
In
winemaking
Winemaking or vinification is the production of wine, starting with the selection of the fruit, its fermentation into alcohol, and the bottling of the finished liquid. The history of wine-making stretches over millennia. The science of wine and ...
, clarification and stabilization are the processes by which
insoluble
In chemistry, solubility is the ability of a substance, the solute, to form a solution with another substance, the solvent. Insolubility is the opposite property, the inability of the solute to form such a solution.
The extent of the solub ...
matter
suspended in the
wine
Wine is an alcoholic drink typically made from fermented grapes. Yeast consumes the sugar in the grapes and converts it to ethanol and carbon dioxide, releasing heat in the process. Different varieties of grapes and strains of yeasts are ...
is removed before bottling. This matter may include dead
yeast
Yeasts are eukaryotic, single-celled microorganisms classified as members of the fungus kingdom. The first yeast originated hundreds of millions of years ago, and at least 1,500 species are currently recognized. They are estimated to consti ...
cells (
lees),
bacteria
Bacteria (; singular: bacterium) are ubiquitous, mostly free-living organisms often consisting of one biological cell. They constitute a large domain of prokaryotic microorganisms. Typically a few micrometres in length, bacteria were am ...
,
tartrates,
protein
Proteins are large biomolecules and macromolecules that comprise one or more long chains of amino acid residues. Proteins perform a vast array of functions within organisms, including catalysing metabolic reactions, DNA replication, respon ...
s,
pectin
Pectin ( grc, πηκτικός ': "congealed" and "curdled") is a heteropolysaccharide, a structural acid contained in the primary lamella, in the middle lamella, and in the cell walls of terrestrial plants. The principal, chemical component o ...
s, various
tannins
Tannins (or tannoids) are a class of astringent, polyphenolic biomolecules that bind to and precipitate proteins and various other organic compounds including amino acids and alkaloids.
The term ''tannin'' (from Anglo-Norman ''tanner' ...
and other
phenolic compounds
In organic chemistry, phenols, sometimes called phenolics, are a class of chemical compounds consisting of one or more hydroxyl groups (— O H) bonded directly to an aromatic hydrocarbon group. The simplest is phenol, . Phenolic compounds are c ...
, as well as pieces of grape skin,
pulp, stems and
gum
Gum may refer to:
Types of gum
* Adhesive
* Bubble gum
* Chewing gum
* Gum (botany), sap or other resinous material associated with certain species of the plant kingdom
** Gum arabic, made from the sap of ''Acacia senegal'', an Old World tree s ...
s.
[J. Robinson (ed) ''"The Oxford Companion to Wine"'' Third Edition, pp. 173, 661–62. Oxford University Press 2006 .] Clarification and stabilization may involve
fining,
filtration
Filtration is a physical separation process that separates solid matter and fluid from a mixture using a ''filter medium'' that has a complex structure through which only the fluid can pass. Solid particles that cannot pass through the filte ...
,
centrifugation
Centrifugation is a mechanical process which involves the use of the centrifugal force to separate particles from a solution according to their size, shape, density, medium viscosity and rotor speed. The denser components of the mixture migrate ...
,
flotation,
refrigeration
The term refrigeration refers to the process of removing heat from an enclosed space or substance for the purpose of lowering the temperature.International Dictionary of Refrigeration, http://dictionary.iifiir.org/search.phpASHRAE Terminology, ht ...
,
pasteurization
Pasteurization or pasteurisation is a process of food preservation in which packaged and non-packaged foods (such as milk and fruit juices) are treated with mild heat, usually to less than , to eliminate pathogens and extend shelf life.
T ...
, and/or
barrel maturation and
racking.
Clarifying wine

In
wine tasting
Wine tasting is the sensory examination and evaluation of wine. While the practice of wine tasting is as ancient as its production, a more formalized methodology has slowly become established from the 14th century onward. Modern, professional w ...
, a wine is considered "
clear" when there are no visible particles suspended in the liquid and, especially in the case of white wines, when there is some degree of
transparency
Transparency, transparence or transparent most often refer to:
* Transparency (optics), the physical property of allowing the transmission of light through a material
They may also refer to:
Literal uses
* Transparency (photography), a still ...
