The Lascelles Principles are a
constitutional convention in the United Kingdom beginning in 1950, under which the
sovereign
''Sovereign'' is a title that can be applied to the highest leader in various categories. The word is borrowed from Old French , which is ultimately derived from the Latin">-4; we might wonder whether there's a point at which it's appropriate to ...
can refuse a request from the
prime minister
A prime minister or chief of cabinet is the head of the cabinet and the leader of the ministers in the executive branch of government, often in a parliamentary or semi-presidential system. A prime minister is not the head of state, but r ...
to
dissolve Parliament if three conditions are met:
#if the existing Parliament is still "vital, viable, and capable of doing its job",
#if a general election would be "detrimental to the national economy", and
#if the sovereign could "rely on finding another prime minister who could govern for a reasonable period with a working majority in the
House of Commons
The House of Commons is the name for the elected lower house of the Bicameralism, bicameral parliaments of the United Kingdom and Canada. In both of these countries, the Commons holds much more legislative power than the nominally upper house of ...
".
The convention was in abeyance from 2011 to 2022, when the sovereign's prerogative power to dissolve Parliament was removed by the
Fixed-term Parliaments Act 2011
The Fixed-term Parliaments Act 2011 (c. 14) (FTPA) was an Act of Parliament (United Kingdom), act of the Parliament of the United Kingdom which, for the first time, set in legislation a default fixed-term election, fixed election date for gener ...
. Following passage of the
Dissolution and Calling of Parliament Act 2022, which repealed the Fixed-term Parliaments Act, these principles are thought to have been revived.
The Lascelles principles are not the only convention governing how the sovereign makes decisions relating to changes of government. For example, the
Cabinet Manual notes the historic precedent of the sovereign dismissing a government under reserve powers. However, this was last done by
William IV, who dismissed
Lord Melbourne's government despite majority support in the Commons and is thought to have damaged the sovereign's reputation.
The general principles of government formation also affect this decision. The Cabinet Manual stresses that the monarch should not be exposed to political decisions and "it remains a matter for the Prime Minister, as the Sovereign's principal adviser, to judge the appropriate time at which to resign".
The Manual notes that recent Prime Ministers have chosen not to resign until an established situation was set which the sovereign could be advised to accept.
The letter
During public discussion of
George VI
George VI (Albert Frederick Arthur George; 14 December 1895 – 6 February 1952) was King of the United Kingdom and the Dominions of the British Commonwealth from 11 December 1936 until Death and state funeral of George VI, his death in 1952 ...
's potential response to the outcome of the
1950 general election, which returned a very slim Labour Party majority in the House of Commons, the Lascelles Principles were formally stated in a letter to the Editor of ''
The Times
''The Times'' is a British Newspaper#Daily, daily Newspaper#National, national newspaper based in London. It began in 1785 under the title ''The Daily Universal Register'', adopting its modern name on 1 January 1788. ''The Times'' and its si ...
'', written by the King's
Private Secretary Sir Alan Lascelles, and published on 2 May 1950, under the pseudonym "
Senex":
To the Editor of The Times
Sir, It is surely indisputable (and common sense) that a Prime Minister may ask—not demand—that his Sovereign will grant him a dissolution of Parliament; and that the Sovereign, if he so chooses, may refuse to grant this request. The problem of such a choice is entirely personal to the Sovereign, though he is, of course, free to seek informal advice from anybody whom he thinks fit to consult.
In so far as this matter can be publicly discussed, it can be properly assumed that no wise Sovereign—that is, one who has at heart the true interest of the country, the constitution, and the Monarchy—would deny a dissolution to his Prime Minister unless he were satisfied that: (1) the existing Parliament was still vital, viable, and capable of doing its job; (2) a General Election would be detrimental to the national economy; (3) he could rely on finding another Prime Minister who could carry on his Government, for a reasonable period, with a working majority in the House of Commons. When Sir Patrick Duncan refused a dissolution to his Prime Minister in South Africa in 1939, all these conditions were satisfied: when Lord Byng did the same in Canada in 1926, they appeared to be, but in the event the third proved illusory.
I am, &c.,
SENEX.
April 29.
Subsequent discussion
Historian
Peter Hennessy stated in 1994 that the second of the three conditions had since been "dropped from the canon", being no longer included in internal
Cabinet Office
The Cabinet Office is a Departments of the Government of the United Kingdom, ministerial department of the Government of the United Kingdom. It is responsible for supporting the Prime Minister of the United Kingdom, prime minister and Cabinet ...
guidance.
References
{{reflist
1950 in British politics
Constitutional conventions of the United Kingdom
Politics of the United Kingdom
Royal prerogative
The Times