Michael Alvarado
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''Yarborough v. Alvarado'', 541 U.S. 652 (2004), is a
United States Supreme Court The Supreme Court of the United States (SCOTUS) is the highest court in the federal judiciary of the United States. It has ultimate appellate jurisdiction over all U.S. federal court cases, and over state court cases that turn on question ...
case in which the Court declined to overturn a state court's conclusion that a minor was not in custody for ''Miranda'' purposes during his police interview. Michael Alvarado helped his friend Paul Soto steal a truck in
Santa Fe Springs, California Santa Fe Springs (''Santa Fe'', Spanish for "Holy Faith") is a city in Los Angeles County, California, United States. It is one of the Gateway Cities of southeast Los Angeles County. The population was 19,219 at the 2020 census, up from 16,22 ...
. The truck owner was killed by Soto during the robbery and Alvarado was convicted of
second-degree murder Murder is the unlawful killing of another human without justification or valid excuse committed with the necessary intention as defined by the law in a specific jurisdiction. ("The killing of another person without justification or excus ...
for his role in the crime. The evidence for Alvarado's conviction was primarily based on statements given by Alvarado during a two-hour police interrogation that occurred when Alvarado's parents brought him to the police station. Alvarado was 17 years old and was not read his ''Miranda'' rights before questioning. During Alvarado's murder trial in a state court, motions to suppress the statements given by Alvarado were denied on the ground that Alvarado was not in police custody at the time of the interrogation and thus did not have to be read his ''Miranda'' rights. Alvarado appealed his conviction, claiming that the determination that he was not in custody was incorrect because the courts did not take his age into account. In a split decision, the Supreme Court declined to overturn the state court's conclusion about custody because it was not objectively incorrect. The Court noted that there was no precedent that required the use of age in determining whether someone is in police custody (this would change in 2011 with '' J.D.B. v. North Carolina'', which held that age is relevant to determining if someone is in custody). The case has been cited in subsequent Supreme Court decisions as precedent for providing state courts with latitude in making decisions about general or broad rules.


Background


Crime and investigation

The
respondent A respondent is a person who is called upon to issue a response to a communication made by another. The term is used in legal contexts, in survey methodology, and in psychological conditioning. Legal usage In legal usage, this term specificall ...
Michael Alvarado agreed to help his friend Paul Soto steal a truck in the parking lot of a shopping mall in
Santa Fe Springs Santa Fe Springs (''Santa Fe'', Spanish for "Holy Faith") is a city in Los Angeles County, California, United States. It is one of the Gateway Cities of southeast Los Angeles County. The population was 19,219 at the 2020 census, up from 16,22 ...
,
California California () is a U.S. state, state in the Western United States that lies on the West Coast of the United States, Pacific Coast. It borders Oregon to the north, Nevada and Arizona to the east, and shares Mexico–United States border, an ...
. Soto pulled out a gun and approached the driver of the truck, demanding the keys, while Alvarado hid by the driver's side door. The driver refused and was shot and killed by Soto. Afterwards, Alvarado helped hide the gun. Los Angeles County Sheriff's detective Cheryl Comstock led the investigation of the crime. During the investigation Comstock contacted Alvarado's parents, saying that she wished to speak with Alvarado. Alvarado's parents brought him to the police station to be interviewed. Comstock brought Alvarado into an interview room and questioned him for two hours. Alvarado's parents asked to be present during the interview but were not allowed in by police. Alvarado admitted during questions that he had helped his friend try to steal the truck and that he had helped hide the gun. Before custodial interrogations, police are required to give suspects a ''Miranda'' warning that informs suspects of their
legal rights Some philosophers distinguish two types of rights, natural rights and legal rights. * Natural rights are those that are not dependent on the laws or customs of any particular culture or government, and so are ''universal'', ''fundamental rights ...
during interrogation. However, Alvarado was not given a ''Miranda'' warning at any time during questioning. Yarborough v. Alvarado (Opinion) p. 7 This would form part of the basis for Alvarado's legal defense.


