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The ''Guanzi'' ( zh, c=管子) is an anonymously written, foundational Chinese political and philosophical text. Compiled in the early
Han dynasty The Han dynasty was an Dynasties of China, imperial dynasty of China (202 BC9 AD, 25–220 AD) established by Liu Bang and ruled by the House of Liu. The dynasty was preceded by the short-lived Qin dynasty (221–206 BC ...
, earlier, similar versions are suggested to date back to the late
Warring states period The Warring States period in history of China, Chinese history (221 BC) comprises the final two and a half centuries of the Zhou dynasty (256 BC), which were characterized by frequent warfare, bureaucratic and military reforms, and ...
, with ideas ranging farther back; despite its later dating, it is arguably one of the most representative texts of the concepts of political economy that developed during the
Spring and Autumn period The Spring and Autumn period () was a period in History of China, Chinese history corresponding roughly to the first half of the Eastern Zhou (256 BCE), characterized by the gradual erosion of royal power as local lords nominally subject t ...
. At over 135,000 characters, it is one of the longest early Chinese philosophical texts, originally comprising 86 chapters, of which 76 survive. It covers broad subject matter, famously including price regulation of commodities via the concept of "light and heavy" (轻重).
Ming dynasty The Ming dynasty, officially the Great Ming, was an Dynasties of China, imperial dynasty of China that ruled from 1368 to 1644, following the collapse of the Mongol Empire, Mongol-led Yuan dynasty. The Ming was the last imperial dynasty of ...
agricultural scientist
Xu Guangqi Xu Guangqi or Hsü Kuang-ch'i (April 24, 1562– November 8, 1633), also known by his baptismal name Paul or Paul Siu, was a Chinese agronomist, astronomer, mathematician, scholar-bureaucrat, politician, and writer during the late Ming dynasty ...
still frequently cited the ''Guanzi'' and the '' Xunzi''.


Classification history

Most chapters of the Guanzi deal with government and the art of rulership, but also contains chapters like the Daoistic Neiye. K. C. Hsiao took "Straight Thinking", and "Pure Heart" (chuan 13, essays 36–38; "Xin Shu" parts one and two, and "Pai Xin") as "clarifications of Huang-Lao ("Yellow Emperor Daoist") tenets". Although Liu Xin viewed the Guanzi as "Legalist" (
Fajia ''Fajia'' ( zh, s=法家, p=fǎjiā), or the School of ''fa'' (laws, methods), early translated ''Legalism'' for Shang Yang, is a school of thought representing a broader collection of primarily Warring States period classical Chinese philos ...
),
Ban gu Ban Gu (AD32–92) was a Chinese historian, poet, and politician best known for his part in compiling the ''Book of Han'', the second of China's 24 dynastic histories. He also wrote a number of '' fu'', a major literary form, part prose ...
still listed it as
Daoist Taoism or Daoism (, ) is a diverse philosophical and religious tradition indigenous to China, emphasizing harmony with the Tao ( zh, p=dào, w=tao4). With a range of meaning in Chinese philosophy, translations of Tao include 'way', 'road', ' ...
in the
Book of Han The ''Book of Han'' is a history of China finished in 111 CE, covering the Western, or Former Han dynasty from the first emperor in 206 BCE to the fall of Wang Mang in 23 CE. The work was composed by Ban Gu (32–92 CE), ...
's Journal of Literature Chapter 30, which lists texts like
Shen Buhai Shen Buhai (; ) was a Chinese statesman, reformer and diplomat. According to the Shiji, Shen Buhai served as Chancellor of the Han state under Marquis Zhao of Han, for around fifteen years to his natural death in office in 337 BC, ordering it ...
, Shen Dao and
Han Feizi The ''Han Feizi'' () is an ancient Chinese text attributed to the Chinese Legalism, Legalist political philosopher Han Fei. It comprises a selection of essays in the Legalist tradition, elucidating theories of state power, and synthesizing the m ...
as 'Legalist'. The Guanzi was not listed as 'Legalist' until the Book of Sui's Journal of Writings, agreeing with Liu Xin rather than Ban Gu. It may have been viewed as more Legalist later partly because the Han Feizi mentions it alongside the Book of Lord Shang. Emphasizing techniques (Shu) of government, while the Guanzi does share with other texts later listed as Legalist a view that power is independent of morality, it still advocates ( Fa), a concept including law, as an adjunct to Confucian Li, which is also a "core term" in the text. Despite an "abundant" use of the term fa itself, the Huananzi,
Sima Qian Sima Qian () was a Chinese historian during the early Han dynasty. He is considered the father of Chinese historiography for the ''Shiji'' (sometimes translated into English as ''Records of the Grand Historian''), a general history of China cov ...
and Liu Xiang took the Guanzi as more broadly focused on governmental measures and the restoration of political order, not specifically identifying it with fa or focusing on chapters that would be more relevant for it. Based on a selected quotation from "On Sherding the People", Sima Qian considered both proper measures (服度) and Li important for the state in the Guanzi, including ritual and moderation, adequate food and clothing, distinctions between honor and shame, and relationships and cardinal virtues. Less "systematically reviewed" in mainland China, a modern Legalist interpretation of the Guanzi is prominent in
Taiwan Taiwan, officially the Republic of China (ROC), is a country in East Asia. The main geography of Taiwan, island of Taiwan, also known as ''Formosa'', lies between the East China Sea, East and South China Seas in the northwestern Pacific Ocea ...
, focusing on comparable parts of the text. However, rather than Shang Yang and Qin, Li Mian (1983) compares it with the tradition of the Qi state, i.e. as a birth place of
Guan Zhong Guan Zhong (; c. 720–645 BC) was a Chinese philosopher and politician. He served as chancellor and was a reformer of the State of Qi during the Spring and Autumn period of Chinese history. His given name was Yiwu (). ''Zhong'' was his courtes ...
having the
Jixia Academy The Jixia Academy or Academy of the Gate of Chi Needham, Joseph. Science and Civilisation in China', Vol. 1, pp. 95 f. Cambridge University Press, 1956. , 9780521057998. Accessed 2 Nov 2012. was a scholarly academy during the Warring States period ...
and Shen Dao, governing the state more with regulations than harsh penal law. The Taiwanese scholars considered the Guanzi more focused on encouraging people towards achievements and stopping violence, with law based on a natural Dao created by the sovereign. A.C. Graham considered the work's proportion of law and morality not very different from Xunzi. Translator W. Allyn Rickett dissented from the later historical, traditional Confucian view of the text as Legalist, judging it to present a view much closer to that of the late Warring States period's "realistic" Confucian Xunzi than either the "highly idealistic Confucianism of
Mencius Mencius (孟子, ''Mèngzǐ'', ; ) was a Chinese Confucian philosopher, often described as the Second Sage () to reflect his traditional esteem relative to Confucius himself. He was part of Confucius's fourth generation of disciples, inheriting ...
" or the "Draconian Legalism" of Shang Yang. But while earlier twentieth century scholarship commonly compared the Guanzi with the Book of Lord Shang, Han Feizi, and Confucianism, some chapters are modernly compared with the Daoistic Huangdi Sijing, following the discovery of the Mawangdui Silk Texts, encouraging a reconsideration of its governmental ideas.


