A taxonomy of fundamental human
needs
A need is a deficiency at a point of time and in a given context. Needs are distinguished from wants. In the case of a need, a deficiency causes a clear adverse outcome: a dysfunction or death. In other words, a need is something required for a ...
and the ways in which these needs can be satisfied was developed by
Manfred Max-Neef
Artur Manfred Max Neef (; 26 October 1932 – 8 August 2019) was a Chilean economist of German descent. Max-Neef was born in Valparaíso, Chile. He started his career as a professor of economics at the University of California, Berkeley in the ...
. This was based on his work on Human Scale Development, first published in 1986.
Development and human needs
Human Scale Development is basically
community development
The United Nations defines community development as "a process where community members come together to take collective action and generate solutions to common problems." It is a broad concept, applied to the practices of civic leaders, activist ...
and is "focused and based on the satisfaction of fundamental human needs, on the generation of growing levels of self-reliance, and on the construction of organic articulations of people with nature and technology, of global processes with local activity, of the personal with the social, of planning with autonomy and of civil society with the state. Human needs, self-reliance, and organic articulations are the pillars which support Human Scale Development." Human Scale Development "assumes a
direct
Direct may refer to:
Mathematics
* Directed set, in order theory
* Direct limit of (pre), sheaves
* Direct sum of modules, a construction in abstract algebra which combines several vector spaces
Computing
* Direct access (disambiguation), ...
and
participatory democracy
Participatory democracy, participant democracy, participative democracy, or semi-direct democracy is a form of government in which Citizenship, citizens participate individually and directly in political decisions and policies that affect their ...
. This form of democracy nurtures those conditions that will help to transform the traditional, semi-paternalistic role of the Latin American state into a role of encouraging creative solutions flowing from the bottom upwards. This is more consistent with the real expectations of the people."
For improving the living conditions of people in
Latin America
Latin America is the cultural region of the Americas where Romance languages are predominantly spoken, primarily Spanish language, Spanish and Portuguese language, Portuguese. Latin America is defined according to cultural identity, not geogr ...
, the following 3 statements are taken as a starting point:
#Development is about people and not about things.
#:When it comes to people and not just about things, the
gross national product
The gross national income (GNI), previously known as gross national product (GNP), is the total amount of factor incomes earned by the residents of a country. It is equal to gross domestic product (GDP), plus factor incomes received from n ...
(GNP) cannot be taken as an indicator. Instead it has to be related to the
quality of life
Quality of life (QOL) is defined by the World Health Organization as "an individual's perception of their position in life in the context of the culture and value systems in which they live and in relation to their goals, expectations, standards ...
(QOL). Quality of life depends on the possibilities people have to adequately satisfy their fundamental human needs.
#Fundamental human needs are finite, limited in number, and classifiable.
#:This is in contrast to the traditional idea that there are many human needs, and that they are insatiable.
#Fundamental human needs are the same in all cultures and in all historical periods.
#:This is in contrast to the traditional idea that human needs are subject to trends and vary to a great extent.
Needs and satisfiers
A common shortcoming in existing literature and discussions about human needs is that the fundamental difference between needs and their satisfiers either is not made explicit or is completely overlooked. It may have to do with the difference between human needs and the conventional notion of economic "
wants
The idea of want can be examined from many perspectives. In secular societies want might be considered similar to the emotion desire, which can be studied scientifically through the disciplines of psychology or sociology. Alternatively want can ...
" which are infinite and insatiable. Satisfiers may include forms of organization, political structures, social practices, values and norms, spaces, types of behavior and attitudes. For example, a house can be a satisfier of the need for protection, but a family structure as well. Also one cannot say that a need is 'satisfied' or not. It is better to say that needs are satisfied to a greater or lesser extent.
We can even say that one of the aspects that determine a
culture
Culture ( ) is a concept that encompasses the social behavior, institutions, and Social norm, norms found in human societies, as well as the knowledge, beliefs, arts, laws, Social norm, customs, capabilities, Attitude (psychology), attitudes ...
is the choice of the satisfiers of the fundamental human needs. In short: culturally determined are not the basic human needs, but the satisfiers of those needs. Cultural change is, among other things, a consequence of the dropping of traditional satisfiers and the adoption of new or different satisfiers.
