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''Ontogeny and Phylogeny'' is a 1977 book on evolution by
Stephen Jay Gould Stephen Jay Gould ( ; September 10, 1941 – May 20, 2002) was an American Paleontology, paleontologist, Evolutionary biology, evolutionary biologist, and History of science, historian of science. He was one of the most influential and widely re ...
, in which he explores the relationship between embryonic development (
ontogeny Ontogeny (also ontogenesis) is the origination and development of an organism (both physical and psychological, e.g., moral development), usually from the time of fertilization of the ovum, egg to adult. The term can also be used to refer to t ...
) and
biological evolution Evolution is the change in the heritable characteristics of biological populations over successive generations. It occurs when evolutionary processes such as natural selection and genetic drift act on genetic variation, resulting in certai ...
(
phylogeny A phylogenetic tree or phylogeny is a graphical representation which shows the evolutionary history between a set of species or Taxon, taxa during a specific time.Felsenstein J. (2004). ''Inferring Phylogenies'' Sinauer Associates: Sunderland, M ...
). Unlike his many popular books of essays, it was a technical book, and over the following decades it was influential in stimulating research into
heterochrony In evolutionary developmental biology, heterochrony is any genetically controlled difference in the timing, rate, or duration of a Developmental biology, developmental process in an organism compared to its ancestors or other organisms. This lea ...
(changes in the timing of embryonic development), which had been neglected since
Ernst Haeckel Ernst Heinrich Philipp August Haeckel (; ; 16 February 1834 – 9 August 1919) was a German zoologist, natural history, naturalist, eugenics, eugenicist, Philosophy, philosopher, physician, professor, marine biology, marine biologist and artist ...
's theory that
ontogeny recapitulates phylogeny Ontogeny (also ontogenesis) is the origination and development of an organism (both physical and psychological, e.g., moral development), usually from the time of fertilization of the ovum, egg to adult. The term can also be used to refer to t ...
had been largely discredited. This helped to create the field of
evolutionary developmental biology Evolutionary developmental biology, informally known as evo-devo, is a field of biological research that compares the developmental biology, developmental processes of different organisms to infer how developmental processes evolution, evolved. ...
.


Context

''Ontogeny and Phylogeny'' is
Stephen Jay Gould Stephen Jay Gould ( ; September 10, 1941 – May 20, 2002) was an American Paleontology, paleontologist, Evolutionary biology, evolutionary biologist, and History of science, historian of science. He was one of the most influential and widely re ...
's first technical book. He wrote that
Ernst Mayr Ernst Walter Mayr ( ; ; 5 July 1904 – 3 February 2005) was a German-American evolutionary biologist. He was also a renowned Taxonomy (biology), taxonomist, tropical explorer, ornithologist, Philosophy of biology, philosopher of biology, and ...
had suggested in passing that he write a book on development. Gould stated he "only began it as a practice run to learn the style of lengthy exposition before embarking on my magnum opus about macroevolution." Also (paperback) This later work was published in 2002 as '' The Structure of Evolutionary Theory''.


Book


Publication

The book was published in 1977 by
Belknap Press Harvard University Press (HUP) is an academic publishing house established on January 13, 1913, as a division of Harvard University. It is a member of the Association of University Presses. Its director since 2017 is George Andreou. The pres ...
of Harvard University Press.


