James Patrick Baen (, beɪn , ; October 22, 1943 – June 28, 2006) was a
U.S. science fiction
Science fiction (often shortened to sci-fi or abbreviated SF) is a genre of speculative fiction that deals with imaginative and futuristic concepts. These concepts may include information technology and robotics, biological manipulations, space ...
publisher
Publishing is the activities of making information, literature, music, software, and other content, physical or digital, available to the public for sale or free of charge. Traditionally, the term publishing refers to the creation and distribu ...
and
editor. In 1983, he founded his own
publishing house
Publishing is the activities of making information, literature, music, software, and other content, physical or digital, available to the public for sale or free of charge. Traditionally, the term publishing refers to the creation and distribu ...
,
Baen Books, specializing in the adventure,
fantasy
Fantasy is a genre of speculative fiction that involves supernatural or Magic (supernatural), magical elements, often including Fictional universe, imaginary places and Legendary creature, creatures.
The genre's roots lie in oral traditions, ...
,
military science fiction
Military science fiction is a subgenre of science fiction and military fiction that depicts the use of science fiction technology, including spaceships and science fiction weapons, weapons, for military purposes and usually principal characters ...
, and
space opera
Space opera is a subgenre of science fiction that emphasizes Space warfare in science fiction, space warfare, with use of melodramatic, risk-taking space adventures, relationships, and chivalric romance. Set mainly or entirely in outer space, i ...
genre
Genre () is any style or form of communication in any mode (written, spoken, digital, artistic, etc.) with socially agreed-upon conventions developed over time. In popular usage, it normally describes a category of literature, music, or other fo ...
s. Baen also founded the video game publisher, Baen Software. In late 1999, he started an
electronic publishing
Electronic publishing (also referred to as e-publishing, digital publishing, or online publishing) includes the digital publication of e-books, digital magazines, and the development of digital libraries and catalogues. It also includes the ed ...
business called Webscriptions (since renamed to
Baen Ebooks), which is considered to be the first profitable
e-book
An ebook (short for electronic book), also spelled as e-book or eBook, is a book publication made available in electronic form, consisting of text, images, or both, readable on the flat-panel display of computers or other electronic devices. Al ...
vendor.
Biography
Jim Baen was born in
Pennsylvania
Pennsylvania, officially the Commonwealth of Pennsylvania, is a U.S. state, state spanning the Mid-Atlantic (United States), Mid-Atlantic, Northeastern United States, Northeastern, Appalachian, and Great Lakes region, Great Lakes regions o ...
. He left his stepfather's home at the age of 17 and lived on the streets for several months before joining the
United States Army
The United States Army (USA) is the primary Land warfare, land service branch of the United States Department of Defense. It is designated as the Army of the United States in the United States Constitution.Article II, section 2, clause 1 of th ...
; he served in
Bavaria
Bavaria, officially the Free State of Bavaria, is a States of Germany, state in the southeast of Germany. With an area of , it is the list of German states by area, largest German state by land area, comprising approximately 1/5 of the total l ...
.
After stints at
City College of New York
The City College of the City University of New York (also known as the City College of New York, or simply City College or CCNY) is a Public university, public research university within the City University of New York (CUNY) system in New York ...
and as the manager of a
folk music
Folk music is a music genre that includes #Traditional folk music, traditional folk music and the Contemporary folk music, contemporary genre that evolved from the former during the 20th-century folk revival. Some types of folk music may be ca ...
coffee shop (a "basket house") in
Greenwich Village
Greenwich Village, or simply the Village, is a neighborhood on the west side of Lower Manhattan in New York City, bounded by 14th Street (Manhattan), 14th Street to the north, Broadway (Manhattan), Broadway to the east, Houston Street to the s ...
in the 1960s, he started his publishing career in the complaints department of
Ace Books. In 1972, he got the job of an assistant
Gothics editor.
Magazine editor
Baen was
Judy-Lynn del Rey's replacement as managing editor at ''
Galaxy Science Fiction'' in 1973. He succeeded
Ejler Jakobsson as editor of ''Galaxy'' and ''
If'' in 1974. While at ''Galaxy'' (which absorbed ''If'' from 1975) he largely revitalised it, publishing such authors as
Jerry Pournelle
Jerry Eugene Pournelle (; August 7, 1933 – September 8, 2017) was an American scientist in the area of operations research and ergonomics, human factors research, a science fiction writer, essayist, journalist, and one of the first bloggers. ...
,
Charles Sheffield
Charles Sheffield (25 June 1935 – 2 November 2002), was an English-born mathematician, physicist, and science-fiction writer who served as a President of the Science Fiction and Fantasy Writers of America and of the American Astronautical ...
,
Joanna Russ,
Spider Robinson,
Algis Budrys, and
John Varley, and was nominated for several
Hugo Awards.
