Li Yan (died October 234),

courtesy name A courtesy name (), also known as a style name, is a name bestowed upon one at adulthood in addition to one's given name. This practice is a tradition in the East Asian cultural sphere, including China, Japan, Korea, and Vietnam.Ulrich Theo ...

Zhengfang, also known as Li Ping, was a military general of the state of

Shu Han Han (; 221–263), known in historiography as Shu Han ( ) or Ji Han ( "Junior Han"), or often shortened to Shu (; pinyin: ''shŭ'' <

Three Kingdoms The Three Kingdoms () from 220 to 280 AD was the tripartite division of China among the dynastic states of Cao Wei, Shu Han, and Eastern Wu. The Three Kingdoms period was preceded by the Eastern Han dynasty and was followed by the West ...

period of China. He climbed to the zenith of his career when he was asked by the Shu emperor

Liu Bei Liu Bei (, ; ; 161 – 10 June 223), courtesy name Xuande (), was a warlord in the late Eastern Han dynasty who founded the state of Shu Han in the Three Kingdoms period and became its first ruler. Although he was a distant relative of the ...

to be the military paramountcy and co-regent alongside

Zhuge Liang Zhuge Liang ( zh, t=諸葛亮 / 诸葛亮) (181 – September 234), courtesy name Kongming, was a Chinese statesman and military strategist. He was chancellor and later regent of the state of Shu Han during the Three Kingdoms period. He is ...

for his son and successor,

Liu Shan Liu Shan () (207–271), courtesy name Gongsi, was the second and last emperor of the state of Shu Han during the Three Kingdoms period. As he ascended the throne at the age of 16, Liu Shan was entrusted to the care of the Chancellor Zhuge ...

. After the death of Liu Bei, Li Yan was given the rank of General of the Vanguard which was last held by

Guan Yu Guan Yu (; ), courtesy name Yunchang, was a Chinese military general serving under the warlord Liu Bei during the late Eastern Han dynasty of China. Along with Zhang Fei, he shared a brotherly relationship with Liu Bei and accompanied him on ...

back in 220. Li served most of his career in the mid and late 220s as the area commander for the Eastern Front centered in Yong An with

Chen Dao Chen Dao ( 190s–230s), courtesy name Shuzhi, was a military general of the state of Shu Han in the Three Kingdoms period of China. He previously served under the warlord Liu Bei, the founding emperor of Shu Han, in the late Eastern Han dynasty ...

as his deputy; he never faced any major battles in his position. However, during the 230s and the 4th of

Zhuge Liang's Northern Expeditions Zhuge Liang's Northern Expeditions were a series of five military campaigns launched by the state of Shu Han against the rival state of Cao Wei from 228 to 234 during the Three Kingdoms period in China. All five expeditions were led by Zhuge ...

, Li Yan was given a higher rank of General of the Agile Cavalry, below only Zhuge Liang. He was assigned to handle logistics, but he was unable to deliver supplies to Zhuge Liang's army in a timely manner. After his attempt to fraudulently cover his inability to follow commands, Li Yan was stripped from positions and power.

Early life and career

During his youth, Li Yan worked as a civil clerk in

Jing Province Jingzhou or Jing Province was one of the Nine Provinces of ancient China referenced in Chinese historical texts such as the '' Tribute of Yu'', ''Erya'' and '' Rites of Zhou''. Jingzhou became an administrative division during the reign of Empe ...

(covering present-day

Hubei Hubei (; ; alternately Hupeh) is a landlocked province of the People's Republic of China, and is part of the Central China region. The name of the province means "north of the lake", referring to its position north of Dongting Lake. The p ...

and

Hunan Hunan (, ; ) is a landlocked province of the People's Republic of China, part of the South Central China region. Located in the middle reaches of the Yangtze watershed, it borders the province-level divisions of Hubei to the north, Jiangx ...

