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The scholar-officials, also known as literati, scholar-gentlemen or scholar-bureaucrats (), were government officials and prestigious scholars in Chinese society, forming a distinct social class. Scholar-officials were politicians and government officials appointed by the emperor of China to perform day-to-day political duties from the Han dynasty to the end of the Qing dynasty in 1912,
China China, officially the People's Republic of China (PRC), is a country in East Asia. It is the world's most populous country, with a population exceeding 1.4 billion, slightly ahead of India. China spans the equivalent of five time zones and ...
's last imperial dynasty. After the
Sui dynasty The Sui dynasty (, ) was a short-lived imperial dynasty of China that lasted from 581 to 618. The Sui unified the Northern and Southern dynasties, thus ending the long period of division following the fall of the Western Jin dynasty, and layi ...
these officials mostly came from the scholar-gentry (紳士 ''shēnshì'') who had earned academic degrees (such as ''xiucai'', ''juren'', or '' jinshi'') by passing the imperial examinations. Scholar-officials were the elite class of imperial China. They were highly educated, especially in literature and the arts, including
calligraphy Calligraphy (from el, link=y, καλλιγραφία) is a visual art related to writing. It is the design and execution of lettering with a pen, ink brush, or other writing instrument. Contemporary calligraphic practice can be defined as "t ...
and Confucian texts. They dominated the government administration and local life of China until the early 20th century.


Origins and formations


Origins of ''Shi'' (士) and ''Da fu'' (大夫)

as a concept and social class first appeared during the Warring States period; before that, the Shi and Da Fu were two different classes. During the Western Zhou dynasty, the Duke of Zhou divided the social classes into the king, feudal lords, Da Fu, Shi, ordinary people, and slaves. Da Fu were people from the aristocracy who served as officers and were a higher class than Shi, who were people from the social class between Da Fu and ordinary people and could only serve as low-level officials. During the Warring States period, with the annexation wars between states and the rise of bureaucracy, many talented individuals from the Shi class provided valuable services to their lords. Shi became more influential and Da Fu gradually evolved into an official position in the bureaucracy, not a hereditary peerage. The Shi and Da Fu gradually merged and became the Scholar-officials (士大夫 Shi Da Fu).


Ancient Social Classes

The feudal social structure came to divide ordinary people into four categories, with scholar-officials at its top level, this structure is another important institutional basis of the formation and prosperity of scholar-officials. The order of these Four Occupations were scholar-officials, farmers, artisans, and craftsmen/merchants


Interaction with Confucianism

Confucianism is the core of traditional Chinese culture and the theoretical basis of the autocratic feudal monarchy. The Confucian school of thought became the mainstream of traditional Chinese society, and Confucian education also became the mainstay of selecting officials at most levels of administration. During the Song and Ming dynasties, Confucian philosophers combined Taoist and Buddhist thought to produce the Neo-Confucian school, further enriching the Confucian ideological system. This directly increased the prosperity of the scholar-official class and also contributed to the unique moral code of the scholar-officials, which had a huge impact on the Chinese literati of later generations.


Talent Selection Systems in Ancient China

The traditional Chinese official selection systems are the institutional basis of the formation of scholar-officials. * Recommendatory System *
Nine-rank System The nine-rank system, also known as the nine-grade controller system, was used to categorize and classify government officials in Imperial China. Created in the state of Cao Wei during the Three Kingdoms, it was used until the Song dynasty, and sim ...
*
Civil Service Examination System Civil may refer to: *Civic virtue, or civility *Civil action, or lawsuit * Civil affairs *Civil and political rights *Civil disobedience *Civil engineering *Civil (journalism), a platform for independent journalism *Civilian, someone not a membe ...
(Imperial Examination)


Developments


Han to Northern and Southern dynasties (202 BC—589 AD)

Using the Recommendatory System and Nine-rank System to select governments officials and candidates were popular during the long period beginning with the Han dynasty and ending after the Northern and Southern dynasties period. Scholars-officials during this period usually from prominent clans, including the Zheng clan of Xingyang, Xie clan of Chen Commandery, Cui clan of Qinghe,
Cui clan of Boling The Cui clan of Boling (博陵崔氏) was a notable Chinese clan of noble descent which was politically active from the Han dynasty to the end of the Five Dynasties and Ten Kingdoms period. They shared the same ancestry as the Cui clan of Qinghe. T ...
,
Wang clan of Langya The Wang clan of Langya (or Langye) () was a Chinese clan which gained political prominence during the Han Dynasty and became one of the most powerful non-imperial clans during the Eastern Jin period. History Jin dynasty During the Western Jin p ...
,
Wang clan of Taiyuan The Wang clan of Taiyuan () was a Chinese clan which achieved prominence between the Han and Tang dynasties, based in Taiyuan in modern-day Shanxi province. The earliest prominent members of this clan can be traced back to two brothers, Wang Rou an ...
, and the
Lu clan of Fanyang The Lu clan of Fanyang (范陽盧氏) was a Chinese political clan active from the late Eastern Han dynasty to the early Song dynasty. They descended from a noble clan in Qi, a ducal state under the Zhou dynasty. Their family name, Lu 盧, was der ...
. These clans were prominent in having Confucian scholars and high-ranking government officials, with male family members serving as official for generations and some clans or families serving several chancellors. They formed a huge network through political marriages with each other or the imperial family and also formed a monopoly on education and government officials.


