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The fall of the Western Roman Empire (also called the fall of the Roman Empire or the fall of
Rome , established_title = Founded , established_date = 753 BC , founder = King Romulus (legendary) , image_map = Map of comune of Rome (metropolitan city of Capital Rome, region Lazio, Italy).svg , map_caption ...
) was the loss of central political control in the
Western Roman Empire The Western Roman Empire comprised the western provinces of the Roman Empire at any time during which they were administered by a separate independent Imperial court; in particular, this term is used in historiography to describe the period ...
, a process in which the Empire failed to enforce its rule, and its vast territory was divided into several successor polities. The
Roman Empire The Roman Empire ( la, Imperium Romanum ; grc-gre, Βασιλεία τῶν Ῥωμαίων, Basileía tôn Rhōmaíōn) was the post- Republican period of ancient Rome. As a polity, it included large territorial holdings around the Mediter ...
lost the strengths that had allowed it to exercise effective control over its Western
provinces A province is almost always an administrative division within a country or state. The term derives from the ancient Roman '' provincia'', which was the major territorial and administrative unit of the Roman Empire's territorial possessions ou ...
; modern historians posit factors including the effectiveness and numbers of the
army An army (from Old French ''armee'', itself derived from the Latin verb ''armāre'', meaning "to arm", and related to the Latin noun ''arma'', meaning "arms" or "weapons"), ground force or land force is a fighting force that fights primarily on ...
, the health and numbers of the Roman population, the strength of the economy, the competence of the emperors, the internal struggles for power, the religious changes of the period, and the efficiency of the civil administration. Increasing pressure from invading barbarians outside Roman culture also contributed greatly to the collapse. Climatic changes and both
endemic Endemism is the state of a species being found in a single defined geographic location, such as an island, state, nation, country or other defined zone; organisms that are indigenous to a place are not endemic to it if they are also found else ...
and epidemic disease drove many of these immediate factors. The reasons for the collapse are major subjects of the historiography of the ancient world and they inform much modern discourse on state failure. In 376, unmanageable numbers of Goths and other non-Roman people, fleeing from the Huns, entered the Empire. In 395, after winning two destructive civil wars, Theodosius I died, leaving a collapsing field army, and the Empire, still plagued by Goths, divided between the warring ministers of his two incapable sons. Further barbarian groups crossed the Rhine and other frontiers and, like the Goths, were not exterminated, expelled or subjugated. The armed forces of the Western Empire became few and ineffective, and despite brief recoveries under able leaders, central rule was never effectively consolidated. By 476, the position of Western Roman Emperor wielded negligible military, political, or financial power, and had no effective control over the scattered Western domains that could still be described as Roman. Barbarian kingdoms had established their own power in much of the area of the Western Empire. In 476, the Germanic barbarian king Odoacer deposed the last emperor of the
Western Roman Empire The Western Roman Empire comprised the western provinces of the Roman Empire at any time during which they were administered by a separate independent Imperial court; in particular, this term is used in historiography to describe the period ...
in Italy,
Romulus Augustulus Romulus Augustus ( 465 – after 511), nicknamed Augustulus, was Roman emperor of the West from 31 October 475 until 4 September 476. Romulus was placed on the imperial throne by his father, the ''magister militum'' Orestes, and, at that time ...
, and the Senate sent the imperial insignia to the
Eastern Roman Emperor This is a list of the Byzantine emperors from the foundation of Constantinople in 330 AD, which marks the conventional start of the Eastern Roman Empire, to its fall to the Ottoman Empire in 1453 AD. Only the emperors who were recognized as l ...
Zeno. While its legitimacy lasted for centuries longer and its cultural influence remains today, the Western Empire never had the strength to rise again. The Eastern Roman, or
Byzantine Empire The Byzantine Empire, also referred to as the Eastern Roman Empire or Byzantium, was the continuation of the Roman Empire primarily in its eastern provinces during Late Antiquity and the Middle Ages, when its capital city was Constantinopl ...
, survived and, although lessened in strength, remained for centuries an effective power of the Eastern Mediterranean. While the loss of political unity and military control is universally acknowledged, the Fall is not the only unifying concept for these events; the period described as
late antiquity Late antiquity is the time of transition from classical antiquity to the Middle Ages, generally spanning the 3rd–7th century in Europe and adjacent areas bordering the Mediterranean Basin. The popularization of this periodization in English ha ...
emphasizes the cultural continuities throughout and beyond the political collapse.


