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The terms moot and mootness are used in both in English and
American law The law of the United States comprises many levels of codified and uncodified forms of law, of which the most important is the nation's Constitution, which prescribes the foundation of the federal government of the United States, as well as va ...
, although with different meanings. In the legal system of the United States, a matter is moot if further legal proceedings with regard to it can have no effect, or events have placed it beyond the reach of the law. Thereby the matter has been deprived of practical significance or rendered purely academic. The U.S. development of this word stems from the practice of moot courts, in which hypothetical or fictional cases were argued as a part of legal education. These purely academic issues led the U.S. courts to describe cases where developing circumstances made any judgment ineffective as "moot". The doctrine can be compared to the
ripeness In United States law, ripeness refers to the readiness of a case for litigation; "a claim is not ripe for adjudication if it rests upon contingent future events that may not occur as anticipated, or indeed may not occur at all." For example, if a ...
doctrine, another judge-made rule, that holds that judges should not rule on cases based entirely on anticipated disputes or hypothetical facts. Similar doctrines prevent the federal courts of the United States from issuing
advisory opinion An advisory opinion is an opinion issued by a court or a commission like an election commission that does not have the effect of adjudicating a specific legal case, but merely advises on the constitutionality or interpretation of a law. Some co ...
s. This is different from the usage in the British legal system, where the term "moot" has the meaning of "remains open to debate" or unresolved. The shift in usage was first observed in the United States and the extent to which the term is used in U.S. jurisprudence and therefore the meaning attached to it has had the effect that it is rarely if ever used in a British courtroom. It should not be confused with the term " moot court", which refers to practice appellate arguments.


U.S. federal courts

In the U.S. federal judicial system, a moot case must be dismissed, there being a constitutional limitation on the jurisdiction of the federal courts. The reason for this is that
Article Three of the United States Constitution Article Three of the United States Constitution establishes the judicial branch of the U.S. federal government. Under Article Three, the judicial branch consists of the Supreme Court of the United States, as well as lower courts created by Congres ...
limits the jurisdiction of all federal courts to "
cases and controversies The Supreme Court of the United States has interpreted the Case or Controversy Clause of Article III of the United States Constitution (found in Art. III, Section 2, Clause 1) as embodying two distinct limitations on exercise of judicial review ...
". Thus, a civil action or appeal in which the court's decision will not affect the rights of the parties is ordinarily beyond the power of the court to decide, provided it does not fall within one of the recognized exceptions. A textbook example of such a case is the United States Supreme Court case ''
DeFunis v. Odegaard ''DeFunis v. Odegaard'', 416 U.S. 312 (1974), was a United States Supreme Court case in which the Court held that the case had become moot and so declined to render a decision on the merits. American student Marco DeFunis, who had been denied ad ...
'', . The plaintiff was a student who had been denied admission to law school, and had then been provisionally admitted during the pendency of the case. Because the student was slated to graduate within a few months at the time the decision was rendered, and there was no action the law school could take to prevent that, the Court determined that a decision on its part would have no effect on the student's rights. Therefore, the case was dismissed as moot. However, there is disagreement as to both the source of the standards, and their application in the courts. Some courts and observers opine that cases ''must'' be dismissed because this is a constitutional bar, and there is no "case or controversy"; others have rejected the pure constitutional approach and adopted a so-called "prudential" view, where dismissal ''may'' depend upon a host of factors, whether the particular person has lost a viable interest in the case, or whether the issue itself survives outside the interests of the particular person, whether the circumstance are likely to recur, etc. In actual practice, the U.S. federal courts have been uneven in their decisions, which has led to the accusation that determinations are ''
ad hoc Ad hoc is a Latin phrase meaning literally 'to this'. In English, it typically signifies a solution for a specific purpose, problem, or task rather than a generalized solution adaptable to collateral instances. (Compare with ''a priori''.) Com ...
'' and 'result-oriented.' There are four major exceptions to this mootness rule. These are cases of "voluntary cessation" on the part of the defendant; questions that involve secondary or collateral legal consequences; questions that are "capable of ''repetition,'' yet evading review"; and questions involving class actions where the named party ceases to represent the class.