Theoretical pre-Han influence

The ''Guanzi'' is named for and traditionally attributed to the 7th century BCE philosopher and statesman
Guan Zhong Guan Zhong (; c. 720–645 BC) was a Chinese philosopher and politician. He served as chancellor and was a reformer of the State of Qi during the Spring and Autumn period of Chinese history. His given name was Yiwu (). ''Zhong'' was his courtes ...
, who served as Prime Minister to Duke Huan of Qi. It was, however, written by several anonymous authors. The precise date of creation remains subject to historical debate. It contains a wide variety of material from many different authors over several successive centuries, largely associated with the 4th century BCE
Jixia Academy The Jixia Academy or Academy of the Gate of Chi Needham, Joseph. Science and Civilisation in China', Vol. 1, pp. 95 f. Cambridge University Press, 1956. , 9780521057998. Accessed 2 Nov 2012. was a scholarly academy during the Warring States period ...
in the Qi capital of Linzi. But the
Han dynasty The Han dynasty was an Dynasties of China, imperial dynasty of China (202 BC9 AD, 25–220 AD) established by Liu Bang and ruled by the House of Liu. The dynasty was preceded by the short-lived Qin dynasty (221–206 BC ...
scholar Liu Xiang did not edit the received ''Guanzi'' text until circa 26 BCE, compiling a new edition at that time. The present text is "arguably a much later expression of ideas in the direction of the
Han Feizi The ''Han Feizi'' () is an ancient Chinese text attributed to the Chinese Legalism, Legalist political philosopher Han Fei. It comprises a selection of essays in the Legalist tradition, elucidating theories of state power, and synthesizing the m ...
". None of its ''existing'' chapters would appear to predate the first century BCE, so that much of it would have been compiled after the Han Feizi. However, the Han Feizi is the first reference for both the Guanzi and the Book of Lord Shang. With
Han Fei Han Fei (233 BC), also known as Han Feizi, was a Chinese Legalist philosopher and statesman during the Warring States period. He was a prince of the state of Han. Han Fei is often considered the greatest representative of Legalism for th ...
reputedly dying in 233 BC, a "proto-Guanzi" theoretically "took shape" in earlier form around 250 BCE, in the late
Warring States period The Warring States period in history of China, Chinese history (221 BC) comprises the final two and a half centuries of the Zhou dynasty (256 BC), which were characterized by frequent warfare, bureaucratic and military reforms, and ...
. Based on the Han Feizi, this earlier Guanzi might have already gone into broad circulation by that time alongside the Book of Lord Shang, becoming popular among the nobles. If the text is taken as Huang-Lao, representative of the early Daoistic Han, then although controversial, it represents the kind of milieu that Sinologist Hansen ( Stanford Encyclopedia) thinks was already becoming dominant by the
Qin dynasty The Qin dynasty ( ) was the first Dynasties of China, imperial dynasty of China. It is named for its progenitor state of Qin, a fief of the confederal Zhou dynasty (256 BC). Beginning in 230 BC, the Qin under King Ying Zheng enga ...
, based on the Mawangdui silk texts. Professor Masayuki Sato 佐藤將之 disagrees with attempts by Rickett and a "few other scholars" to date some chapters to the Han dynasty, but agrees with a late Warring States dating for most of the work, considering its "intellectual, cultural, political, economic, and social realities" reflective of the period. If Masayuki's judgement is correct, then the earlier version may have been quite similar as it already looks like a late Warring States text. Masayuki considers "Canonical Statements" the earliest chapter, only dating it as far back as the mid Warring states period.


