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Federalist No. 51, titled: "The Structure of the Government Must Furnish the Proper Checks and Balances Between the Different Departments", is an essay by
James Madison James Madison Jr. (March 16, 1751June 28, 1836) was an American statesman, diplomat, and Founding Father. He served as the fourth president of the United States from 1809 to 1817. Madison is hailed as the "Father of the Constitution" for h ...
, the fifty-first of ''
The Federalist Papers ''The Federalist Papers'' is a collection of 85 articles and essays written by Alexander Hamilton, James Madison, and John Jay under the collective pseudonym "Publius" to promote the ratification of the Constitution of the United States. The c ...
''. This document was published on February 8, 1788, under the
pseudonym A pseudonym (; ) or alias () is a fictitious name that a person or group assumes for a particular purpose, which differs from their original or true name ( orthonym). This also differs from a new name that entirely or legally replaces an individu ...
Publius, the name under which all ''The Federalist'' papers were published. Federalist No. 51 addresses means by which appropriate
checks and balances Separation of powers refers to the division of a state's government into branches, each with separate, independent powers and responsibilities, so that the powers of one branch are not in conflict with those of the other branches. The typic ...
can be created in government and also advocates a
separation of powers Separation of powers refers to the division of a state's government into branches, each with separate, independent powers and responsibilities, so that the powers of one branch are not in conflict with those of the other branches. The typi ...
within the national government. The idea of checks and balances is a crucial part of the modern U.S. system of government. One of Federalist No. 51's most important ideas, an explanation of checks and balances, is the often-quoted phrase, "Ambition must be made to counteract ambition." In creating this system, Madison's idea was that the politicians and the individuals in public service in the U.S. would all have proclamations and ideas that they were passionate about and that they wanted to work hard to enact. The logical solution to ensure that laws and strong ideas were not enacted by a small group of partisan individuals was to use a federalist system where each level of government had different branches, each branch having the authority to impact legislation proposed by other branches. One of the main ways that Federalist Paper 51 was able to encourage checks and balances was by emphasizing the word liberty and by describing that liberty would directly result from the implementation of these governmental concepts. Furthermore, Madison emphasized that although the branches were meant to have checks and balances, the branches would only function to their fullest extent if they were independent of one another. By being independent of one another, the branches would be able to focus on their purpose and the system of checks and balances would only really come into play if disagreements and issues arose within the three branches. The "if men were angels" quote was meant to imply that not everyone has communal interests in mind and that certain government officials are inevitably going to push legislation that is in their own interests, rather than in the interests of their constituents. Madison emphasized that a system of checks and balances would prevent this from happening and he uses the quote to show that checks and balances are necessary because men are not necessarily all angels. This also ties back into the ideas of liberty and equal opportunity that Madison seems to be trying to emphasize through this Federalist paper. In addition, the original idea of checks and balances was a European idea that had roots in the enlightenment period. Political philosophers such as Locke and Rousseau had ideas that related to this proposal. Further, the idea of representative democracy as a method of establishing these checks and balances is something that is a pivotal component to the federalist paper, mostly because it helps understand how the different branches of government will be put into place. We also see this idea of checks in balances in other countries, prior to the establishment of this system in the United States. This suggests that the idea of the political separation of powers and of checks and balances in government that was implemented in the United States is a universal concept that is concrete in political theory. The inclusion of this theory in Federalist 51 is merely a reiteration of a sentiment that was already present on an international scale. ''The Federalist Papers'', as a foundation text of constitutional interpretation, are commonly cited by American jurists and court systems in general. Of all ''The Federalist'' papers, No. 51 is the fourth most-cited document.


Purpose

The purpose of No. 51 is, according to Madison, to inform the reader of the safeguards created by the convention to maintain the separate branches of government and to protect the rights of the people and of the country. The biggest threats to the government of the United States would be the ability of one governing branch to obtain too much power over another, and of factions to cause a tyranny of the majority.


Dependency and encroachment

Madison's key point is that the members of each department should have as little dependence as possible on the members of the other departments, and to stay independent, their own department must not encroach on the others. To secure these ends, Madison suggests that "the necessary constitutional means... and personal motives" are to enable each department (or the leader of the department) to fend off attempts to encroach upon the government of each other's departments. Each branch should have as little influence as possible in the appointment of members of other branches, and should also retain financial independence from one another to prevent corruption.