Summary

The first half of the book explores
Ernst Haeckel Ernst Heinrich Philipp August Haeckel (; ; 16 February 1834 – 9 August 1919) was a German zoologist, natural history, naturalist, eugenics, eugenicist, Philosophy, philosopher, physician, professor, marine biology, marine biologist and artist ...
's biogenetic law (recapitulation)—the discredited idea that embryonic developmental stages replay the evolutionary transitions of adult forms of an organism's past descendants—and how this idea influenced thinking in
biology Biology is the scientific study of life and living organisms. It is a broad natural science that encompasses a wide range of fields and unifying principles that explain the structure, function, growth, History of life, origin, evolution, and ...
,
theology Theology is the study of religious belief from a Religion, religious perspective, with a focus on the nature of divinity. It is taught as an Discipline (academia), academic discipline, typically in universities and seminaries. It occupies itse ...
, and
psychology Psychology is the scientific study of mind and behavior. Its subject matter includes the behavior of humans and nonhumans, both consciousness, conscious and Unconscious mind, unconscious phenomena, and mental processes such as thoughts, feel ...
. Gould begins with the ancient Greek philosopher
Anaximander Anaximander ( ; ''Anaximandros''; ) was a Pre-Socratic philosophy, pre-Socratic Ancient Greek philosophy, Greek philosopher who lived in Miletus,"Anaximander" in ''Chambers's Encyclopædia''. London: George Newnes Ltd, George Newnes, 1961, Vol. ...
, showing that the ideas formed a tradition leading to the French naturalist Charles Bonnet. Gould describes the recapitulationists in the 19th century, from the German
Lorenz Oken Lorenz Oken (1 August 1779 – 11 August 1851) was a Germans, German natural history, naturalist, botany, botanist, biologist, and ornithology, ornithologist. Biography Oken was born Lorenz Okenfuss () in Bohlsbach (now part of Offenburg), Ortena ...
and Johann Friedrich Meckel to the French Étienne Serres. The book examines the criticism of the theory by the Baltic German
Karl Ernst von Baer Karl Ernst Ritter von Baer Edler von Huthorn (; – ) was a Baltic German scientist and explorer. Baer was a naturalist, biologist, geologist, meteorologist, geographer, and is considered a, or the, founding father of embryology. He was a m ...
and the Swiss-American
Louis Agassiz Jean Louis Rodolphe Agassiz ( ; ) FRS (For) FRSE (May 28, 1807 – December 14, 1873) was a Swiss-born American biologist and geologist who is recognized as a scholar of Earth's natural history. Spending his early life in Switzerland, he recei ...
, and relates 19th century phylogeny to
Charles Darwin Charles Robert Darwin ( ; 12 February 1809 – 19 April 1882) was an English Natural history#Before 1900, naturalist, geologist, and biologist, widely known for his contributions to evolutionary biology. His proposition that all speci ...
's 1859 theory of
evolution Evolution is the change in the heritable Phenotypic trait, characteristics of biological populations over successive generations. It occurs when evolutionary processes such as natural selection and genetic drift act on genetic variation, re ...
, Haeckel's approach, and neo-Lamarckism. A chapter examines the pervasive influence of recapitulationism on such subjects as criminal anthropology, racism, attitudes to
child development Child development involves the Human development (biology), biological, psychological and emotional changes that occur in human beings between birth and the conclusion of adolescence. It is—particularly from birth to five years— a foundation ...
and primary schooling, and to Freudian psychoanalysis. The second half of the book details how modern concepts such as
heterochrony In evolutionary developmental biology, heterochrony is any genetically controlled difference in the timing, rate, or duration of a Developmental biology, developmental process in an organism compared to its ancestors or other organisms. This lea ...
(changes in developmental timing) and
neoteny Neoteny (), also called juvenilization,Montagu, A. (1989). Growing Young. Bergin & Garvey: CT. is the delaying or slowing of the Physiology, physiological, or Somatic (biology), somatic, development of an organism, typically an animal. Neoteny i ...
(the retardation of developmental expression or growth rates) influence
macroevolution Macroevolution comprises the evolutionary processes and patterns which occur at and above the species level. In contrast, microevolution is evolution occurring within the population(s) of a single species. In other words, microevolution is the ...
(major evolutionary transitions). Gould examines the
ecological Ecology () is the natural science of the relationships among living organisms and their environment. Ecology considers organisms at the individual, population, community, ecosystem, and biosphere levels. Ecology overlaps with the closely re ...
and evolutionary significance of heterochrony, with an analysis of its effect on insect metamorphosis and neoteny in
amphibians Amphibians are ectothermic, anamniote, anamniotic, tetrapod, four-limbed vertebrate animals that constitute the class (biology), class Amphibia. In its broadest sense, it is a paraphyletic group encompassing all Tetrapod, tetrapods, but excl ...
. He ends by considering theories of neoteny in
human evolution ''Homo sapiens'' is a distinct species of the hominid family of primates, which also includes all the great apes. Over their evolutionary history, humans gradually developed traits such as Human skeletal changes due to bipedalism, bipedalism, de ...
, including Louis Bolk's so-called fetalization theory.


