Original Position
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The original position is a hypothetical position from which members of society would consider which principles they would select for the basic structure of their society if they had no knowledge ahead of time regarding the position which they would end up occupying in that society. The idea of having no such knowledge, because everyone is behind a veil of ignorance, represents a
thought experiment A thought experiment is an imaginary scenario that is meant to elucidate or test an argument or theory. It is often an experiment that would be hard, impossible, or unethical to actually perform. It can also be an abstract hypothetical that is ...
often associated with the work of the American philosopher
John Rawls John Bordley Rawls (; February 21, 1921 – November 24, 2002) was an American moral philosophy, moral, legal philosophy, legal and Political philosophy, political philosopher in the Modern liberalism in the United States, modern liberal tradit ...
. In this "original position", their position behind the "veil of ignorance" prevents everyone from knowing their
ethnicity An ethnicity or ethnic group is a group of people with shared attributes, which they Collective consciousness, collectively believe to have, and long-term endogamy. Ethnicities share attributes like language, culture, common sets of ancestry, ...
,
social status Social status is the relative level of social value a person is considered to possess. Such social value includes respect, honour, honor, assumed competence, and deference. On one hand, social scientists view status as a "reward" for group members ...
,
gender Gender is the range of social, psychological, cultural, and behavioral aspects of being a man (or boy), woman (or girl), or third gender. Although gender often corresponds to sex, a transgender person may identify with a gender other tha ...
, and (crucially in Rawls's formulation) their or anyone else's ideas of how to lead a good life. Ideally, this would force participants acting rationally to adopt an "initial agreement" on the principles impartially. In Rawls's theory the original position plays the same role as the "state of nature" does in the
social contract In moral and political philosophy, the social contract is an idea, theory, or model that usually, although not always, concerns the legitimacy of the authority of the state over the individual. Conceptualized in the Age of Enlightenment, it ...
tradition of
Thomas Hobbes Thomas Hobbes ( ; 5 April 1588 – 4 December 1679) was an English philosopher, best known for his 1651 book ''Leviathan (Hobbes book), Leviathan'', in which he expounds an influential formulation of social contract theory. He is considered t ...
and
John Locke John Locke (; 29 August 1632 (Old Style and New Style dates, O.S.) – 28 October 1704 (Old Style and New Style dates, O.S.)) was an English philosopher and physician, widely regarded as one of the most influential of the Enlightenment thi ...
. The original position figures prominently in Rawls's 1971 book, ''
A Theory of Justice ''A Theory of Justice'' is a 1971 work of political philosophy and ethics by the philosopher John Rawls (1921–2002) in which the author attempts to provide a moral theory alternative to utilitarianism and that addresses the problem of distribu ...
''. It has influenced a variety of thinkers from a broad spectrum of philosophical orientations. Rawls coined the phrases ''original position'' and ''veil of ignorance''.John Rawls, '' Justice as Fairness: A Restatement,'' Cambridge, Massachusetts: Belknap Press, 2001. However, the same thought experiment had already been described earlier in
social choice Social choice theory is a branch of welfare economics that extends the theory of rational choice to collective decision-making. Social choice studies the behavior of different mathematical procedures ( social welfare functions) used to combine i ...
by William Vickrey and John Harsanyi, who independently derived proofs showing a rational observer in the original position would adopt a
utilitarian In ethical philosophy, utilitarianism is a family of normative ethical theories that prescribe actions that maximize happiness and well-being for the affected individuals. In other words, utilitarian ideas encourage actions that lead to the ...
framework.


