Pharyngeal slits are
filter-feeding organs found among
deuterostome
Deuterostomes (from Greek: ) are bilaterian animals of the superphylum Deuterostomia (), typically characterized by their anus forming before the mouth during embryonic development. Deuterostomia comprises three phyla: Chordata, Echinodermata, ...
s. Pharyngeal slits are repeated openings that appear along the pharynx caudal to the mouth. With this position, they allow for the movement of water in the mouth and out the pharyngeal slits. It is postulated that this is how pharyngeal slits first assisted in filter-feeding, and later, with the addition of gills along their walls, aided in respiration of aquatic chordates. These repeated segments are controlled by similar developmental mechanisms. Some hemichordate species can have as many as 200
gill slits.
Pharyngeal clefts resembling gill slits are transiently present during the embryonic stages of
tetrapod
A tetrapod (; from Ancient Greek :wiktionary:τετρα-#Ancient Greek, τετρα- ''(tetra-)'' 'four' and :wiktionary:πούς#Ancient Greek, πούς ''(poús)'' 'foot') is any four-Limb (anatomy), limbed vertebrate animal of the clade Tetr ...
development. The presence of pharyngeal arches and clefts in the neck of the developing human embryo famously led
Ernst Haeckel
Ernst Heinrich Philipp August Haeckel (; ; 16 February 1834 – 9 August 1919) was a German zoologist, natural history, naturalist, eugenics, eugenicist, Philosophy, philosopher, physician, professor, marine biology, marine biologist and artist ...
to postulate that "
ontogeny recapitulates phylogeny
Ontogeny (also ontogenesis) is the origination and development of an organism (both physical and psychological, e.g., moral development), usually from the time of fertilization of the ovum, egg to adult. The term can also be used to refer to t ...
"; this hypothesis, while false, contains elements of truth, as explored by Stephen Jay Gould in ''
Ontogeny and Phylogeny
''Ontogeny and Phylogeny'' is a 1977 book on evolution by Stephen Jay Gould, in which he explores the relationship between embryonic development (ontogeny) and biological evolution (phylogeny). Unlike his many popular books of essays, it was a t ...
''.
[. Also (paperback)] However, it is now accepted that it is the vertebrate
pharyngeal pouches and not the neck slits that are
homologous to the pharyngeal slits of invertebrate chordates. Pharyngeal arches, pouches, and clefts are, at some stage of life, found in all chordates. One theory of their origin is the fusion of nephridia which opened both on the outside and the gut, creating openings between the gut and the environment.
Pharyngeal arches in vertebrates
In vertebrates, the pharyngeal arches are derived from all three
germ layers
A germ layer is a primary layer of cell (biology), cells that forms during embryonic development. The three germ layers in vertebrates are particularly pronounced; however, all eumetazoans (animals that are sister taxa to the sponges) produce tw ...
.
Neural crest cells
The neural crest is a ridge-like structure that is formed transiently between the epidermal ectoderm and neural plate during vertebrate development. Neural crest cells originate from this structure through the epithelial-mesenchymal transition, an ...
enter these arches where they contribute to craniofacial features such as bone and cartilage.
However, the existence of pharyngeal structures before neural crest cells evolved is indicated by the existence of neural crest-independent mechanisms of pharyngeal arch development.
The first, most anterior
pharyngeal arch
The pharyngeal arches, also known as visceral arches'','' are transient structures seen in the Animal embryonic development, embryonic development of humans and other vertebrates, that are recognisable precursors for many structures. In fish, t ...
gives rise to the oral jaw. The second arch becomes the
hyoid
The hyoid-bone (lingual-bone or tongue-bone) () is a horseshoe-shaped bone situated in the anterior midline of the neck between the chin and the thyroid-cartilage. At rest, it lies between the base of the mandible and the third cervical verte ...
and jaw support.
In fish, the other posterior arches contribute to the brachial skeleton, which support the gills; in tetrapods the anterior arches develop into components of the ear, tonsils, and thymus.