. A wine with too much suspended matter will appear cloudy and dull, even if its aroma and flavor are unaffected; wines therefore generally undergo some kind of clarification.
Before
fermentation,
pectin
Pectin ( grc, πηκτικός ': "congealed" and "curdled") is a heteropolysaccharide, a structural acid contained in the primary lamella, in the middle lamella, and in the cell walls of terrestrial plants. The principal, chemical component o ...
-splitting
enzyme
Enzymes () are proteins that act as biological catalysts by accelerating chemical reactions. The molecules upon which enzymes may act are called substrate (chemistry), substrates, and the enzyme converts the substrates into different molecule ...
s and, for white wine, fining agents such as
bentonite
Bentonite () is an absorbent swelling clay consisting mostly of montmorillonite (a type of smectite) which can either be Na-montmorillonite or Ca-montmorillonite. Na-montmorillonite has a considerably greater swelling capacity than Ca-m ...
may be added to the
must
Must (from the Latin ''vinum mustum'', "young wine") is freshly crushed fruit juice (usually grape juice) that contains the skins, seeds, and stems of the fruit. The solid portion of the must is called pomace and typically makes up 7–23% of ...
in order to promote the eventual
agglomeration and
settling of
colloids.
Pectins are structural molecules in the cell walls of fruits which have the important function of 'gumming' plant cells together. The pectin content of grapes increases steadily throughout ripening, reaching levels of about 1 g/L, although it varies by varietal and pre-fermentation handling processes. Large pectin molecules can affect the amount of juice yielded at pressing, ease of filtration and clarification, and extraction of tannins. Grapes contain natural pectolytic enzymes responsible for softening the grape berries during ripening, but these are not active under wine-making conditions (due to pH level, SO
2, and alcohol.) Therefore, fungal pectolytic enzymes are often added to white must to break up pectins, decrease the viscosity of the juice, and speed up settling. In red musts, this increases color and tannin extraction.
After fermentation, the force of
gravity
In physics, gravity () is a fundamental interaction which causes mutual attraction between all things with mass or energy. Gravity is, by far, the weakest of the four fundamental interactions, approximately 1038 times weaker than the str ...
may eventually cause the wine to "fall bright" or clarify naturally, as the larger suspended particles gradually settle to the bottom of the
storage
Storage may refer to:
Goods Containers
* Dry cask storage, for storing high-level radioactive waste
* Food storage
* Intermodal container, cargo shipping
* Storage tank
Facilities
* Garage (residential), a storage space normally used to store car ...
vessel. The wine can then be
siphoned or "racked" off the compact solids into a new container.
[T. Stevenson ''"The Sotheby's Wine Encyclopedia"'' pp. 26–7 Dorling Kindersley 2005 .] But this process may take many months, or even years, as well as several rackings, in order to produce a perfectly clear wine. Producers can accelerate the process by using fining agents, filtration and/or flotation.
Fining
In winemaking, fining is the process where a substance (fining agent) is added to the wine to create an
adsorbent,
enzymatic or
ionic bond
Ionic bonding is a type of chemical bonding that involves the electrostatic attraction between oppositely charged ions, or between two atoms with sharply different electronegativities, and is the primary interaction occurring in ionic compoun ...
with the suspended particles, producing larger molecules and larger particles that will
precipitate
In an aqueous solution, precipitation is the process of transforming a dissolved substance into an insoluble solid from a super-saturated solution. The solid formed is called the precipitate. In case of an inorganic chemical reaction leading ...
out of the wine more readily and rapidly. Unlike filtration, which can only remove
particulate
Particulates – also known as atmospheric aerosol particles, atmospheric particulate matter, particulate matter (PM) or suspended particulate matter (SPM) – are microscopic particles of solid or liquid matter suspended in the air. The t ...
s (such as dead yeast cells and grape fragments), fining can remove soluble substances such as
polymerized tannins, coloring
phenols
In organic chemistry, phenols, sometimes called phenolics, are a class of chemical compounds consisting of one or more hydroxyl groups (— O H) bonded directly to an aromatic hydrocarbon group. The simplest is phenol, . Phenolic compounds ...
and
proteins; some of these proteins can cause haziness in wines exposed to high temperatures after bottling. The reduction of tannin can reduce astringency in red wines intended for early drinking.
