''How Democracies Die'' is a 2018
comparative politics
Comparative politics is a field in political science characterized either by the use of the '' comparative method'' or other empirical methods to explore politics both within and between countries. Substantively, this can include questions relat ...
book by the
Harvard University
Harvard University is a Private university, private Ivy League research university in Cambridge, Massachusetts, United States. Founded in 1636 and named for its first benefactor, the History of the Puritans in North America, Puritan clergyma ...
political scientists
Steven Levitsky
Steven Robert Levitsky (born January 17, 1968) is an American political scientist and professor of government at Harvard University and a senior fellow for democracy at the Council on Foreign Relations. He is also a senior fellow at the Kette ...
and
Daniel Ziblatt about
democratic backsliding
Democratic backsliding or autocratization is a process of regime change toward autocracy in which the exercise of political power becomes more arbitrary and repressive. The process typically restricts the space for public contest and politi ...
and how elected leaders can gradually subvert the democratic process to increase their power. The book also offers stark warnings about the impact of the
Republican Party and
Donald Trump
Donald John Trump (born June 14, 1946) is an American politician, media personality, and businessman who is the 47th president of the United States. A member of the Republican Party (United States), Republican Party, he served as the 45 ...
's presidency on U.S. democracy.
''
The Economist
''The Economist'' is a British newspaper published weekly in printed magazine format and daily on Electronic publishing, digital platforms. It publishes stories on topics that include economics, business, geopolitics, technology and culture. M ...
'' praised it as arguably the most important book of the Trump era.
Synopsis
The book warns against the breakdown of "mutual toleration" and respect for the
political legitimacy
In political science, legitimacy is a concept which turns brute force into power. The right and acceptance of an authority, usually a governing law or a regime, at least formally, are impossible to be built on one's brute force, or to coerce peop ...
of the opposition. This tolerance involves accepting the results of a free and fair
election
An election is a formal group decision-making process whereby a population chooses an individual or multiple individuals to hold Public administration, public office.
Elections have been the usual mechanism by which modern representative d ...
where the opposition has won, in contrast with advocacy for overthrow or spurious complaints about the election mechanism. The authors also assert the importance of respecting the opinions of those who come to legitimately different political opinions, in contrast to attacking the patriotism of any who disagree, or warning that if they come to power they will destroy the country.
The authors cite the various branches of government in a system with
separation of powers
The separation of powers principle functionally differentiates several types of state (polity), state power (usually Legislature#Legislation, law-making, adjudication, and Executive (government)#Function, execution) and requires these operat ...
have actions available to them that could completely undermine the other branches or the opposition. The authors warn against ramming through a political agenda or accumulating power by playing "
constitutional hardball" with tactics like
court packing, stonewalling nominations, or abusing the
power of the purse
The power of the purse is the ability of one group to control the actions of another group by withholding funding, or putting stipulations on the use of funds. The power of the purse can be used positively (e.g. awarding extra funding to programs ...
, and recommend "forbearance" and some degree of cooperation to keep government functioning in a balanced fashion. Other threats to democratic stability cited by the authors include
economic inequality and segregation of the political parties by race, religion, and geography.
The authors dedicate many chapters to the study of the
United States
The United States of America (USA), also known as the United States (U.S.) or America, is a country primarily located in North America. It is a federal republic of 50 U.S. state, states and a federal capital district, Washington, D.C. The 48 ...
,
Donald Trump
Donald John Trump (born June 14, 1946) is an American politician, media personality, and businessman who is the 47th president of the United States. A member of the Republican Party (United States), Republican Party, he served as the 45 ...
, and the
2016 U.S. presidential election but also apply their theory to Latin America and European countries, especially
Venezuela
Venezuela, officially the Bolivarian Republic of Venezuela, is a country on the northern coast of South America, consisting of a continental landmass and many Federal Dependencies of Venezuela, islands and islets in the Caribbean Sea. It com ...
and
Russia
Russia, or the Russian Federation, is a country spanning Eastern Europe and North Asia. It is the list of countries and dependencies by area, largest country in the world, and extends across Time in Russia, eleven time zones, sharing Borders ...