Historical approaches and modern syntheses

Since 1776, when Edward Gibbon published the first volume of his '' The History of the Decline and Fall of the Roman Empire'', Decline and Fall has been the theme around which much of the history of the Roman Empire has been structured. "From the eighteenth century onward," historian Glen Bowersock wrote, "we have been obsessed with the fall: it has been valued as an archetype for every perceived decline, and, hence, as a symbol for our own fears." The Fall is not the only unifying concept for events of this time period; the period described as
Late Antiquity Late antiquity is the time of transition from classical antiquity to the Middle Ages, generally spanning the 3rd–7th century in Europe and adjacent areas bordering the Mediterranean Basin. The popularization of this periodization in English ha ...
emphasizes the cultural continuities throughout and beyond the political collapse.


Another paradigm of the period

From at least the time of Henri Pirenne (1862-1935), scholars have described a continuity of Roman culture and political legitimacy long after 476.Gregory, T. (1986). The Survival of Paganism in Christian Greece: A Critical Essay. ''The American Journal of Philology'', 107(2), 229-242. Pirenne postponed the demise of
classical civilization Classical antiquity (also the classical era, classical period or classical age) is the period of cultural history between the 8th century BC and the 5th century AD centred on the Mediterranean Sea, comprising the interlocking civilizations of ...
to the 8th century. He challenged the notion that Germanic barbarians had caused the
Western Roman Empire The Western Roman Empire comprised the western provinces of the Roman Empire at any time during which they were administered by a separate independent Imperial court; in particular, this term is used in historiography to describe the period ...
to end, and he refused to equate the end of the Western Roman Empire with the end of the office of
emperor An emperor (from la, imperator, via fro, empereor) is a monarch, and usually the sovereignty, sovereign ruler of an empire or another type of imperial realm. Empress, the female equivalent, may indicate an emperor's wife (empress consort), ...
in Italy. He pointed out the essential continuity of the economy of the Roman
Mediterranean The Mediterranean Sea is a sea connected to the Atlantic Ocean, surrounded by the Mediterranean Basin and almost completely enclosed by land: on the north by Western Europe, Western and Southern Europe and Anatolia, on the south by North Africa ...
even after the barbarian invasions, and suggested that only the
Muslim conquests The early Muslim conquests or early Islamic conquests ( ar, الْفُتُوحَاتُ الإسْلَامِيَّة, ), also referred to as the Arab conquests, were initiated in the 7th century by Muhammad, the main Islamic prophet. He estab ...
represented a decisive break with antiquity. The more recent formulation of a historical period characterized as "
Late Antiquity Late antiquity is the time of transition from classical antiquity to the Middle Ages, generally spanning the 3rd–7th century in Europe and adjacent areas bordering the Mediterranean Basin. The popularization of this periodization in English ha ...
" emphasizes the transformations of ancient to medieval worlds within a cultural continuity. In recent decades archaeologically based argument even extends the continuity in material culture and in patterns of settlement as late as the eleventh century. Observing the political reality of lost control (and the attendant fragmentation of commerce, culture, and language), but also the cultural and archaeological continuities, the process has been described as a complex cultural transformation, rather than a fall. As a result, for many contemporary scholars, "the perception of Late Antiquity has significantly changed: the period is no longer seen as an era of decline and crisis but as an epoch of metamorphosis in the Mediterranean region".


