Fourth generation warfare
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Fourth-generation warfare (4GW) is conflict characterized by a blurring of the distinction between
war War is an armed conflict between the armed forces of states, or between governmental forces and armed groups that are organized under a certain command structure and have the capacity to sustain military operations, or between such organi ...
and
politics Politics () is the set of activities that are associated with decision-making, making decisions in social group, groups, or other forms of power (social and political), power relations among individuals, such as the distribution of Social sta ...
, and of the distinction between
combatants Combatant is the legal status of a person entitled to directly participate in hostilities during an armed conflict, and may be intentionally targeted by an adverse party for their participation in the armed conflict. Combatants are not afforded i ...
and
civilians A civilian is a person who is not a member of an armed force. It is illegal under the law of armed conflict to target civilians with military attacks, along with numerous other considerations for civilians during times of war. If a civilian enga ...
. It is placed as succeeding the third generation in the five-generation model of
military theory Military theory is the study of the theories which define, inform, guide and explain war and warfare. Military theory analyses both normative behavioral phenomena and explanatory causal aspects to better understand war and how it is fought. It ...
. The term was first used in 1980 by a team of
United States The United States of America (USA), also known as the United States (U.S.) or America, is a country primarily located in North America. It is a federal republic of 50 U.S. state, states and a federal capital district, Washington, D.C. The 48 ...
analysts, including William S. Lind, to describe
war War is an armed conflict between the armed forces of states, or between governmental forces and armed groups that are organized under a certain command structure and have the capacity to sustain military operations, or between such organi ...
fare's return to a
decentralized Decentralization or decentralisation is the process by which the activities of an organization, particularly those related to planning and decision-making, are distributed or delegated away from a central, authoritative location or group and gi ...
form. In terms of generational modern warfare, the fourth generation signifies the
nation state A nation state, or nation-state, is a political entity in which the State (polity), state (a centralized political organization ruling over a population within a territory) and the nation (a community based on a common identity) are (broadly ...
s' loss of their near-monopoly on combat forces, returning to modes of conflict common in pre-modern times. The simplest definition includes any war in which one of the major participants is not a
state State most commonly refers to: * State (polity), a centralized political organization that regulates law and society within a territory **Sovereign state, a sovereign polity in international law, commonly referred to as a country **Nation state, a ...
but rather a
violent non-state actor In international relations, violent non-state actors (VNSAs), also known as non-state armed actors or non-state armed groups (NSAGs), are individuals or groups that are wholly or partly independent of governments and which threaten or use viole ...
. Classical examples of this type of conflict, such as the slave uprising under Spartacus, predate the modern concept of warfare.


Elements

Fourth-generation warfare is defined as conflicts which involve the following elements: * Complex and long term *
Terrorism Terrorism, in its broadest sense, is the use of violence against non-combatants to achieve political or ideological aims. The term is used in this regard primarily to refer to intentional violence during peacetime or in the context of war aga ...
(tactic) * A non-national or transnational base – highly decentralized * A direct attack on the enemy's culture, including genocidal acts against civilians. * All available pressures are used – political, economic, social and military * Occurs in low-intensity conflict, involving actors from all networks * Non-combatants are tactical dilemmas * Lack of hierarchy * Small in size, spread out network of communication and financial support * Use of insurgency tactics as subversion, terrorism and
guerrilla tactics Guerrilla warfare is a form of unconventional warfare in which small groups of irregular military, such as rebels, Partisan (military), partisans, paramilitary personnel or armed civilians, which may include Children in the military, recruite ...
* Decentralised forces


