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Paternalism is action that limits a person's or group's liberty or autonomy against their will and is intended to promote their own good. It has been defended in a variety of contexts as a means of protecting individuals from significant harm, supporting long-term autonomy, or promoting moral or psychological well-being. Such justifications are commonly found in public health policy, legal theory, medical ethics, and behavioral economics, where limited intervention is viewed as compatible with or even supportive of personal agency. Some, such as
John Stuart Mill John Stuart Mill (20 May 1806 – 7 May 1873) was an English philosopher, political economist, politician and civil servant. One of the most influential thinkers in the history of liberalism and social liberalism, he contributed widely to s ...
, think paternalism can be appropriate towards children, saying: Paternalism towards adults is sometimes characterized as treating them as if they were children. Some critics argue that such interventions can infringe upon autonomy and reflect insufficient respect for an individual’s capacity for self-determination. The terms 'paternalism,' 'paternalistic,' and 'paternalist' are sometimes used pejoratively, particularly in political or social discourse.


Etymology

The word ''paternalism'' derives from the adjective ''paternal'', which entered the English language in the fifteenth century from
Old French Old French (, , ; ) was the language spoken in most of the northern half of France approximately between the late 8th -4; we might wonder whether there's a point at which it's appropriate to talk of the beginnings of French, that is, when it wa ...
(cf.
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and Portuguese), itself from Medieval Latin">Portuguese language">Portuguese), itself from Medieval Latin . The classical Latin">Medieval_Latin.html" ;"title="Portuguese language">Portuguese), itself from Medieval Latin">Portuguese language">Portuguese), itself from Medieval Latin . The classical Latin equivalent was , from .


Types


Soft and hard

Soft paternalism is the view that paternalism is justified only if an action to be committed is involuntary.
John Stuart Mill John Stuart Mill (20 May 1806 – 7 May 1873) was an English philosopher, political economist, politician and civil servant. One of the most influential thinkers in the history of liberalism and social liberalism, he contributed widely to s ...
gives the example of a person about to walk across a damaged bridge. Because the person does not know the bridge is damaged and there is no time to warn him, seizing him and turning him back is not an infringement on his liberty. According to soft paternalism, one would be justified in forcing him to not cross the bridge so one could find out whether he knows about the damage. If he knows and wants to jump off the bridge and commit suicide, then one should allow him to. Soft paternalism is the intervention due to a person not having the rationality or ability to make decisions. If a patient in an emergency room is intoxicated or unconscious, they do not possess the rationality or ability to make decisions for themselves and any decisions made on their behalf would be soft paternalism. Hard paternalists say that at least sometimes one is entitled to prevent him from crossing the bridge and committing suicide. Hard paternalism does not rely on the absence of rationality or ability. In the emergency room example, the patient is sober or conscious and possesses the rationality and ability to make decisions about their care. Any decision that is made on their behalf would be hard paternalism. There is also the question of if the length of incompetence plays a hand in the permissibility of paternalism. It seems obvious that if a person is permanently incompetent to make their own decisions paternalism is permissible, but if the incompetence is only temporary, the answer is not as clear.


Pure and impure forms

Pure paternalism is paternalism where the people having their liberty or autonomy taken away are those being protected. Impure paternalism occurs when the class of people whose liberty or autonomy is violated by some measure is wider than the group of persons thereby protected.


Moral and welfare

Moral paternalism is where paternalism is justified to promote the moral well-being of a person(s) even if their welfare would not improve. For example, it could be argued that someone should be prevented from prostitution even if they make a decent living off it and their health is protected. A moral paternalist would argue that it is ethical, considering they believe prostitution to be morally corrupting.


Criteria for effective paternalism

Thomas Pogge argues that there are a number of criteria for paternalism. * The concept should work within Flourishing, human flourishing. Generally accepted items such as nutrition, clothing, shelter, certain basic freedoms may be acceptable by a range of religious and social backgrounds. * The criteria should be minimally intrusive. * The requirements of the criteria should not be understood as exhaustive, leaving societies the ability to modify the criteria based on their own needs. * The supplementary considerations introduced by such more ambitious criteria of justice must not be allowed to outweigh the modest considerations.


