origins of the state

A state is a centralized political organization that imposes and enforces rules over a population within a territory. There is no undisputed definition of a state. One widely used definition comes from the German sociologist Max Weber: a "state" is a polity that maintains a monopoly on the legitimate use of violence, although other definitions are not uncommon.Cudworth et al., 2007: p. 95Salmon, 2008
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Absence of a state does not preclude the existence of a society, such as stateless societies like the Haudenosaunee Confederacy that "do not have either purely or even primarily political institutions or roles". The level of governance of a state, government being considered to form the fundamental apparatus of contemporary states, is used to determine whether it has failed.

In a federal union, the term "state" is sometimes used to refer to the federated polities that make up the federation. (Other terms that are used in such federal systems may include “province”, “region” or other terms.)

Most of the human population has existed within a state system for millennia; however, for most of prehistory people lived in stateless societies. The earliest forms of states arose about 5,500 years ago as governments gained state capacity in conjunction with rapid growth of cities, invention of writing and codification of new forms of religion. Over time, a variety of forms of states developed, which used many different justifications for their existence (such as divine right, the theory of the social contract, etc.). Today, the modern nation state is the predominant form of state to which people are subject.

Etymology

The word ''state'' and its cognates in some other European languages (''stato'' in Italian, ''estado'' in Spanish and Portuguese, ''état'' in French, ''Staat'' in German) ultimately derive from the Latin word ''status'', meaning "condition, circumstances". Latin ''status'' derives from ''stare'', "to stand," or remain or be permanent, thus providing the sacred or magical connotation of the political entity.

The English noun ''state'' in the generic sense "condition, circumstances" predates the political sense. It was introduced to Middle English c. 1200 both from Old French and directly from Latin.

With the revival of the Roman law in 14th-century Europe, the term came to refer to the legal standing of persons (such as the various "estates of the realm" – noble, common, and clerical), and in particular the special status of the king. The highest estates, generally those with the most wealth and social rank, were those that held power. The word also had associations with Roman ideas (dating back to Cicero) about the "''status rei publicae''", the "condition of public matters". In time, the word lost its reference to particular social groups and became associated with the legal order of the entire society and the apparatus of its enforcement.

The early 16th-century works of Machiavelli (especially ''The Prince'') played a central role in popularizing the use of the word "state" in something similar to its modern sense. The contrasting of church and state still dates to the 16th century. The North American colonies were called "states" as early as the 1630s. The expression (" I am the State") attributed to Louis XIV, although probably apocryphal, is recorded in the late 18th century.

Definition

There is no academic consensus on the definition of the state.Cudworth et al., 2007: p. 1 The term "state" refers to a set of different, but interrelated and often overlapping, theories about a certain range of political phenomena.Barrow, 1993: pp. 9–10 According to Walter Scheidel, mainstream definitions of the state have the following in common: "centralized institutions that impose rules, and back them up by force, over a territorially circumscribed population; a distinction between the rulers and the ruled; and an element of autonomy, stability, and differentiation. These distinguish the state from less stable forms of organization, such as the exercise of chiefly power."

The most commonly used definition is by Max Weber who describes the state as a compulsory political organization with a centralized government that maintains a monopoly of the legitimate use of force within a certain territory. Weber writes that the state "is a human community that (successfully) claims the monopoly of the legitimate use of physical force within a given territory."

Charles Tilly defines states as "coercion-wielding organisations that are distinct from households and kinship groups and exercise clear priority in some respects over all other organizations within substantial territories." Tilly includes city-states, theocracies and empires in his definition along with nation-states, but excludes tribes, lineages, firms and churches. According to Tilly, states can be seen in the archaeological record as of 6000 BC; in Europe they appeared around 990, but became particularly prominent after 1490. Tilly defines a state's "essential minimal activities" as:

# War making – "eliminating or neutralizing their own rivals"
# State making – "eliminating or neutralizing their rivals inside their own territory"
# Protection – "eliminating or neutralizing the enemies of their clients"
# Extraction – "acquiring the means of carrying out the first three activities"
# Adjudication – "authoritative settlement of disputes among members of the population"
# Distribution – "intervention in the allocation of goods among the members of the population"
# Production – "control of the creation and transformation of goods and services produced by the population"

Modern academic definitions of the state frequently include the criteria that a state has to be recognized as such by the international community.