[J. Robinson (ed) ''"The Oxford Companion to Wine"'' Third Edition pp. 271–72 Oxford University Press 2006 ] Many substances have historically been used as fining agents, including dried
blood
Blood is a body fluid in the circulatory system of humans and other vertebrates that delivers necessary substances such as nutrients and oxygen to the cells, and transports metabolic waste products away from those same cells. Blood in th ...
powder. Today, there are two general types of fining agents — organic compounds and solid/mineral materials.
Organic compounds
In chemistry, organic compounds are generally any chemical compounds that contain carbon-hydrogen or carbon-carbon bonds. Due to carbon's ability to catenate (form chains with other carbon atoms), millions of organic compounds are known. The ...
used as fining agents are generally
animal based
An animal product is any material derived from the body of an animal. Examples are fat, flesh, blood, milk, eggs, and lesser known products, such as isinglass and rennet.
Animal by-products, as defined by the USDA, are products harvested or man ...
, a possible cause of concern to
vegans.
[C. Pyevich ']
Why is Wine so Fined?
'' Vegetarian Journal, January/February 1997, Volume XVI, Number 1. The most common organic compounds used include
egg whites,
casein
Casein ( , from Latin ''caseus'' "cheese") is a family of related phosphoproteins ( αS1, aS2, β, κ) that are commonly found in mammalian milk, comprising about 80% of the proteins in cow's milk and between 20% and 60% of the proteins in human ...
derived from
milk
Milk is a white liquid food produced by the mammary glands of mammals. It is the primary source of nutrition for young mammals (including breastfed human infants) before they are able to digest solid food. Immune factors and immune-modulati ...
,
gelatin
Gelatin or gelatine (from la, gelatus meaning "stiff" or "frozen") is a translucent, colorless, flavorless food ingredient, commonly derived from collagen taken from animal body parts. It is brittle when dry and rubbery when moist. It may also ...
and
isinglass obtained from the
bladders of fish. Pulverized minerals and solid materials can also be used, with
bentonite
Bentonite () is an absorbent swelling clay consisting mostly of montmorillonite (a type of smectite) which can either be Na-montmorillonite or Ca-montmorillonite. Na-montmorillonite has a considerably greater swelling capacity than Ca-m ...
clay being one of the most common, thanks to its effectiveness in absorbing proteins and some bacteria.
Activated carbon
Activated carbon, also called activated charcoal, is a form of carbon commonly used to filter contaminants from water and air, among many other uses. It is processed (activated) to have small, low-volume pores that increase the surface area avail ...
from
charcoal is used to remove some phenols that contribute to browning as well as some particles that produce "off-odors" in the wine.
In a process known as blue fining,
potassium ferrocyanide is sometimes used to remove any
copper
Copper is a chemical element with the symbol Cu (from la, cuprum) and atomic number 29. It is a soft, malleable, and ductile metal with very high thermal and electrical conductivity. A freshly exposed surface of pure copper has a pinkish ...
and
iron
Iron () is a chemical element with symbol Fe (from la, ferrum) and atomic number 26. It is a metal that belongs to the first transition series and group 8 of the periodic table. It is, by mass, the most common element on Earth, right in ...
particles that have entered the wine from bentonite, metal winery and vineyard equipment, or vineyard sprays such as
Bordeaux mixture
Bordeaux mixture (also called ''Bordo Mix'') is a mixture of copper(II) sulphate (CuSO4) and quicklime ( Ca O) used as a fungicide. It is used in vineyards, fruit-farms and gardens to prevent infestations of downy mildew, powdery mildew and other ...
. Because potassium ferrocyanide may form
hydrogen cyanide
Hydrogen cyanide, sometimes called prussic acid, is a chemical compound with the formula HCN and structure . It is a colorless, extremely poisonous, and flammable liquid that boils slightly above room temperature, at . HCN is produced on a ...
its use is highly regulated and, in many
wine producing countries
This list of wine-producing regions catalogues significant growing regions where vineyards are planted. Wine grapes mostly grow between the 30th and the 50th degree of latitude, in both the Northern and Southern hemispheres. Grapes will sometimes ...