) under the provincial governor

Liu Biao Liu Biao () () (151 – September 208), courtesy name Jingsheng, was a Chinese military general, politician, and warlord who lived in the late Eastern Han dynasty of China. He is best known for serving as the Governor of Jing Province (coveri ...

, and had earned himself a reputation of being competent. When the northern warlord

Cao Cao Cao Cao () (; 155 – 15 March 220), courtesy name Mengde (), was a Chinese statesman, warlord and poet. He was the penultimate grand chancellor of the Eastern Han dynasty, and he amassed immense power in the dynasty's final years. As one o ...

launched a campaign in 208 to seize control of Jing Province, Li Yan became one of the refugees who escaped the province, and entered

Yi Province Yizhou (益州), Yi Province or Yi Prefecture, was a '' zhou'' (province) of ancient China. Its capital city was Chengdu.de Crespigny, p. 256. During the Han dynasty, it included the commanderies Hanzhong, Ba, Guanghan, Shu, Wenshan, Jianwei, ...

(covering present-day

Sichuan Sichuan (; zh, c=, labels=no, ; zh, p=Sìchuān; alternatively romanized as Szechuan or Szechwan; formerly also referred to as "West China" or "Western China" by Protestant missions) is a province in Southwest China occupying most of t ...

and

Chongqing Chongqing ( or ; ; Sichuanese pronunciation: , Standard Mandarin pronunciation: ), alternately romanized as Chungking (), is a municipality in Southwest China. The official abbreviation of the city, "" (), was approved by the State Co ...

), which was under control of Liu Zhang. Liu Zhang appointed Li Yan as the Prefect of

Chengdu Chengdu (, ; simplified Chinese: 成都; pinyin: ''Chéngdū''; Sichuanese pronunciation: , Standard Chinese pronunciation: ), alternatively romanized as Chengtu, is a sub-provincial city which serves as the capital of the Chinese provin ...

, and once again, Li Yan distinguished himself on his new post. Later, when the warlord

invaded Yi Province, Li Yan was assigned as an army controller after initial resistance proved futile. Li was supposed to repel the invading army at

Mianzhu Mianzhu ( zh, s=绵竹, t=綿竹, w=Mienchu, p=Miánzhú) is a county-level city of Deyang, Sichuan province in Southwest China. It has an area of and a population of 510,000 in 2004. The city was heavily damaged during the 2008 Sichuan ear ...

, a strategic stronghold that laid before Yi Province's capital Chengdu; however, Li Yan led his subordinates to surrender to Liu Bei when the latter arrived. For his timely defection, Li Yan was appointed as a Major-General.

Service under Liu Bei

After Liu Bei conquered Yi Province, Li Yan was appointed as the Administrator (太守) of Qianwei Commandery (犍為郡) and General Who Revives Glory (興業將軍), as a follow-up solidification of the new regime. Even being a newcomer, Li Yan was invited to constitute the ''Shu Ke'' (蜀科; the code of law for the Shu region) with

Fa Zheng Fa Zheng (176–220), courtesy name Xiaozhi, was a key adviser to the warlord Liu Bei in the late Eastern Han dynasty. Born in a family of high social status and of noble descent, Fa Zheng travelled to Yi Province (covering present-day Sichuan ...

Yi Ji Yi Ji ( 200s–221), courtesy name Jibo, was a Chinese diplomat and politician serving in the state of Shu Han during the Three Kingdoms period of China. He previously served under the warlord Liu Biao in the late Eastern Han dynasty before comi ...

and

Liu Ba Liu Ba (died 222), courtesy name Zichu, was an official in the state of Shu Han during the Three Kingdoms period of China. He originally served under the warlord Liu Zhang before becoming a subordinate of Liu Bei (the founding emperor of Shu) a ...