Opponents

In his ''
Two Treatises of Government ''Two Treatises of Government'' (full title: ''Two Treatises of Government: In the Former, The False Principles, and Foundation of Sir Robert Filmer, and His Followers, Are Detected and Overthrown. The Latter Is an Essay Concerning The True O ...
'',
John Locke John Locke (; 29 August 1632 (Old Style and New Style dates, O.S.) – 28 October 1704 (Old Style and New Style dates, O.S.)) was an English philosopher and physician, widely regarded as one of the most influential of the Enlightenment thi ...
argues (against
Robert Filmer Sir Robert Filmer (c. 1588 – 26 May 1653) was an English political theorist who defended the divine right of kings. His best known work, '' Patriarcha'', published posthumously in 1680, was the target of numerous Whig attempts at rebuttal ...
) that political and paternal power are not the same.
John Stuart Mill John Stuart Mill (20 May 1806 – 7 May 1873) was an English philosopher, political economist, politician and civil servant. One of the most influential thinkers in the history of liberalism and social liberalism, he contributed widely to s ...
opposes state paternalism on the grounds that individuals know their own good better than the state does, that the moral equality of persons demands respect for others' liberty, and that paternalism disrupts the development of an independent character. In ''
On Liberty ''On Liberty'' is an essay published in 1859 by the English philosopher John Stuart Mill. It applied Mill's ethical system of utilitarianism to society and state. Mill suggested standards for the relationship between authority and liberty. H ...
'', he writes: Mill, however, disregards his own analysis when it comes to colonial subjects. In ''On Liberty'', he writes: Mill above declares barbarians to be in need of paternalism. But he narrowly defines barbarism historically, geographically, and economically insofar as to declare it fit to describe the people he intends to describe as such. Contemporary opponents of paternalism often appeal to the ideal of personal
autonomy In developmental psychology and moral, political, and bioethical philosophy, autonomy is the capacity to make an informed, uncoerced decision. Autonomous organizations or institutions are independent or self-governing. Autonomy can also be ...
.


In society

* Mandatory seatbelt laws override individual choice to not wear a seatbelt in order to protect individuals from serious injury or death. Such laws are supported on the grounds that individuals often irrationally discount future harm, and state intervention can serve to preserve both welfare and long-term autonomy. * In the
Southern United States The Southern United States (sometimes Dixie, also referred to as the Southern States, the American South, the Southland, Dixieland, or simply the South) is List of regions of the United States, census regions defined by the United States Cens ...
before the
Civil War A civil war is a war between organized groups within the same Sovereign state, state (or country). The aim of one side may be to take control of the country or a region, to achieve independence for a region, or to change government policies.J ...
, paternalism was a concept used to justify the legitimacy of
slavery Slavery is the ownership of a person as property, especially in regards to their labour. Slavery typically involves compulsory work, with the slave's location of work and residence dictated by the party that holds them in bondage. Enslavemen ...
. Women would present themselves as mothers for the slaves, or protectors that provided benefits the slaves would not get on their own. Plantation mistresses would attempt to civilize their workers by providing food, shelter, and affection. These women would justify that the conditions for freed blacks were poorer than those who were under the mistresses' protection. Paternalism was used as an argument against the emancipation of slavery due to these mistresses providing better living conditions than the enslaved's counterpart in the factory-based north. As a result of this conclusion, the whites would often manage basic rights of the enslaved, such as child-rearing and property. * Medical paternalism is perhaps the most common type of paternalism in society. Parents make decisions for their children because they do not possess the rationality or ability to make their own medical decisions. If a person is unconscious, their power of attorney would make their medical decisions for them. Both are examples of soft paternalism, but an example of hard paternalism in medicine is
therapeutic privilege Therapeutic privilege refers to the decision of a healthcare practitioner to withhold information from a patient when there is a justified belief that disclosure may cause serious mental or physical harm to them.Hii Chii Kok v Ooi Peng Jin London ...
, especially when the patient has been previously deemed competent.   * Anti-suicide interventions override an individual’s decision to end their life in order to prevent irreversible harm. These interventions are defended on the basis that individuals experiencing suicidal ideation may be acting under impaired judgment or temporary mental distress, and that intervention can preserve life and enable the restoration of rational autonomy. * Bans on swimming at public beaches without lifeguards restrict individuals from engaging in risky behavior even when they are aware of the dangers and willing to accept them. Such policies are justified on the grounds of preventing serious harm.