Voluntary cessation

Where a defendant is acting wrongfully, but ceases to engage in such conduct once a
litigation - A lawsuit is a proceeding by a party or parties against another in the civil court of law. The archaic term "suit in law" is found in only a small number of laws still in effect today. The term "lawsuit" is used in reference to a civil act ...
has been threatened or commenced, the court will still not deem this correction to moot the case. Obviously, a party could stop acting improperly just long enough for the case to be dismissed and then resume the improper conduct. For example, in ''
Friends of the Earth, Inc. v. Laidlaw Environmental Services, Inc. ''Friends of the Earth, Inc. v. Laidlaw Environmental Services, Inc.'', 528 U.S. 167 (2000), was a United States Supreme Court case that addressed the law regarding standing to sue and mootness. The Court held that the plaintiff residents in the ...
'', , the Supreme Court held that an industrial polluter, against whom various deterrent civil penalties were being pursued, could not claim that the case was moot, even though the polluter had ceased polluting and had closed the factory responsible for the pollution. The court noted that so long as the polluter still retained its license to operate such a factory, it could open similar operations elsewhere if not deterred by the penalties sought. Another example occurs when a court dismisses as "moot" a legal challenge to an existing law, where the law being challenged is either amended or repealed through legislation before the court case could be settled. A recent instance of this occurred in ''
Moore v. Madigan ''Moore v Madigan'' (USDC 11-CV-405-WDS, 11-CV-03134; 7th Cir. 12-1269, 12-1788) is the common name for a pair of cases decided in 2013 by the U.S. Court of Appeals, 7th Circuit, regarding the constitutionality of the State of Illinois' no-issu ...
,'' where Illinois Attorney General Lisa Madigan declined to appeal a ruling from the Seventh Circuit striking down Illinois' handgun carry ban to the United States Supreme Court, as Illinois subsequently passed a law legalizing concealed carry with a state-issued license, which rendered the case moot.


Secondary or collateral legal consequences

"The obvious fact of life is that most criminal convictions do in fact entail adverse collateral legal consequences. The mere possibility that this will be the case is enough to preserve a criminal case from ending ignominiously in the limbo of mootness." Sibron v. New York.


Capable of repetition, yet evading review

A court will allow a case to go forward if it is the type for which persons will frequently be faced with a particular situation, but will likely cease to be in a position where the court can provide a remedy for them in the time that it takes for the justice system to address their situation. The most frequently cited example is the 1973 United States Supreme Court case of '' Roe v. Wade'', , which challenged a Texas law forbidding
abortion Abortion is the termination of a pregnancy by removal or expulsion of an embryo or fetus. An abortion that occurs without intervention is known as a miscarriage or "spontaneous abortion"; these occur in approximately 30% to 40% of pregnan ...
in most circumstances. The state argued that the case was moot because plaintiff
Roe Roe ( ) or hard roe is the fully ripe internal egg masses in the ovaries, or the released external egg masses, of fish and certain marine animals such as shrimp, scallop, sea urchins and squid. As a seafood, roe is used both as a cooked i ...
was no longer pregnant by the time the case was heard. As Justice Blackmun wrote in the majority opinion:
The normal 266-day human gestation period is so short that the pregnancy will come to term before the usual appellate process is complete. If that termination makes a case moot, pregnancy litigation seldom will survive much beyond the trial stage, and appellate review will be effectively denied. Our law should not be that rigid.
By contrast, in '' McCorvey v. Hill'', 2004, the case failed to proceed based on being moot, without
standing Standing, also referred to as orthostasis, is a position in which the body is held in an ''erect'' ("orthostatic") position and supported only by the feet. Although seemingly static, the body rocks slightly back and forth from the ankle in the s ...
and out of time. The Court cited '' Southern Pacific Terminal Co. v. ICC'', , which had held that a case was not moot when it presented an issue that was "capable of repetition, yet evading review". Perhaps in response to increasing workloads at all levels of the judiciary, the recent trend in the Supreme Court and other U.S. courts has been to construe this exception rather narrowly. Many cases fall under the "capable of repetition" doctrine; however, because there is a review process available under most circumstances, the exception to declaring mootness did not apply to such cases. In ''Memphis Light, Gas & Water Div. v. Craft'', 436 U. S. 1, 8–9 (1978), the court noted that claims for
damages At common law, damages are a remedy in the form of a monetary award to be paid to a claimant as compensation for loss or injury. To warrant the award, the claimant must show that a breach of duty has caused foreseeable loss. To be recognised at ...
save cases from mootness.