Timespan

A recent synthesis gives four decisive turns of events in the transformation from the height of the empire to the early Middle Ages: * The Antonine Plague that ended a long period of demographic and economic expansion, weakening but not toppling the empire. * The
Crisis of the Third Century The Crisis of the Third Century, also known as the Military Anarchy or the Imperial Crisis (AD 235–284), was a period in which the Roman Empire nearly collapsed. The crisis ended due to the military victories of Aurelian and with the ascensio ...
, in which climatic change, renewed pandemic disease, and internal and external political instability led to the near-collapse of the imperial system. Its reconstitution included a new basis for the currency, an expanded professional government apparatus, emperors further distanced from their people, and, shortly, the rise of
Christianity Christianity is an Abrahamic monotheistic religion based on the life and teachings of Jesus of Nazareth. It is the world's largest and most widespread religion with roughly 2.38 billion followers representing one-third of the global pop ...
, a proselytizing, exclusive religion that anticipated the imminent end of the world. * The military and political failure of the West, in which mass migration from the Eurasian steppe overcame and dismembered the western part of an internally-weakened empire. The eastern empire rebuilt itself again and began the reconquest of the West. * In the lands around the Mediterranean the Late Antique Little Ice Age and the
Plague of Justinian The plague of Justinian or Justinianic plague (541–549 AD) was the first recorded major outbreak of the first plague pandemic, the first Old World pandemic of plague, the contagious disease caused by the bacterium ''Yersinia pestis''. The dis ...
created one of the worst environmental cataclysms in recorded history. The imperial system crumbled in the next couple of generations and then lost vast territories to the armies of Islam, a new proselytizing, exclusive religion that also looked forward to an imminent end time. The diminished and impoverished Byzantine rump state survived amid perpetual strife between and among the followers of Christianity and Islam. The loss of centralized political control over the West, and the lessened power of the East, are universally agreed, but the theme of decline has been taken to cover a much wider time span than the hundred years from 376. For Cassius Dio, the accession of the emperor Commodus in 180 CE marked the descent "from a kingdom of gold to one of rust and iron". Since the age of humanism, the process of the Fall has been thought to have begun with Constantine the Great, or with the soldier emperors who seized power through command of the army from 235 through 284, or with Commodus, or even with
Augustus Caesar Augustus (born Gaius Octavius; 23 September 63 BC – 19 August AD 14), also known as Octavian, was the first Roman emperor; he reigned from 27 BC until his death in AD 14. He is known for being the founder of the Roman Pr ...
. Gibbon was uncertain about when decline began. "In the first paragraph of his text, Gibbon wrote that he intended to trace the decline from the golden age of the Antonines"; later text has it beginning about A.D. 180 with the death of Marcus Aurelius; while in chapter 7, he pushes the start of the decline to about 52 B.C., the time of Julius Caesar and Pompey and Cicero. Gibbon placed the western empire's end with the removal of the man Gibbon referred to as "the helpless Augustulus" in 476. Arnold J. Toynbee and James Burke argue that the entire Imperial era was one of steady decay of institutions founded in
republican Republican can refer to: Political ideology * An advocate of a republic, a type of government that is not a monarchy or dictatorship, and is usually associated with the rule of law. ** Republicanism, the ideology in support of republics or agains ...
times. Theodor Mommsen excluded the imperial period from his Nobel Prize-winning '' History of Rome'' (1854–1856). As one convenient marker for the end, 476 has been used since Gibbon, but other key dates for the fall of the Roman Empire in the West include the Crisis of the Third Century, the Crossing of the Rhine in 406 (or 405), the sack of Rome in 410, and the death of
Julius Nepos Julius Nepos (died 9 May 480), or simply Nepos, ruled as Roman emperor of the West from 24 June 474 to 28 August 475. After losing power in Italy, Nepos retreated to his home province of Dalmatia, from which he continued to claim the western im ...
in 480.


Underlying causes

When Gibbon published his landmark work, it quickly became the standard, and remained so for over 200 years. Peter Brown has written that "Gibbon's work formed the peak of a century of scholarship which had been conducted in the belief that the study of the declining Roman Empire was also the study of the origins of modern Europe". Gibbon was the first to attempt an explanation of causes of a Fall of empire. Historian Gerald J. Gruman explains Gibbon's views as built around two important concepts: "balance" and "excess". Gibbon's interpretation of the causes of the decline and fall of the Roman empire are primarily political and can be grouped under four political headings: universal domination, democracy, militarism and religion.