Trial and conviction

The State of California charged Alvarado and his friend with
first-degree murder Murder is the unlawful killing of another human without justification or valid excuse committed with the necessary intention as defined by the law in a specific jurisdiction. ("The killing of another person without justification or excuse ...
and attempted robbery. Alvarado attempted to suppress his statements given during the Comstock interview on the basis that he was not read his ''Miranda'' rights. The trial court denied the motion on the basis that Alvarado was not in police custody at the time he gave his statement. Alvarado was subsequently convicted, Yarborough v. Alvarado (Opinion) p. 5 primarily based on statements Alvarado made during his police interrogation. Alvarado's conviction was reduced by the trial judge to second-degree murder for his comparatively minor role in the offense. The
California Courts of Appeal The California Courts of Appeal are the state intermediate appellate courts in the U.S. state of California. The state is geographically divided along county lines into six appellate districts.
affirmed the conviction and agreed that Alvarado was not in custody. The
Supreme Court of California The Supreme Court of California is the Supreme court, highest and final court of appeals in the judiciary of California, courts of the U.S. state of California. It is headquartered in San Francisco at the Earl Warren Building, but it regularly ...
declined discretionary review. Much of Alvarado's trial focused on whether Alvarado was in custody or not during his police interview. According to '' Thompson v. Keohane'', to determine whether someone is in custody the courts apply a reasonable person test: whether a reasonable person would have felt free to leave or not.


Petition for habeas corpus

After his conviction, Alvarado filed for a writ of
habeas corpus ''Habeas corpus'' (; from Medieval Latin, ) is a legal procedure invoking the jurisdiction of a court to review the unlawful detention or imprisonment of an individual, and request the individual's custodian (usually a prison official) to ...
claiming that the custody analysis was incorrect because the court had not considered Alvarado's age in its reasonable person test. Under the
Antiterrorism and Effective Death Penalty Act of 1996 The Antiterrorism and Effective Death Penalty Act of 1996 (AEDPA), , was introduced to the United States Congress in April 1995 as a Senate Bill (). The bill was passed with broad bipartisan support by Congress in response to the bombings of th ...
(AEDPA), a federal court can grant
habeas corpus ''Habeas corpus'' (; from Medieval Latin, ) is a legal procedure invoking the jurisdiction of a court to review the unlawful detention or imprisonment of an individual, and request the individual's custodian (usually a prison official) to ...
to a person held due to a state court judgment if the state court judgement "resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States". 110 STAT. 1219 Alvarado's habeas corpus petition thus depended on demonstrating that the state court's custody determination was more than debatable, but objectively incorrect. The
United States District Court for the Central District of California The United States District Court for the Central District of California (in case citations, C.D. Cal.; commonly referred to as the CDCA or CACD) is a United States district court, federal trial court that serves over 19 million people in South ...
agreed that the state court rulings were correct; however, the Court of Appeals for the Ninth Circuit reversed. The Court of Appeals held that the state court made a mistake in not accounting for Alvarado's youth and inexperience when evaluating custody. Alvarado v. Hickman (Opinion) p. 18–19


Oral argument

Chief Justice
William Rehnquist William Hubbs Rehnquist (October 1, 1924 – September 3, 2005) was an American attorney who served as the 16th chief justice of the United States from 1986 until his death in 2005, having previously been an associate justice from 1972 to 1986. ...
noted early in the oral argument that the case presented two questions. First, whether the Ninth Circuit's ruling was consistent with Supreme Court
precedent Precedent is a judicial decision that serves as an authority for courts when deciding subsequent identical or similar cases. Fundamental to common law legal systems, precedent operates under the principle of ''stare decisis'' ("to stand by thin ...
. Second, whether the state courts' ruling was objectively unreasonable according to AEDPA. California Deputy Attorney General Deborah Chuang argued that the Ninth Circuit's ruling was not consistent with precedent because the Supreme Court had never addressed using age as a factor in custody analysis. Associate Justice
Stephen Breyer Stephen Gerald Breyer ( ; born August 15, 1938) is an American lawyer and retired jurist who served as an associate justice of the U.S. Supreme Court from 1994 until his retirement in 2022. He was nominated by President Bill Clinton, and r ...
remarked that he thought a Supreme Court precedent was not necessary because he thought it obvious that age affects whether a reasonable person would feel free to leave. John P. Elwood, at the time assistant to the Solicitor General, argued that age doesn't make a legal difference for ''Miranda'' purposes because it is a rule uniformly applied to all people and that police officers should not be required to get inside the head of each suspect. Tara K. Allen, arguing for Alvarado, claimed that the state court's decision was objectively unreasonable because they did not consider the
totality of the circumstances In the law, the totality of the circumstances test refers to a method of analysis where decisions are based on all available information rather than bright-line rules. Under the totality of the circumstances test, courts focus "on all the circumst ...
surrounding the investigation as required by '' Thompson v. Keohane''. Specifically, the considered circumstances of custody were not total because Alvarado's age was not considered. Associate Justice
Antonin Scalia Antonin Gregory Scalia (March 11, 1936 – February 13, 2016) was an American jurist who served as an associate justice of the Supreme Court of the United States from 1986 until his death in 2016. He was described as the intellectual an ...
responded by saying that, according to '' Thompson v. Keohane'', custody is an objective test and subjective factors like characteristics of the individual do not matter.


