader. He is the Jesus in Chris ...
. Theologians such as
Duns Scotus
John Duns Scotus ( ; , "Duns the Scot"; – 8 November 1308) was a Scottish Catholic priest and Franciscan friar, university professor, philosopher and theologian. He is considered one of the four most important Christian philosopher-t ...
developed Christian applications of hylomorphism.
The Aristotelian conception of form was adopted by the
Scholastics, to whom, however, its origin in the observation of the physical universe was an entirely foreign idea. The most remarkable adaptation is probably that of
Aquinas
Thomas Aquinas ( ; ; – 7 March 1274) was an Italian Dominican Order, Dominican friar and Catholic priest, priest, the foremost Scholasticism, Scholastic thinker, as well as one of the most influential philosophers and theologians in the W ...
, who distinguished the spiritual world with its subsistent forms (formae separatae) from the material with its inherent forms which exist only in combination with matter.
Criticism
Descartes, referring to substantial forms, says:
They were introduced by philosophers solely to account for the proper action of natural things, of which they were supposed to be the principles and bases ... But no natural action at all can be explained by these substantial forms, since their defenders admit that they are occult, and that they do not understand them themselves. If they say that some action proceeds from a substantial form, it is as if they said it proceeds from something they do not understand; which explains nothing.
John Locke
John Locke (; 29 August 1632 (Old Style and New Style dates, O.S.) – 28 October 1704 (Old Style and New Style dates, O.S.)) was an English philosopher and physician, widely regarded as one of the most influential of the Enlightenment thi ...
criticised 'substantial forms' as ill-defined, stating that they "signify nothing" and that the supposition that "the same precise and internal constitution goes always with the same specific name, makes men forward to take those names for the representatives of those real essences".
Isaac Newton
Sir Isaac Newton () was an English polymath active as a mathematician, physicist, astronomer, alchemist, theologian, and author. Newton was a key figure in the Scientific Revolution and the Age of Enlightenment, Enlightenment that followed ...
in his ''
Principia'' situates himself within the contemporary scientific movement which had "omit
dsubstantial forms and the occult qualities" and instead endeavoured to explain the world by empirical investigation and outlining of empirical regularities.
Response to criticism
Leibniz made efforts to return to forms. Substantial forms, in the strictest sense for Leibniz, are primitive active forces and are required for his metaphysics. In the ''
Discourse on Metaphysics'' (§10):
..the belief in substantial forms has a certain basis in fact, but that these forms effect no changes in the phenomena and must not be employed for the explanation of particular events.
References
{{Authority control
Aristotelianism
Metaphysical properties
Philosophy of Aristotle
Concepts in ancient Greek metaphysics