Universal domination

Gibbon assumes the best course for all nations is to preserve a balance of power between them. Without balance, humans produce domination, or its opposite excess, submergence. Rome's pursuit of empire led to its own demise, because such domination is "artificial and abnormal". Gibbon thought that, in its quest for world dominion, Rome had created a situation that intensified the evils of despotism, lost public freedom, and allowed the universal dominion of their ''Pax Romana'' to cause the deterioration of the political virtues. The Roman Empire included many different nations and cultures, and Rome pushed assimilation by offering citizenship in what Gibbon saw as a profligate manner. The citizens of the Roman world-empire "received the name without adopting the spirit of Romans". This led to what Gibbon saw as an obliteration of what it meant to be Roman.


Democracy

Gibbon admired the Roman aristocracy, and believed democracy led to anarchy and instability. He condemned Roman imperialism because it reduced nations to a mediocre uniformity, levelling all classes and individuals to a servile equality. What followed democracy's inevitable collapse was despotism. Gibbon accused despotism of weakening the military virtues (I, 194 and II, 522), of causing excessive taxation (II, 190), of fettering the mind (I, 58), and of producing other consequences fatal to the health of the empire.


Militarism

Like democracy and universal domination, militarism was considered by Gibbon to be one of the major causes of the decline and fall. To Gibbon, a standing army was a threatening element. So were individual soldiers. Gibbon explains, with irony, that the enrollment of barbarian troops accelerated the trend toward the "perversion" of pacifism in the broader society. The hiring of mercenary troops imposed a ruinous financial burden (I, 136), and the quality of those troops deteriorated. Successive generations of the governing class "experienced a failure of nerve, a loss of virtue, and so abdicated to successive groups of non-Romans the role of defending Rome". For Gibbon, that meant "the last sparks of the military flame were finally extinguished" (III, 130).


Religion

Gibbon's treatment of Christianity retains its place in political categorization as Gibbon characterized the Christian community of Antiquity as a polity even during its period of persecution. According to Clifford Ando, "Gibbon identifies three causes of the empire's decline and excuses two more. The two factors absolved are the barbarians and Christianity". This is because Gibbon saw empire as already advanced in decline before either of these became a factor. Christianity typified superstition in Gibbon's view, and its spirituality was subversive of the traditional Roman virtues (IV, 162), but monks and eunuchs were not agents of social change so much as they were symptoms of a decline already taking place.


Contemporary views

Modern historiography diverges from Gibbon. While most of his ideas are no longer accepted in totality, they have been foundational to later discourse and the modern synthesis with archaeology, epidemiology, climatic history, genetic science, and many more new sources of history beyond the documentary sources that were all that was available to Gibbon. While it is true that
Alexander Demandt Alexander Demandt (born 6 June 1937 in Marburg, Hesse-Nassau) is a German historian. He was professor of ancient history at the Free University of Berlin from 1974 to 2005. Demandt is an expert on the history of Rome, Late Antiquity Late antiqui ...
enumerated 210 different theories on why Rome fell, twenty-first century scholarship sees the primary possibilities among these eight:


Climactic crisis

Scholars have long considered the possibility of worldwide drought. Allegedly, there was a steady decrease in rainfall from 200 CE to 400 CE, leading to fewer crops, famine, and the pressure of barbarians who were themselves pressed by others. The classicist Kyle Harper has summed up new evidence to interpret disease and
climate change In common usage, climate change describes global warming—the ongoing increase in global average temperature—and its effects on Earth's climate system. Climate change in a broader sense also includes previous long-term changes to ...
as important drivers of the political collapse of the empire. He describes a Roman climatic optimum from about 200 BCE to 150 CE, when lands around the Mediterranean were generally warm and well-watered. This made agriculture prosperous, army recruitment easy, and the collection of taxes straightforward. From about 150, the climate became on average somewhat worse for most of the inhabited lands around the Mediterranean. After about 450, the climate worsened further in the Late Antique Little Ice Age that may have directly contributed to the variety of factors that brought Rome down. The Roman Empire was built on the fringes of the
tropics The tropics are the regions of Earth surrounding the Equator. They are defined in latitude by the Tropic of Cancer in the Northern Hemisphere at N and the Tropic of Capricorn in the Southern Hemisphere at S. The tropics are also referr ...
. Its roads and its pirate-free seas, which produced an abundance of trade, also unknowingly created an interconnected disease ecology that unleashed the evolution and spread of pathogens. Pandemics contributed to massive demographic changes,
economic crises A financial crisis is any of a broad variety of situations in which some financial assets suddenly lose a large part of their nominal value. In the 19th and early 20th centuries, many financial crises were associated with banking panics, and man ...
, and food shortages in the
crisis of the third century The Crisis of the Third Century, also known as the Military Anarchy or the Imperial Crisis (AD 235–284), was a period in which the Roman Empire nearly collapsed. The crisis ended due to the military victories of Aurelian and with the ascensio ...
. Heavy mortality in 165–180 from the Antonine Plague seriously impaired attempts to repel Germanic invaders, but the legions generally held or at least speedily re-instated the borders of the Empire.