Pournelle, in 1983, described Baen as "arguably one of the best science-fiction editors in the world. Certainly
Larry Niven
Laurence van Cott Niven (; born April 30, 1938) is an American science fiction writer. His 1970 novel ''Ringworld'' won the Hugo Award for Best Novel, Hugo, Locus Award, Locus, Ditmar Award, Ditmar, and Nebula Award for Best Novel, Nebula award ...
and I regard him among the top two or three we've ever worked with".
Robert A. Heinlein dedicated his 1985 novel ''
The Cat Who Walks Through Walls'' to
Baen and eight of the other members of the
Citizens' Advisory Council on National Space Policy.
Book publishing
In 1977, he returned to Ace to head their science fiction line, working with publisher
Tom Doherty. When Doherty left to start
Tor Books
Tor Books is the primary imprint of Tor Publishing Group (previously Tom Doherty Associates), a publishing company based in New York City. It primarily publishes science fiction and fantasy titles.
History
Tor was founded by Tom Doherty, ...
in 1980, Baen shortly followed and started the SF line there.
In 1983, he had the opportunity to start his own independent company,
Baen Books, distributed then and now by
Pocket Books/
Simon & Schuster
Simon & Schuster LLC (, ) is an American publishing house owned by Kohlberg Kravis Roberts since 2023. It was founded in New York City in 1924, by Richard L. Simon and M. Lincoln Schuster. Along with Penguin Random House, Hachette Book Group US ...
; this was possible in part thanks to release from a long-term contract by his good friend Doherty.
Baen Books has grown steadily since and established a large readership among fans of accessible adventure SF, publishing books by authors such as
David Weber,
John Ringo,
Eric Flint,
David Drake,
Lois McMaster Bujold,
Elizabeth Moon,
Mercedes Lackey
Mercedes Ritchie Lackey (born June 24, 1950) is an American writer of Fantasy literature, fantasy novels. Many of her novels and trilogies are interlinked and set in the world of Velgarth, mostly in and around the country of Valdemar (fictional co ...
,
Larry Niven
Laurence van Cott Niven (; born April 30, 1938) is an American science fiction writer. His 1970 novel ''Ringworld'' won the Hugo Award for Best Novel, Hugo, Locus Award, Locus, Ditmar Award, Ditmar, and Nebula Award for Best Novel, Nebula award ...
, and many more. According to Eric Flint's "Editor's Page" column just after Baen's death, once-tiny Baen Books had been voted the second most looked for "label" among science fiction fans up from fourth in 2004 and seventh in 2003. The rapid growth was credited as being due to Jim Baen's electronic marketing strategy by seeming to court piracy, ignoring encryption, and giving away free titles on
CD-ROM
A CD-ROM (, compact disc read-only memory) is a type of read-only memory consisting of a pre-pressed optical compact disc that contains computer data storage, data computers can read, but not write or erase. Some CDs, called enhanced CDs, hold b ...
(See
"Electronic marketing strategy" under
Baen Books), by offering bundled "bargain samplers" and
e-ARCs Baen's e-marketing pulled in sales. People could sample the wares, decide they liked it, and pick up a tangible book to read which given the series orientation of the SF genre, translated into more than one book. In short, even as the average small town library is trimming titles carried and stocking up on audio-visual media, Baen took advantage of technology to counteract the former "boost" gotten from libraries buying titles and keeping them around. According to David Drake:
Early anthology series
Baen edited several
anthology series in
paperback
A paperback (softcover, softback) book is one with a thick paper or paperboard cover, also known as wrappers, and often held together with adhesive, glue rather than stitch (textile arts), stitches or Staple (fastener), staples. In contrast, ...
format, trying to combine the feeling of an anthology and a magazine. To achieve this, they were numbered and dated like a magazine and contained many magazine features: ''
Destinies'' (
Ace, 11 issues 1978-81), ''
Far Frontiers'' (
Baen, 7 issues 1985-6), and ''
New Destinies'' (
Baen, 8 issues numbered I to IV and VI to IX 1987-90). He also edited several volumes of reprints from ''
Galaxy
A galaxy is a Physical system, system of stars, stellar remnants, interstellar medium, interstellar gas, cosmic dust, dust, and dark matter bound together by gravity. The word is derived from the Ancient Greek, Greek ' (), literally 'milky', ...
'' and ''
If'' in the 1970s.
eBooks
After hearing Pournelle praise writing with a computer, Baen purchased an
IBM PC
The IBM Personal Computer (model 5150, commonly known as the IBM PC) is the first microcomputer released in the List of IBM Personal Computer models, IBM PC model line and the basis for the IBM PC compatible ''de facto'' standard. Released on ...
in the early 1980s. Disliking the layout of the
IBM PC keyboard
The Keyboard (computing), keyboard for IBM PC-compatible computers is standardized. However, during the more than 30 years of PC architecture being frequently updated, many keyboard layout variations have been developed.
