The Rome Statute of the International Criminal Court is the
treaty
A treaty is a formal, legally binding written agreement between actors in international law. It is usually made by and between sovereign states, but can include international organizations, individuals, business entities, and other legal per ...
that established the
International Criminal Court
The International Criminal Court (ICC or ICCt) is an intergovernmental organization and International court, international tribunal seated in The Hague, Netherlands. It is the first and only permanent international court with jurisdiction to pro ...
(ICC). It was adopted at a diplomatic conference in
Rome
, established_title = Founded
, established_date = 753 BC
, founder = King Romulus ( legendary)
, image_map = Map of comune of Rome (metropolitan city of Capital Rome, region Lazio, Italy).svg
, map_caption ...
,
Italy
Italy ( it, Italia ), officially the Italian Republic, ) or the Republic of Italy, is a country in Southern Europe. It is located in the middle of the Mediterranean Sea, and its territory largely coincides with the homonymous geographical ...
on 17 July 1998
[Michael P. Scharf (August 1998)]
''Results of the Rome Conference for an International Criminal Court''
. The American Society of International Law. Retrieved on 31 January 2008. and it entered into force on 1 July 2002.
As of November 2019,
123 states are party to the statute. Among other things, the statute establishes the court's functions,
jurisdiction
Jurisdiction (from Latin 'law' + 'declaration') is the legal term for the legal authority granted to a legal entity to enact justice. In federations like the United States, areas of jurisdiction apply to local, state, and federal levels.
J ...
and
structure
A structure is an arrangement and organization of interrelated elements in a material object or system, or the object or system so organized. Material structures include man-made objects such as buildings and machines and natural objects such a ...
.
The Rome Statute established four core international crimes:
genocide
Genocide is the intentional destruction of a people—usually defined as an ethnic, national, racial, or religious group—in whole or in part. Raphael Lemkin coined the term in 1944, combining the Greek word (, "race, people") with the ...
,
crimes against humanity
Crimes against humanity are widespread or systemic acts committed by or on behalf of a ''de facto'' authority, usually a state, that grossly violate human rights. Unlike war crimes, crimes against humanity do not have to take place within the ...
,
war crimes, and the
crime of aggression
A crime of aggression or crime against peace is the planning, initiation, or execution of a large-scale and serious act of aggression using state military force. The definition and scope of the crime is controversial. The Rome Statute contains an ...
. Those crimes "shall not be subject to any
statute of limitations". Under the Rome Statute, the ICC can only investigate and prosecute the four core international crimes in situations where states are "unable" or "unwilling" to do so themselves; the jurisdiction of the court is complementary to jurisdictions of domestic courts. The court has jurisdiction over crimes only if they are committed in the territory of a state party or if they are committed by a national of a state party; an exception to this rule is that the ICC may also have jurisdiction over crimes if its jurisdiction is authorized by the
United Nations Security Council
The United Nations Security Council (UNSC) is one of the six principal organs of the United Nations (UN) and is charged with ensuring international peace and security, recommending the admission of new UN members to the General Assembly, ...
.
Purpose
The Rome Statute established four core international crimes: (I)
Genocide
Genocide is the intentional destruction of a people—usually defined as an ethnic, national, racial, or religious group—in whole or in part. Raphael Lemkin coined the term in 1944, combining the Greek word (, "race, people") with the ...
, (II)
Crimes against humanity
Crimes against humanity are widespread or systemic acts committed by or on behalf of a ''de facto'' authority, usually a state, that grossly violate human rights. Unlike war crimes, crimes against humanity do not have to take place within the ...
, (III)
War crimes, and (IV)
Crime of aggression
A crime of aggression or crime against peace is the planning, initiation, or execution of a large-scale and serious act of aggression using state military force. The definition and scope of the crime is controversial. The Rome Statute contains an ...
. Following years of negotiation, aimed at establishing a permanent international tribunal to prosecute individuals accused of
genocide
Genocide is the intentional destruction of a people—usually defined as an ethnic, national, racial, or religious group—in whole or in part. Raphael Lemkin coined the term in 1944, combining the Greek word (, "race, people") with the ...
and other serious
international crimes, such as
crimes against humanity
Crimes against humanity are widespread or systemic acts committed by or on behalf of a ''de facto'' authority, usually a state, that grossly violate human rights. Unlike war crimes, crimes against humanity do not have to take place within the ...