In the context of Human Scale Development, needs do not only reflect (individual or collective) shortcomings. They can also be seen as (individual or collective) potential strengths.
Fundamental human needs must be understood as a system: that is, all fundamental human needs are interrelated and interactive. With the exception of the need for livelihood, that is, to stay alive, there is no hierarchy in the system. On the other hand, simultaneities, complementarities and trade-offs are characteristics of the process of satisfying needs. There is no one-to-one correspondence between needs and satisfiers. A satisfier can simultaneously contribute to the satisfaction of different needs or, conversely, a need may require different satisfiers to be satisfied.
In addition, needs have to be satisfied within three contexts: (a) in relation to oneself (Eigenwelt); (b) in relation to the social group (Mitwelt); and (c) with respect to the environment (Umwelt). The quality and intensity of the levels, and within the aforementioned contexts, will depend on time, location and circumstances.
All of this also means that every fundamental human need that is not sufficiently satisfied leads to human
poverty
Poverty is a state or condition in which an individual lacks the financial resources and essentials for a basic standard of living. Poverty can have diverse Biophysical environmen ...
. And poverty generates pathologies, individual and collective pathologies. Some examples are: poverty of living (due to insufficient shelter); of protection (due to poor health systems); of affection (due to authoritarian systems); of understanding (as a result of poor quality of education); of participation (as a result of marginalization of women, children and minorities); and of identity (due to forced migration). Understanding these collective pathologies requires transdisciplinary research and action.
Matrix of needs and satisfiers
The matrix is aimed at examining needs and satisfiers for development (Human Scale Development). Satisfiers are included in the matrix, at the intersection of existential needs (related to human existence) and
axiological
Value theory, also called ''axiology'', studies the nature, sources, and types of values. It is a branch of philosophy and an interdisciplinary field closely associated with social sciences such as economics, sociology, anthropology, and psychol ...
needs (related to human values). Max-Neef stressed that the set of needs described in this matrix is not absolute or complete, but simply an example that may be useful for analysis.
When this matrix of satisfiers is created by individuals or groups from different cultures and at different times in history, it can differ considerably.
The satisfiers in the BEING column are individual and collective attributes that can be expressed as nouns. The satisfiers in the HAVING column are institutions, norms, mechanisms, tools (not in the material sense), laws, etc. The satisfiers in the DOING column are individual or collective actions that can be expressed as verbs. The satisfiers in the INTERACTING column (ESTAR in Spanish, BEFINDEN in German)
[There is no corresponding word for ESTAR in English, INTERACTING was considered to come closest to the intended meaning (according page 33 of the book).] are locations and environments.
Characteristics of satisfiers
If we take a look at satisfiers for the needs of the community, a distinction can be made between exogenous and endogenous satisfiers.
''Endogenous satisfiers'' arise from actions of the community at the basic level ('synergistic satisfiers'). They are anti-authoritarian and may contribute to Human Scale Development. Even though in some cases they are part from processes that are propagated by the state. For example, self-managed production satisfies the need for subsistence, but also is helpful in the needs of understanding, participation and creation.
''Exogenous satisfiers'' are usually imposed, induced, ritualized or institutionalized. They arise at the top (in the sense of a political group or traditional power-holders) and are imposed on everyone, and prevent Human Scale Development. There are several categories of exogenous satisfiers.
* They derive from coercion ('violators'). They destroy in the long term the possibility to satisfy this need in this way. They also prevent the possibility of satisfying other needs. They lead to deviant human behavior. Failure to comply with such satisfiers leads to fear. For example
arms race
An arms race occurs when two or more groups compete in military superiority. It consists of a competition between two or more State (polity), states to have superior armed forces, concerning production of weapons, the growth of a military, and ...
and
bureaucracy
Bureaucracy ( ) is a system of organization where laws or regulatory authority are implemented by civil servants or non-elected officials (most of the time). Historically, a bureaucracy was a government administration managed by departments ...