. (The ''Shu Ke'' was the most important guidance on the legal system of the Shu Han state later.) Li Yan continued to prove his talent as a commandery administrator — several major civil projects were initiated and conducted under his leadership: a tunnel was dug through Mount Tianshe, roads along rivers were repaired, infrastructures within his jurisdiction were decorated and rebuilt. Residents under Li Yan's rule were pleased. However, he started to reveal his weak intra-bureaucratic relationship with his peer. Yang Hong, Li Yan's official chief assistant, opposed one of Li Yan's reconstruction projects — the relocation of the Administrator's residency. Li Yan refused to listen to Yang Hong's suggestion; Yang Hong resigned after repeatedly objecting to Li Yan's plan. Wang Chong, a General of Standard under Li Yan, purportedly defected to

Wei Wei or WEI may refer to: States * Wey (state) (衛, 1040–209 BC), Wei in pinyin, but spelled Wey to distinguish from the bigger Wei of the Warring States * Wei (state) (魏, 403–225 BC), one of the seven major states of the Warring States per ...

after a major fall-out with his supervisor. In 218, while Liu Bei was wrestling control with

over Hanzhong Commandery, the bandit leaders Ma Qin (馬秦) and Gao Sheng (高勝) rebelled. The rebels controlled Zizhong County and gathered several tens of thousands people to join their cause. Since the majority of the mobile forces were deadlocked in the Hanzhong frontline, Li Yan could only muster 5,000-strong local defensive forces in Qianwei Commandery, where he successfully suppressed the revolt and brought back stability and order to the province and his people. Gao Ding, the leader of the Sou (叟) tribe, also took this opportunity to attack Xindao County (新道縣), but Li Yan deftly led his unit to defend the county and repelled Gaoding's aggression. For his effort, Li Yan was promoted to General Who Assists Han (輔漢將軍). In 222, Liu Bei suffered a devastating defeat to the eastern warlord,

Sun Quan Sun Quan (, Chinese: 孫權) (183 – 21 May 252), courtesy name Zhongmou (), posthumously known as Emperor Da of Wu, was the founder of the Eastern Wu dynasty, one of the Three Kingdoms of China. He inherited control of the warlord regime ...

, at the

Battle of Xiaoting The Battle of Xiaoting (猇亭之戰), also known as the Battle of Yiling and the Battle of Yiling and Xiaoting, was fought between the state of Shu and the state of Wu, between the years 221 and 222 in the early Three Kingdoms period of Chin ...

and died not long later in Baidicheng. During this year, he summoned Li Yan to Baidicheng and promoted him to the rank of Prefect of the Masters of Writing (尚書令). On his death bed, Liu Bei specifically asked Li Yan to be a co-regent with Zhuge Liang to take care of his son,

, and appointed Li Yan as Central Protector-General (中都護) to handle all military matters — both imperial guards and standard armies were supposed to be under his command. He was also put in charge of the defense of Yong'an County (永安縣; present-day Fengjie County, Chongqing) near the border between Shu and its ally state Wu. According to Liu Bei's dying wish, Li Yan should be the military paramountcy within the Shu regime. Liu's choice fell on Li because by 223, other original Yi officials likely to be given the position,

and

Dong He Dong He (died early 221), courtesy name Youzai, was an official and minister of the state of Shu Han during the Three Kingdoms period of China. He originally served as Administrator of Yizhou under Liu Zhang, but surrendered to Liu Bei during L ...

had already died, while Huang Quan had surrendered to Wei the year before and Wu Yi (Three Kingdoms) wasn't considered as talented as Li Yan.

Service under Shu Han

As a co-regent

When Yong Kai, a local leader in the

Nanzhong Nanzhong () is the ancient name for a region in southwest China that covers parts of present-day Yunnan, Guizhou and southern Sichuan provinces. During the Three Kingdoms period (220–280) of China, the Nanzhong region was part of the territory ...

region, started a rebellion and declared independence from Shu rule, Li Yan tried to tap into his personal influence to dissuade Yong Kai from doing so, by writing a total of six letters to him, but to no avail. Gao Ding and Meng Huo also fanned the uprising and the campaign became a major revolution, which prompted Zhuge Liang to retaliate with military force. After his successful southern subjugation and repair of the Wu–Shu alliance, Zhuge Liang, utilising his huge bureaucratic power and influence, carried out a series of human resource rearrangement. After prescribing several officers as palace attendants for the young emperor, Zhuge Liang continued to spend considerable effort in strengthening ties with Wu.