, illegal.
[J. Robinson (ed) ''"The Oxford Companion to Wine"'' Third Edition, p. 83 Oxford University Press 2006 .] Silica
Silicon dioxide, also known as silica, is an oxide of silicon with the chemical formula , most commonly found in nature as quartz and in various living organisms. In many parts of the world, silica is the major constituent of sand. Silica is o ...
and
kaolin
Kaolinite ( ) is a clay mineral, with the chemical composition Al2 Si2 O5( OH)4. It is an important industrial mineral. It is a layered silicate mineral, with one tetrahedral sheet of silica () linked through oxygen atoms to one octahed ...
are also sometimes used.
Some countries, such as
Australia and
New Zealand
New Zealand ( mi, Aotearoa ) is an island country in the southwestern Pacific Ocean. It consists of two main landmasses—the North Island () and the South Island ()—and over 700 List of islands of New Zealand, smaller islands. It is the ...
, have
wine labeling laws that require the use of fining agents that may be an
allergenic substance to appear on the wine label. A study conducted by the
University of California, Davis Department of Viticulture and Enology, however, found that no detectable amount of inorganic fining agents, and only trace quantities of proteinaceous agents, are left in the wine.
There is the risk of valuable aromatic molecules being precipitated out along with the less desirable matter.
[K. MacNeil ''The Wine Bible'' pp. 35–40 Workman Publishing 2001 .] Some producers of premium wine avoid fining, or delay it in order to leach more flavor and
aroma from the phenols before they are removed.
Filtration

While fining clarifies wine by
binding to suspended particles and precipitating out as larger particles, filtration works by passing the wine through a filter medium that captures particles larger than the medium's holes. Complete filtration may require a series of filtering through progressively finer filters. Many white wines require the removal of all potentially active yeast and/or
lactic acid bacteria
Lactobacillales are an order of gram-positive, low-GC, acid-tolerant, generally nonsporulating, nonrespiring, either rod-shaped ( bacilli) or spherical ( cocci) bacteria that share common metabolic and physiological characteristics. These bact ...
if they are to remain reliably stable in bottle, and this is usually now achieved by fine filtration.
Most filtration in a winery can be classified as either the coarser
depth filtration
Depth filters are the variety of filters that use a porous filtration medium to retain particles throughout the medium, rather than just on the surface of the medium. These filters are commonly used when the fluid to be filtered contains a high l ...
or the finer
surface filtration.
In depth filtration, often done after fermentation, the wine is pushed through a thick layer of pads made from
cellulose
Cellulose is an organic compound with the formula , a polysaccharide consisting of a linear chain of several hundred to many thousands of β(1→4) linked D-glucose units. Cellulose is an important structural component of the primary cell wall ...
fibers,
diatomaceous earth
Diatomaceous earth (), diatomite (), or kieselgur/kieselguhr is a naturally occurring, soft, siliceous sedimentary rock that can be crumbled into a fine white to off-white powder. It has a particle size ranging from more than 3 μm to ...
, or
perlite.
In surface filtration, the wine passes through a thin membrane. Running the wine
parallel to the filter surface, known as
cross-flow filtration, will minimize the filter clogging. The finest surface filtration,
microfiltration, can sterilize the wine by trapping all yeast and, optionally, bacteria, and so is often done immediately prior to bottling. An absolute rated filter of 0.45
µm
The micrometre ( international spelling as used by the International Bureau of Weights and Measures; SI symbol: μm) or micrometer (American spelling), also commonly known as a micron, is a unit of length in the International System of Unit ...
is generally considered to result in a microbially stable wine and is accomplished by the use of membrane cartridges, most commonly
polyvinylidene fluoride (PVDF). Certain red wines may be filtered to 0.65 µm, to remove yeast, or to 1.0 µm to remove viable brettanomyces only.
Flotation
The winemaking technique of flotation was adapted from the
froth flotation process used in the
mining
Mining is the extraction of valuable minerals or other geological materials from the Earth, usually from an ore body, lode, vein, seam, reef, or placer deposit. The exploitation of these deposits for raw material is based on the economic ...
industry for
ore refining
{{Unreferenced, date=December 2009
Refining (also perhaps called by the mathematical term affining) is the process of purification of a (1) substance or a (2) form. The term is usually used of a natural resource that is almost in a usable form, b ...