,
war crimes and
crimes of aggression
A crime of aggression or crime against peace is the planning, initiation, or execution of a large-scale and serious act of aggression using state military force. The definition and scope of the crime is controversial. The Rome Statute contains an ...
, the
United Nations General Assembly
The United Nations General Assembly (UNGA or GA; french: link=no, Assemblée générale, AG) is one of the six principal organs of the United Nations (UN), serving as the main deliberative, policymaking, and representative organ of the UN. Curr ...
convened a five-week diplomatic conference in Rome in June 1998 "to finalize and adopt a convention on the establishment of an international criminal court".
[United Nations (1999). ]
Rome Statute of the International Criminal Court – Overview
''. Retrieved on 31 January 2008.[Coalition for the International Criminal Court. . Retrieved on 31 January 2008.]
History
A five-week diplomatic conference was convened in
Rome
, established_title = Founded
, established_date = 753 BC
, founder = King Romulus ( legendary)
, image_map = Map of comune of Rome (metropolitan city of Capital Rome, region Lazio, Italy).svg
, map_caption ...
in June 1998 "to finalize and adopt a convention on the establishment of an international criminal court".
[ On 17 July 1998, the Rome Statute was adopted by a vote of 120 to 7, with 21 countries abstaining.] By agreement, there was no officially recorded vote of each delegation's vote regarding the adoption of the Rome Statute. Therefore, there is some dispute over the identity of the seven countries that voted against the treaty.[Stephen Eliot Smith, "Definitely Maybe: The Outlook for U.S. Relations with the International Criminal Court During the Obama Administration", '' Florida Journal of International Law'', 22:155 at 160, n. 38.] It is certain that the People's Republic of China, Israel, and the United States were three of the seven because they have publicly confirmed their negative votes; India, Indonesia, Iraq, Libya, Qatar, Russia, Saudi Arabia, Sudan, and Yemen have been identified by various observers and commentators as possible sources for the other four negative votes, with Iraq, Libya, Qatar, and Yemen being the four most commonly identified.[ Explanations of Vote was publicly declared by India, Uruguay, Mauritius, Philippines, Norway, Belgium, United States, Brazil, Israel, Sri Lanka, China, Turkey, Singapore, and the United Kingdom.
On 11 April 2002, ten countries ratified the statute at the same time at a special ceremony held at the United Nations headquarters in New York City,][Amnesty International (11 April 2002). ]
The International Criminal Court – a historic development in the fight for justice
''. Retrieved on 31 January 2008. bringing the total number of signatories to sixty, which was the minimum number required to bring the statute into force, as defined in Article 126. The treaty entered into force on 1 July 2002;[ the ICC can only prosecute crimes committed on or after that date.][Article 11 of th]
. Retrieved on 18 October 2013. The statute was modified in 2010 after the Review Conference in Kampala
Kampala (, ) is the capital and largest city of Uganda. The city proper has a population of 1,680,000 and is divided into the five political divisions of Kampala Central Division, Kawempe Division, Makindye Division, Nakawa Division, and R ...
, Uganda, but the amendments to the statute that were adopted at that time are not effective yet.
The Rome Statute is the result of multiple attempts for the creation of a supranational and international tribunal. At the end of the 19th century, the international community took the first steps towards the institution of permanent courts with supranational jurisdiction. With the Hague International Peace Conferences, representatives of the most powerful nations made an attempt to harmonize laws of war
The law of war is the component of international law that regulates the conditions for initiating war ('' jus ad bellum'') and the conduct of warring parties (''jus in bello''). Laws of war define sovereignty and nationhood, states and territ ...
and to limit the use of technologically advanced weapons. After World War I
World War I (28 July 1914 11 November 1918), often abbreviated as WWI, was List of wars and anthropogenic disasters by death toll, one of the deadliest global conflicts in history. Belligerents included much of Europe, the Russian Empire, ...
and even more after the heinous crimes committed during World War II
World War II or the Second World War, often abbreviated as WWII or WW2, was a world war that lasted from 1939 to 1945. It involved the World War II by country, vast majority of the world's countries—including all of the great power ...