. But also censorship, for satisfying the need for protection, but for preventing satisfying the needs of understanding, participation and freedom.
Freedom of speech
Freedom of speech is a principle that supports the freedom of an individual or a community to articulate their opinions and ideas without fear of retaliation, censorship, or legal sanction. The rights, right to freedom of expression has been r ...
may be better in satisfying the need for protection, in the longer term.
* They derive from advertising or
propaganda
Propaganda is communication that is primarily used to influence or persuade an audience to further an agenda, which may not be objective and may be selectively presenting facts to encourage a particular synthesis or perception, or using loaded l ...
('pseudo-satisfiers'). May satisfy a need for a time, but make it less likely to meet the need in the future. For example, people like
status symbol
A status symbol is a visible, external symbol of one's social position, an indicator of Wealth, economic or social status. Many luxury goods are often considered status symbols. ''Status symbol'' is also a Sociology, sociological term – as part ...
s, fashion trends, and
chauvinistic ideas and stereotypes. But also indoctrination, where it may be better to provide (as neutral as possible) information.
* They derive from deep-rooted habits and practices ('inhibiting satisfiers'). Inhibiting satisfiers over-satisfy a particular need so that other needs go unmet. For example, paternalism and
authoritarian education may over-satisfy the need for protection while the need for understanding and freedom go unmet.
* They derive from initiatives of institutions from the private sector or the government ('singular satisfiers'). For example, sporting events and organized tourist trips satisfy the need for idleness but not other needs.
Publications of the work
The first publication of the work was in 1986 in a (Spanish-language) article in the journal of the
Dag Hammarskjöld Foundation
The Dag Hammarskjöld Foundation, () is an autonomous, non-governmental, non-profit foundation established in 1962 in memory of Dag Hammarskjöld, the second Secretary-General of the United Nations.
The Foundation is a based in Uppsala, Sweden, ...
, ''Development Dialogue''.
This document stems from the work carried out in different countries in
Latin America
Latin America is the cultural region of the Americas where Romance languages are predominantly spoken, primarily Spanish language, Spanish and Portuguese language, Portuguese. Latin America is defined according to cultural identity, not geogr ...
by a team of researchers, which is essentially transdisciplinary in nature. The authors of the work are
Manfred Max-Neef
Artur Manfred Max Neef (; 26 October 1932 – 8 August 2019) was a Chilean economist of German descent. Max-Neef was born in Valparaíso, Chile. He started his career as a professor of economics at the University of California, Berkeley in the ...
, the Chilean sociologist Antonio Elizalde and Chilean philosopher Martin Hopenhayn, in collaboration with Felipe Herrera, Hugo Zemelman, Jorge Jatoba and Luis Weinstein. It was carried out in 1985 and 1986 with the assistance of professionals from
Chile
Chile, officially the Republic of Chile, is a country in western South America. It is the southernmost country in the world and the closest to Antarctica, stretching along a narrow strip of land between the Andes, Andes Mountains and the Paci ...
,
Uruguay
Uruguay, officially the Oriental Republic of Uruguay, is a country in South America. It shares borders with Argentina to its west and southwest and Brazil to its north and northeast, while bordering the Río de la Plata to the south and the A ...
,
Bolivia
Bolivia, officially the Plurinational State of Bolivia, is a landlocked country located in central South America. The country features diverse geography, including vast Amazonian plains, tropical lowlands, mountains, the Gran Chaco Province, w ...
,
Colombia
Colombia, officially the Republic of Colombia, is a country primarily located in South America with Insular region of Colombia, insular regions in North America. The Colombian mainland is bordered by the Caribbean Sea to the north, Venezuel ...
,
Mexico
Mexico, officially the United Mexican States, is a country in North America. It is the northernmost country in Latin America, and borders the United States to the north, and Guatemala and Belize to the southeast; while having maritime boundar ...
,
Brazil
Brazil, officially the Federative Republic of Brazil, is the largest country in South America. It is the world's List of countries and dependencies by area, fifth-largest country by area and the List of countries and dependencies by population ...