. In this process, small bubbles of air (or compressed
nitrogen
Nitrogen is the chemical element with the symbol N and atomic number 7. Nitrogen is a nonmetal and the lightest member of group 15 of the periodic table, often called the pnictogens. It is a common element in the universe, estimated at seve ...
) are injected into the bottom of a tank. As the bubbles rise through the must, grape solids, including phenolic compounds prone to
oxidation
Redox (reduction–oxidation, , ) is a type of chemical reaction in which the oxidation states of substrate change. Oxidation is the loss of electrons or an increase in the oxidation state, while reduction is the gain of electrons or a ...
and browning, will tend to cling to the bubbles, creating a
froth that can be removed from the wine. This must be done prior to fermentation, since yeast will inhibit the
flocculation
Flocculation, in the field of chemistry, is a process by which colloidal particles come out of suspension to sediment under the form of floc or flake, either spontaneously or due to the addition of a clarifying agent. The action differs from ...
involved.
Stabilization

As a complex chemical mixture dependent on the activity of microorganisms, wine can be
unstable and
reactive to changes in its environment. Once bottled, a wine may be exposed to extremes of
temperature
Temperature is a physical quantity that expresses quantitatively the perceptions of hotness and coldness. Temperature is measured with a thermometer.
Thermometers are calibrated in various temperature scales that historically have relied on ...
and
humidity
Humidity is the concentration of water vapor present in the air. Water vapor, the gaseous state of water, is generally invisible to the human eye. Humidity indicates the likelihood for precipitation, dew, or fog to be present.
Humidity dep ...
, as well as violent movement during transportation and storage. These may cause cloudiness, sedimentation and/or the formation of tartrate crystals; more seriously, they may also cause
spoilage or the production of
carbonic gas
Carbon dioxide (chemical formula ) is a chemical compound made up of molecules that each have one carbon atom covalently double bonded to two oxygen atoms. It is found in the gas state at room temperature. In the air, carbon dioxide is transpar ...
.
Temperature instability
Tartaric acid is the most prominent
acid in wine
The acids in wine are an important component in both winemaking and the finished product of wine. They are present in both grapes and wine, having direct influences on the color, balance and taste of the wine as well as the growth and vitality of ...
with the majority of the concentration present as
potassium bitartrate. During fermentation, these
tartrates bind with the lees, pulp debris and precipitated tannins and pigments. While there is some variation according to grape variety and climate, usually about half of the deposits are soluble in the wine, but on exposure to low temperature they may crystallize out unpredictably. The crystals, though harmless, may be mistaken for broken glass, or simply reckoned unattractive by consumers. To prevent this the wine may undergo "cold stabilization", in which it is cooled to near its freezing point to provoke crystallization before bottling.
[J. Robinson (ed) ''"The Oxford Companion to Wine"'' Third Edition, p. 681 Oxford University Press 2006 .] In some white wines there are significant quantities of proteins that, being "heat-unstable", will
coagulate
Coagulation, also known as clotting, is the process by which blood changes from a liquid to a gel, forming a blood clot. It potentially results in hemostasis, the cessation of blood loss from a damaged vessel, followed by repair. The mechanis ...
if exposed to excessively fluctuating heat; the use of fining agents such as bentonite can prevent the haze this causes.
Microbiological instability

A wine that has not been sterilized by filtration might well still contain live yeast cells and bacteria. If both
alcoholic
Alcoholism is, broadly, any drinking of alcohol that results in significant mental or physical health problems. Because there is disagreement on the definition of the word ''alcoholism'', it is not a recognized diagnostic entity. Predomina ...
and
malolactic fermentation have run to completion, and neither excessive oxygen nor ''
Brettanomyces'' yeast are present, this ought to cause no problems; modern
hygiene
Hygiene is a series of practices performed to preserve health.