History

The concept was first described by the authors William S. Lind, Colonel Keith Nightengale (
US Army The United States Army (USA) is the primary land service branch of the United States Department of Defense. It is designated as the Army of the United States in the United States Constitution.Article II, section 2, clause 1 of the United Stat ...
), Captain John F. Schmitt ( USMC), Colonel
Joseph W. Sutton Joseph is a common male name, derived from the Hebrew (). "Joseph" is used, along with " Josef", mostly in English, French and partially German languages. This spelling is also found as a variant in the languages of the modern-day Nordic count ...
(US Army), and Lieutenant Colonel Gary I. Wilson ( USMCR) in a 1989 ''
Marine Corps Gazette The ''Marine Corps Gazette'' is a professional journal by and for members of the United States Marine Corps. Known as "The Professional Journal of U.S. Marines", the ''Gazette'' was founded in 1916 at Marine Corps Base Quantico by Colonel Jo ...
'' article titled "The Changing Face of War: Into the Fourth Generation". In 2006, the concept was expanded upon by USMC Colonel Thomas X. Hammes (Ret.) in his book, ''The Sling and The Stone''. The generations of warfare described by these authors are: * First generation: tactics of line and column; which developed in the age of the smoothbore
musket A musket is a muzzle-loaded long gun that appeared as a smoothbore weapon in the early 16th century, at first as a heavier variant of the arquebus, capable of penetrating plate armour. By the mid-16th century, this type of musket gradually dis ...
. Lind describes First Generation of warfare as beginning after the
Peace of Westphalia The Peace of Westphalia (, ) is the collective name for two peace treaties signed in October 1648 in the Westphalian cities of Osnabrück and Münster. They ended the Thirty Years' War (1618–1648) and brought peace to the Holy Roman Empire ...
in 1648 ending the
Thirty Years' War The Thirty Years' War, fought primarily in Central Europe between 1618 and 1648, was one of the most destructive conflicts in History of Europe, European history. An estimated 4.5 to 8 million soldiers and civilians died from battle, famine ...
and establishing the state's need to organize and conduct war. 1GW consisted of tightly ordered soldiers with top-down discipline. These troops would fight in close order and advance slowly. This began to change as the battlefield changed. Old line and column tactics are now considered suicidal as the bow and arrow/sword morphed into the
rifle A rifle is a long gun, long-barreled firearm designed for accurate shooting and higher stopping power, with a gun barrel, barrel that has a helical or spiralling pattern of grooves (rifling) cut into the bore wall. In keeping with their focus o ...
and machine gun. * Second generation: tactics of linear fire and movement, with reliance on
indirect fire Indirect fire is aiming and firing a projectile without relying on a direct line of sight between the gun and its target, as in the case of direct fire. Aiming is performed by calculating azimuth and inclination, and may include correcting ...
. This type of warfare can be seen in the early stages of
World War I World War I or the First World War (28 July 1914 – 11 November 1918), also known as the Great War, was a World war, global conflict between two coalitions: the Allies of World War I, Allies (or Entente) and the Central Powers. Fighting to ...
where there was still strict adherence to drill and discipline of formation and uniform. However, there remained a dependence on artillery and firepower to break the stalemate and move towards a
pitched battle A pitched battle or set-piece battle is a battle in which opposing forces each anticipate the setting of the battle, and each chooses to commit to it. Either side may have the option to disengage before the battle starts or shortly thereafter. A ...
. * Third generation: tactics of infiltration to bypass and collapse the enemy's combat forces rather than seeking to close with and destroy them; and
defence in depth Defence in depth (also known as deep defence or elastic defence) is a military strategy that seeks to delay rather than prevent the advance of an attacker, buying time and causing additional casualties by yielding space. Rather than defeating a ...
. The 3GW military seeks to bypass the enemy, and attack his rear forward, such as the tactics used by German Stormtroopers in World War I against the British and French in order to break the trench warfare stalemate (Lind 2004). These aspects of 3GW bleed into 4GW as it is also warfare of speed and initiative. However, it targets both military forces and home populations. The use of fourth-generation warfare can be traced to the
Cold War The Cold War was a period of global Geopolitics, geopolitical rivalry between the United States (US) and the Soviet Union (USSR) and their respective allies, the capitalist Western Bloc and communist Eastern Bloc, which lasted from 1947 unt ...
period, as
superpower Superpower describes a sovereign state or supranational union that holds a dominant position characterized by the ability to Sphere of influence, exert influence and Power projection, project power on a global scale. This is done through the comb ...
s and major powers attempted to retain their grip on
colonies A colony is a territory subject to a form of foreign rule, which rules the territory and its indigenous peoples separated from the foreign rulers, the colonizer, and their '' metropole'' (or "mother country"). This separated rule was often or ...
and captured territories. Unable to withstand direct combat against
bomber A bomber is a military combat aircraft that utilizes air-to-ground weaponry to drop bombs, launch aerial torpedo, torpedoes, or deploy air-launched cruise missiles. There are two major classifications of bomber: strategic and tactical. Strateg ...
s,
tank A tank is an armoured fighting vehicle intended as a primary offensive weapon in front-line ground combat. Tank designs are a balance of heavy firepower, strong armour, and battlefield mobility provided by tracks and a powerful engine; ...
s, and machine guns, non-state entities used tactics of education/propaganda, movement-building, secrecy, terror, and/or confusion to overcome the technological gap. Fourth-generation warfare has often involved an
insurgent An insurgency is a violent, armed rebellion by small, lightly armed bands who practice guerrilla warfare against a larger authority. The key descriptive feature of insurgency is its asymmetric nature: small irregular forces face a large, well ...
group or other
violent non-state actor In international relations, violent non-state actors (VNSAs), also known as non-state armed actors or non-state armed groups (NSAGs), are individuals or groups that are wholly or partly independent of governments and which threaten or use viole ...
trying to implement their own government or reestablish an old government over the current ruling power. However, a non-state entity tends to be more successful when it does not attempt, at least in the short term, to impose its own rule, but tries simply to disorganize and delegitimize the
state State most commonly refers to: * State (polity), a centralized political organization that regulates law and society within a territory **Sovereign state, a sovereign polity in international law, commonly referred to as a country **Nation state, a ...
in which the warfare takes place. The aim is to force the state adversary to expend manpower and money in an attempt to establish order, ideally in such a highhanded way that it merely increases disorder, until the state surrenders or withdraws. Fourth-generation warfare is often seen in conflicts involving failed states and civil wars, particularly in conflicts involving non-state actors, intractable ethnic or religious issues, or gross conventional military disparities. Many of these conflicts occur in the geographic area described by author Thomas P.M. Barnett as the Non-Integrating Gap, fought by countries from the globalised Functioning Core. Fourth-generation warfare has much in common with traditional low-intensity conflict in its classical forms of insurgency and guerrilla war. As in those small wars, the conflict is initiated by the "weaker" party through actions which can be termed "offensive". The difference lies in the manner in which 4GW opponents adapt those traditional concepts to present day conditions. These conditions are shaped by technology, globalization, religious fundamentalism, and a shift in moral and ethical norms which brings legitimacy to certain issues previously considered restrictions on the conduct of war. This amalgamation and metamorphosis produces novel ways of war for both the entity on the offensive and that on the defensive.