Chen Zhen (Three Kingdoms) Chen Zhen (died 235), courtesy name Xiaoqi, was an official of the state of Shu Han in the Three Kingdoms period of China. When Liu Bei became Governor of Jing Province, Chen Zhen was hired to serve as a local officer and was stationed in vario ...

, a close associate of Zhuge Liang, was selected to be the ambassador to congratulate Sun Quan's enthronement in 229. Before his departure, Chen Zhen told Zhuge Liang that "Li Yan has scales in his stomach" but Zhuge Liang replied that he would rather praise Li Yan than to attack him because the situation had not been settled. Around 226, Li Yan was promoted to Minister of the Household (光祿勳) and enfeoffed with the Marquis of a Chief District (都鄉侯). The same year, he was given a new rank as General of the Vanguard (前將軍). Later, Zhuge Liang attempted to replace Wei Yan, the area commander of Hanzhong assigned by Liu Bei, with Li Yan. Li Yan was the acting area commander of the eastern front at the time, so such a move transferred him form the east to the north without technically changing his rank; however, Li Yan did not perceive it thus. On the other hand, Li Yan suggested Zhuge Liang to create a new province, Ba Province, with five commanderies and recommended himself to be the Inspector of this new Ba Province. Zhuge Liang did not agree to Li Yan's suggestion. Li Yan however reassigned his position to Jiangzhou (江州; in present-day Chongqing). In the following years, Li Yan and Zhuge Liang shared a competitive, yet cooperative relationship. In a letter to the recently defected

Meng Da Meng Da () (died 228), courtesy name Zidu, was a military general of the state of Cao Wei during the early Three Kingdoms period of China. He previously served the warlords Liu Zhang and Liu Bei during the late Eastern Han dynasty before defec ...

, Li Yan wrote that both Kongming and him were entrusted with a difficult task and a lot of responsibilities follows it. Yet, he was lucky to have such a great partner. Zhuge Liang also wrote a letter to Meng Da where he praised Li Yan's abilities and conduct. Li Yan once sent a letter to Zhuge Liang, stating the latter should receive the nine bestowments and become a

vassal A vassal or liege subject is a person regarded as having a mutual obligation to a lord or monarch, in the context of the feudal system in medieval Europe. While the subordinate party is called a vassal, the dominant party is called a suzerai ...

king of the Shu regime; Zhuge Liang replied that he would do so only after Shu had vanquished its rival state,

. The letter was written as such : In August 230, the Wei general Cao Zhen launched a punitive campaign against Shu as a form of retaliation against Zhuge Liang's previous attacks. Zhuge Liang urged Li Yan to lead 20,000 troops to Hanzhong Commandery to defend against the Wei invasion. However, Li Yan did not want to leave his home base and serve under Zhuge Liang, so he told the latter that he should have the right to open an office (just like Zhuge Liang) as a co-regent. Zhuge Liang denied Li Yan's request, but appeased him by allowing his son, Li Feng, to replace him if he did come to Hanzhong Commandery. Li Yan finally went to Hanzhong Commandery under persuasion and pressure from Zhuge Liang.