According to the World Health Organization (WHO), "Hygiene refers to conditions and practices that help to maintain health and prevent the spread of diseases." Personal hygiene refer ...
has largely eliminated spoilage by bacteria such as
acetobacter, which turns wine into
vinegar
Vinegar is an aqueous solution of acetic acid and trace compounds that may include flavorings. Vinegar typically contains 5–8% acetic acid by volume. Usually, the acetic acid is produced by a double fermentation, converting simple sugars to ...
. If there is residual sugar, however, it may undergo
secondary fermentation, creating dissolved carbon dioxide as a by-product. When the wine is opened, it will be spritzy or "
sparkling". In a wine intended to be still this is regarded as a serious fault; it can even cause the bottle to explode. Similarly, a wine that has not been put through complete
malolactic fermentation may undergo it in bottle, reducing its acidity, generating carbon dioxide, and adding a
diacetyl butterscotch aroma. ''Brettanomyces'' yeasts add
4-ethylphenol,
4-ethylguaiacol and
isovaleric acid horse-sweat aromas. These phenomena may be prevented by sterile filtration, by the addition of relatively large quantities of sulfur dioxide and sometimes
sorbic acid
Sorbic acid, or 2,4-hexadienoic acid, is a natural organic compound used as a food preservative. It has the chemical formula and the structure . It is a colourless solid that is slightly soluble in water and sublimes readily. It was first iso ...
,
by mixing in
alcoholic spirit to give a
fortified wine of sufficient strength to kill all yeast and bacteria, or by
pasteurization
Pasteurization or pasteurisation is a process of food preservation in which packaged and non-packaged foods (such as milk and fruit juices) are treated with mild heat, usually to less than , to eliminate pathogens and extend shelf life.
T ...
.
Pasteurization gives a
kosher wine
Kosher wine () is wine that is produced in accordance with '' halakha'', and more specifically ''kashrut'', such that Jews will be permitted to pronounce blessings over and drink it. This is an important issue, since wine is used in several J ...
of the type called ''mevushal'', literally "cooked" or "boiled", that can be handled by non-Jews and non-observant Jews without losing its
kosher status. Typically, the wine is heated to for a minute, then cooled to , at which temperature it remains for up to three days, killing all yeast and bacteria. It may then be allowed to cool, or be bottled "hot" and cooled by water sprays. Since pasteurization affects a wine's flavor and aging potential it is not used for premium wines. A gentler procedure known as
flash pasteurization involves heating to for a few seconds, followed by rapid cooling.
[J. Robinson (ed) ''"The Oxford Companion to Wine"'' Third Edition p. 508 Oxford University Press 2006 ]
Other methods of stabilization
Clarification tends to stabilize wine, since it removes some of the same particles that promote instability. The gradual
oxidation
Redox (reduction–oxidation, , ) is a type of chemical reaction in which the oxidation states of substrate change. Oxidation is the loss of electrons or an increase in the oxidation state, while reduction is the gain of electrons or a ...
that occurs during barrel
aging
Ageing ( BE) or aging ( AE) is the process of becoming older. The term refers mainly to humans, many other animals, and fungi, whereas for example, bacteria, perennial plants and some simple animals are potentially biologically immortal. In ...
also has a naturally stabilizing effect.
Premium wine production
Some producers prefer not to thoroughly clarify and stabilize their wines, believing that the processes involved may diminish a wine's aroma, flavor, texture, color or aging potential. Wine experts such as
Tom Stevenson note that they may improve wine quality when used with moderation and care, or diminish it when used to excess.
Winemakers deliberately leave more tartrates and phenolics in wines designed for long aging in bottle so that they are able to develop the aromatic compounds that constitute bouquet.
The consumers of some wines, such as red
Bordeaux
Bordeaux ( , ; Gascon oc, Bordèu ; eu, Bordele; it, Bordò; es, Burdeos) is a port city on the river Garonne in the Gironde department, Southwestern France. It is the capital of the Nouvelle-Aquitaine region, as well as the prefecture ...
and
Port
A port is a maritime facility comprising one or more wharves or loading areas, where ships load and discharge cargo and passengers. Although usually situated on a sea coast or estuary, ports can also be found far inland, such as ...
, may expect to see tartrates and sediment after aging in bottle.
References
{{reflist
Winemaking
Filtration