Sui and Tang Dynasties (581—907)

Officially established in 587, the Civil Service Examination allowed for selection of scholar-officials. Beginning with the
Sui dynasty The Sui dynasty (, ) was a short-lived imperial dynasty of China that lasted from 581 to 618. The Sui unified the Northern and Southern dynasties, thus ending the long period of division following the fall of the Western Jin dynasty, and layi ...
, those with the right family background who passed this examination would become scholar-officials. In the early part of the Tang dynasty, empress Wu Zetian reformed and improved the Imperial Examination system by establishing the
Metropolitan Exam ''Jinshi'' () was the highest and final degree in the imperial examination in Imperial China. The examination was usually taken in the imperial capital in the palace, and was also called the Metropolitan Exam. Recipients are sometimes referr ...
; people who passed it were called '' Jinshi'' (metropolitan graduates, highest degree), and people passed the Provincial Exam were called ''
Juren ''Juren'' (; 'recommended man') was a rank achieved by people who passed the ''xiangshi'' () exam in the imperial examination system of imperial China. The ''xiangshi'' is also known, in English, as the provincial examination. It was a rank high ...
'' (provincial graduates). Wu's reforms gradually led to today's concept of scholar-officials and the intellectual class. The government would select scholar-officials by examining their poems and essays writings for knowledge of Confucian texts and some Buddhist texts. Intellectuals who passed the exam served as officials. Many famous Tang poets were scholar-officials, such as Du Mu. However, because the Tang Dynasty was a rapidly changing period for the final formation of the structure and composition of scholar-officials, there is some ambiguity of the usage of the words "scholar-officials": according to the ''
Old Book of Tang The ''Old Book of Tang'', or simply the ''Book of Tang'', is the first classic historical work about the Tang dynasty, comprising 200 chapters, and is one of the Twenty-Four Histories. Originally compiled during the Five Dynasties and Ten Kingdo ...
'', scholars/intellectuals who passed the imperial exam but took no official position could only be referred to ''Shi'' 士; according to the ''
New Book of Tang The ''New Book of Tang'', generally translated as the "New History of the Tang" or "New Tang History", is a work of official history covering the Tang dynasty in ten volumes and 225 chapters. The work was compiled by a team of scholars of the So ...
'', as long as they were scholars, whether official or not, they could be called scholar-officials.


Song Dynasty (960-1279)

The Song dynasty was the golden age for scholar-officials. By this time, passing the Imperial Examination had become the major path for people to hold an official position in the government. With the continuous improvements and reforms of Imperial Examination, the bureaucracy completely replaced the aristocracy, and the scholar-officer's polity was completely established. Song was the only dynasty in Chinese history that provided scholar-officials judicial privilege. Due to the influence of the founding emperor of Song Zhao Kuangyin, almost all Song emperors showed great respect to intellectuals. If a scholar-official from the Song dynasty committed a crime, he couldn't be held accountable directly. Instead, an internal impeachment replaced the formal judicial process. If his crime wasn't serious, he only needed to be punished with a reprimand instead of a criminal penalty.


Yuan, Ming, and Qing Dynasties (1271—1912)

During the Yuan, Ming and
Qing The Qing dynasty ( ), officially the Great Qing,, was a Manchu-led imperial dynasty of China and the last orthodox dynasty in Chinese history. It emerged from the Later Jin dynasty founded by the Jianzhou Jurchens, a Tungusic-speaki ...
dynasties, the stereotyped writing style of the eight-legged essay (八股文) format dominated the Imperial Examination, and scholar-officials from this period were relatively unable to speak and create freely due to the harsh political environment. The strong relationship between Imperial Examination and the official position were still present, though the entire society formed a climate of "studying well so as to become an official" 学而优则仕. In 1905, the Qing government abolished the imperial examination system, leading to the gradual disappearance of scholar-officials.