Opinion of the Court

Associate Justice An associate justice or associate judge (or simply associate) is a judicial panel member who is not the chief justice in some jurisdictions. The title "Associate Justice" is used for members of the Supreme Court of the United States and some ...
Anthony Kennedy Anthony McLeod Kennedy (born July 23, 1936) is an American attorney and jurist who served as an associate justice of the Supreme Court of the United States from 1988 until his retirement in 2018. He was nominated to the court in 1987 by Pres ...
wrote the
majority opinion In law, a majority opinion is a judicial opinion agreed to by more than half of the members of a court. A majority opinion sets forth the decision of the court and an explanation of the rationale behind the court's decision. Not all cases hav ...
for the Court, which declined to overturn the state court's decision because fair-minded jurists could disagree over whether Alvarado was in custody. Yarborough v. Alvarado (Opinion) p. 10 Kennedy noted that there were facts for and against the claim that Alvarado was in custody. Facts pointing towards custody included that the interview took place at a police station, the interview lasted for two hours, Alvarado was not told he was free to leave, and Alvarado's parents were not allowed to be present during the interview. Facts weighing against custody included that Alvarado was not transported to the police station by police, Alvarado was not threatened or told he would be placed under arrest, and the interview focused on the crimes of Alvarado's friend, not Alvarado's crimes. The Court was not tasked with conducting a separate inquiry into the issue of custody, rather, the Court was tasked with granting relief only if the lower court's decision is objectively unreasonable. Kennedy wrote that, given this standard, the state court's decision was reasonable because it was not clearly unreasonable. Central to the reversal of the Ninth Circuit was the fact that the state court did not take into account Alvarado's age and experience with law enforcement in the custody analysis. The Court made several findings on this issue. The Court held that the use of age in custody analysis had not been explicitly required by previous rulings. Yarborough v. Alvarado (Opinion) p.12 Inexperience with law enforcement was rejected as well; the Court noted that previous opinions had rejected reliance on such factors. Yarborough v. Alvarado (Opinion) p. 13


O'Connor's concurrence

Associate Justice An associate justice or associate judge (or simply associate) is a judicial panel member who is not the chief justice in some jurisdictions. The title "Associate Justice" is used for members of the Supreme Court of the United States and some ...
Sandra Day O'Connor Sandra Day O'Connor (March 26, 1930 – December 1, 2023) was an American attorney, politician, and jurist who served as an associate justice of the Supreme Court of the United States from 1981 to 2006. Nominated by President Ronald Reagan, O' ...
wrote a
concurrence In Western jurisprudence, concurrence (also contemporaneity or simultaneity) is the apparent need to prove the simultaneous occurrence of both ("guilty action") and ("guilty mind"), to constitute a crime; except in crimes of strict liabilit ...
that agreed with the finding that the state court's decision was reasonable. Yarborough v. Alvarado (O'Connor Concurrence) p. 1 However, O'Connor held that there could be cases in which age would be relevant to custody analysis. This would be affirmed by the Court in 2011 in '' J.D.B. v. North Carolina''. J.D.B., v. North Carolina (Opinion) p. 1