Characteristics

Fourth-generation warfare is normally characterized by a
violent non-state actor In international relations, violent non-state actors (VNSAs), also known as non-state armed actors or non-state armed groups (NSAGs), are individuals or groups that are wholly or partly independent of governments and which threaten or use viole ...
(VNSA) fighting a
state State most commonly refers to: * State (polity), a centralized political organization that regulates law and society within a territory **Sovereign state, a sovereign polity in international law, commonly referred to as a country **Nation state, a ...
. This fighting can be physically done, such as by modern examples
Hezbollah Hezbollah ( ; , , ) is a Lebanese Shia Islamist political party and paramilitary group. Hezbollah's paramilitary wing is the Jihad Council, and its political wing is the Loyalty to the Resistance Bloc party in the Lebanese Parliament. I ...
or the
Liberation Tigers of Tamil Eelam The Liberation Tigers of Tamil Eelam (LTTE; , ; also known as the Tamil Tigers) was a Tamil militant organization, that was based in the northern and eastern Sri Lanka. The LTTE fought to create an independent Tamil state called Tamil Eela ...
( LTTE). In this realm, the VNSA uses all three levels of fourth generation warfare. These are the physical (actual combat; it is considered the least important), mental (the will to fight, belief in victory, etc.,) and moral (the most important, this includes cultural norms, etc.) levels. A 4GW enemy has the following characteristics: lack of hierarchical authority, lack of formal structure, patience and flexibility, ability to keep a low profile when needed, and small size.Thornton, Rod (2007). ''Asymmetric Warfare''. Malden, MA: Polity Press A 4GW adversary might use the tactics of an insurgent, terrorist, or guerrilla in order to wage war against a nation's infrastructure. Fourth generation warfare takes place on all fronts: economical, political, the media, military, and civilian. Conventional military forces often have to adapt tactics to fight a 4GW enemy. Resistance can also be below the physical level of
violence Violence is characterized as the use of physical force by humans to cause harm to other living beings, or property, such as pain, injury, disablement, death, damage and destruction. The World Health Organization (WHO) defines violence a ...
. This is via non-violent means, such as
Mahatma Gandhi Mohandas Karamchand Gandhi (2October 186930January 1948) was an Indian lawyer, anti-colonial nationalism, anti-colonial nationalist, and political ethics, political ethicist who employed nonviolent resistance to lead the successful Indian ...
's opposition to the
British Empire The British Empire comprised the dominions, Crown colony, colonies, protectorates, League of Nations mandate, mandates, and other Dependent territory, territories ruled or administered by the United Kingdom and its predecessor states. It bega ...
or the marches led by
Martin Luther King Jr. Martin Luther King Jr. (born Michael King Jr.; January 15, 1929 – April 4, 1968) was an American Baptist minister, civil and political rights, civil rights activist and political philosopher who was a leader of the civil rights move ...
Both desired their factions to deescalate the conflict while the state escalates against them, the objective being to target the opponent on the moral and mental levels rather than the physical level. The state is then seen as oppressive and loses support. Another characteristic of fourth-generation warfare is that unlike in third generation warfare, the VNSA's forces are decentralized. With fourth generation warfare, there may even be no single organization and that smaller groups organize into impromptu alliances to target a bigger threat (that being the state armed forces or another faction). As a result, these alliances are weak and if the state's military leadership is smart enough they can split their enemy and cause them to fight amongst themselves. Fourth-generation warfare goals:''Beyond Fourth Generation Warfare'', Dr. George Friedman, Stratfor Forecasting, p. 1, July 17, 2007 * Survival. * To convince the enemy's political decision makers that their goals are either unachievable or too costly for the perceived benefit. Yet, another factor is that political centers of gravity have changed. These centers of gravity may revolve around
nationalism Nationalism is an idea or movement that holds that the nation should be congruent with the state. As a movement, it presupposes the existence and tends to promote the interests of a particular nation, Smith, Anthony. ''Nationalism: Theory, I ...
,
religion Religion is a range of social system, social-cultural systems, including designated religious behaviour, behaviors and practices, morals, beliefs, worldviews, religious text, texts, sanctified places, prophecies, ethics in religion, ethics, or ...
, or family or clan honor. Disaggregated forces, such as guerrillas,
terrorist Terrorism, in its broadest sense, is the use of violence against non-combatants to achieve political or ideological aims. The term is used in this regard primarily to refer to intentional violence during peacetime or in the context of war aga ...
s, and rioters, which lack a center of gravity, deny to their enemies a focal point at which to deliver a conflict ending blow. As a result, strategy becomes more problematic while combating a VNSA. It has been theorized that a state vs. state conflict in fourth-generation warfare would involve the use of computer hackers and
international law International law, also known as public international law and the law of nations, is the set of Rule of law, rules, norms, Customary law, legal customs and standards that State (polity), states and other actors feel an obligation to, and generall ...
to obtain the weaker side's objectives, the logic being that the civilians of the stronger state would lose the will to fight as a result of seeing their state engage in alleged atrocities and having their own bank accounts harmed. Three principal attributes of the new-age terrorism were held to be their hybrid structure (as opposed to the traditional microscopic command and control patternSchmitt, John F
" Command and (Out of) Control The Military Implications of Complexity Theory"
, 2004.
), importance given to systemic disruption vis-a-vis target destruction, and sophisticated use of technological advancements (including social media and mobile communications technology).Arquilla, J., Ronfeldt, D, and Zanini, M
"Networks, netwar and information-age terrorism"
RAND Corporation The RAND Corporation, doing business as RAND, is an American nonprofit global policy think tank, research institute, and public sector consulting firm. RAND engages in research and development (R&D) in several fields and industries. Since the ...
, 1999.
A terrorist network could be designed to be either acephalous (headless like Al-Qaeda after Bin Laden) or polycephalous (hydra-headed like Kashmiri separatists). Social media networks supporting the terrorists are characterized by positive feedback loops, tight coupling and non-linear response propagation (viz. a small perturbation causing a large disproportionate response).


