Rus' people

The Rusʹ (Old East Slavic: Рѹсь; Belarusian, Russian, Rusyn, and Ukrainian: Русь; Old Norse: '' Garðar''; Greek: Ῥῶς, ''Rhos'') were a people in early medieval eastern Europe. The scholarly consensus holds that they were originally Norsemen, mainly originating from present-day Sweden, who settled and ruled along the river-routes between the Baltic and the Black Seas from around the 8th to 11th centuries AD. In the 9th century, they formed the state of Kievan Rusʹ, where the ruling Norsemen along with local Finnic tribes gradually assimilated into the East Slavic population, with Old East Slavic becoming the common spoken language. Old Norse remained familiar to the elite until their complete assimilation by the second half of the 11th century, and in rural areas, vestiges of Norse culture persisted as late as the 14th and early 15th centuries, particularly in the north.Melnikova, E.A. (2003) ''The Cultural Assimilation of the Varangians in Eastern Europe from the Point of View of Language and Literacy'' in Runica – Germ. – Mediavalia (heiz./n.) Rga-e 37, pp. 454–465

The history of the Rus is central to 9th through 10th-century state formation, and thus national origins, in eastern Europe. They ultimately gave their name to Russia and Belarus, and they are relevant to the national histories of Russia, Ukraine and Belarus. Because of this importance, there is a set of alternative so-called " Anti-Normanist" views that are largely confined to a minor group of East European scholars.

Etymology

:Note: The þ ( thorn letter) represents the voiceless dental fricative /θ/ of ''th'' in English ''thing'', whereas the ð ( eth letter) represents the voiced dental fricative /ð/ of ''th'' in English ''the''. When þ appears in intervocalic position or before a voiced consonant, it is pronounced like ð, so the pronunciation difference between ''rōþer'' and ''róðr'' is minute.

The name '' Rusʹ'' remains not only in names such as ''Russia'' and ''Belarus'', but it is also preserved in many place names in the Novgorod and Pskov districts, and it is the origin of the Greek ''Rōs''.Entry ''Ryssland'' in ''Rus'' is generally considered to be a borrowing from Finnic '' Ruotsi'' ("Sweden"). There are two theories behind the origin of ''Rus''/''Ruotsi'', which are not mutually exclusive. It is either derived more directly from OEN '' rōþer'' (OWN ''róðr''Entry ''Rodd'' in ), which referred to rowing, the fleet levy, etc., or it is derived from this term through ''Rōþin'', an older name for the Swedish coastal region Roslagen.Stefan Brink, 'Who were the Vikings?', in
The Viking World
', ed. by Stefan Brink and Neil Price (Abingdon: Routledge, 2008), pp. 4–10 (pp. 6–7).

The Finnish and Russian forms of the name have a final -s revealing an original compound where the first element was - (preceding a voiceless consonant, ''þ'' is pronounced like ''th'' in English ''thing''). The prefix form ''rōþs-'' is found not only in ''Ruotsi'' and '' Rusʹ'', but also in Old Norse ''róþsmenn'' and ''róþskarlar'', both meaning "rowers",''Русь'' in "Vasmer's Etymological Dictionary" online
/ref> and in the modern Swedish name for the people of Roslagen – ''rospiggar''Entry ''Roslagen'' in which derives from ON *''rōþsbyggiar'' ("inhabitants of Rōþin").Entry ''Rospigg'' in The name ''Roslagen'' itself is formed with this element and the plural definite form of the neuter noun '' lag'', meaning "the teams", in reference to the teams of rowers in the Swedish kings' fleet levy.Entry ''2. lag'' in

There are at least two, probably three, instances of the root in Old Norse from two 11th c. runic inscriptions, fittingly located at two extremes of the trade route from the Varangians to the Greeks. Two of them are roþ for ''rōþer ''/''róðr'', meaning "fleet levy", on the Håkan stone, and as i ruþi (translated as "dominion") on the lost Nibble stone, in the old Swedish heartland in the Mälaren Valley, and the possible third one was identified by Erik Brate in the most widely accepted reading as on the Piraeus Lion originally located in Athens, where a runic inscription was most likely carved by Swedish mercenaries serving in the Varangian Guard.Pritsak, Omeljan. (1981). ''The Origin of Rus.'' Cambridge, Mass.: Distributed by Harvard University Press for the Harvard Ukrainian Research Institute. p. 348. Brate has reconstructed *''Rōþsland'', as an old name for Roslagen.

Between the two compatible theories represented by ''róðr'' or ''Róðinn'', modern scholarship leans towards the former because at the time, the region covered by the latter term, Roslagen, remained sparsely populated and lacked the demographic strength necessary to stand out compared to the adjacent Swedish heartland of the Mälaren Valley. Consequently, an origin in word compounds such as ''róþs-menn'' and ''róþs-karlar'' is considered the most likely one. Moreover, the form ''róþs-'', from which ''Ruotsi'' and ''Rusʹ'' originate, is not derived directly from ON ''róðr'', but from its earlier Proto-Norse form ''roðz'' ().Larsson, Mats G. (1997). ''Rusernas rike'' in ''Vikingar i österled''. Atlantis, Stockholm. . pp. 14–15.

Other theories such as derivation from ''Rusa'', a name for the Volga, are rejected or ignored by mainstream scholarship.

History

Having settled Aldeigja (Ladoga) in the 750s, Scandinavian colonists played an important role in the early ethnogenesis of the Rus people, and in the formation of the Rusʹ Khaganate. The Varangians (''Varyags'', in Old East Slavic) are first mentioned by the ''Primary Chronicle'' as having exacted tribute from the Slavic and Finnic tribes in 859. It was the time of rapid expansion of the Vikings' presence in Northern Europe; England began to pay Danegeld in 865, and the Curonians faced an invasion by the Swedes around the same time.

The Varangians being first mentioned in the Primary Chronicle suggests that the term ''Rus'' was used to denote Scandinavians until it became firmly associated with the now extensively Slavicised elite of Kievan Rus. At that point, the new term ''Varangian'' was increasingly preferred to name the Scandinavians, probably mostly from what is currently Sweden, plying the river routes between the Baltic and the Black and Caspian Seas. Relatively few of the rune stones Varangians left in their native Sweden tell of their journeys abroad, to such places as what is today Russia, Ukraine, Belarus, Greece, and Italy. Most of these rune stones can be seen today, and are a significant piece of historical evidence. The Varangian runestones tell of many notable Varangian expeditions, and even recount the fates of individual warriors and travelers.