, it became a priority to prosecute individuals responsible for egregious crimes so serious that they needed to be exemplified by being referred to as "crimes against humanity". In order to re-affirm basic principles of democratic civilisation, the alleged criminals were not executed in public squares or sent to torture camps, but instead treated as criminals: with a regular trial, the right to defense
Defense or defence may refer to:
Tactical, martial, and political acts or groups
* Defense (military), forces primarily intended for warfare
* Civil defense, the organizing of civilians to deal with emergencies or enemy attacks
* Defense indus ...
and the presumption of innocence
The presumption of innocence is a legal principle that every person accused of any crime is considered innocent until proven guilty. Under the presumption of innocence, the legal burden of proof is thus on the prosecution, which must presen ...
. The Nuremberg trials
The Nuremberg trials were held by the Allies of World War II, Allies against representatives of the defeated Nazi Germany, for plotting and carrying out invasions of other countries, and other crimes, in World War II.
Between 1939 and 1945 ...
marked a crucial moment in legal history, and after that, some treaties that led to the drafting of the Rome Statute were signed.
UN General Assembly Resolution n. 260 9 December 1948, the , was the first step towards the establishment of an international permanent criminal tribunal with jurisdiction on crimes yet to be defined in international treaties. In the resolution there was a hope for an effort from the Legal UN commission in that direction. The General Assembly, after the considerations expressed from the commission, established a committee to draft a statute and study the related legal issues. In 1951 a first draft was presented; a second draft followed in 1955 but there were a number of delays, officially due to the difficulties in the definition of the crime of aggression
A crime of aggression or crime against peace is the planning, initiation, or execution of a large-scale and serious act of aggression using state military force. The definition and scope of the crime is controversial. The Rome Statute contains an ...
, that were only solved with diplomatic assemblies in the years following the statute's coming into force. The geopolitical tensions of the Cold War
The Cold War is a term commonly used to refer to a period of geopolitical tension between the United States and the Soviet Union and their respective allies, the Western Bloc and the Eastern Bloc. The term '' cold war'' is used because t ...
also contributed to the delays.
Trinidad and Tobago
Trinidad and Tobago (, ), officially the Republic of Trinidad and Tobago, is the southernmost island country in the Caribbean. Consisting of the main islands Trinidad and Tobago, and numerous much smaller islands, it is situated south of ...
asked the General Assembly in December 1989 to re-open the talks for the establishment of an international criminal court and in 1994 presented a draft Statute. The General Assembly created an ''ad hoc'' committee for the International Criminal Court and, after hearing the conclusions, a Preparatory Committee that worked for two years (1996–1998) on the draft. Meanwhile, the United Nations created the ''ad hoc'' tribunals for the former Yugoslavia (ICTY
The International Criminal Tribunal for the former Yugoslavia (ICTY) was a body of the United Nations that was established to prosecute the war crimes that had been committed during the Yugoslav Wars and to try their perpetrators. The tribunal ...
) and for Rwanda (ICTR
The International Criminal Tribunal for Rwanda (ICTR; french: Tribunal pénal international pour le Rwanda; rw, Urukiko Mpanabyaha Mpuzamahanga Rwashyiriweho u Rwanda) was an international court established in November 1994 by the United Nation ...
) using statutes—and amendments due to issues raised during pre-trial or trial stages of the proceedings—that are quite similar to the Rome Statute.
During its 52nd session the UN General Assembly decided to convene a diplomatic conference for the establishment of the International Criminal Court, held in Rome 15 June–17 July 1998 to define the treaty, entered into force on 1 July 2002. This Rome Conference was attended by representatives from 161 member states, along with observers from various other organizations, intergovernmental organizations and agencies, and non-governmental organizations (including many human rights groups) and was held at the headquarters of the Food and Agriculture Organization of the United Nations, located about 4 km away from the Vatican (one of the states represented).
The states parties held a Review Conference in Kampala
Kampala (, ) is the capital and largest city of Uganda. The city proper has a population of 1,680,000 and is divided into the five political divisions of Kampala Central Division, Kawempe Division, Makindye Division, Nakawa Division, and R ...
, Uganda from 31 May to 11 June 2010.[Assembly of States Parties (14 December 2007). . Retrieved on 31 January 2008.] The Review Conference adopted a definition of the crime of aggression, thereby allowing the ICC to exercise jurisdiction over the crime for the first time. It also adopted an expansion of the list of war crimes.Official records of the Review Conference
. Retrieved 3 March 2011.
Ratification status
Jurisdiction, structure and amendment
The Rome Statute outlines the ICC's structure and areas of jurisdiction. The ICC can prosecute individuals (but not states or organizations) for four kinds of crimes: genocide, crimes against humanity, war crimes, and the crime of aggression. These crimes are detailed in Articles 6, 7, 8, and 8 ''bis'' of the Rome Statute, respectively. They must have been committed after 1 July 2002, when the Rome Statute came into effect.
