The term Open Archival Information System (or OAIS) refers to the
ISO OAIS Reference Model ''for'' an OAIS. This reference model is defined by recommendatio
CCSDS 650.0-M-2-Sof the
Consultative Committee for Space Data Systems
Consultation or consultative may refer to:
* Public consultation, a process by which the public's input on matters affecting them is sought
* Consultation (Texas), the 1835 Texas meeting of colonists on a proposed rebellion against the Republic of ...
;
this text is identical t
ISO 14721:2025 The CCSDS's purview is space agencies, but the OAIS model it developed has proved useful to other organizations and institutions with digital archiving needs. OAIS, known a
is widely accepted and utilized by various organizations and disciplines, both national and international, and was designed to ensure preservation. The OAIS standard, published in 2005, is considered the optimum standard to create and maintain a digital repository over a long period of time.
The OAIS model can be applied to various archives, e.g., open access, closed, restricted, "dark", or proprietary.
The information being maintained has been deemed to need "long term preservation", even if the OAIS itself is not permanent. "Long term" is long enough to be concerned with the impacts of changing technologies, including support for new
media and data formats, or with a changing user community. "Long term" may extend indefinitely. The OAIS defines a long period of time as any length of time that might be impacted by changing technologies and the changing of "Designated Community," e.g., any group of consumers capable of understanding the information. This length of time can be indefinite. The archive defines the community and that definition is not fixed.
The "O" in OAIS represents the "open way the standard was developed", and does not represent "
open access
Open access (OA) is a set of principles and a range of practices through which nominally copyrightable publications are delivered to readers free of access charges or other barriers. With open access strictly defined (according to the 2001 de ...
",
or the usage of the term open in the
Open Definition
The Open Definition (formerly Open Knowledge Definition) is published by the Open Knowledge Foundation (OKF) to define openness for any type of data, content, or other knowledge. The definition's stated purpose is to " akeprecise the meaning o ...
or
Open Archives Initiative
The Open Archives Initiative (OAI) was an informal organization, in the circle around the colleagues Herbert Van de Sompel, Carl Lagoze, Michael L. Nelson and Simeon Warner, to develop and apply technical interoperability standards for archives t ...
. The "I" in OAIS represents "information", meaning data that can be shared or exchanged.
In this reference model there is a particular focus on digital information, both as the primary forms of information held and as supporting information for both digitally and physically archived materials. Therefore, the model accommodates information that is inherently non-digital (e.g., a physical
sample), but the modeling and preservation of such information is not addressed in detail. As strictly a conceptual framework, the OAIS model does not require the use of any particular computing platform, system environment, system design paradigm, system development methodology, database management system, database design paradigm, data definition language, command language, system interface, user interface, technology, or media for an archive to be compliant. Its aim is to set the standard for the activities that are involved in preserving a digital archive rather than the method for carrying out those activities.
The acronym OAIS should not be confused with OAI, which is the
Open Archives Initiative
The Open Archives Initiative (OAI) was an informal organization, in the circle around the colleagues Herbert Van de Sompel, Carl Lagoze, Michael L. Nelson and Simeon Warner, to develop and apply technical interoperability standards for archives t ...
.
The OAIS environment and information model
The OAIS environment involves the interaction of four entities: producers of information, consumers of information (or the
designated community
In information and archival communities, a designated community is an identified group of potential consumers who should be able to understand a particular set of information. These consumers may consist of multiple communities, are designated by t ...
), management, and the archive itself. The management component of the OAIS environment is not an entity that carries out day-to-day maintenance of an archive but a person or group that sets policies for the content contained in the archive.
The OAIS model also defines an information model. Physical or digital items which contain information are known as data objects. Members of the Designated Community for an archive should be able to interpret and understand the information contained in a data object either because of their established knowledge base or with the assistance of supplementary "representation information" that is included with the data object.
An information package includes the following information objects:
* Content Information: this includes the data object and its representation information
* Preservation Description Information: contains information necessary to preserve its affiliated content information (such as information about the item's provenance, unique identifiers, a
Checksum
A checksum is a small-sized block of data derived from another block of digital data for the purpose of detecting errors that may have been introduced during its transmission or storage. By themselves, checksums are often used to verify dat ...
or other authentication data, etc.)