Class action representatives

Where a class action lawsuit is brought, with one named plaintiff actually representing the interests of many others, the case will not become moot even if the named plaintiff ceases to belong to the class that is seeking a remedy. In '' Sosna v. Iowa'', , the plaintiff represented a class that was challenging an Iowa law that required persons to reside there for a year before seeking a divorce in Iowa's courts. The Supreme Court held that, although the plaintiff successfully divorced in another state, her attorneys could continue to competently advance the interests of other members of the class.


Abuse of mootness doctrine not acceptable.

Construction of a project without regulatory compliance cannot be used to moot a court case challenge. For example, where an Environmental Impact Statement (EIS) was challenged, completion of the project construction could not be used to evade regulatory compliance with the
National Environmental Policy Act The National Environmental Policy Act (NEPA) is a United States environmental law that promotes the enhancement of the environment and established the President's Council on Environmental Quality (CEQ). The law was enacted on January 1, 1970.Un ...
(NEPA) as the 9th Circuit Court explained:


U.S. state courts

The
U.S. state In the United States, a state is a constituent political entity, of which there are 50. Bound together in a political union, each state holds governmental jurisdiction over a separate and defined geographic territory where it shares its sov ...
courts are not subject to the Article III limitations on their jurisdiction, and some state courts are permitted by their local constitutions and laws to render opinions in moot cases where the establishment of a legal precedent is desirable. They may also establish exceptions to the doctrine. For instance, in some state courts the prosecution can lodge an appeal after a defendant is acquitted: although the appellate court cannot set aside a not-guilty verdict due to double jeopardy, it can issue a ruling as to whether a trial court's ruling on a particular issue during the trial was erroneous. This opinion will then be binding on future cases heard by the courts of that state. Some U.S. states also accept
certified question In the law of the United States, a certified question is a formal request by one court from another court, usually but not always in another jurisdiction, for an opinion on a question of law. These cases typically arise when the court before whic ...
s from the federal courts or the courts of other states. Under these procedures, state courts can issue opinions, usually for the purpose of clarifying or updating state law, in cases not actually pending in those courts.


Outside the U.S.

Although free from the U.S. Constitutional limitation, Canada has recognized that considerations of
judicial economy Judicial economy or procedural economy is the principle that the limited resources of the legal system or a given court should be conserved by the refusal to decide one or more claims raised in a case. For example, the plaintiff may claim that the ...
and comity with the legislative and executive branch may justify a decision to dismiss an allegedly moot case, as deciding hypothetical controversies is tantamount to legislating. Considerations of the effectiveness of advocacy involved in the adversarial system and the possibility of recurrence of an alleged constitutional violation may sway the court. Additionally, the federal and provincial governments can ask for advisory opinions in hypothetical scenarios, termed
reference question In Canadian law, a reference question or reference case (formally called abstract review) is a submission by the federal or a provincial government to the courts asking for an advisory opinion on a major legal issue. Typically the question concer ...
s, from their respective highest courts.


Moot point

The phrase moot point refers (in American English) to an issue that is irrelevant to a subject being discussed or (in British English) to one that is debatable. Due to the relatively uncommon usage of the word moot, and because "moot" and "mute" are homophones in some pronunciations, this is sometimes erroneously rendered as "mute point".Mute Point/Moot Point
from Paul Brians, ''Common Errors in English Usage'' (3rd Edition), William, James Co. November, 2013 (retrieved April 16 2014)


See also

*
Mock trial A mock trial is an act or imitation trial. It is similar to a moot court, but mock trials simulate lower-court trials, while moot court simulates appellate court hearings. Attorneys preparing for a real trial might use a mock trial consisting ...
(a simulated trial, typically of fact) *''
De minimis ''De minimis'' is a Latin expression meaning "pertaining to minimal things", normally in the terms ''de minimis non curat praetor'' ("The praetor does not concern himself with trifles") or ''de minimis non curat lex'' ("The law does not concern i ...
non curat lex.'' (The law is not interested in trivia)


References

{{Authority control Civil procedure Legal doctrines and principles