. According to them, the United States has, until 2016, resisted the attempts to undermine democracy thanks to two norms:
mutual toleration and forbearance, the latter defined as the intentional restraint of one's power in order to respect the spirit of the law if not its letters. They finally predict three potential scenarios for the post-Trump United States.
Analysis
Steven Levitsky
Steven Robert Levitsky (born January 17, 1968) is an American political scientist and professor of government at Harvard University and a senior fellow for democracy at the Council on Foreign Relations. He is also a senior fellow at the Kette ...
and
Daniel Ziblatt, Harvard professors and
political scientists
The following is a list of notable political scientists. Political science is the scientific study of politics, a social science dealing with systems of governance and power.
A
* Robert Abelson – Yale University psychologist and political ...
, study the prospect of the democratic system in an holistic approach, and take a critical stand of the
Trump presidency. They describe their work as a study of how democracies die. The main subjects are drawn in the introduction: the authors argue that in our time, democracies still die but by different means, "less at the hand of men with guns and more by elected leaders". The methodology used is mainly based on the "comparative method" and it is a book that tries to "reveal about our future" based on history, more specifically on historical comparisons (finding similar dynamics, presenting models of "gatekeeping" and the "rhymes" of history). The object of the study is the president Trump as an "autocrat in becoming" and, a comparison with state failures and autocrats. The study assesses the risk of his presidency and tries to identify the pattern of autocratic tendencies.
Recommendations of the authors
Levitsky and Ziblatt accept the fear of the Trump presidency as legitimate and pledge for the protection of the democracy. Particularly the last chapter ''saving democracy'', put emphasis on political recommendations to save democracy in a pledge: "We must be humble and bold. We must learn from other countries to see the warning signs. We must be aware of the fateful missteps that have wrecked other democracies. We must see how citizens have risen to meet the great democratic crisis of the past." A proposed solution to the crisis is that "
must not only restore democratic norms but extend them through the whole of increasingly diverse societies. This is a daunting challenge ... this is the challenge we face, previous generations ... made extraordinary sacrifice ... we must prevent it from dying from within ... ."
They make recommendations for the Republicans, who "must build a more diverse electoral constituency and they must find ways to win elections without appealing to white nationalism, the sugar high of populism, nativism, and demagoguery", and who has to "realize that the president could inflict real damage on our institutions in the long term." About Democrats, they write: "Although the Democratic party has not been the principal driver of America deepening polarization it could play a role in reducing it." They say that "Democrats could consider more comprehensive labor market policies ... it is imperative that Democrats address the issue of inequality."
In an interview, Levitsky identifies two objectives of the book: one is defeating Trump and the other is shoring up our democracy. Finally, they suggest that the effect of the Trump presidency could be a mild form of
competitive authoritarianism.
Reception
In 2021, ''
The Economist
''The Economist'' is a British newspaper published weekly in printed magazine format and daily on Electronic publishing, digital platforms. It publishes stories on topics that include economics, business, geopolitics, technology and culture. M ...
'' described it as arguably the most important book of the Trump era. ''
The New York Times
''The New York Times'' (''NYT'') is an American daily newspaper based in New York City. ''The New York Times'' covers domestic, national, and international news, and publishes opinion pieces, investigative reports, and reviews. As one of ...
'' called it an essential guide to what can happen in the United States.
''
The Washington Post
''The Washington Post'', locally known as ''The'' ''Post'' and, informally, ''WaPo'' or ''WP'', is an American daily newspaper published in Washington, D.C., the national capital. It is the most widely circulated newspaper in the Washington m ...
'' said the book offers a sober look at the current state of affairs.
Jason Willick in ''
The Wall Street Journal
''The Wall Street Journal'' (''WSJ''), also referred to simply as the ''Journal,'' is an American newspaper based in New York City. The newspaper provides extensive coverage of news, especially business and finance. It operates on a subscriptio ...
'' called it an unintentional clarifying lesson.