Legislature

In a republican form of government, Madison asserts, the
legislative branch A legislature is an assembly with the authority to make laws for a political entity such as a country or city. They are often contrasted with the executive and judicial powers of government. Laws enacted by legislatures are usually known ...
is the strongest, and therefore must be divided into different branches, be as little connected with each other as possible, and render them by different modes of election. He deems the legislative branch to be the strongest since it is essentially the true voice of the people. (Before the Seventeenth Amendment, only the
House of Representatives House of Representatives is the name of legislative bodies in many countries and sub-national entitles. In many countries, the House of Representatives is the lower house of a bicameral legislature, with the corresponding upper house often c ...
was chosen directly by the people. The Senate was chosen by state legislatures.) He stresses the need for the
checks and balances Separation of powers refers to the division of a state's government into branches, each with separate, independent powers and responsibilities, so that the powers of one branch are not in conflict with those of the other branches. The typic ...
.


Usurpations and security

The government is guarded against usurpations because it is divided into distinct and separate departments. In 1787, power over people was divided both through
federalism Federalism is a combined or compound mode of government that combines a general government (the central or "federal" government) with regional governments ( provincial, state, cantonal, territorial, or other sub-unit governments) in a single ...
(between the
federal government A federation (also known as a federal state) is a political entity characterized by a union of partially self-governing provinces, states, or other regions under a central federal government ( federalism). In a federation, the self-gover ...
and the
state governments A state government is the government that controls a subdivision of a country in a federal form of government, which shares political power with the federal or national government. A state government may have some level of political autonomy, ...
) and through
branches A branch, sometimes called a ramus in botany, is a woody structural member connected to the central trunk of a tree (or sometimes a shrub). Large branches are known as boughs and small branches are known as twigs. The term ''twig'' usually r ...
(
legislative A legislature is an assembly with the authority to make laws for a political entity such as a country or city. They are often contrasted with the executive and judicial powers of government. Laws enacted by legislatures are usually known ...
,
executive Executive ( exe., exec., execu.) may refer to: Role or title * Executive, a senior management role in an organization ** Chief executive officer (CEO), one of the highest-ranking corporate officers (executives) or administrators ** Executive di ...
, and
judicial The judiciary (also known as the judicial system, judicature, judicial branch, judiciative branch, and court or judiciary system) is the system of courts that adjudicates legal disputes/disagreements and interprets, defends, and applies the law ...
) within the national (or federal) government. Because of the division of power, a "double security arises to the rights of the people. The governments will control each other, at the same time that each will be controlled by itself by the use of checks and balances".


Factions

Madison discusses at great length the issue of
political faction A political faction is a group of individuals that share a common political purpose but differs in some respect to the rest of the entity. A faction within a group or political party may include fragmented sub-factions, "parties within a party," ...
s and their ability to allow the oppression of the minority opinion by the majority. He recognizes that factions will always be present and that the only way to counteract the effects of factions is to either have a "community will" or to have a greater diversity of interest groups so that no singular faction can become the majority. He recognizes that this first option can also lead to injustices, so the best solution is for society to have a multitude of different groups and classes to prevent tyranny. In other words, even if individuals mingle with other members of the same social groups, ideals, and goals, no particular group should be able to become so strong as to thwart the interest of all other groups. No faction can become large enough to overthrow all other factions in a well-run republic, which is why Madison believes the greatest self-governance can occur in a large society. Factions had been further discussed in
Federalist No. 10 Federalist No. 10 is an essay written by James Madison as the tenth of '' The Federalist Papers'', a series of essays initiated by Alexander Hamilton arguing for the ratification of the United States Constitution. Published on November 22, 178 ...
.


Notes

# Ira C. Lupu,
The Most-Cited Federalist Papers.
15 ''Constitutional Commentary'' 403-410 (1997) # James n, "Federalist, No. 51." (1787)


References


External links


Text of ''The Federalist'' No. 51
congress.gov Congress.gov is the online database of United States Congress legislative information. Congress.gov is a joint project of the Library of Congress, the House, the Senate and the Government Publishing Office. Congress.gov was in beta in 2012, a ...
https://www.mountvernon.org/library/digitalhistory/digital-encyclopedia/article/federalist-papers/ {{James Madison 1788 in law 1788 in the United States 1788 essays 51