In Russian historiography, two cities are used to describe the beginnings of the country: Kiev and Novgorod.Duczko, Wladyslaw. Viking Rus : Studies on the Presence of Scandinavians in Eastern Europe. The Northern World. Leiden: Brill, 2004. In the first part of the 11th century the former was already a Slav metropolis, rich and powerful, a fast growing centre of civilisation adopted from Byzantium. The latter town, Novgorod, was another centre of the same culture but founded in different surroundings, where some old local traditions moulded this commercial city into the capital of a powerful oligarchic trading republic of a kind otherwise unknown in this part of Europe. These towns have tended to overshadow the significance of other places that had existed long before Kiev and Novgorod were founded. The two original centres of Rus were Staraja Ladoga and Rurikovo Gorodishche, two points on the Volkhov, a river running for 200 km between Lake Ilmen in the south to Lake Ladoga in the north. This was the territory that most probably was originally called by the Norsemen ''Gardar'', a name that long after the Viking Age acquired a much broader meaning and became Gardariki, a denomination for the entire Old Russian State. The area between the lakes was the original Rus, and it was from here that its name was transferred to the Slav territories on the middle Dnieper, which eventually became Rusʹ (Ruskaja zemlja).

The prehistory of the first territory of Rus has been sought in the developments around the early-8th century, when Staraja Ladoga was founded as a manufacturing centre and to conduct trade, serving the operations of Scandinavian hunters and dealers in furs obtained in the north-eastern forest zone of Eastern Europe. In the early period (the second part of the 8th and first part of the 9th century), a Norse presence is only visible at Staraja Ladoga, and to a much lesser degree at a few other sites in the northern parts of Eastern Europe. The objects that represent Norse material culture of this period are rare outside Ladoga and mostly known as single finds. This rarity continues throughout the 9th century until the whole situation changes radically during the next century, when historians meet, at many places and in relatively large quantities, the material remains of a thriving Scandinavian culture. For a short period of time, some areas of Eastern Europe became as much part of the Norse world as were Danish and Norwegian territories in the West. The culture of the Rus contained Norse elements used as a manifestation of their Scandinavian background. These elements, which were current in 10th-century Scandinavia, appear at various places in the form of collections of many types of metal ornaments, mainly female but male also, such as weapons, decorated parts of horse bridles, and diverse objects embellished in contemporaneous Norse art styles.

The Swedish king Anund Jakob wanted to assist Yaroslav the Wise, Grand prince of Kiev, in his campaigns against the Pechenegs. The so-called Ingvar the Far-Travelled, a Swedish Viking who wanted to conquer Georgia, also assisted Yaroslav with 3000 men in the war against the Pechenegs; however, he later continued on to Georgia. Yaroslav the Wise married the Swedish king's daughter, Ingegerd Olofsdotter of Sweden, who became the Russian saint, Anna, while Harald Hardrada, the Norwegian king who was a military commander of the Varangian guard, married Elisiv of Kiev. The two first uncontroversially historical Swedish kings Eric the Victorious and Olof Skötkonung both had Slavic wives. Danish kings and royals also frequently had Slavic wives. For example, Harald Bluetooth married Tove of the Obotrites. Vikings also made up the bulk of the bodyguards of early Kievan Rus rulers.

Evidence for strong bloodline connections between the Kievan Rus and Scandinavia existed and a strong alliance between Vikings and early Kievan rulers is indicated in early texts of Scandinavian and East Slavic history. Several thousand Swedish Vikings died for the defence of Kievan Rus against the Pechenegs.

Scandinavian sources

In Scandinavian sources, the area is called ''Austr'' (the "East"), '' Garðaríki'' (the "realm of cities"), or simply ''Garðar'' (the "cities"), and ''Svíþjóð hin mikla'' ("Great Sweden"). The last name appears in the 12th century geographical work '' Leiðarvísir ok Borgaskipan'' by the Icelandic abbot Nicolaus (d. 1161) and in ''Ynglinga saga'' by Snorri Sturluson, which indicates that the Icelanders considered Kievan Rus to have been founded by the Swedes. The name "Great Sweden" is introduced as a non-Icelandic name with the phrase "which we call Garðaríki" (''sú er vér köllum Garðaríki''), and it is possible that it is a folk etymological interpretation of '' Scythia magna''. However, if this is the case, it can still be influenced by the tradition that Kievan Rus was of Swedish origin, which recalls ''Magna Graecia'' as a name for the Greek colonies in Italy.

When the Norse sagas were put to text in the 13th century, the Norse colonisation of Eastern Europe, however, was a distant past, and little of historical value can be extracted. The oldest traditions were recorded in the '' Legendary sagas'' and there Garðaríki appears as a Norse kingdom where the rulers have Norse names, but where also dwelt the Dwarves Dvalin and Durin. There is, however, more reliable information from the 11th and the 12th centuries, but at that time most of the Scandinavian population had already assimilated, and the term ''Rus'' referred to a largely Slavic-speaking population. Still, Eastern Europe is presented as the traditional Swedish sphere of interest. The sagas preserve Old Norse names of several important Rus settlements, including (Novgorod), and (Kyiv); Fjodor Uspenskij argues that the use of the element in these names, as well as in the names and (Constantinople), shows the influence of Old East Slavic (city), as usually means farmstead in Old Norse. He further argues that the city names can be used to show that the Rus were also competent in Old East Slavic. At this time the Rus borrowed some 15 Old East Slavic words,There were also about 14 other words borrowed from Old East Slavic: *''dyblitsa/dyfliza'' (*'' tĭmĭnica'', "dungeon"), *''Grikkiʀ'' ('' Griky'', "Greek"), *''kassa/kaza'' (''kaša'', "gruel"), ''læðia'' (*''lodĭja'', "boat"), *''Læsiʀ'' (''l'äs'i'', "Poles"), *''poluta'' (''polota'', "palace"), *''polyði'' (*''pol'ud'je'', "Northmen's winter tour of East Slavic areas for lodging and provisions"), *''sabaló'' ('' soboljĭ'', "sable skin/fur"), *''stóll'' (''stolǔ'', "banquet table"), *''taparöks'' (''topor-'', "small war ax"), *''tulka'' (''tǔlkovati'', "to interpret"), *''tulkʀ'' (''tǔlkǔ'', "interpreter"), *''Waldimarr'' ('' Vol(o)dimēr'', "ruler of peace"), and *''warta'' (''vor(o)ta'', "gate"), in ''The Nordic Languages'', vol 1, p. 1043, citing Strumiński (1996, 246–54). such as the word for marketplace, '' tǔrgǔ'', as ''torg'', many of which spread to the other Old Norse-speaking regions as well.Entry ''Torg'' in

