In
mathematics
Mathematics is a field of study that discovers and organizes methods, Mathematical theory, theories and theorems that are developed and Mathematical proof, proved for the needs of empirical sciences and mathematics itself. There are many ar ...
, an incompressible surface is a
surface
A surface, as the term is most generally used, is the outermost or uppermost layer of a physical object or space. It is the portion or region of the object that can first be perceived by an observer using the senses of sight and touch, and is ...
properly embedded in a
3-manifold
In mathematics, a 3-manifold is a topological space that locally looks like a three-dimensional Euclidean space. A 3-manifold can be thought of as a possible shape of the universe. Just as a sphere looks like a plane (geometry), plane (a tangent ...
, which, in intuitive terms, is a "nontrivial" surface that cannot be simplified. In non-mathematical terms, the surface of a suitcase is compressible, because we could cut the handle and shrink it into the surface. But a
Conway sphere (a sphere with four holes) is incompressible, because there are essential parts of a knot or link both inside and out, so there is no way to move the entire knot or link to one side of the punctured sphere. The mathematical definition is as follows. There are two cases to consider. A sphere is incompressible if both inside and outside the sphere there are some obstructions that prevent the sphere from shrinking to a point and also prevent the sphere from expanding to encompass all of space. A surface other than a sphere is incompressible if any disk with its boundary on the surface spans a disk in the surface.
["An Introduction to Knot Theory", W. B. Raymond Lickorish, p. 38, Springer, 1997, ]
Incompressible surfaces are used for
decomposition
Decomposition is the process by which dead organic substances are broken down into simpler organic or inorganic matter such as carbon dioxide, water, simple sugars and mineral salts. The process is a part of the nutrient cycle and is ess ...
of
Haken manifolds, in
normal surface theory, and in the study of the
fundamental group
In the mathematics, mathematical field of algebraic topology, the fundamental group of a topological space is the group (mathematics), group of the equivalence classes under homotopy of the Loop (topology), loops contained in the space. It record ...
s of 3-manifolds.
Formal definition

Let be a
compact surface properly embedded in a
smooth or
PL 3-manifold . A compressing disk is a
disk embedded in such that
:
and the intersection is
transverse. If the curve does not bound a disk inside of , then is called a nontrivial compressing disk. If has a nontrivial compressing disk, then we call a compressible surface in .
If is neither the
2-sphere
A sphere (from Greek , ) is a surface analogous to the circle, a curve. In solid geometry, a sphere is the set of points that are all at the same distance from a given point in three-dimensional space.. That given point is the ''center' ...
nor a compressible surface, then we call the surface (geometrically) incompressible.
Note that 2-spheres are excluded since they have no nontrivial compressing disks by the
Jordan-Schoenflies theorem, and 3-manifolds have abundant embedded 2-spheres. Sometimes one alters the definition so that an incompressible sphere is a 2-sphere embedded in a 3-manifold that does not bound an embedded
3-ball. Such spheres arise exactly when a 3-manifold is not
irreducible. Since this notion of incompressibility for a sphere is quite different from the above definition for surfaces, often an incompressible sphere is instead referred to as an essential sphere or a reducing sphere.
Compression

Given a compressible surface with a compressing disk that we may assume lies in the
interior of and intersects transversely, one may perform embedded 1-
surgery
Surgery is a medical specialty that uses manual and instrumental techniques to diagnose or treat pathological conditions (e.g., trauma, disease, injury, malignancy), to alter bodily functions (e.g., malabsorption created by bariatric surgery s ...
on to get a surface that is obtained by compressing along . There is a
tubular neighborhood
In mathematics, a tubular neighborhood of a submanifold of a smooth manifold is an open set around it resembling the normal bundle.
The idea behind a tubular neighborhood can be explained in a simple example. Consider a smooth curve in the p ...
of whose closure is an embedding of ''D'' ×
1,1with ''D'' × 0 being identified with ''D'' and with
:
Then
:
is a new properly embedded surface obtained by compressing along .
A non-negative complexity measure on compact surfaces without 2-sphere components is , where is the zeroth
Betti number
In algebraic topology, the Betti numbers are used to distinguish topological spaces based on the connectivity of ''n''-dimensional simplicial complexes. For the most reasonable finite-dimensional spaces (such as compact manifolds, finite simplicia ...
(the number of connected components) and is the
Euler characteristic
In mathematics, and more specifically in algebraic topology and polyhedral combinatorics, the Euler characteristic (or Euler number, or Euler–Poincaré characteristic) is a topological invariant, a number that describes a topological space's ...
of . When compressing a compressible surface along a nontrivial compressing disk, the Euler characteristic increases by two, while might remain the same or increase by 1. Thus, every properly embedded compact surface without 2-sphere components is related to an incompressible surface through a sequence of compressions.