* Packaging Information: holds the components of the information package together
* Descriptive Information: metadata about the object which allows the object to be located at a later time using the archive's search or retrieval functions
There are three types of information package in the OAIS reference model:
* Submission Information Package (SIP): which is the information sent from the producer to the archive
* Archival Information Package (AIP): which is the information stored by the archive
* Dissemination Information Package (DIP): which is the information sent to a user when requested
These three information packages may or may not be identical to each other.
The functional model
There are six functional entities in an OAIS:
* Ingest function: receives information from producers and packages it for storage. It accepts a SIP, verifies it, creates an AIP from the SIP, and transfers the newly created AIP to archival storage
* Archival Storage function: stores, maintains, and retrieves AIPs. It accepts AIPs submitted from the Ingest function, assigns them to long term storage, migrates AIPs as needed, checks for errors, and provides requested AIPs to the Access function
* Data Management function: coordinates the Descriptive Information of the AIPs and the system information that supports the archive. It maintains the database that contains the archive's information by executing query requests and generating results; generates reports in support of other functions; and updates the database.
* Administration function: manages the daily operations of the archive. This function attains submission agreements from information producers, performs system engineering, audits SIPs to ensure compliance with submission agreements, develops policies and standards. It handles customer service and acts as the interface between Management and the Designated Community in the OAIS environment.
* Preservation Planning function: supports all tasks to keep the archive material accessible and understandable over long terms even if the original computing system becomes obsolete, e.g. development of detailed preservation/migration plans, technology watch, evaluation and risk analysis of content and recommendation of update and migration.
* Access function: This function includes the user interface that allows users to retrieve information from the archive. It generates a DIP from the relevant AIP and delivers it to the customer who has requested the information.
Adoption
Although originally developed by the
Consultative Committee for Space Data Systems
Consultation or consultative may refer to:
* Public consultation, a process by which the public's input on matters affecting them is sought
* Consultation (Texas), the 1835 Texas meeting of colonists on a proposed rebellion against the Republic of ...
, a body dedicated to overseeing space agencies, as
digital preservation
In library science, library and archival science, digital preservation is a formal process to ensure that digital information of continuing value remains accessible and usable in the long term. It involves planning, resource allocation, and appli ...
has become a discipline unto itself, the OAIS has become the standard model for digital preservation systems at many institutions and organizations. OAIS-compliance has been a stated fundamental design requirement for major digital preservation and repository development efforts at the
National Archives and Records Administration
The National Archives and Records Administration (NARA) is an independent agency of the United States government within the executive branch, charged with the preservation and documentation of government and historical records. It is also task ...
,
Library of Congress
The Library of Congress (LOC) is a research library in Washington, D.C., serving as the library and research service for the United States Congress and the ''de facto'' national library of the United States. It also administers Copyright law o ...
,
British Library
The British Library is the national library of the United Kingdom. Based in London, it is one of the largest libraries in the world, with an estimated collection of between 170 and 200 million items from multiple countries. As a legal deposit li ...
,
Bibliothèque nationale de France
The (; BnF) is the national library of France, located in Paris on two main sites, ''Richelieu'' and ''François-Mitterrand''. It is the national repository of all that is published in France. Some of its extensive collections, including bo ...
,
National Library of the Netherlands
The KB National Library of the Netherlands (legal Dutch name: Koninklijke Bibliotheek or KB ; ''Royal Library'') is the national library of the Netherlands, based in The Hague, founded in 1798.
The KB collects everything that is published in ...
, the
Digital Curation Centre
The Digital Curation Centre (DCC) was established to help solve the extensive challenges of digital preservation and digital curation and to lead research, development, advice, and support services for higher education institutions in the United ...
in the UK,
OCLC
OCLC, Inc. See also: is an American nonprofit cooperative organization "that provides shared technology services, original research, and community programs for its membership and the library community at large". It was founded in 1967 as the ...