Reception


Contemporary

The herpetologist David B. Wake, in ''
Paleobiology Paleobiology (or palaeobiology) is an interdisciplinary field that combines the methods and findings found in both the earth sciences and the life sciences. An investigator in this field is known as a paleobiologist. Paleobiology is closely ...
'', wrote that the topic was "at once so obviously important and so intrinsically difficult" that few people would tackle it. The parallelism that Haeckel noted between ontogeny and phylogeny was, Wake observed, a strong argument for evolution, but hardly anyone dared to discuss it. He called the book very good, and predicted that it would set the stage for "endless research", but found it also in a way unsatisfying, using "undigested theory from ecology to ''explain'' what is, as yet, unexplainable. Summing up, Wake calls the book "erudite, important, provocative, and controversial", but noted that it could have been much shorter. The embryologist Søren Løvtrup, in ''Systematic Zoology'', noted that the book had two objectives, unexceptionably to gain practice, and "more dubious y, to show that "in spite of the collapse of Haeckel's biogenetic law, the subject of parallels between ontogenesis and phylogenesis is still of importance to biology". In Løvtrup's view, this was because Haeckel's law had been refuted except where evolution had by chance happened to add to the end of development. Gould had little new to report, as people knew half a century earlier that development could be modified at other stages; the book was "a great disappointment." Haeckel could "of course be of historical interest" but Gould had chosen not to research Haeckel's influence. Work on "wrong theories" represented, Løvtrup wrote, "a terrible waste of effort and time, and block dfurther progress." The anthropologist C. Loring Brace, in ''American Anthropologist'', noted that two years earlier, E. O. Wilson's ''
Sociobiology Sociobiology is a field of biology that aims to explain social behavior in terms of evolution. It draws from disciplines including psychology, ethology, anthropology, evolution, zoology, archaeology, and population genetics. Within the study of ...
'' had with "woeful ignorance" strayed into anthropology, and Wilson's "bright young colleague" Gould had now done the same thing, possibly making trouble for years to come. Gould was "a wonderful writer, literate, erudite, gracefully witty, and gifted with the ability to present difficult material in a straightforward and easily readable fashion." The bulk of the book was fine, though of no interest to anthropologists. But the tenth chapter, "Retardation and Neoteny in Human Evolution", would "mislead a great many people" who would be unable to make an informed judgement about its conclusions. Gould "turns out to be just as much of a teleologist and progressivist as the scholars of previous generations whom he appraises so effectively. He notes that we associate 'cute' features with mammals of higher intelligence, features that show 'the common traits of babyhood: relatively large eyes, short face, smooth features, bulbous cranium. The presence of this complex in advanced adult mammals argues for neoteny' (Gould p. 350)." In Brace's view, "Gould's main thesis founders between the Scylla of mosaic evolution and the Charybdis of Darwinian theory." Brace concluded that Gould had provided "nothing more useful than the vision that human form can be understood by regarding 'man' as an overgrown retarded child." James Gorman, in ''
The New York Times ''The New York Times'' (''NYT'') is an American daily newspaper based in New York City. ''The New York Times'' covers domestic, national, and international news, and publishes opinion pieces, investigative reports, and reviews. As one of ...
'', wrote that the book was rich but not easy to read; it was primarily for biologists, with long and precise arguments in technical language; a simpler account of the same topic was to be found in Gould's essay "Ever Since Darwin". Gorman called the book scholarly, entertaining and informative, expressed "with clarity and wit". The zoologist A. J. Cain, in ''
Nature Nature is an inherent character or constitution, particularly of the Ecosphere (planetary), ecosphere or the universe as a whole. In this general sense nature refers to the Scientific law, laws, elements and phenomenon, phenomena of the physic ...
'', called it "a superb analysis of the use of ontogenetic analogy, the controversies over ontogeny and phylogeny, and the classification of the different processes observable in comparing different ontogenies." It was a "massive book", in Cain's view excellently illustrated with often surprising examples, covering both the history and a functional interpretation of heterochrony. Cain found it refreshing to find someone who had a good word for Ernst Haeckel, and who did not "treat Charles Bonnet as a stupid monomaniac" but who brought out the relationship "between acquired characters and recapitulation in the work of the American neo-Lamarckians".


Retrospective

The evolutionary biologists Kenneth McNamara and Michael McKinney stated in 2005 that of all the books that Gould wrote in his career, "the one with the most impact is probably ''Ontogeny and Phylogeny'' ... to say that this work is a hallmark in this area of evolutionary theory would be an understatement. It proved to be the catalyst for much of the future work in the field, and to a large degree was the inspiration for the modern field of
evolutionary developmental biology Evolutionary developmental biology, informally known as evo-devo, is a field of biological research that compares the developmental biology, developmental processes of different organisms to infer how developmental processes evolution, evolved. ...
. Gould's hope was to show that the relationship between ontogeny and phylogeny is fundamental to evolution, and at its heart is a simple premise—that variations in the timing and rate of development provide the raw material upon which natural selection can operate." M. Elizabeth Barnes, in ''The Embryo Project Encyclopedia'', looking back at the book in 2014, writes that it became widely cited in evolutionary and developmental biology, encouraging research on acceleration and retardation of development (forms of
heterochrony In evolutionary developmental biology, heterochrony is any genetically controlled difference in the timing, rate, or duration of a Developmental biology, developmental process in an organism compared to its ancestors or other organisms. This lea ...
), and investigation of paedomorphosis in human evolution. Barnes notes that "along with other work by Gould, such as '
The Spandrels of San Marco and the Panglossian Paradigm "The Spandrels of San Marco and the Panglossian Paradigm: A Critique of the Adaptationist Programme", also known as the "Spandrels paper", is a paper by evolutionary biologists Stephen Jay Gould and Richard Lewontin, originally published in the '' ...
'
he book He or HE may refer to: Language * He (letter), the fifth letter of the Semitic abjads * He (pronoun), a pronoun in Modern English * He (kana), one of the Japanese kana (へ in hiragana and ヘ in katakana) * Ge (Cyrillic), a Cyrillic letter ca ...
is often credited for influencing the rise of a biological approach called evolutionary developmental biology or evo-devo, which worked to integrate evolutionary and developmental biology."


Notes


References


External links


Harvard University Press page

Online text
from Stanford University
Book preview
– Google Books {{SJGould 1977 non-fiction books American non-fiction books Books by Stephen Jay Gould English-language non-fiction books Belknap Press books Biology books Books about evolution Evolutionary biology literature +