The most contemporary sources are the Varangian runestones, but just like the sagas, the vast majority of them arrive relatively late. The earliest runestone that tells of eastwards voyages is the Kälvesten runestone from the 9th century in Östergötland, but it does not specify where the expedition had gone. It was Harald Bluetooth's construction of the Jelling stones in the late 10th century that started the runestone fashion that resulted in the raising of thousands of runestones in Sweden during the 11th century; at that time the Swedes arrived as mercenaries and traders rather than settlers. In the 8th, 9th and 10th centuries runic memorials had consisted of runes on wooden poles that were erected in the ground, something which explains the lack of runic inscriptions from this period both in Scandinavia and in eastern Europe as wood is perishable. This tradition was described by Ibn Fadlan who met Scandinavians on the shores of the Volga.Braun, F. & Arne, T. J. (1914). "Den svenska runstenen från ön Berezanj utanför Dneprmynningen", in Ekhoff, E. (ed.) ''Fornvännen årgång 9'' pp. 44–48

p. 48 Omeljan Pritsak, Pritsak, O. (1987). ''The origin of Rus.'' Cambridge, Mass.: Distributed by Harvard University Press for the Harvard Ukrainian Research Institute. p. 306

The Fagerlöt runestone gives a hint of the Old Norse spoken in Kievan Rus, as ''folksgrimʀ'' may have been the title that the commander had in the retinue of Yaroslav I the Wise in Novgorod. Omeljan Pritsak, Pritsak, O. (1987). ''The origin of Rus.'' Cambridge, Mass.: Distributed by Harvard University Press for the Harvard Ukrainian Research Institute. p. 366 The suffix - is a virtually unique word for "leader" which is otherwise only attested in the Swedish medieval poem ''Stolt Herr Alf'', but in the later form ''grim''. It is not attested as a noun in the sense "leader" in West Norse sources. In Old Norse, the basic meaning of the adjective is "heartless, strict and wicked", and so is comparable in semantics to Old Norse which meant both "wrath", "king" and "warrior".Runic Dictionary Entry for grimm
at the runic dictionary of the University of Nottingham.

Other runestones explicitly mentioning warriors serving the ruler of Kievan Rus are one of the Skåäng runestones, the Smula runestone and most famously, the Turinge runestone which immortalizes the dead commander with a poem:

The Veda runestone is of note as it indicates that the riches that were acquired in Eastern Europe had led to the new procedure of legally buying clan land,Jansson, Sven B. F. (1980). ''Runstenar''. STF, Stockholm. p. 31 and the Swedish chieftain Jarlabanke used his clan's acquired wealth to erect the monument Jarlabanke Runestones after himself while alive and where he bragged that he owned the whole hundred.Pritsak, Omeljan. (1981). ''The origin of Rus'''. Cambridge, Mass.: Distributed by Harvard University Press for the Harvard Ukrainian Research Institute. , p. 389

Slavic sources

The earliest Slavonic-language narrative account of Rus history is the ''Primary Chronicle'', compiled and adapted from a wide range of sources in Kiev at the start of the 13th century. It has therefore been influential in modern history-writing, but it was also compiled much later than the time it describes, and historians agree it primarily reflects the political and religious politics of the time of Mstislav I of Kiev.

However, the chronicle does include the texts of a series of Rus–Byzantine Treaties from 911, 945, and 971. The Rus–Byzantine Treaties give a valuable insight into the names of the Rus. Of the fourteen Rus signatories to the Rus–Byzantine Treaty in 907, all had Norse names. By the Rusʹ–Byzantine Treaty (945) in 945, some signatories of the Rus had Slavic names while the vast majority had Norse names.

The Chronicle presents the following origin myth for the arrival of Rus in the region of Novgorod: the Rus/ Varangians 'imposed tribute upon the Chuds, the Slavs, the Merians, the Ves', and the Krivichians' (a variety of Slavic and Finnic peoples).

From among Rurik's entourage it also introduces two Swedish merchants Askold and Dir (in the chronicle they are called "boyars", probably because of their noble class). The names Askold ( on, Haskuldr) and Dir ( on, Dyri) are Swedish; the chronicle says that these two merchants were not from the family of Rurik, but simply belonged to his retinue. Later, the ''Primary Chronicle'' claims, they conquered Kiev and created the state of Kievan Rusʹ (which may have been preceded by the Rusʹ Khaganate).

Arabic sources

Arabic-language sources for the Rus people are relatively numerous, with over 30 relevant passages in roughly contemporaneous sources. It can be difficult to be sure that when Arabic sources talk about ''Rus'' they mean the same thing as modern scholars.P.B. Golden, “Rūs”, in ''Encyclopaedia of Islam'', Second Edition, Edited by: P. Bearman, Th. Bianquis, C.E. Bosworth, E. van Donzel, W.P. Heinrichs. Consulted online on 26 July 2018 .James E. Montgomery,
Ibn Faḍlān and the Rūsiyyah
, ''Journal of Arabic and Islamic Studies'', 3 (2000), 1–25. Sometimes it seems to be a general term for Scandinavians: when Al-Yaqūbi recorded ''Rūs'' attacking Seville in 844, he was almost certainly talking about Vikings based in Frankia. At other times, it might denote people other than or alongside Scandinavians: thus the '' Mujmal al-Tawarikh'' calls the Khazars and Rus 'brothers'; later, Muhammad al-Idrisi, Al-Qazwini, and Ibn Khaldun all identified the Rus as a sub-group of the Turks. These uncertainties have fed into debates about the origins of the Rus.