Paternalism and slavery

Walter Johnson Walter Perry Johnson (November 6, 1887 – December 10, 1946), nicknamed "Barney" and "the Big Train", was an American professional baseball player and Manager (baseball), manager. He played his entire 21-year baseball career in Major League Ba ...
introduces a concept of paternalism in '' Soul by Soul: Life Inside the Antebellum Slave Market'' that mentions "Slave-market paternalism thus replayed the plots of proslavery propaganda and fiction: the good hearted slave at the side of the dying master; the slave who could be trusted to master himself; the slaveholder's saving interventions in the life of the unfortunate slave". Even though slaves could benefit from the concept of paternalism by receiving abundant food and medical care, the concept can never justify the institution of slavery. Some
libertarians Libertarianism (from ; or from ) is a political philosophy that holds freedom, personal sovereignty, and liberty as primary values. Many libertarians believe that the concept of freedom is in accord with the Non-Aggression Principle, according ...
consider paternalism, especially when imposed by the state, to be a form of modern slavery.


See also

*
Adultism Adultism is a bias or prejudice against children or youth. It has been defined as "the power adults have over children", or the abuse thereof, as well as "prejudice and accompanying systematic discrimination against young people", and "bias tow ...
*
Authoritarianism Authoritarianism is a political system characterized by the rejection of political plurality, the use of strong central power to preserve the political ''status quo'', and reductions in democracy, separation of powers, civil liberties, and ...
*
Caciquism Caciquism is a network of political power wielded by local leaders called "", aimed at influencing electoral outcomes. It is a feature of some modern-day societies with incomplete democratization.(ca)Cryptofascism *
Libertarian paternalism Libertarian paternalism is the idea that it is both possible and legitimate for private and public institutions to affect behavior while also respecting freedom of choice, as well as the implementation of that idea. The term was coined by beha ...
*
Noble lie In Plato's ''Republic'', the concept of a noble lie is a myth or a lie in a society that either emerges on its own or is propagated by an elite in order to maintain social order or for the "greater good". Descriptions of it date back as early a ...
*
Nudge theory Nudge theory is a concept in behavioral economics, decision making, behavioral policy, social psychology, consumer behavior, and related behavioral sciences that proposes adaptive designs of the decision environment (choice architecture) as ways t ...
*
Obscurantism In philosophy, obscurantism or obscurationism is the Anti-intellectualism, anti-intellectual practice of deliberately presenting information in an wikt:abstruse, abstruse and imprecise manner that limits further inquiry and understanding of a subj ...
*
Paternalistic conservatism Paternalistic conservatism is a strand of conservatism which reflects the belief that societies exist and develop organically and that members within them have obligations towards each other. There is particular emphasis on the paternalistic ob ...
*
Rule according to higher law The rule according to a higher law is a philosophical concept that no law may be enforced by the government unless it conforms with certain universal principles (written or unwritten) of fairness, morality, and justice. Thus, ''the rule accordin ...
*
Social conservatism Social conservatism is a political philosophy and a variety of conservatism which places emphasis on Tradition#In political and religious discourse, traditional social structures over Cultural pluralism, social pluralism. Social conservatives ...


References


Further reading

* ''Mill and Paternalism'', by Gregory Claeys. Cambridge University Press, ISBN 9781139028011
''Counting the Dragon's Teeth and Claws: The Definition of Hard Paternalism''
by Thaddeus Mason Pope. From 20 ''Georgia State University Law Review'' 659–722 (2004)
''Monstrous Impersonation: A Critique of Consent-Based Justifications for Hard Paternalism''
by Thaddeus Mason Pope. From 73 ''UMKC Law Review'' 681–713 (2005)
''Is Public Health Paternalism Really Never Justified? A Response to Joel Feinberg''
by Thaddeus Mason Pope. From 30 ''Oklahoma City University Law Review'' 121–207 (2005) *

', by Peter Suber. From ''Philosophy of Law: An Encyclopedia'', edited by Christopher Berry Gray, Garland Pub. Co., 1999, vol. II, pp. 632–635 * {{Authority control Family Ageism Virtue ethics Political theories Theories of law