As a logistic officer

After the Wei attack stalled due to continuous rainfall, Li Yan was not permitted to go back to the east. Instead, Zhuge Liang included Li Yan as a member of his cabinet, granting the latter access to the Imperial Chancellor's office to help prepare for future campaigns against Wei. Thus, Li Yan changed his name to "Li Ping", compromised on Zhuge Liang's war plan, and accepted the role of a logistic officer for Zhuge Liang's fourth northern expedition. As the fourth expedition dragged on for months, Zhuge Liang and the Wei general

Sima Yi Sima Yi ( ; 179 CE – 7 September 251 CE), courtesy name Zhongda, was a Chinese military general, politician, and regent of the state of Cao Wei during the Three Kingdoms period of China. He formally began his political career in 208 un ...

had been having a series of battles around Mount Qi, and both sides needed backup supplies. However, rainfall rendered the transportation lines impassable, and Li Yan failed to provide supplies to Zhuge Liang's camp. Instead of informing Liu Shan of the situation, Li Yan attempted to cover up his failure. Li Yan had the Advisor to the Army Hu Zhong (狐忠) and the Commander of the Army Cheng Fan (成藩) deliver a letter to Zhuge Liang, informing the commander of the logistic problem, and asked the latter to return. When Zhuge Liang got back to Hanzhong Commandery, Li Yan told him that the food supply was ready and asked him why he retreated. At the same time, Li Yan sent Liu Shan a memo which says "the army feigned retreat in order to lure the enemy to do battle", hoping that Zhuge Liang would resume the war so his failure to transport supplies would go unnoticed. However, Zhuge Liang absolved himself from the campaign, and returned to

to deal with Li Yan. On the way back to Chengdu from Hanzhong Commandery, Zhuge Liang did not reprimand Li Yan, but he secretly preserved Li Yan's letter. When the returning officers greeted the emperor at the imperial palace, Zhuge Liang showed Li Yan's handwritten letter to Liu Shan, so Li Yan could not deny his fault. Then, Zhuge Liang asked Liu Shan to strip Li Yan off all of his titles and official posts and exile him to Zitong Commandery. There, Li Yan lived the rest of his life as a civilian until he heard the news of Zhuge Liang's death in 234, after which he became ill and died. Li Yan always hoped that Zhuge Liang would forgive him and reemploy him, thinking that officials replacing Zhuge wouldn't do so. Hence his pain and anger when he heard that Zhuge died. After Li Yan's dismissal from office, Zhuge Liang kept employing his son Li Feng (李豐) and encouraged him to do his best under

Jiang Wan Jiang Wan (180s - November or December 246), courtesy name Gongyan, was a regent and military general of the state of Shu during the Three Kingdoms period of China. Born in the late Eastern Han dynasty, Jiang Wan initially served as a scribe, ...

so he may regain his father's honor. After Li Yan's death, Li Feng reached the rank of Administrator of Zhuti (朱提太守).(諸葛亮又與平子豐教曰：「吾與君父子戮力以獎漢室，此神明所聞，非但人知之也。表都護典漢中，委君於東關者，不與人議也。謂至心感動，終始可保，何圖中乖乎！昔楚卿屢絀，亦乃克復，思道則福，應自然之數也。願寬慰都護，勤追前闕。今雖解任，形業失故，奴婢賓客百數十人，君以中郎參軍居府，方之氣類，猶為上家。若都護思負一意，君與公琰推心從事者，否可復通，逝可復還也。詳思斯戒，明吾用心，臨書長歎，涕泣而已。」) ''Sanguozhi'' vol. 40. Xi Zuochi commented on Li Yan's cause of death and Zhuge Liang's application of law:

References

* Chen, Shou (3rd century). ''

Records of the Three Kingdoms The ''Records or History of the Three Kingdoms'', also known by its Chinese name as the Sanguo Zhi, is a Chinese historical text which covers the history of the late Eastern Han dynasty (c. 184–220 AD) and the Three Kingdoms period (220� ...

'' (''Sanguozhi''). * Pei, Songzhi (5th century). ''

Annotations to Records of the Three Kingdoms Annotations to Records of the Three Kingdoms () by Pei Songzhi (372-451) is an annotation completed in the 5th century of the 3rd century historical text ''Records of the Three Kingdoms'', compiled by Chen Shou. After leaving his native land, Pei ...