Arabic sources for the Rus had been collected, edited and translated for Western scholars by the mid-20th century. However, relatively little use was made of the Arabic sources in studies of the Rus before the 21st century.Thorir Jonsson Hraundal, 'New Perspectives on Eastern Vikings/Rus in Arabic Sources', ''Viking and Medieval Scandinavia'', 10 (2014), 65–97 . This is partly because they mostly concern the region between the Black and the Caspian Seas, and from there north along the lower Volga and the Don. This made them less relevant than the Primary Chronicle to understanding European state formation further west. Imperialist ideologies, in Russia and more widely, discouraged research emphasising an ancient or distinctive history for Inner Eurasian peoples. Arabic sources portray Rus people fairly clearly as a raiding and trading diaspora, or as mercenaries, under the Volga Bulghars or the Khazars, rather than taking a role in state formation.

The most extensive Arabic account of the Rus is by the Muslim diplomat and traveller Ahmad ibn Fadlan, who visited Volga Bulgaria in 922, and described people under the label ''Rūs''/''Rūsiyyah'' at length, beginning thus:

Apart from Ibn Fadlan's account, scholars draw heavily on the evidence of the Persian traveler Ibn Rustah who, it is postulated, visited Novgorod (or Tmutarakan, according to George Vernadsky) and described how the Rus exploited the Slavs.

Byzantine sources

When the Varangians first appeared in Constantinople (the Paphlagonian expedition of the Rusʹ in the 820s and the Siege of Constantinople in 860), the Byzantines seem to have perceived these people they called the ''Rhos'' ( el, Ῥώς) as a different people from the Slavs. At least no source says they are part of the Slavic race. Characteristically, Pseudo-Simeon and Theophanes Continuatus refer to the Rhos as ''dromitai'' (Δρομῖται), a word related to the Greek word meaning ''a run'', suggesting the mobility of their movement by waterways.

In his treatise ''De Administrando Imperio'', Constantine VII describes the Rhos as the neighbours of Pechenegs who buy from the latter cows, horses, and sheep "because none of these animals may be found in Rhosia". His description represents the Rus as a warlike northern tribe. Constantine also enumerates the names of the Dnieper cataracts in both rhosisti ('ῥωσιστί', the language of the Rus) and sklavisti ('σκλαβιστί', the language of the Slavs). The Rus names are usually etymologised as Old Norse.H. R. Ellis Davidson, ''The Viking Road to Byzantium'' (London: Allen & Unwin, 1976), p. 83.p. 83. An argument used to support this view is that the name ''Aeifor'' in reference to the fourth cataract is also attested on the Pilgårds runestone from the 10th c. on Gotland. However, some researches indicate that at least several of the Rus names can be Slavic and, as for the Dnieper cataract ''Aeifar'' / ''Aeifor'', its name doesn't have an acceptable and convincing Scandinavian etymology.

:

Western European sources

The first Western European source to mention the Rus are the Annals of St. Bertin (Annales Bertiniani). These relate that Emperor Louis the Pious' court at Ingelheim, in 839, was visited by a delegation from the Byzantine emperor. In this delegation there were men who called themselves ''Rhos'' (in the Latin text, ''... qui se, id est gentem suam, Rhos vocari dicebant, ...''; translated by Aleksandr Nazarenko as ''... who stated that they, i.e. their nation, were called Rhos, ...''). Once Louis enquired the reason of their arrival (in the Latin text, ''... Quorum adventus causam imperator diligentius investigans, ...''), he learnt that they were Swedes (''eos gentis esse Sueonum''; verbatim, ''their nation is Sveoni''). Fearing that they were spies, he detained them, before letting them proceed after receiving reassurances from Byzantium. Subsequently, in the 10th and 11th centuries, Latin sources routinely confused the Rus with the tribe of Rugians. Olga of Kiev, for instance, was designated as queen of the Rugians (''reginae Rugorum'') in the Lotharingian Chronicle compiled by the anonymous continuator of Regino of Prüm. At least after the 6th century, the name of the Rugii referred to Slavic speaking peoples including the Rus. According to the Annals of St. Bertin, the Rus leader had the title ''Khagan'' (''... quod rex illorum, Chacanus vocabulo, ...'').

Another source comes from Liutprand of Cremona, a 10th-century Lombard bishop whose ''Antapodosis'', a report from Constantinople to Holy Roman Emperor Otto I, says that Constantinople 'stands in territory surrounded by warlike peoples. On the north it has the ... ''Rusii'' sometimes called by another name ''Nordmanni'', and the ''Bulgarii'' who live too close for harmony'.

Assimilation

The Scandinavian influence in Kievan Rus was most important during the late 9th c. and during the 10th c. In 976, Vladimir the Great (''Valdamarr gamli'') fled from his brother Yaropolk to Sweden, ruled by Erik the Victorious, where he gathered an invasion force that he used to conquer Kievan Rus. Vladimir was initially a pagan who is reported by the ''Primary Chronicle'' to have worshiped Perun and Veles, and this is probably a Slavic translation of the corresponding Norse gods Thor and Freyr, who beside Odin were the two most important gods to the Swedes. However, in 988, he converted to the Eastern Orthodox Church, whereas the Norse in Scandinavia remained Norse pagans or converted to the Catholic Church. After this, the Norse influence decreased considerably both in character and in size, and in the 11th c. the Norse are mentioned as Varangian mercenaries and employees serving the princely family.

Elena A. Melnikova at the Russian Academy of Sciences notes that in Russian historiography, the assimilation of the Norse Rus is presented as a very rapid affair, based on studies of material culture. However, material objects are not as strong an indicator of ethnic identity as the language spoken in a society. Usually, the only non-archaeological claim to rapid assimilation is the appearance of three Slavic names in the princely family, i.e. '' Svjatoslav'', ''Predslava'', and ''Volodislav'', for the first time in the treaty with Byzantium of 944. Another reason for assuming a rapid assimilation is given by Yaroslav Shchapov, who writes that as a consequence of the Rusadoption of Byzantine (Eastern) rather than Roman Christianity, as well as the assimilation of Byzantine culture, "writing, literature and law in the national language" spread much earlier than in Western countries.