Criticism

''Fourth-generation warfare'' theory has been criticized on the grounds that it is "nothing more than repackaging of the traditional clash between the non-state insurgent and the soldiers of a nation-state."
Strategic Studies Institute The Strategic Studies Institute (SSI) is the U.S. Army's institute for strategic and national security research and analysis. It is part of the U.S. Army War College The United States Army War College (USAWC) is a United States Army, U.S. ...
writer and
United States Army War College The United States Army War College (USAWC) is a U.S. Army staff college in Carlisle Barracks, Pennsylvania, with a Carlisle postal address, on the 500-acre (2 km2) campus of the historic Carlisle Barracks. It provides graduate-level instru ...
professor Antulio J. Echevarria II, in his article ''Fourth-Generation War and Other Myths'', argues what is being called ''fourth generation warfare'' are simply insurgencies. He also claims that 4GW was "reinvented" by Lind to create the appearance of having predicted the future. Echevarria writes: "The generational model is an ineffective way to depict changes in warfare. Simple displacement rarely takes place, significant developments typically occur in parallel." The critique was rebutted by John Sayen, a military historian and retired Lt. Col. in the Marine Corps Reserve. Lieutenant General Kenneth F. McKenzie Jr., USMC, characterizes ''fourth-generation warfare'' theory as "elegant irrelevance" and states that "its methods are unclear, its facts contentious and open to widely varying interpretations, and its relevance questionable."''Global Insurgency and the Future of Armed Conflict: Debating Fourth-generation Warfare''
edited by Terry Terriff, Aaron Karp and Regina Karp. New York: Routledge, 2008, p. 68.
Rod Thornton argues that Thomas Hammes and William S. Lind are "providing an analytical lens through which to view the type of opposition that exists now 'out there' and to highlight the shortcomings of the current US military in dealing with that opposition." Instead of fourth generation warfare being an explanation for a new way of warfare, it allows the blending of different generations of warfare with the exception that fourth generation also encompasses new technology. Fourth generation warfare theorists such as Lind and Hammes wish to make the point that it "is not just that the military's structure and equipment are ill-suited to the 4GW problem, but so is its psyche".


See also


References

{{DEFAULTSORT:Generation warfare 04 Military doctrines Military operations by type Psychological warfare Warfare by type 20th-century conflicts 21st-century conflicts