Daoistic Content

As is typical of an ancient Chinese text, the organization of the ''Guanzi'' has been altered over time, the chronology and significance of which is not all that clear. Covering a wide variety of subjects, ranging from detailed economic discussions to overviews of local soil topography, many chapters include Confucian values as a necessity for the state, expressing a blend of what may be considered Legalistic, Confucian, and
Daoist Taoism or Daoism (, ) is a diverse philosophical and religious tradition indigenous to China, emphasizing harmony with the Tao ( zh, p=dào, w=tao4). With a range of meaning in Chinese philosophy, translations of Tao include 'way', 'road', ' ...
ic philosophy that has been termed " Huang-Lao". The first reference to the collection appears in the more Daostic ''
Huainanzi The ''Huainanzi'' is an ancient Chinese text made up of essays from scholarly debates held at the court of Liu An, Prince of Huainan, before 139 BCE. Compiled as a handbook for an enlightened sovereign and his court, the work attempts to defi ...
'', of the early
Han dynasty The Han dynasty was an Dynasties of China, imperial dynasty of China (202 BC9 AD, 25–220 AD) established by Liu Bang and ruled by the House of Liu. The dynasty was preceded by the short-lived Qin dynasty (221–206 BC ...
, and Han bibliographies listed the text as Daoist. Yin-yang and five phase ideas play a more important role in later chapters. Its Neiye ("Inner Enterprise/Training") has a potential influence for the Zhuangzi, and has the oldest recorded descriptions of Daoist meditation techniques.
When you enlarge your mind and let go of it,
When you relax your 'qi'' 氣">qi.html" ;"title="'qi">'qi'' 氣vital breath and expand it,
When your body is calm and unmoving:
And you can maintain the One and discard the myriad disturbances.
You will see profit and not be enticed by it,
You will see harm and not be frightened by it.
Relaxed and unwound, yet acutely sensitive,
In solitude you delight in your own person.
This is called "revolving the vital breath":
Your thoughts and deeds seem heavenly. (24, tr. Roth 1999:92)


Economic and financial insight in the ''Guanzi''

Several chapters of the ''Guanzi'' address what modern language would call economic and monetary issues. It is a core text on the matter of price stabilization from the ancient Chinese perspective. The economic policies discussed focus on insulating peasants from fluctuations in the context of then-recently developed market forces and to increase commercialization while benefitting the state. "[T]his approach to economic policy suggested that the state should unleash and harness market forces in order to promote wealth for the state and the people." The "state savings" (國蓄) chapter has been described as the first-ever exposition of the
quantity theory of money The quantity theory of money (often abbreviated QTM) is a hypothesis within monetary economics which states that the general price level of goods and services is directly proportional to the amount of money in circulation (i.e., the money supply) ...
, and the "light and heavy" (轻重) chapter as the first clear articulation of the law of
supply and demand In microeconomics, supply and demand is an economic model of price determination in a Market (economics), market. It postulates that, Ceteris_paribus#Applications, holding all else equal, the unit price for a particular Good (economics), good ...
: In the ''Guanzi's'' usage of "heavy," and "light," the former connotes something that is expensive or important while the latter connotes inexpensive or unimportant. In this view, "all economic phenomena can only be understood relationally; things can be heavy or light only in relation to other things."


See also

* Shen Dao *
Zou Yan Zou Yan (; 305 BC240 BC) was a Chinese philosopher and spiritual writer of the Warring States era, Warring States-era. He was best known as the representative thinker of the Yin and Yang School (or School of Naturalists) during the Hundred School ...


References


Citations


Sources

; Works cited * * * * * * * Roth, Harold. ''Original Tao: inward training (''nei-yeh'') and the foundations of Taoist mysticism''. Columbia University Press. 1999. * * *


External links


Guanzi 管子
Ulrich Theobald
Unraveling Early Daoist Oral Traditions in Guan Zi's "Purifying the Heart-Mind (Bai Xin)," "Art of the Heart-Mind (Xin Shu)," and "Internal Cultivation (Nei Ye)
" Dan G. Reid

Sanderson Beck
Guanzi 管子
(Full text in Chinese)

translation of Bram den Hond

* ttp://www.xinfajia.net/english/default.html The New Legalist{{Webarchive, url=https://web.archive.org/web/20131005232159/http://www.xinfajia.net/english/default.html , date=2013-10-05
Guanzi 管子
Full text in Chinese

Chinese text with matching English vocabulary Ancient Chinese philosophical literature Taoist texts Legalist texts