History

The concept of the veil of ignorance has been in use by other names for centuries by philosophers such as
John Stuart Mill John Stuart Mill (20 May 1806 – 7 May 1873) was an English philosopher, political economist, politician and civil servant. One of the most influential thinkers in the history of liberalism and social liberalism, he contributed widely to s ...
and
Immanuel Kant Immanuel Kant (born Emanuel Kant; 22 April 1724 – 12 February 1804) was a German Philosophy, philosopher and one of the central Age of Enlightenment, Enlightenment thinkers. Born in Königsberg, Kant's comprehensive and systematic works ...
whose work discussed the concept of the
social contract In moral and political philosophy, the social contract is an idea, theory, or model that usually, although not always, concerns the legitimacy of the authority of the state over the individual. Conceptualized in the Age of Enlightenment, it ...
,
Adam Smith Adam Smith (baptised 1723 – 17 July 1790) was a Scottish economist and philosopher who was a pioneer in the field of political economy and key figure during the Scottish Enlightenment. Seen by some as the "father of economics"——— or ...
with his "impartial spectator", or the
ideal observer theory Ideal observer theory is the meta-ethical view which claims that ethical sentences express truth-apt propositions about the attitudes of a hypothetical ''ideal observer''. In other words, ideal observer theory states that ethical judgments should ...
. John Harsanyi was the first to mathematically formalize the concept, using it to an argument in favor of
utilitarianism In ethical philosophy, utilitarianism is a family of normative ethical theories that prescribe actions that maximize happiness and well-being for the affected individuals. In other words, utilitarian ideas encourage actions that lead to the ...
rather than an argument for a social contract (as
rational Rationality is the quality of being guided by or based on reason. In this regard, a person acts rationally if they have a good reason for what they do, or a belief is rational if it is based on strong evidence. This quality can apply to an ...
agents consider expected outcomes, not worst-case outcomes). The usage of the term by John Rawls was developed in his 1971 book ''
A Theory of Justice ''A Theory of Justice'' is a 1971 work of political philosophy and ethics by the philosopher John Rawls (1921–2002) in which the author attempts to provide a moral theory alternative to utilitarianism and that addresses the problem of distribu ...
''. Modern work tends to focus on the different decision theories that might describe the choice of the decision-maker "behind the veil". In addition, Michael Moehler has shown that, from a moral point of view, decision theory is not necessarily central to veil of ignorance arguments, but the precise moral ideals that are assumed to model the veil. From a moral point of view, there is not one veil of ignorance but many different versions of it.


Nature of the concept

Rawls specifies that the parties in the original position are concerned only with citizens' share of what he calls ''primary social goods'', which include basic rights as well as economic and social advantages. Rawls also argues that the representatives in the original position would adopt the ''maximin rule'' as their principle for evaluating the choices before them. Borrowed from
game theory Game theory is the study of mathematical models of strategic interactions. It has applications in many fields of social science, and is used extensively in economics, logic, systems science and computer science. Initially, game theory addressed ...
, maximin stands for maximizing the minimum, i.e., making the choice that produces the highest payoff for the least advantaged position. Thus, maximin in the original position represents a
formulation Formulation is a term used in various senses in various applications, both the material and the abstract or formal. Its fundamental meaning is the putting together of components in appropriate relationships or structures, according to a formula ...
of ''social equality''. The reason that the least well off member gets benefited is that it is argued that under the veil of ignorance people will act as if they were risk-averse. The original position is a unique and irrevocable choice about all the most important social goods, and they do not know the probability they will become any particular member of society. As insurance against the worst possible outcome, they will pick rules that maximize the benefits given to the minimum outcome (maximin). However, some scholars note that if the original position is formulated under risk neutrality rather than extreme risk aversion, the resulting principle shifts away from Rawls’s maximin approach and converges on a wealth-maximizing rule. In this respect, John Harsanyi’s analysis suggests that rational individuals, not knowing their future station but treating outcomes according to expected utility, would opt for maximizing average or total well-being.Pi, Daniel, and Parisi, Francesco (2023). "Wealth Maximization Redux: A Defense of Posner’s Economic Approach to Law", ''History of Economic Ideas'' 31: 101-136. (See wealth maximization for further discussion of this approach.) In social contract theory, citizens in a state of nature contract with each other to establish a state of civil society. For example, in the Lockean state of nature, the parties agree to establish a civil society in which the government has limited powers and the duty to protect the persons and property of citizens. In the original position, the representative parties select principles of
justice In its broadest sense, justice is the idea that individuals should be treated fairly. According to the ''Stanford Encyclopedia of Philosophy'', the most plausible candidate for a core definition comes from the ''Institutes (Justinian), Inst ...
that are to govern the basic structure of society. Rawls argues that the representative parties in the original position would select two principles of justice: # Each citizen is guaranteed a fully adequate scheme of basic liberties, which is compatible with the same scheme of liberties for all others; # Social and economic inequalities must satisfy two conditions: #* to the greatest benefit of the least advantaged (the difference principle); #* attached to positions and offices open to all. The reason that the least well off member gets benefited is that it is argued that under the veil of ignorance people will act as if they were risk-averse. The original position is a unique and irrevocable choice about all the most important social goods, and they do not know the probability they will become any particular member of society. As insurance against the worst possible outcome, they will pick rules that maximize the benefits given to the minimum outcome (maximin). Rawls returns to the concept of an original position in his '' The Law of Peoples'' (1999), where he speaks of "using the idea of the original position a second time" to show how representatives of "peoples" (a concept similar to states in Rawls's reasoning") would determine how liberal and otherwise "decent" peoples would relate to each other. Thomas Nagel has elaborated on the concept of original position, arguing that social ethics should be built taking into account the tension between original and actual positions. The original position has been modeled mathematically along Wright-Fisher's diffusion, classical in
population genetics Population genetics is a subfield of genetics that deals with genetic differences within and among populations, and is a part of evolutionary biology. Studies in this branch of biology examine such phenomena as Adaptation (biology), adaptation, s ...
. The original position has also been used as an argument for negative eugenics, though Rawls's argument was limited to its use as a preventative measure.