A well-known class of IB ...
, he commissioned and published Magic Keyboard, a utility to remap its keys.
Baen started an experimental
web publishing business called Webscriptions in late 1999. (It was relaunched as
Baen Ebooks at the start of 2012.) Unlike other eBook publishers, Baen flatly refused to use encryption or even Adobe's
Portable Document Format
Portable document format (PDF), standardized as ISO 32000, is a file format developed by Adobe in 1992 to present documents, including text formatting and images, in a manner independent of application software, hardware, and operating syste ...
(PDF), regarding
digital rights management
Digital rights management (DRM) is the management of legal access to digital content. Various tools or technological protection measures, such as access control technologies, can restrict the use of proprietary hardware and copyrighted works. DRM ...
(DRM) as harmful not just to readers but also to authors and publishers. This stance was quite controversial at the time, but Baen Book's hardcover sales numbers have soared in direct relation to the number of titles available as inexpensive e-books, while the competition's remained flat or declined in the same period. As another measure, in comparison, e-royalties paid by Baen run circa 5% of a hardcover royalty over the same period, other publishers have paid out less than 1% comparatively on average — typical period numbers are a difference of four figures to two figures in e-royalties.
[
]
Critics at the time also dismissed the e-book market as too small. Instead, it is one of the few such enterprises that regularly turn a profit, breaking even in its first year.
These innovations earned him respect in the technological community, and increasing disbelief in the publishing trade with perhaps the best comment of all others began to mimic him, or place e-titles with Webscriptions themselves. One such title was even offered by Webscriptions using the despised (by J. Baen) Adobe PDF format, at its publishers insistence. Webscriptions is generally considered to be both the first
e-book
An ebook (short for electronic book), also spelled as e-book or eBook, is a book publication made available in electronic form, consisting of text, images, or both, readable on the flat-panel display of computers or other electronic devices. Al ...
s-for-money service whose product completely lacks
encryption
In Cryptography law, cryptography, encryption (more specifically, Code, encoding) is the process of transforming information in a way that, ideally, only authorized parties can decode. This process converts the original representation of the inf ...
(in fact, Webscriptions makes each book available in a wide range of openly readable formats) and one of the first e-book publishing services to become profitable. (Indeed, it broke even in its first year and is likely the most profitable such service). In the words of
David Drake, a writer with more than fifty books published:
Free ebooks
Along with Webscriptions, Baen created the
Baen Free Library
The Baen Free Library is a digital library of the science fiction and fantasy publishing house Baen Books where 61 e-books as of June 2016 (112 e-books as of December 2008) can be downloaded free in a number of formats, without copy protection. It ...
, where authors can make books available free of charge in the hope of attracting new readers. Though some scoffed at the idea of the free library, giving away ebooks turned out to increase sales.
Stance on DRM
Baen's e-books did not use
encryption
In Cryptography law, cryptography, encryption (more specifically, Code, encoding) is the process of transforming information in a way that, ideally, only authorized parties can decode. This process converts the original representation of the inf ...
or DRM. Baen was an outspoken opponent of DRM, regarding it as harmful to publishers and authors as well as readers.
With his death, many other publishers have come to agree with his methods and principles. His stance on DRM is considered to still have been the most extreme among mainstream publishers, but has grown in credibility over time.
Eric Flint, who has been called "Baen's Bulldog" on the DRM/Copy protection controversy believes that Jim Baen's legacy will be the impact on the DRM issue, and that Baen will have saved society from the rapaciousness of big corporations because Jim Baen had the courage of convictions to spit in the face of encryption, and moreover, prove that non-encrypted, non-DRM-protected intellectual materials actually give a sales boost—exactly the opposite of the conventional wisdom.
Forum participation and e-ARCs
Jim Baen was very active on the
web forum of the Baen website, called
Baen's Bar, which he started in May 1997; his interests included
evolutionary biology
Evolutionary biology is the subfield of biology that studies the evolutionary processes such as natural selection, common descent, and speciation that produced the diversity of life on Earth. In the 1930s, the discipline of evolutionary biolo ...
,
space technology
Space technology is technology for use in outer space. Space technology includes space vehicles such as spacecraft, satellites, space stations and orbital spaceflight, orbital launch vehicles; :Spacecraft communication, deep-space communication; :S ...
,
politics
Politics () is the set of activities that are associated with decision-making, making decisions in social group, groups, or other forms of power (social and political), power relations among individuals, such as the distribution of Social sta ...
,
military history
Military history is the study of War, armed conflict in the Human history, history of humanity, and its impact on the societies, cultures and economies thereof, as well as the resulting changes to Politics, local and international relationship ...