Melnikova comments that the disappearance of Norse funeral traditions c. 1000, is better explained with Christianization and the introduction of Christian burial rites, a view described with some reservations by archaeologist Przemysław Urbańczyk of the Institute of Archeology and Ethnology at the Polish Academy of Sciences. So the lack of Norse burials from c. 1000 is not a good indicator of assimilation into Slavic culture, and shows instead that the Rus had turned Orthodox Christian. Also the use of material objects is more connected to change in fashion and to change of social status than it is to ethnical change. She also notes that no systematic studies of the various elements that manifest ethnic identity in relation to the Rus has been done to support the theory of rapid assimilation, in spite of the fact that " e most important indications of ethno-cultural self-identification are language and literacy."

Urban

The Rus elite became bilingual c. 950 but it was not until the end of the 11th century that Old East Slavic can be shown to have become their native language. Until the mid-10th century all the attested Rus names were Norse, but this changes with the 944 treaty. In this treaty there are 76 names among whom 12 belong to the ruling family, 11 to emissaries, 27 to other agents, and 26 to merchants. In the princely family, there are three Slavic names ''Svjatoslav'', son of prince Igor' (Ingvar) and ''Volodislav'' and ''Predslava'' (of unknown relation). The other members of the family have Norse names, i.e. Olga ('' Helga''), Akun ('' Hákon''), Sfanda (''Svanhildr''), Uleb ('' Óleifr''), Turd (''Þórðr''), Arfast (''Arnfastr''), and Sfir'ka ('' Sverkir''). The emissaries also have Old Norse names except for three who have Finnish names. Olga has a representative by the Finnish name ''Iskusevi'', whereas Volodislav is represented by the Norse Uleb (''Óleifr''). Among the 27 agents there are some who have Finnish names, but none with Slavic, while among the 26 merchants there are three with Finnish names and two with Slavic.

At this time, the use of Slavic names is limited to the princely family and merchants. The princely family wants to give at least some of their offspring Slavic names and thus break with the family naming tradition. The warrior class shows no tendencies for Slavic names yet, but in the 960s there is a high ranking commander by the Slavic name ''Pretich'', according to the ''Primary Chronicle'', while the other commanders-in-chief have the Norse names Sveneld (''Sveinaldr'') and Asmud (''Asmundr''). The reason the princely family felt a need for Slavic names was to accommodate the local Slavic nobility, whereas most warriors came to Kievan Rus from Scandinavia and later went home, and only a part of them chose to stay. The warrior elite felt less pressure to adapt to Slavic traditions and their faithfulness to Norse tradition is shown by the fact that Svenald gave his son the Norse name Ljut (''Ljútr'').

In the 980s, among Sviatoslav's grandchildren, the ''Primary Chronicle'' informs that Vladimir the Great had twelve sons and one daughter. Only one of them, a son, had a Norse name, Gleb (''Guðleifr''), whereas the other children had Slavic compound names mostly ending with -'' slav'' ("fame"). After this generation, the ruling dynasty restricted itself to five Norse male names and one female name, of which the most popular ones would be Oleg, Igor and Gleb (was murdered in 1015 and canonized). The name Rurik (''Hrœrekr'') reappears in the mid-11th c. but stays restricted in use. Among female names, only Olga stays popular. The Norse names ''Hákon'', ''Óleifr'', and ''Ivarr'' remain in use among the East Slavic nobility, but Norse names become rarer at the end of the 10th c. which may point to increased assimilation of the Rus into the Slavic population.

Among the Norse names that are not used in the ruling family, there is great variation in how they are spelled in the treaties. All names except for Oleg, Olga and Igor are spelled as closely to Old Norse as was possible in Old East Slavic. There were also variations in how the vowels were presented ''Óleifr'' was shown as ''Oleb'' or ''Uleb'', ''Hákon'' as ''Jakun'' and ''Akun'', ''Arnfastr'' as ''Arfast'' and ''Fastr'' as ''Fost''. The interdentals /þ/ and /ð/ are rendered as ''d'', but also rarely as ''z'' or ''t'' as in ''Turd'' from ''Þórðr'' and in ''Vuzlev'' from ''Guðleifr''. The ''Fr-'' in the beginning of names which was common in Old Norse but rare in Old East Slavic usually appeared as ''Pr-'' as in ''Prasten'' from ''Freysteinn''. There was no standard way of spelling ON names.

While the ''Primary Chronicle'' uses the same Slavicized forms throughout, rendering ''Helgi'' as , ''Helga'' as Ol'ga, ''Ingvarr'' as Igor' and ''Guðleifr'' as Gleb, they are unlikely to represent the form the names had at the end of the 10th c. Foreign sources give forms closer to the Old Norse originals. Byzantine sources from the second half of the 10th c. preserve the nasalization in ''Ingvarr'', and in the Cambridge document written in Hebrew, Helgi appears as HLGW, with initial H-. The adaptation of ''Guðleifr'' was still not complete by 1073, as shown in a manuscript where there is a vowel between G- and -l- in Gleb, showing that the name is still pronounced with an initial Gu-. Theses sources reflect authentic Old Norse pronunciation of these names, which shows that the adaptation of these names did not take place in the 10th c. but was finished a century later.

When the ''Primary Chronicle'' was written in 1113, the annalist used the already fully adapted Old East Slavic forms and he does not appear to have known that ''Gleb'' and ''Vuzlev'' both represented ''Guðleifr'', but instead kept them distinct. Later in the 12th c., in spite of the renown of the name Igor', the original Norse form ''Ingvar'' was borrowed again as a separate name, and it appears in the '' Hypatian Codex'' as the name of Ingvar Yaroslavich (d. 1212), and two princes of Ryazan. One of the latter was named '' Ingvar Igorevich'', mentioned in 1207–1219, which shows that the two names were no longer connected. Consequently, Melnikova, considers that the 12th c. stands in stark contrast to the previous two centuries, showing that the Slavicization of the Rus elite would have been complete after the second half of the 11th c.

On the other hand, the scholar Omeljan Pritsak considered that Old Norse must have been well known in Kiev and Novgorod, especially during the early decades of the 12th century. The linguist and literary theorist Roman Jakobson held a contrasting opinion, writing that Bojan, active at the court of Yaroslav the Wise, and some of whose poetry may be preserved in the epic poem ''The Tale of Igor's Campaign'', or ''Slovo'', in Old East Slavic, may have heard Scandinavian songs and conversations from visitors as late as 1110 (about the time his own work was done), and that even later, at the court of Mstislav (''Haraldr''), there must have been many opportunities to hear them. He cautions, however, that it cannot be presumed that Old Norse was still habitually spoken in 12th-century princely courts. Further, he says that Bojan's own life and career did not necessarily coincide with the time of the men whose lives he commemorated, and that he may have written of princes of an earlier period known to him only by report. Scholarly consensus holds as well that the author of the national epic, ''Slovo'', writing in the late 12th century, was not composing in a milieu where there was still a flourishing school of poetry in the Old Norse language.