The ICC has jurisdiction over these crimes in three cases: first, if they took place on the territory of a State Party; second, if they were committed by a national of a State Party; or third, if the crimes were referred to the Prosecutor by the UN Security Council. The ICC may begin an investigation before issuing a warrant if the crimes were referred by the UN Security Council or if a State Party requests an investigation. Otherwise, the Prosecutor must seek authorization from a Pre-Trial Chamber of three judges to begin an investigation ''proprio motu'' (on its own initiative). The only type of immunity the ICC recognizes is that it cannot prosecute those under 18 when the crime was committed. In particular, no officials – not even a head of state – are immune from prosecution.
The Rome Statute established three bodies: the ICC itself, the Assembly of States Parties (ASP), and the Trust Fund for Victims. The ASP has two subsidiary bodies. These are the Permanent Secretariat, established in 2003, and an elected Bureau which includes a president and vice-president. The ICC itself has four organs: the Presidency (with mostly administrative responsibilities); the Divisions (the Pre-Trial, Trial, and Appeals judges); the Office of the Prosecutor; and the Registry (whose role is to support the other three organs). The functions of these organs are detailed in Part 4 of the Rome Statute.
Any amendment to the Rome Statute requires the support of a two-thirds majority of the states parties, and an amendment (except those amending the list of crimes) will not enter into force until it has been ratified by seven-eighths of the states parties. A state party which has not ratified such an amendment may withdraw with immediate effect.[Article 121 of th]
. Retrieved on 18 October 2013. Any amendment to the list of crimes within the jurisdiction of the court will only apply to those states parties that have ratified it. It does not need a seven-eighths majority of ratifications.[
]
See also
* International Criminal Court Act 2001
* Völkerstrafgesetzbuch
*World Day for International Justice
World Day for International Justice, also referred to as Day of International Criminal Justice or International Justice Day, is an international day celebrated throughout the world on July 17 as part of an effort to recognize the emerging system of ...
Notes and references
Further reading
* Roy S Lee (ed.), ''The International Criminal Court: The Making of the Rome Statute''. The Hague: Kluwer Law International
Wolters Kluwer N.V. () is a Dutch information services company. The company is headquartered in Alphen aan den Rijn, Netherlands (Global) and Philadelphia, United States (corporate). Wolters Kluwer in its current form was founded in 1987 with a m ...
(1999). .
* Roy S Lee & Hakan Friman (eds.), ''The International Criminal Court: Elements of Crimes and Rules of Procedure and Evidence''. Ardsley, NY: Transnational Publishers (2001). .
*William A. Schabas, Flavia Lattanzi (eds.), ''Essays on the Rome Statute of the International Criminal Court Volume I''. Fagnano Alto: il Sirente (1999).
*Claus Kress, Flavia Lattanzi (eds.), ''The Rome Statute and Domestic Legal Orders Volume I''. Fagnano Alto: il Sirente (2000).
* Antonio Cassese, Paola Gaeta & John R.W.D. Jones (eds.), ''The Rome Statute of the International Criminal Court: A Commentary''. Oxford: Oxford University Press
Oxford University Press (OUP) is the university press of the University of Oxford. It is the largest university press in the world, and its printing history dates back to the 1480s. Having been officially granted the legal right to print book ...
(2002). .
*William A. Schabas, Flavia Lattanzi (eds.), ''Essays on the Rome Statute of the International Criminal Court Volume II''. Fagnano Alto: il Sirente (2004).
* William A Schabas, ''An Introduction to the International Criminal Court'' (2nd ed.). Cambridge: Cambridge University Press
Cambridge University Press is the university press of the University of Cambridge. Granted letters patent by King Henry VIII in 1534, it is the oldest university press in the world. It is also the King's Printer.
Cambridge University Pr ...
(2004). .
*Claus Kress, Flavia Lattanzi (eds.), ''The Rome Statute and Domestic Legal Orders Volume II''. Fagnano Alto: il Sirente (2005).
External links
Original text of the Rome Statute
Text of the Rome Statute as amended in 2010 and 2015
– Human Rights & International Criminal Law Online Forum
Draft Statute of an International Criminal Court, 1994
*
International Criminal Court website
*
Parliamentary network mobilized in support of the universality of the Rome Statute
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