Non-governmental functions

Since only a select few could become court or local officials, the majority of the scholar-literati stayed in villages or cities as social leaders. The scholar-gentry carried out social welfare measures, taught in private schools, helped negotiate minor legal disputes, supervised community projects, maintained local law and order, conducted Confucian ceremonies, assisted in the governments collection of taxes, and preached Confucian moral teachings. As a class, these scholars claimed to represent morality and virtue. The district magistrate, who by regulation was not allowed to serve in his home district, depended on the local gentry for advice and for carrying out projects, which gave them the power to benefit themselves and their clients.


Evaluations

Theoretically, this system would create a meritocratic ruling class, with the best students running the country. The
imperial examinations The imperial examination (; lit. "subject recommendation") refers to a civil-service examination system in Imperial China, administered for the purpose of selecting candidates for the state bureaucracy. The concept of choosing bureaucrats by ...
gave many people the opportunity to pursue political power and honor and thus encouraged serious pursuit of formal education. Since the system did not formally discriminate based on social status, it provided an avenue for upward social mobility. However, even though the examination-based bureaucracy's heavy emphasis on Confucian literature ensured that the most eloquent writers and erudite scholars achieved high positions, the system lacked formal safeguards against political corruption, only the Confucian moral teachings tested by the examinations. Once their political futures were secured by success in the examinations, officials were tempted by corruption and abuse of power. The Princeton scholar
Benjamin Elman Benjamin A. Elman (born 1946) is Gordon Wu '58 Professor of Chinese Studies, Princeton University. His teaching and research fields include Chinese intellectual and cultural history, history of science and history of education in late imperial C ...
writes that some criticized the examination elite as hindering China's development over the last century but that preparing for the examinations trained government officials in a common culture and that "classical examinations were an effective cultural, social, political, and educational construction that met the needs of the dynastic bureaucracy while simultaneously supporting late imperial social structure." With the development of international influence of Civil Service Examination system in ancient East Asia region, Scholar-officials also became an important social backbone of ancient Korea (include Goguryeo, Silla, and Baekje), Ryukyu Kingdom, and Vietnam.


See also

*
Bildungsbürgertum ''Bildungsbürgertum'' () is a social class that emerged in mid-18th-century Germany, as the educated social stratum of the bourgeoisie, men and women who had received an education based upon the metaphysical values of Idealism and Classical stud ...
*
Cabang Atas The Cabang Atas (''Van Ophuijsen Spelling System'': Tjabang Atas) — literally 'highest branch' in Indonesian — was the traditional Chinese establishment or gentry of colonial Indonesia. They were the families and descendants of the Chinese ...
, the Chinese gentry of colonial Indonesia * Four arts * Junzi *
Kuge The was a Japanese aristocratic class that dominated the Japanese Imperial Court in Kyoto. The ''kuge'' were important from the establishment of Kyoto as the capital during the Heian period in the late 8th century until the rise of the Kamakur ...
*
Mandarin Mandarin or The Mandarin may refer to: Language * Mandarin Chinese, branch of Chinese originally spoken in northern parts of the country ** Standard Chinese or Modern Standard Mandarin, the official language of China ** Taiwanese Mandarin, Stand ...
* Yangban, the Korean form of the scholar-official


Notes


References

* *Yongle, Zhang, and Daniel A. Bell, editors. “Scholar-Officials.” The Constitution of Ancient China, by Su Li and Edmund Ryden, Princeton University Press, PRINCETON; OXFORD, 2018, pp. 98–138. JSTOR *Liu, Bo. “The Multivalent Imagery of the Ox in Song Painting.” Journal of Song-Yuan Studies, vol. 44, 2014, pp. 33–84. JSTOR *“Scholar-Officials: Struggling for the Right Position.” Thriving in Crisis: Buddhism and Political Disruption in China, 1522–1620, by Dewei Zhang, Columbia University Press, New York, 2020, pp. 119–155. JSTOR *Wang, Rui. ''Wu Zetian's Contribution to the Cultural Development of the Tang Dynasty''. ProQuest, 2008.


Further reading

*. Free online text. *
Max Weber Maximilian Karl Emil Weber (; ; 21 April 186414 June 1920) was a German sociologist, historian, jurist and political economist, who is regarded as among the most important theorists of the development of modern Western society. His ideas profo ...
, '' The Religion of China: Confucianism and Taoism'' (1916; transl. 1951) *Jerry Bentley and Herb Ziegler. ''Traditions and Encounters - A Global Perspective on the Past''. *


External links


Late Qing China: Reform and Rebellion (1898 -1900)


* ttp://afe.easia.columbia.edu/special/china_600ce_scholar.htm The Chinese Scholar-OfficialEducation About Asia, Columbia University. {{DEFAULTSORT:Scholar-Bureaucrats Chinese culture Confucian education Government of Imperial China History of education in China History of Imperial China Political history of China Social class in China Social history of China Imperial examination