Liberal thought provides another possible teleology of the state. According to John Locke, the goal of the state or commonwealth is "the preservation of property" (Second Treatise on Government), with 'property' in Locke's work referring not only to personal possessions but also to one's life and liberty. On this account, the state provides the basis for social cohesion and productivity, creating incentives for wealth-creation by providing guarantees of protection for one's life, liberty and personal property. Provision of public goods is considered by some such as Adam Smith as a central function of the state, since these goods would otherwise be underprovided. Tilly has challenged narratives of the state as being the result of a societal contract or provision of services in a free market – he characterizes the state more akin as a protection racket in the vein of organized crime.

While economic and political philosophers have contested the monopolistic tendency of states, Robert Nozick argues that the use of force naturally tends towards monopoly.

Another commonly accepted definition of the state is the one given at the Montevideo Convention on Rights and Duties of States in 1933. It provides that " e state as a person of international law should possess the following qualifications: (a) a permanent population; (b) a defined territory; (c) government; and (d) capacity to enter into relations with the other states." And that " e federal state shall constitute a sole person in the eyes of international law."

Confounding the definition problem is that "state" and "government" are often used as synonyms in common conversation and even some academic discourse. According to this definition schema, the states are nonphysical persons of international law, governments are organizations of people. The relationship between a government and its state is one of representation and authorized agency.

Types of states

Charles Tilly distinguished between empires, theocracies, city-states and nation-states. According to Michael Mann, the four persistent types of state activities are:

# Maintenance of internal order
# Military defence and aggression
# Maintenance of communications infrastructure
# Economic redistribution

Josep Colomer distinguished between empires and states in the following way:

# Empires were vastly larger than states
# Empires lacked fixed or permanent boundaries whereas a state had fixed boundaries
# Empires had a "compound of diverse groups and territorial units with asymmetric links with the center" whereas a state had "supreme authority over a territory and population"
# Empires had multi-level, overlapping jurisdictions whereas a state sought monopoly and homogenization
According to Michael Hechter and William Brustein, the modern state was differentiated from "leagues of independent cities, empires, federations held together by loose central control, and theocratic federations" by four characteristics:

# The modern state sought and achieved territorial expansion and consolidation
# The modern state achieved unprecedented control over social, economic, and cultural activities within its boundaries
# The modern state established ruling institutions that were separate from other institutions
# The ruler of the modern state was far better at monopolizing the means of violence

States may be classified by political philosophers as sovereign if they are not dependent on, or subject to any other power or state. Other states are subject to external sovereignty or hegemony where ultimate sovereignty lies in another state. Many states are federated states which participate in a federal union. A federated state is a territorial and constitutional community forming part of a federation. (Compare confederacies or confederations such as Switzerland.) Such states differ from sovereign states in that they have transferred a portion of their sovereign powers to a federal government.

One can commonly and sometimes readily (but not necessarily usefully) classify states according to their apparent make-up or focus. The concept of the nation-state, theoretically or ideally co-terminous with a "nation", became very popular by the 20th century in Europe, but occurred rarely elsewhere or at other times. In contrast, some states have sought to make a virtue of their multi-ethnic or multinational character ( Habsburg Austria-Hungary, for example, or the Soviet Union), and have emphasised unifying characteristics such as autocracy, monarchical legitimacy, or ideology. Other states, often fascist or authoritarian ones, promoted state-sanctioned notions of racial superiority. Other states may bring ideas of commonality and inclusiveness to the fore: note the '' res publica'' of ancient Rome and the ''Rzeczpospolita'' of Poland-Lithuania which finds echoes in the modern-day republic. The concept of temple states centred on religious shrines occurs in some discussions of the ancient world. Relatively small city-states, once a relatively common and often successful form of polity, have become rarer and comparatively less prominent in modern times. Modern-day independent city-states include Vatican City, Monaco, and Singapore. Other city-states survive as federated states, like the present day German city-states, or as otherwise autonomous entities with limited sovereignty, like Hong Kong, Gibraltar and Ceuta. To some extent, urban secession, the creation of a new city-state (sovereign or federated), continues to be discussed in the early 21st century in cities such as London.