Sometimes we drop the condition that be compressible. If were to bound a disk inside (which is always the case if is incompressible, for example), then compressing along would result in a disjoint union of a sphere and a surface homeomorphic to . The resulting surface with the sphere deleted might or might not be
isotopic to , and it will be if is incompressible and is irreducible.
Algebraically incompressible surfaces
There is also an algebraic version of incompressibility. Suppose
is a proper embedding of a compact surface in a 3-manifold. Then is -injective (or algebraically incompressible) if the induced map
:
on
fundamental group
In the mathematics, mathematical field of algebraic topology, the fundamental group of a topological space is the group (mathematics), group of the equivalence classes under homotopy of the Loop (topology), loops contained in the space. It record ...
s is
injective
In mathematics, an injective function (also known as injection, or one-to-one function ) is a function that maps distinct elements of its domain to distinct elements of its codomain; that is, implies (equivalently by contraposition, impl ...
.
In general, every -injective surface is incompressible, but the reverse implication is not always true. For instance, the
Lens space contains an incompressible
Klein bottle
In mathematics, the Klein bottle () is an example of a Orientability, non-orientable Surface (topology), surface; that is, informally, a one-sided surface which, if traveled upon, could be followed back to the point of origin while flipping the ...
that is not -injective.
However, if is
two-sided, the
loop theorem implies Kneser's lemma, that if is incompressible, then it is -injective.
Seifert surfaces
A
Seifert surface
In mathematics, a Seifert surface (named after German mathematician Herbert Seifert) is an orientable surface whose boundary is a given knot or link.
Such surfaces can be used to study the properties of the associated knot or link. For exampl ...
for an oriented
link is an
oriented surface whose boundary is with the same induced orientation. If is not -injective in , where is a
tubular neighborhood
In mathematics, a tubular neighborhood of a submanifold of a smooth manifold is an open set around it resembling the normal bundle.
The idea behind a tubular neighborhood can be explained in a simple example. Consider a smooth curve in the p ...
of ''L'', then the loop theorem gives a compressing disk that one may use to compress along, providing another Seifert surface of reduced complexity. Hence, there are incompressible Seifert surfaces.
Every Seifert surface of a link is related to one another through compressions in the sense that the
equivalence relation
In mathematics, an equivalence relation is a binary relation that is reflexive, symmetric, and transitive. The equipollence relation between line segments in geometry is a common example of an equivalence relation. A simpler example is equ ...
generated by compression has one equivalence class. The inverse of a compression is sometimes called embedded arc surgery (an embedded 0-surgery).
The
genus of a link is the minimal
genus
Genus (; : genera ) is a taxonomic rank above species and below family (taxonomy), family as used in the biological classification of extant taxon, living and fossil organisms as well as Virus classification#ICTV classification, viruses. In bino ...
of all Seifert surfaces of a link. A Seifert surface of minimal genus is incompressible. However, it is not in general the case that an incompressible Seifert surface is of minimal genus, so alone cannot certify the genus of a link.
David Gabai
David Gabai is an American mathematician and the Princeton University Department of Mathematics, Hughes-Rogers Professor of Mathematics at Princeton University. His research focuses on low-dimensional topology and hyperbolic geometry.
Biography ...
proved in particular that a genus-minimizing Seifert surface is a leaf of some taut, transversely oriented
foliation
In mathematics (differential geometry), a foliation is an equivalence relation on an topological manifold, ''n''-manifold, the equivalence classes being connected, injective function, injectively immersed submanifolds, all of the same dimension ...
of the knot complement, which can be certified with a taut
sutured manifold hierarchy.
Given an incompressible Seifert surface ' for a knot , then the
fundamental group
In the mathematics, mathematical field of algebraic topology, the fundamental group of a topological space is the group (mathematics), group of the equivalence classes under homotopy of the Loop (topology), loops contained in the space. It record ...
of splits as an
HNN extension over , which is a
free group
In mathematics, the free group ''F'S'' over a given set ''S'' consists of all words that can be built from members of ''S'', considering two words to be different unless their equality follows from the group axioms (e.g. ''st'' = ''suu''− ...
. The two maps from into given by pushing loops off the surface to the positive or negative side of are both injections.
See also
*
Haken manifold
*
Virtually Haken conjecture
*
Thurston norm
*
Boundary-incompressible surface
References
* W. Jaco, ''Lectures on Three-Manifold Topology'', volume 43 of CBMS Regional Conference Series in Mathematics. American Mathematical Society, Providence, R.I., 1980.
* http://users.monash.edu/~jpurcell/book/08Essential.pdf
* https://homepages.warwick.ac.uk/~masgar/Articles/Lackenby/thrmans3.pdf
* D. Gabai, "Foliations and the topology of 3-manifolds." Bull. Amer. Math. Soc. (N.S.) 8 (1983), no. 1, 77–80.
{{DEFAULTSORT:Incompressible Surface
3-manifolds