,
Canada
Canada is a country in North America. Its Provinces and territories of Canada, ten provinces and three territories extend from the Atlantic Ocean to the Pacific Ocean and northward into the Arctic Ocean, making it the world's List of coun ...
and
Sweden
Sweden, formally the Kingdom of Sweden, is a Nordic countries, Nordic country located on the Scandinavian Peninsula in Northern Europe. It borders Norway to the west and north, and Finland to the east. At , Sweden is the largest Nordic count ...
. Their expertise consisted of academic disciplines such as economics, sociology, psychiatry, philosophy, political science, geography, anthropology, journalism, technology and law. The participants formed a stable core group that guaranteed continuity in the processes of collective research and reflection during the project. The discussions of the workshops and the working documents drawn up by the participants form the basis of this document. Eventually it was discussed during a seminar at the Dag Hammarskjöld Center in
Uppsala
Uppsala ( ; ; archaically spelled ''Upsala'') is the capital of Uppsala County and the List of urban areas in Sweden by population, fourth-largest city in Sweden, after Stockholm, Gothenburg, and Malmö. It had 177,074 inhabitants in 2019.
Loc ...
. The English translation of the article, expanded with "A Note on Methodology", was published in Development Dialogue in 1989.
As a book, it was published as an English-language version in 1991,
[Only one edition has been published. The main way for distributing this work was in the beginning by photocopying (according to the foreword of the book); and nowadays by downloading from the internet.] and as a Spanish-language version in 1993.
[This book is still being published.] In the books 2 adaptations of earlier articles by Max-Neef are added.
Human scale development
Human scale development is a response to the
neoliberalist and
structuralist
Structuralism is an intellectual current and methodological approach, primarily in the social sciences, that interprets elements of human culture by way of their relationship to a broader system. It works to uncover the structural patterns tha ...
hierarchical development systems in which decisions are made at the top and are directed downwards instead of democratic decisions. It focuses on development by the people and for the people and is founded upon three pillars: fundamental human needs, increasing self-reliance and a balanced interdependence of people with their environment.
This system of development gives people a platform for community organizing and democratic decision making to empower people to take part in the planning process to ensure it meets their needs. The fundamental human needs of
Max-Neef form the basis of this alternative development system. Unlike
Maslow's hierarchy of needs
Maslow's hierarchy of needs is a conceptualisation of the needs (or goals) that motivate human behaviour, which was proposed by the American psychologist Abraham Maslow. According to Maslow's original formulation, there are five sets of basic n ...
, which focuses on a hierarchy of psychological needs, Max-Neef talks about needs that are complementary, all of which are necessary to achieve satisfaction. This proposal for an improved development system can certainly be useful on a small scale and also provides insight into the satisfaction of fundamental human needs by social institutions.
Application
One of the applications of the work is in the field of
Strategic Sustainable Development
The Natural Step is a non-profit, non-governmental organisation founded in Sweden in 1989 by scientist Karl-Henrik Robèrt. The Natural Step is also used when referring to the partially open source framework it developed. Following publication of t ...
, where the fundamental human needs (not the marketed or created
desires
Desires are states of mind that are expressed by terms like "wanting", " wishing", "longing" or "craving". A great variety of features is commonly associated with desires. They are seen as propositional attitudes towards conceivable states of a ...
and
wants
The idea of want can be examined from many perspectives. In secular societies want might be considered similar to the emotion desire, which can be studied scientifically through the disciplines of psychology or sociology. Alternatively want can ...
) are used in the
Brundtland definition. Together with other aspects of The Natural Step framework for Strategic Sustainable Development, summarized as back-casting of sustainability principles, it enables planning and designing for sustainability. Recent research builds on the work of Manfred Max-Neef.
See also
*
Maslow's hierarchy of needs
Maslow's hierarchy of needs is a conceptualisation of the needs (or goals) that motivate human behaviour, which was proposed by the American psychologist Abraham Maslow. According to Maslow's original formulation, there are five sets of basic n ...
Explanatory notes
References
{{reflist
Motivation