(the Online Computer Library Center), the
JSTOR
JSTOR ( ; short for ''Journal Storage'') is a digital library of academic journals, books, and primary sources founded in 1994. Originally containing digitized back issues of academic journals, it now encompasses books and other primary source ...
(Journal Storage) scholarly journal archive, as well as several university library systems. Centre of Excellence for Digital Preservation,
C-DAC, India has implemented OAIS for National Cultural Audiovisual Archive (NCAA) which has been certified as Trusted Digital Repository as per ISO 16363: 2012 during November 2017. This initiative was a part of Indian
National Digital Preservation Program (NDPP). The OAIS has been the basis of numerous prominent digital preservation initiatives and standards including the
Preservation Metadata: Implementation Strategies working group and the
Trustworthy Repositories Audit & Certification
Trustworthy Repositories Audit & Certification (TRAC) is a document describing the metrics of an OAIS-compliant digital repository that developed from work done by the OCLC/ RLG Programs and National Archives and Records Administration (NARA) task ...
(TRAC) document from OCLC. which was an initial draft of, and subsequently superseded by, CCSDS 652.1-M-2 of the
Consultative Committee for Space Data Systems
Consultation or consultative may refer to:
* Public consultation, a process by which the public's input on matters affecting them is sought
* Consultation (Texas), the 1835 Texas meeting of colonists on a proposed rebellion against the Republic of ...
;
this text is identical t
ISO 16363:2012which forms the basis of the ISO audit and certification of Trustworthy Repositories, described a
iso16363.org The ISO 19165:1-2018 recommends the use of the
Open Packaging Conventions
The Open Packaging Conventions (OPC) is a container-file technology initially created by Microsoft to store a combination of XML and non-XML files that together form a single entity such as an Open XML Paper Specification (OpenXPS) document. OPC- ...
to implement the Geospatial Package.
Software architecture model
As part o
#WeMissiPres Frank Obermeit, a computer scientist at th
State Archives of Saxony-Anhalt, Germany presented
a software architecture model that fully implements the Open Archival Information System (OAIS) reference model on 22 September 2020. An appliance developed on the architecture model has been available since October 2020. The architecture model is based exclusively on de facto and de jure standards and the appliance developed according to it was realised exclusively with open source products. The three main standards are
Business Process Model and Notation (BPMN),
Representational State Transfer (REST) and
OpenID Connect (OIDC). Scalability, distributability and extensibility are further essential features and enable the use in organisations of different sizes.
See also
*
Data curation
Data ( , ) are a collection of discrete or continuous values that convey information, describing the quantity, quality, fact, statistics, other basic units of meaning, or simply sequences of symbols that may be further interpreted formal ...
*
Digital preservation
In library science, library and archival science, digital preservation is a formal process to ensure that digital information of continuing value remains accessible and usable in the long term. It involves planning, resource allocation, and appli ...
*
National Digital Library Program
The National Digital Library Program (NDLP) is a project by the United States Library of Congress to assemble a digital library of reproductions of primary source materials to support the study of the history and culture of the United States. ...
(NDLP)
*
(NDIIPP)
*
CASPAR digital preservation project
The Framework Programmes for Research and Technological Development, also called Framework Programmes or abbreviated FP1 to FP9, are funding programmes created by the European Union/European Commission to support and foster research in the Europe ...
*
Trustworthy Repositories Audit & Certification
Trustworthy Repositories Audit & Certification (TRAC) is a document describing the metrics of an OAIS-compliant digital repository that developed from work done by the OCLC/ RLG Programs and National Archives and Records Administration (NARA) task ...
*
National Digital Preservation Program (NDPP), India
References
{{reflist
Reference Model for an Open Archival Information System(OAIS), Recommended Practice, CCSDS 650.0-M-2 (Magenta Book) Issue 2, June 2012
= 580 Work co-ordinated by RLG and NARAon standard(s) for accreditation of archives.
Consultative Committee for Space Data SystemsISO 19165-1:2018 Geographic information -- Preservation of digital data and metadata -- Part 1: Fundamentals
Reference models
Online archives
Archival science
Consultative Committee for Space Data Systems
Digital preservation