Rural

There are remains of Old Norse culture as late as the 14th and early 15th c. in the form of runic or rune-like inscriptions and as personal names. The c. 1000 birch-bark letters from Novgorod contain hundreds of names, most of them Slavic or Christian, and according to Melnikova there are seven letters with Old Norse names, but Sitzman identifies as many as 18, including Staraja Russa no. 36.Sitzmann, A. 2007. "Die skandinavischen Personennamen in den Birkenrindeninschriften" he Scandinavian Personal Names in the Birchbark inscriptionsScando-Slavica 53; 25–31

The oldest of these letters (no. 526) is from the 1080s, and refers to ''Asgut'' from a village in the vicinity of Lake Seliger which was on the road between Novgorod and the central parts of Kievan Rus. Another letter (no. 130) is from the second half of the 14th c. and was sent to Novgorod from another part of the Novgorod Republic and mentions the names Vigar' (Vigeirr or Végeirr), Sten (''steinn'') of Mikula, Jakun (''Hákon''), and the widow of a second Jakun. The most interesting of the letters (no. 2) mentions a place called ''Gugmor-navolok'', which may derive from Guðmarr, and two people living in the vicinity called Vozemut (Guðmundr) and Vel'jut (Véljótr). Perhaps a Guðmarr once settled near a portage (''navolok'') on the route to Lake Onega and naming traditions were preserved in the settlement until the 14th c. It is unlikely that he was a new settler because there are no traces of 14th c. immigration, nor are there any Scandinavian remains. It is likely that his people adopted the local material culture but kept the family naming traditions.

Sten, the man from Mikula, could be a visitor from Sweden or Swedish-speaking Finland, but the other letters suggest people who had Norse names but were otherwise part of the local culture. They appear together with people of Slavic names and take part in the same activities, and they lived in scattered villages in the North-East periphery of the Novgorod Republic. The area was visited by Novgorod tribute collectors in the 11th century, and was integrated in the republic through colonization during the 12th and 13th centuries. Since Varangians were part of the administration of Novgorod they likely ventured in the area and sometimes settled there. The use of their naming traditions in the 14th c. show the conservatism of some of the Rus traditions.

The runic script survived for some time in remote parts of Kievan Rus, as evidenced by two finds. One of them is a weaver's slate spindle-whorl found in Zvenigorod in the South-West part of Kievan Rus. The whorl has the runic inscription siriþ, representing the Norse female name ''Sigrið'' on the flat top and two crosses and two f runes () on the side.UA Fridell2004;1 i
Runor
The whorl is dated thanks to being found in a layer from the period 1115–1130, when the settlement grew and became a town. No other Scandinavian finds were made except for two other whorls with runic-like inscriptions from the same time. Another whorl with a runic-like inscription was found in the old Russian fort of Plesnesk not far from Zvenigorod. This was a strategically important location and there are several warrior burials dating to the late 10th c. These graves belonged to warriors of a rank similar to a Kievan grand prince and some of them could have been of Scandinavian descent.

The inscriptions could be from descendants of the Rus who settled in the area as protection for the western border of Kievan Rus. The inscription shows archaic features and the g rune (X) is from the Elder Futhark, which could be due to copying the inscription from generation to generation. In that case the name ''Sigriðr'' was inherited for generations in the family. However, the f runes show that this was not the case, because the rune and the cross have similar meaning, although in different religions. Only those who had adhered to Norse paganism and later converted to Christianity would understand their significance, which necessitates a survival of old Norse traditions. It is possible that this community of descendants of late 10th c. Rus who lived in a remote area of Kievan Rus preserved family names, runic lore in archaic forms, ancestral beliefs and some of the Old Norse language, as evidenced by the runes.

There is another set of inscriptions that look like runes from an old fortification named Maskovichi, on the river route of Western Dvina. It was on the Latvian border and could control the river, although it was located several km away. The fort was used in the 12th and 13th c. and would later turn into a small castle. C. 110 bone fragments with graffiti have been found and they include inscriptions and pictures of warriors and weapons. The runic-like inscriptions are only three to six letters long and some can be interpreted. Some 30 of them are clearly Cyrillic, while 48 are runic.Duchits, L. V. and Melnikova, E. A. "Nadpisi i znaki na kostiakh s gorodishscha Maskovichi (Severo-Zapadnaia Belorussiia) ''DGTSSSR'' 1980 god (1981), pp. 185–216Franklin, S. 2002 (2004). ''Writing, Society and Culture in Early Rus, c.950–1300''. Cambridge University Press. p. 113 Some of the runic inscriptions are written with mirror-runes (right-to-left) and are illegible, but several can be read as personal names, words and individual runes. The reading of them is uncertain, but they were made by people who knew or remembered runes.

Consequently, in Kievan Rus there were descendants of the Rus who preserved parts of their heritage during centuries, the countryside being more conservative than towns.

Legacy

The Norse influence is considered to have left many traces on the Old East Slavic legal code, the '' Russkaja Pravda'', and on literary works such as ''The Tale of Igor's Campaign'', and even on the '' Byliny'', which are old heroic tales about the early Kievan Rus ( Vladimir the Great and others),''The Nordic Languages, An International Handbook of the History of the North Germanic Languages, vol 1.'' Eds. Bandle, O. (main editor); Braunmüller, K.; Jahr, E. H.; Karker, A.; Naumann, H. P.; Teleman, U.; Consulting Editors: Elmevik, L.; Widmark, G. HSK 22.1. Walter de Gruyter · Berlin · New York (2002) p. 1041 where one of the words for "hero" is derived from ''Viking'', i.e. ()."витязь". "Vasmer's Etymological Dictionary" online
/ref> Several scholars note that this is "of considerable importance generally, as far as social and cultural background of language is concerned". Although, they also note that parallels may arise from general similarities between Germanic and Slavic societies, they state that these similarities remain a profitable field of comparative studies.''The Nordic Languages, An International Handbook of the History of the North Germanic Languages, vol 1.'' Eds. Bandle, O. (main editor); Braunmüller, K.; Jahr, E. H.; Karker, A.; Naumann, H. P.; Teleman, U.; Consulting Editors: Elmevik, L.; Widmark, G. HSK 22.1. Walter de Gruyter · Berlin · New York (2002) p. 1044