State and government

A state can be distinguished from a government. The state is the organization while the government is the particular group of people, the administrative bureaucracy that controls the state apparatus at a given time.Flint & Taylor, 2007: p. 137 That is, governments are the means through which state power is employed. States are served by a continuous succession of different governments. States are immaterial and nonphysical social objects, whereas governments are groups of people with certain coercive powers.

Each successive government is composed of a specialized and privileged body of individuals, who monopolize political decision-making, and are separated by status and organization from the population as a whole.

States and nation-states

States can also be distinguished from the concept of a "nation", where "nation" refers to a cultural-political community of people. A nation-state refers to a situation where a single ethnicity is associated with a specific state.

State and civil society

In the classical thought, the state was identified with both political society and civil society as a political society from civil society as a form of economic society.

Thus in the modern thought the state is contrasted with civil society.

Antonio Gramsci believed that civil society is the primary locus of political activity because it is where all forms of "identity formation, ideological struggle, the activities of intellectuals, and the construction of hegemony take place." and that civil society was the nexus connecting the economic and political sphere. Arising out of the collective actions of civil society is what Gramsci calls "political society", which Gramsci differentiates from the notion of the state as a polity. He stated that politics was not a "one-way process of political management" but, rather, that the activities of civil organizations conditioned the activities of political parties and state institutions, and were conditioned by them in turn. Louis Althusser argued that civil organizations such as church, schools, and the family are part of an "ideological state apparatus" which complements the "repressive state apparatus" (such as police and military) in reproducing social relations.

Jürgen Habermas spoke of a public sphere that was distinct from both the economic and political sphere.

Given the role that many social groups have in the development of public policy and the extensive connections between state bureaucracies and other institutions, it has become increasingly difficult to identify the boundaries of the state. Privatization, nationalization, and the creation of new regulatory bodies also change the boundaries of the state in relation to society. Often the nature of quasi-autonomous organizations is unclear, generating debate among political scientists on whether they are part of the state or civil society. Some political scientists thus prefer to speak of policy networks and decentralized governance in modern societies rather than of state bureaucracies and direct state control over policy.

State symbols

*flag
* coat of arms or national emblem
* seal or stamp
*national motto
*national colors
*national anthem

History

The earliest forms of the state emerged whenever it became possible to centralize power in a durable way. Agriculture and a settled population have been attributed as necessary conditions to form states. Certain types of agriculture are more conducive to state formation, such as grain (wheat, barley, millet), because they are suited to concentrated production, taxation, and storage. Agriculture and writing are almost everywhere associated with this process: agriculture because it allowed for the emergence of a social class of people who did not have to spend most of their time providing for their own subsistence, and writing (or an equivalent of writing, like Inca quipus) because it made possible the centralization of vital information. Bureaucratization made expansion over large territories possible.

The first known states were created in the Egypt, Mesopotamia, India, China, Mesoamerica, and the Andes. It is only in relatively modern times that states have almost completely displaced alternative " stateless" forms of political organization of societies all over the planet. Roving bands of hunter-gatherers and even fairly sizable and complex tribal societies based on herding or agriculture have existed without any full-time specialized state organization, and these "stateless" forms of political organization have in fact prevailed for all of the prehistory and much of human history and civilization.

The primary competing organizational forms to the state were religious organizations (such as the Church), and city republics.