Criticisms

In ''
Anarchy, State, and Utopia ''Anarchy, State, and Utopia'' is a 1974 book by the American political philosopher Robert Nozick. It won the 1975 US National Book Award in category Philosophy and Religion, has been translated into 11 languages, and was named one of the "100 m ...
'' (1974),
Robert Nozick Robert Nozick (; November 16, 1938 – January 23, 2002) was an American philosopher. He held the Joseph Pellegrino Harvard University Professor, University Professorship at Harvard University,Liberalism and the Limits of Justice'' (1982),
Michael Sandel Michael Joseph Sandel (; born March 5, 1953) is an American political philosopher and the Anne T. and Robert M. Bass Professor of Government at Harvard University, where his course ''Justice'' was the university's first course to be made fre ...
has criticized Rawls's notion of a veil of ignorance, pointing out that it is impossible, for an individual, to completely prescind from beliefs and convictions (from the Me ultimately), as is required by Rawls's thought experiment. In a 1987 empirical research study, Frohlich, Oppenheimer, and Eavey showed that, in a simulated original position, undergraduates at American universities agreed upon a distributive principle that maximizes the average with a specified floor constraint (a minimum for the worst-off in any given distribution) over maximizing the floor or the average alone. In '' How to Make Good Decisions and Be Right All the Time'' (2008),
Iain King Iain Benjamin King is a British writer. King was appointed a Commander of the Order of the British Empire in the 2013 Birthday Honours, for services to governance in Libya, Afghanistan and Kosovo. He is a Scholar at the United States Military ...
argues that people in the original position should not be risk-averse, leading them to adopt the ''Help Principle'' (help someone if your help is worth more to them than it is to you) rather than maximin. Philosopher and Law Professor Harold Anthony Lloyd argues that Rawls's veil of ignorance is hardly hypothetical but instead dangerously real since individuals cannot know at any point in time the future either for themselves or for others (or in fact know all aspects of either their relevant past or present). Faced with the high stakes of such ignorance, careful egoism effectively becomes altruism by minimizing/sharing risk through social safety nets and other means such as insurance.


See also

*
Bayesian probability Bayesian probability ( or ) is an interpretation of the concept of probability, in which, instead of frequency or propensity of some phenomenon, probability is interpreted as reasonable expectation representing a state of knowledge or as quant ...
* '' Justice as Fairness: A Restatement'' * Divide and choose * Pie rule *
Tabula rasa ''Tabula rasa'' (; Latin for "blank slate") is the idea of individuals being born empty of any built-in mental content, so that all knowledge comes from later perceptions or sensory experiences. Proponents typically form the extreme "nurture" ...
* Counterfactual


References


Further reading

* Ken Binmore, ''Natural Justice'', Oxford University Press, 2005. * Samuel Freeman, ''The Cambridge Companion to Rawls'', Cambridge University Press, 2002. *
Thomas Pogge Thomas Winfried Menko Pogge (; born 13 August 1953) is a German philosopher and is the Director of the Global Justice Program and Leitner Professor of Philosophy and International Affairs at Yale University, United States. In addition to his Yale ...
, ''Realizing Rawls'', Cornell University Press, 1989.


External links


Macquarie University page on this

'Original Position' article at Stanford Encyclopedia of Philosophy

Choices of Principles of Distributive Justice in Experimental Groups
{{Political philosophy Deontology John Rawls Justice Political theories Social agreement category:Social theories Thought experiments in philosophy Thought experiments in ethics Concepts in political philosophy