The genetic and developmental basis of pharyngeal arch development is well characterized. It has been shown that Hox genes and other developmental genes such as ''dlx'' are important for patterning the anterior/posterior and dorsal/ventral axes of the branchial arches.
Some fish species have jaws in their throat, known as
pharyngeal jaws, which develop using the same genetic pathways involved in oral jaw formation.
Evolution of pharyngeal slits

The presence of pharyngeal slits in hemichordates led to debates of whether this structure was homologous to the slits found in chordates or a result of
convergent evolution
Convergent evolution is the independent evolution of similar features in species of different periods or epochs in time. Convergent evolution creates analogous structures that have similar form or function but were not present in the last comm ...
.
With the placement of hemichordates and
echinoderms
An echinoderm () is any animal of the phylum Echinodermata (), which includes starfish, brittle stars, sea urchins, sand dollars and sea cucumbers, as well as the sessile sea lilies or "stone lilies". While bilaterally symmetrical as larv ...
as a sister group to chordates, a new hypothesis has emerged-suggesting that pharyngeal gill slits were present in the
deuterostome
Deuterostomes (from Greek: ) are bilaterian animals of the superphylum Deuterostomia (), typically characterized by their anus forming before the mouth during embryonic development. Deuterostomia comprises three phyla: Chordata, Echinodermata, ...
ancestor .
Intriguingly,
extant
Extant or Least-concern species, least concern is the opposite of the word extinct. It may refer to:
* Extant hereditary titles
* Extant literature, surviving literature, such as ''Beowulf'', the oldest extant manuscript written in English
* Exta ...
echinoderms lack pharyngeal structures, but fossil records reveal that ancestral forms of echinoderms had gill-like structures.
Comparative developmental and genetic studies of these pharyngeal structures between hemichordates and
urochordates
Tunicates are marine invertebrates belonging to the subphylum Tunicata ( ). This grouping is part of the Chordata, a phylum which includes all animals with dorsal nerve cords and notochords (including vertebrates). The subphylum was at one time ...
have brought about important insights regarding the evolution of the deuterostome
body plan
A body plan, (), or ground plan is a set of morphology (biology), morphological phenotypic trait, features common to many members of a phylum of animals. The vertebrates share one body plan, while invertebrates have many.
This term, usually app ...
.
Comparative molecular biology has revealed that the ''Pax 1'' and ''Pax 9'' genes (which encode for
transcription factors
In molecular biology, a transcription factor (TF) (or sequence-specific DNA-binding factor) is a protein that controls the rate of transcription of genetic information from DNA to messenger RNA, by binding to a specific DNA sequence. The fun ...
) are expressed in similar patterns between hemichordates and urochordates. In vertebrates, ''Pax 1'' and ''Pax 9'' are expressed in the pharyngeal pouches and are important for
thymus
The thymus (: thymuses or thymi) is a specialized primary lymphoid organ of the immune system. Within the thymus, T cells mature. T cells are critical to the adaptive immune system, where the body adapts to specific foreign invaders. The thymus ...
development.
Applying excess
retinoic acid
Retinoic acid (simplified nomenclature for all-''trans''-retinoic acid) is a metabolite of vitamin A1 (all-''trans''-retinol) that is required for embryonic development, male fertility, regulation of bone growth and immune function. All-''trans ...
(excess retinoic acid in vertebrates results in pharyngeal abnormalities) leads to the absence of gill slits in developing
amphioxi, suggesting that retinoic acid may act through the same mechanism in vertebrates and amphioxi.
These studies indicate that the pharyngeal slits found in hemichordates and chordates are indeed homologous in a
molecular
A molecule is a group of two or more atoms that are held together by attractive forces known as chemical bonds; depending on context, the term may or may not include ions that satisfy this criterion. In quantum physics, organic chemistry, ...
sense.
References
{{evolution
Animal developmental biology
Pharynx
Chordate anatomy
Hemichordates