Since the late 19th century, virtually the entirety of the world's inhabitable land has been parcelled up into areas with more or less definite borders claimed by various states. Earlier, quite large land areas had been either unclaimed or uninhabited, or inhabited by nomadic peoples who were not organised as states. However, even within present-day states there are vast areas of wilderness, like the Amazon rainforest, which are uninhabited or inhabited solely or mostly by indigenous people (and some of them remain uncontacted). Also, there are so-called "failed states" which do not hold de facto control over all of their claimed territory or where this control is challenged. Currently the international community comprises around 200 sovereign states, the vast majority of which are represented in the United Nations.

Pre-historic stateless societies

For most of human history, people have lived in stateless societies, characterized by a lack of concentrated authority, and the absence of large inequalities in economic and political power.

The anthropologist Tim Ingold writes:

Neolithic period

During the Neolithic period, human societies underwent major cultural and economic changes, including the development of agriculture, the formation of sedentary societies and fixed settlements, increasing population densities, and the use of pottery and more complex tools.

Sedentary agriculture led to the development of property rights, domestication of plants and animals, and larger family sizes. It also provided the basis for the centralized state form by producing a large surplus of food, which created a more complex division of labor by enabling people to specialize in tasks other than food production. Early states were characterized by highly stratified societies, with a privileged and wealthy ruling class that was subordinate to a monarch. The ruling classes began to differentiate themselves through forms of architecture and other cultural practices that were different from those of the subordinate laboring classes.

In the past, it was suggested that the centralized state was developed to administer large public works systems (such as irrigation systems) and to regulate complex economies. However, modern archaeological and anthropological evidence does not support this thesis, pointing to the existence of several non-stratified and politically decentralized complex societies.

Ancient Eurasia

Mesopotamia is generally considered to be the location of the earliest civilization or complex society, meaning that it contained cities, full-time division of labor, social concentration of wealth into capital, unequal distribution of wealth, ruling classes, community ties based on residency rather than kinship, long distance trade, monumental architecture, standardized forms of art and culture, writing, and mathematics and science. It was the world's first literate civilization, and formed the first sets of written laws. Bronze metallurgy spread within Afro-Eurasia from c. 3000 BCE, leading to a military revolution in the use of bronze weaponry, which facilitated the rise of states.

Classical antiquity

Although state-forms existed before the rise of the Ancient Greek empire, the Greeks were the first people known to have explicitly formulated a political philosophy of the state, and to have rationally analyzed political institutions. Prior to this, states were described and justified in terms of religious myths.

Several important political innovations of classical antiquity came from the Greek city-states and the Roman Republic. The Greek city-states before the 4th century granted citizenship rights to their free population, and in Athens these rights were combined with a directly democratic form of government that was to have a long afterlife in political thought and history.

Feudal state

During Medieval times in Europe, the state was organized on the principle of feudalism, and the relationship between lord and vassal became central to social organization. Feudalism led to the development of greater social hierarchies.

The formalization of the struggles over taxation between the monarch and other elements of society (especially the nobility and the cities) gave rise to what is now called the Standestaat, or the state of Estates, characterized by parliaments in which key social groups negotiated with the king about legal and economic matters. These estates of the realm sometimes evolved in the direction of fully-fledged parliaments, but sometimes lost out in their struggles with the monarch, leading to greater centralization of lawmaking and military power in his hands. Beginning in the 15th century, this centralizing process gives rise to the absolutist state.

Modern state

Cultural and national homogenization figured prominently in the rise of the modern state system. Since the absolutist period, states have largely been organized on a national basis. The concept of a national state, however, is not synonymous with nation state. Even in the most ethnically homogeneous societies there is not always a complete correspondence between state and nation, hence the active role often taken by the state to promote nationalism through emphasis on shared symbols and national identity.

Charles Tilly argues that the number of total states in Western Europe declined rapidly from the Late Middle Ages to Early Modern Era during a process of state formation. Other research has disputed whether such a decline took place.