Dissent

Associate Justice An associate justice or associate judge (or simply associate) is a judicial panel member who is not the chief justice in some jurisdictions. The title "Associate Justice" is used for members of the Supreme Court of the United States and some ...
Stephen Breyer Stephen Gerald Breyer ( ; born August 15, 1938) is an American lawyer and retired jurist who served as an associate justice of the U.S. Supreme Court from 1994 until his retirement in 2022. He was nominated by President Bill Clinton, and r ...
wrote a
dissenting opinion A dissenting opinion (or dissent) is an Legal opinion, opinion in a legal case in certain legal systems written by one or more judges expressing disagreement with the majority opinion of the court which gives rise to its judgment. Dissenting opi ...
, with whom Justice Stevens, Justice Souter, and Justice Ginsburg joined. Breyer disagreed with the majority's holding that fair-minded jurists could disagree on whether Alvarado was in custody, holding that the facts compelled the single conclusion that Alvarado was in custody. Breyer held that the actions the police did not do, such as arrest Alvarado or threaten him, were not as important as what the police did do. Yarborough v. Alvarado (Dissent) p. 4 Specifically, the police had Alvarado's parents bring him to the police station, brought Alvarado to an interrogation room, kept his parents out, and questioned him for two hours. In the matter of Alvarado's age, Breyer found that it was relevant to the custody analysis. Yarborough v. Alvarado (Dissent) p. 5 Further, Breyer held that nothing in the law prevents a judge from including age in the custody analysis. Breyer called the discussion of experience with law enforcement misleading; while experience with law enforcement can be difficult to determine, Breyer noted that Alvarado's age was a known objective fact.


Reception

The case received both positive and negative reception in scholarly publications.


Support

A
note Note, notes, or NOTE may refer to: Music and entertainment * Musical note, a pitched sound (or a symbol for a sound) in music * ''Notes'' (album), a 1987 album by Paul Bley and Paul Motian * ''Notes'', a common (yet unofficial) shortened versi ...
published in The Journal of Criminal Law and Criminology supported the decision on procedural grounds, noting that using age in the custody analysis was not a precedent established by the Supreme Court. The note argued that establishing such broad legal precedent was outside the bounds of the authority of the Ninth Circuit and the Supreme Court was right to reverse. Instead, the note supported the state court who had applied the law as the Supreme Court had in the past.


Criticism

Berry Feld, professor at
University of Minnesota Law School The University of Minnesota Law School is the law school of the University of Minnesota, a public university in Minneapolis, Minnesota. The school confers four law degrees: a Juris Doctor (J.D.), a Master of Laws (LL.M.), a Master of Science in Pa ...
, wrote: "the Court's decision ... treated juveniles as the functional equals of adults during interrogation. Over the past quarter-century, developmental psychological research consistently has emphasized adolescents' inability to understand or exercise ''Miranda'' rights". Police Interrogation of Juveniles: An Empirical Study of Policy and Practice p. 314 Paul Holland, professor at Seattle University School of Law, wrote that "the assumptions Justice Kennedy made in ''Alvarado'' are inapplicable to the schoolhouse context ... considering the age of a student-suspect questioned at school, would not present a significant risk of compromising the clarity the Court has sought to provide law enforcement. Officers questioning students at school are well aware of the students' status as minors". Schooling Miranda: Policing Interrogation in the Twenty-First Century Schoolhouse p. 81–82


Role in subsequent decisions


Leeway granted to state courts

''Yarborough v. Alvarado'' has been cited in subsequent Supreme Court decisions as precedent for providing state courts leeway in reaching case by case determinations for general rules.


J.D.B. v. North Carolina

Though the Court rejected the argument that its previous holdings supported using age in the custody analysis, the Court did not rule against the use of age. J.D.B., v. North Carolina (Syllabus) p. 3 Argument preview: Youth and Miranda rights In 2011 the Court clarified in '' J.D.B. v. North Carolina'', ruling that a child's age is relevant to custody analysis. J.D.B. was a 13-year-old student who was interrogated at school by an investigator, a uniformed police officer, and school officials regarding a series of robberies. J.D.B. confessed to committing the robberies. He was not given a ''Miranda'' warning during the interrogation. Motions to suppress J.D.B.'s statements at trial were denied on the ground that J.D.B. was not in custody. Age was not used as a factor in the custody determination. The Supreme Court found that J.D.B.'s age should have been considered in the custody analysis and instructed the lower court to make a new finding on custody while taking age into account.


Notes


References

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External links

* {{DEFAULTSORT:Yarborough v. Alvarado 2004 in United States case law United States children's rights case law United States Supreme Court cases Miranda warning case law United States Supreme Court cases of the Rehnquist Court