Russian contains several layers of Germanic loanwords that need to be separated from the North Germanic words that entered Old East Slavic during the Viking Age, Estimations of the number of loan words from Old Norse into Russian vary from author to author ranging from more than 100 words (Forssman) down to as low as 34 (Kiparsky) and 30 (Strumiński), including personal names. According to the most critical and conservative analysis, commonly used ON words include ''knut'' ("knout"), '' seledka'' ("herring"), '' šelk'' ("silk"), and '' jaščik'' ("box"), whereas '' varjag'' ("Varangian"), '' stjag'' ("flag") and '' vitjaz'' ("hero", from ''viking'') mostly belong to historical novels. Many belong to a special field and ceased to be commonly used in the 13th c., such as '' berkovec'' (from ON *, i.e. "Birka/ birk pound", referring to 164 kg), '' varjag'', ''vitjaz'', (from ''gulf'' meaning "box", "crate" or "shed"), '' grid'', ''gridi'' (from ''griði'', ''grimaðr'' meaning a "king's bodyguard"), '' lar'' (from *''lári'', ''lárr'' meaning "chest", "trunk"), '' pud'' (from ''pund'' referring to 16.38 kg), ''Rus'' (see etymology section above), ''skala'' (''skál'', "scale"), (''thiónn'', "Novgorod official" in the 12th c.), '' šelk'' (*''silki'', "silk"), and '' jabeda'' ('' embætti'', "office").''The Nordic Languages, An International Handbook of the History of the North Germanic Languages, vol. 1.'' Eds. Bandle, O. (main editor); Braunmüller, K.; Jahr, E. H.; Karker, A.; Naumann, H. P.; Teleman, U.; Consulting Editors: Elmevik, L.; Widmark, G. HSK 22.1. Walter de Gruyter · Berlin · New York (2002) p. 1042

Norse settlers also left many toponyms across North-Western Russia, where the names of settlements or nearby creeks reveal the name of the Norse settler, or where he came from. A man named Asviðr settled in a place today known as ''Ašvidovo'', Bófastr in '' Buchvostovo'', Dýrbjǫrn in ''Djurbenevo'', Einarr in ''Inarevo'', Kynríkr in ''Kondrikovo'', Rødríkr in '' Redrikovo'', Ragnheiðr in '' Rognedino'', Snæbjǫrn in '' Sneberka'', Sveinn in '' Sven''', Siófastr in ''Suchvostovo'', Steingrímr in '' Stegrimovo'', and Thorbjǫrn in ''Turyborovo''. More common Norse names have left several toponyms, such as Ivarr in '' Ivorovo'' and ''Ivorovka'', Hákon in ''Jakunovo'' and ''Jakunicha'', Oléf in ''Ulebovo'', ''Olebino'' and ''Olibov'', and Bjǫrn, appears in '' Bernovo'', '' Bernjatino'', ''Bemniški'', ''Bernavo'', and in ''Bernoviči''. There is also '' Veliž'' which is the same place name as '' Vællinge'', an old estate near Stockholm, in Sweden. Many place names also contain the word ''Varangian'', such as '' Varegovo'', ''Varež(ka)'', ''Varyzki'', ''Varjaža'', ''Verjažino'', and ''Verjažka''. Other names recall the '' Kolbangians'', such as ''Kolbežycze'', ''Kolbjagi'', and ''Kolbižicy'', and a group called "Burangians" (''Byringar''), in the names ''Burjaži'', ''Buregi'', ''Burigi'', ''Burezi'', ''Burjaki'', ''Burjaz'', etc.

As for other influences on the Russian language, they are less apparent, and could be due to coincidence. In Old Norse and the modern Scandinavian langues (except for the Jutish dialect of Danish), the definite article is used as an enclitic article after the noun. In Europe, this is otherwise only known from Basque and from the Balkan sprachbund, in languages such as Macedonian and Bulgarian. However, it also appears in dialects in Northern Russia, too far away from Bulgarian to have been influenced by it. As standard Russian has no definite article at all, the appearance of a postpositioned definite article in Northern Russian dialects may be due to influence from Old Norse.''The Nordic Languages, An International Handbook of the History of the North Germanic Languages, vol 1.'' Eds. Bandle, O. (main editor); Braunmüller, K.; Jahr, E. H.; Karker, A.; Naumann, H. P.; Teleman, U.; Consulting Editors: Elmevik, L.; Widmark, G. HSK 22.1. Walter de Gruyter · Berlin · New York (2002) p. 1043 As for standard Russian, just like in Old Norse, and in the modern Scandinavian languages, there is a passive construction using an enclitic reflexive pronoun, '' -s'' in North Germanic and '' -s'(a)'' in Russian. However, it is not known from written Russian before the 15th c. and a corresponding construction has appeared independently in modern Romance languages, e.g. Italian '' vendesi''.

Archaeology

Numerous artefacts of Scandinavian affinity have been found in northern Russia (as well as artefacts of Slavic origin in Sweden). However, exchange between the northern and southern shores of the Baltic had occurred since the Iron Age (albeit limited to immediately coastal areas). Northern Russia and adjacent Finnic lands had become a profitable meeting ground for peoples of diverse origins, especially for the trade of furs, and attracted by the presence of oriental silver from the mid-8th century AD. There is an undeniable presence of goods and people of Scandinavian origin; however, the predominant people remained the local (Baltic and Finnic) peoples.

In the 21st century, analyses of the rapidly growing range of archaeological evidence further noted that high-status 9th- to 10th-century burials of both men and women in the vicinity of the Upper Volga exhibit material culture largely consistent with that of Scandinavia (though this is less the case away from the river, or further downstream). This has been seen as further demonstrating the Scandinavian character of elites in "Old Rusʹ".Wladyslaw Duczko, ''Viking Rus: Studies on the Presence of Scandinavians in Eastern Europe'' (Leiden: Brill, 2004).Jonathan Shepherd, 'Review Article: Back in Old Rus and the USSR: Archaeology, History and Politics', ''English Historical Review'', vol. 131 (no. 549) (2016), 384–405 .