For Edmund Burke (Dublin 1729 - Beaconsfield 1797), "a state without the means of some change is without the means of its conservation" (Reflections on the Revolution in France)..

According to Hendrik Spruyt, the modern state is different from its predecessor polities in two main aspects: (1) Modern states have greater capacity to intervene in their societies, and (2) Modern states are buttressed by the principle of international legal sovereignty and the juridicial equivalence of states. The two features began to emerge in the Late Middle Ages but the modern state form took centuries to come firmly into fruition. Other aspects of modern states is that they tend to be organized as unified national polities, and that they have rational-legal bureaucracies.

Sovereign equality did not become fully global until after World War II amid decolonization. Adom Getachew writes that it was not until the 1960 Declaration on the Granting of Independence to Colonial Countries and Peoples that the international legal context for popular sovereignty was instituted. Historians Jane Burbank and Frederick Cooper argue that "Westphalian sovereignty" – the notion that bounded, unitary states interact with equivalent states – "has more to do with 1948 than 1648."

Theories for the emergence of the state

Earliest states

Theories for the emergence of the earliest states emphasize grain agriculture and settled populations as necessary conditions. Some argue that climate change led to a greater concentration of human populations around dwindling waterways.

Modern state

Hendrik Spruyt distinguishes between three prominent categories of explanations for the emergence of the modern state as a dominant polity: (1) Security-based explanations that emphasize the role of warfare, (2) Economy-based explanations that emphasize trade, property rights and capitalism as drivers behind state formation, and (3) Institutionalist theories that sees the state as an organizational form that is better able to resolve conflict and cooperation problems than competing political organizations.

According to Philip Gorski and Vivek Swaroop Sharma, the "neo-Darwinian" framework for the emergence of sovereign states is the dominant explanation in the scholarship. The neo-Darwininian framework emphasizes how the modern state emerged as the dominant organizational form through natural selection and competition.

Theories of state function

Most political theories of the state can roughly be classified into two categories. The first are known as "liberal" or "conservative" theories, which treat capitalism as a given, and then concentrate on the function of states in capitalist society. These theories tend to see the state as a neutral entity separated from society and the economy. Marxist and anarchist theories on the other hand, see politics as intimately tied in with economic relations, and emphasize the relation between economic power and political power. They see the state as a partisan instrument that primarily serves the interests of the upper class.

Anarchist perspective

Anarchism is a political philosophy which considers the state and hierarchies to be unnecessary and harmful and instead promotes a stateless society, or anarchy, a self-managed, self-governed society based on voluntary, cooperative institutions.

Anarchists believe that the state is inherently an instrument of domination and repression, no matter who is in control of it. Anarchists note that the state possesses the monopoly on the legal use of violence. Unlike Marxists, anarchists believe that revolutionary seizure of state power should not be a political goal. They believe instead that the state apparatus should be completely dismantled, and an alternative set of social relations created, which are not based on state power at all.

Various Christian anarchists, such as Jacques Ellul, have identified the state and political power as the Beast in the Book of Revelation.

Anarcho-capitalist perspective

Anarcho-capitalists such as Murray Rothbard come to some of the same conclusions about the state apparatus as anarchists, but for different reasons. The two principles that anarchists rely on most are consent and non-initiation. Consent in anarcho-capitalist theory requires that individuals explicitly assent to the jurisdiction of the State excluding Lockean tacit consent. Consent may also create a right of secession which destroys any concept of government monopoly on force. Coercive monopolies are excluded by the non-initiation of force principle because they must use force in order to prevent others from offering the same service that they do. Anarcho-capitalists start from the belief that replacing monopolistic states with competitive providers is necessary from a normative, justice-based scenario.

Anarcho-capitalists believe that the market values of competition and privatization can better provide the services provided by the state. Murray Rothbard argues in ''Power and Market'' that any and all government functions could better be fulfilled by private actors including: defense, infrastructure, and legal adjudication.

Marxist perspective

Marx and Engels