, and
puns.
Baen's activity on the forums led to
John Ringo becoming a published novelist. Ringo was a longtime participant in Baen's Bar and had gotten to know Baen by discussing topics like the
aquatic ape hypothesis. Although his novel ''
A Hymn Before Battle'' had been rejected, he mentioned he had submitted it and it had been rejected when Baen told him the manuscript had been lost. Baen took a look at the manuscript, fired the reader who had rejected it, and told Ringo that if he made certain edits, Baen would buy it.
Another result of such interaction is that the barflies, the customers frequenting the site, actually talked Jim Baen into charging more for the e-book variation on the publishing trades'
advance reading copy — (sampler packages of five books) the house was offering called
e-ARCs ("Advanced Reader Copies", emphasis on benefit to the "Reader"). Jim Baen would have been glad to break even on the e-biz, for he was firmly convinced the increased exposure would lead to increased sales, and it took only three years to prove it beyond much doubt, and about as long before even the competition could no longer deny the successes.
The last half-decade
In 2000, Baen was the editor guest of honor at
Chicon 2000, that year's
Worldcon. With the interest shown in Flint's
''1632'' series, he set up a second talk forum for the new writer, one specialized to the buzz of ''1632''-verse called ''
1632 Tech Manual''. The fans wanted a sequel "yesterday", the research was daunting, so he advised fledgling writers to open up the universe, to make it a
shared universe long before the "normal point" in a fictional universe life-cycle; Flint was willing to gamble, and the result was ''
Ring of Fire''. Meanwhile, Baen had paired best-selling author
David Weber with the emerging mid-list author Flint in a five-book contract, and the resulting ''
1633'' created a new cycle of buzz and interest.
Flint suggested creating an e-zine to carry some of the
fan fiction
Fan fiction or fanfiction, also known as fan fic, fanfic, fic or FF, is fiction typically written in an amateur capacity by fans as a form of fan labor, unauthorized by, but based on, an existing work of fiction. The author uses copyrighted ...
submitted for ''Ring of Fire'' or created subsequently. Baen took the risk, adapting his
e-ARC system and Webscriptions for a magazine format. The result was ''
The Grantville Gazettes''. Baen Books subsequently published some of the stories as
hardcopy anthologies; the fourth of those volumes was the last book Baen bought from Flint.
''Jim Baen's Universe''
In late 2005 Baen announced plans for a bimonthly online
science fiction magazine, which was originally named ''Baen's Astounding Stories''. After concerns over
trademark infringement with
Dell Magazines (publisher of ''
Analog Science Fiction and Fact'', which was originally titled ''Astounding Stories''), it was renamed ''
Jim Baen's Universe''. The magazine, edited by
Eric Flint, published its first issue in June 2006, authors contracted including
David Drake and
Timothy Zahn.
In August 2009, ''Baen's Universe'' announced that they would be closing down the magazine due to financial issues, stating "we were simply never able to get and retain enough subscribers to put us on a sales plateau that would allow us to continue publishing".
Jim Baen had two daughters, Jessica (1977) with his wife of sixteen years,
Madeline Gleich, and Katherine (1992) with
Toni Weisskopf. He apparently had a premonition of his own death and suffered a massive bilateral
thalamus stroke
Stroke is a medical condition in which poor cerebral circulation, blood flow to a part of the brain causes cell death. There are two main types of stroke: brain ischemia, ischemic, due to lack of blood flow, and intracranial hemorrhage, hemor ...
on June 12, 2006. He died on June 28 at
Raleigh, North Carolina
Raleigh ( ) is the List of capitals in the United States, capital city of the U.S. state of North Carolina. It is the List of municipalities in North Carolina, second-most populous city in the state (after Charlotte, North Carolina, Charlotte) ...
, without again regaining consciousness.
Whatever: Jim Baen
/ref> According to Flint, he did get to see the first issue of his magazine before dying.
Bibliography
* '' Destinies'' (1979) (Illustrated by Alicia Austin)
References
External links
Baen Books website
*
Baen's Bar - The Official Forum
*
Brief biography
at Baen Books FAQ
at Chicon website
about electronic publishing at Futurist.com
by David Drake
Personal remembrance
by Lois McMaster Bujold how Jim Baen started her career
Dear Jim
- John Ringo's letter to Jim Baen
Obituary
in ''Los Angeles Times''
*
{{DEFAULTSORT:Baen, Jim
1943 births
2006 deaths
American book editors
American book publishers (people)
American magazine publishers (people)
American speculative fiction publishers (people)
Baen Books
Businesspeople from Raleigh, North Carolina
American speculative fiction editors
American science fiction editors
Writers from Raleigh, North Carolina