There is uncertainty as to how small the Scandinavian migration to Rus was, but some recent archaeological work has argued for a substantial number of 'free peasants' settling in the upper Volga region.

The quantity of archaeological evidence for the regions where the Rus people were active grew steadily through the 20th century, and beyond, and the end of the Cold War made the full range of material increasingly accessible to researchers. Key excavations have included those at Staraja Ladoga, Novgorod, Rurikovo Gorodischche, Gnëzdovo, Shestovitsa, numerous settlements between the Upper Volga and the Oka. Twenty-first century research, therefore, is giving the synthesis of archaeological evidence an increasingly prominent place in understanding the Rus. The distribution of coinage, including the early 9th-century Peterhof Hoard, has provided important ways to trace the flow and quantity of trade in areas where Rus were active, and even, through graffiti on the coins, the languages spoken by traders.

There is also a great number of Varangian runestones, on which voyages to the east (''Austr'') are mentioned.

In the mythical lays of the Poetic Edda, after her true love Sigurd is killed, Brunhild (Brynhildr in Old Norse) has eight slave girls and five serving maids killed and then stabs herself with her sword so that she can be with him in Valhalla, as told in The Short Lay of Sigurd, similarly to the sacrifices of slave girls that Ibn Fadlan described in his eyewitness accounts of the Rus. Swedish ship burials sometimes contain both males and females. According to the website of ''Arkeologerna'' (The Archaeologists), part of the National Historical Museums in Sweden, archaeologists have also found in an area outside of Uppsala a boat burial that contained the remains of a man, a horse and a dog, along with personal items including a sword, spear, shield, and an ornate comb. Swedish archeologists believe that during the Viking age Scandinavian human sacrifice was still common and that there were more grave offerings for the deceased in the afterlife than in earlier traditions that sacrificed human beings to the gods exclusively. The inclusion of weapons, horses and slave girls in graves also seems to have been practiced by the Rus.

Historiography

Prior to the 18th century, it was the consensus of Russian historians that the Rus arose out of the native Slavic populations of the region. This changed following a 1749 presentation by German historian Gerhardt Friedrich Müller before the Russian Academy of Sciences, built in part on earlier work by Gottlieb-Siegfried Bayer and based on primary sources, particularly the Russian Primary Chronicle. He suggested that the founders of the Rus were ethnically Scandinavian Varangians, what became known as the 'Normanist' view. Though Müller met with immediate nationalistic opprobrium, by the end of the century his views represented the consensus in Russian historiography.Serhii Plokhy, ''Ukraine and Russia: Representations of the Past'' (Toronto: University of Toronto Press, 2008), chapter 1. The attribution of a Slavic origin to the Rus saw a politically motivated 'anti-Normanist' resurgence in the 20th century within the Soviet Union, and this revisionist view also received nationalistic support in the nation-building post-Soviet states, but the broad consensus of scholars is that the origin of the Rus lies in Scandinavia.Omeljan Pritsak, "Rus", in
Medieval Scandinavia: An Encyclopedia
', ed. by Phillip Pulsiano (New York: Garland, 1993), pp. 555–56.Elena Melnikova, 'The "Varangian Problem": Science in the Grip of Ideology and Politics', in ''Russia's Identity in International Relations: Images, Perceptions, Misperceptions'', ed. by Ray Taras (Abingdon: Routledge, 2013), pp. 42–52 (p. 42).

References

Bibliography

* ''The Annals of Saint-Bertin'', transl. Janet L. Nelson, Ninth-Century Histories 1 (Manchester and New York, 1991).
* Davies, Norman. '' Europe: A History''. New York: Oxford University Press, 1996.
*
* Christian, David. ''A History of Russia, Mongolia, and Central Asia''. Blackwell, 1999.
* Danylenko, Andrii. "The name Rus: In search of a new dimension." Jahrbueher fuer Geschichte Osteuropas 52 (2004), 1–32.
* Davidson, H.R. Ellis, ''The Viking Road to Byzantium''. Allen & Unwin, 1976.
* Dolukhanov, Pavel M. ''The Early Slavs: Eastern Europe from the Initial Settlement to the Kievan Rus.'' New York: Longman, 1996.
* Duczko, Wladyslaw.
Viking Rus: Studies on the Presence of Scandinavians in Eastern Europe
(The Northern World; 12)''. Leiden: Brill Academic Publishers, 2004 (hardcover, ).
* Goehrke, C. ''Frühzeit des Ostslaven.'' Darmstadt: Wissenschaftliche Buchgesellschaft, 1992.
* Magocsi, Paul R. ''A History of Ukraine.'' Toronto: University of Toronto Press, 1996.
* Pritsak, Omeljan. ''The Origin of Rus''. Cambridge Mass.: Harvard University Press, 1991.
* Stang, Hakon. ''The Naming of Russia.'' Oslo: Middelelser, 1996.

Gerard Miller as the author of the Normanist theory
(Brockhaus and Efron)
*
* ''On the language of old Rus: some questions and suggestions.'' Horace Gray Lunt. Harvard University, Harvard Ukrainian Research Institute, 1975
*
* ''The Origin of Rus''. Omeljan Pritsak. Harvard University Press, 1981
* The ''Primary Chronicle'' 'Ethnography' Revisited: Slavs and Varangians in the Middle Dnieper Region and the Origin of the Rus State. Olksiy P Tolochko; in ''Franks, Northmen and Slavs. Identities and State Formation in Early Medieval Europe''. Editors: Ildar H. Garipzanov, Patrick J. Geary, and Przemysław Urbańczyk. Brepols, 2008.
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External links

*
* James E. Montgomery,
Ibn Faḍlān and the Rūsiyyah
, ''Journal of Arabic and Islamic Studies'', 3 (2000), 1–25

Includes a translation of Ibn Fadlān's discussion of the ''Rūs''/''Rūsiyyah''.

{{DEFAULTSORT:Rus' people

Germanic ethnic groups
Varangians
Origin hypotheses of ethnic groups
East Slavs
Historical ethnic groups of Europe
North Germanic peoples
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