David Runciman
David Walter Runciman, 4th Viscount Runciman of Doxford (born 1 March 1967), is an English academic and podcaster who until 2024 taught politics and history at the University of Cambridge, where he was Professor of Politics. From October 2014 t ...
in ''
The Guardian
''The Guardian'' is a British daily newspaper. It was founded in Manchester in 1821 as ''The Manchester Guardian'' and changed its name in 1959, followed by a move to London. Along with its sister paper, ''The Guardian Weekly'', ''The Guardi ...
'' called it provocative but puts too much emphasis on lessons from history instead of forces like social media and inequality: "I say this as a historian: if we want to know how our democracies might die, we have to stop looking to our yesterdays".
John Ikenberry in ''
Foreign Affairs
''Foreign Affairs'' is an American magazine of international relations and foreign policy of the United States, U.S. foreign policy published by the Council on Foreign Relations, a nonprofit organization, nonprofit, nonpartisan, membership or ...
'' called it a powerful wake-up call. ''Fair Observer'' called it an original contribution valuable to researchers, policy makers, and citizens.
Columbia University historian
Adam Tooze
John Adam Tooze (born 5 July 1967) is an English historian who is a professor at Columbia University, Director of the European Institute and nonresident scholar at Carnegie Europe. Previously, he was Reader in Twentieth-Century History at the Un ...
described the book as the "most thought-provoking book comparing democratic crises in different nations".
Barack Obama
Barack Hussein Obama II (born August 4, 1961) is an American politician who was the 44th president of the United States from 2009 to 2017. A member of the Democratic Party, he was the first African American president in American history. O ...
listed the book on his "Favorite Books of 2018" list. In a scholarly review, political theorist Rosolino A. Candela praised the work and concluded that academics will find "much to learn, unpack, and develop".
The book was on
''The New York Times'' Bestseller list.
The book was awarded with the German
NDR Kultur Sachbuchpreis 2018.
Joe Biden
Joseph Robinette Biden Jr. (born November 20, 1942) is an American politician who was the 46th president of the United States from 2021 to 2025. A member of the Democratic Party (United States), Democratic Party, he served as the 47th vice p ...
read the book in 2018, sometimes carrying it with him that year to share passages.
See also
*
Democratic backsliding in the United States
References
Bibliography
* Berman, S. (2018)
A Discussion of Steven Levitsky and Daniel Ziblatt’s How Democracies Die.Perspectives on Politics, 16(4), 1092-1094. doi:10.1017/S1537592718002852
* Bunce, V. (2018). A Discussion of Steven Levitsky and Daniel Ziblatt's How Democracies Die. Perspectives on Politics, 16(4), 1103–1104. doi:10.1017/S1537592718002839
* Connolly, W. (2018). A Discussion of Steven Levitsky and Daniel Ziblatt's How Democracies Die. Perspectives on Politics, 16(4), 1095–1096. doi:10.1017/S1537592718002888
* Cramer, K. (2018). A Discussion of Steven Levitsky and Daniel Ziblatt's How Democracies Die. Perspectives on Politics, 16(4), 1097–1098. doi:10.1017/S1537592718002876
*
* {{cite book, last1=Levitsky, first1=Steven, last2=Ziblatt , first2=Daniel, title=How Democracies Die , year=2018, isbn=978-1524762933, publisher=Crown, location=New York
* Parker, C. (2018). A Discussion of Steven Levitsky and Daniel Ziblatt's How Democracies Die. Perspectives on Politics, 16(4), 1099–1100. doi:10.1017/S153759271800289X
* Pérez-Liñán, A. (2018). A Discussion of Steven Levitsky and Daniel Ziblatt's How Democracies Die. Perspectives on Politics, 16(4), 1101–1102. doi:10.1017/S1537592718003043
External links
How Democracies Die' Authors Say Trump Is A Symptom Of 'Deeper ProblemsNPR
National Public Radio (NPR) is an American public broadcasting organization headquartered in Washington, D.C., with its NPR West headquarters in Culver City, California. It serves as a national Radio syndication, syndicator to a network of more ...
, 22 January 2018
Penguin Publisher Website
2018 non-fiction books
English-language non-fiction books
American political books
Books about democracy
Political science books
Crown Publishing Group books