Demographic crisis

Population increases that outstrip resources end in depopulation from famine and migration. From 376, massive populations moved into the Empire, driven by the Huns who themselves may have been driven by climate change in the Eurasian steppe, These barbarian invasions led ultimately to barbarian kingdoms over much of the former territory of the Western Empire. But the final blow came only with the Late Antique Little Ice Age and its aftermath, when Rome was already politically fragmented and materially depleted.


Political crisis

Aurelian reunited the empire in 274, and from 284 Diocletian and his successors reorganized it with more emphasis on the military.
John the Lydian John the Lydian or John Lydus ( el, ; la, Ioannes Laurentius Lydus) (ca. AD 490 – ca. 565) was a Byzantine administrator and writer on antiquarian subjects. Life and career He was born in 490 AD at Philadelphia in Lydia, whence his cognomen ...
, writing over two centuries later, reported that Diocletian's army at one point totaled 389,704 men, plus 45,562 in the fleets, and numbers may have increased later. With the limited communications of the time, both the European and the Eastern frontiers needed the attention of their own supreme commanders. Diocletian tried to solve this problem by re-establishing an adoptive succession with a senior (''
Augustus Caesar Augustus (born Gaius Octavius; 23 September 63 BC – 19 August AD 14), also known as Octavian, was the first Roman emperor; he reigned from 27 BC until his death in AD 14. He is known for being the founder of the Roman Pr ...
'') and junior (''
Caesar Gaius Julius Caesar (; ; 12 July 100 BC – 15 March 44 BC), was a Roman general and statesman. A member of the First Triumvirate, Caesar led the Roman armies in the Gallic Wars before defeating his political rival Pompey in a civil war, an ...
'') emperor in each half of the Empire, but this system of tetrarchy broke down within one generation and the hereditary principle re-established itself with generally unfortunate results. Thereafter civil war became again the main method of establishing new imperial regimes. Although Constantine the Great (in office 306 to 337) again re-united the Empire, towards the end of the fourth century the need for division was generally accepted. From then on, the Empire existed in constant tension between the need for two emperors and their mutual mistrust. Until late in the fourth century, the united Empire retained sufficient power to launch powerful attacks against its enemies in Germania and in the Sasanian Empire. ''Receptio'' of barbarians became widely practised: imperial authorities admitted potentially hostile groups into the Empire, split them up, and allotted to them lands, status, and duties within the imperial system. In this way many groups provided unfree workers (''coloni'') for Roman landowners, and recruits (''laeti'') for the Roman army. Sometimes their leaders became officers. Normally the Romans managed the process carefully, with sufficient military force on hand to ensure compliance. Cultural assimilation followed over the next generation or two. C. Ferraro sees political crisis as a crisis of authority. "The third century revolution, the victory of the masses, the physical destruction of the cultivated class had as its consequence a "bolshevization" fatal to civilization". However, there are no studies demonstrating that leaders of Late Antiquity cannot be favorably compared to those of earlier periods. In empire, Ferraro says the masses lost the kind of liberty that had been available in the Republic, they no longer had a share in determining policy, and as imperial power grew "even the municipal aristocracy was put in custody under the empire". There was a centralization of power in empire, however, the pioneering studies of Sabine MacCormack have shown the court culture that developed with Diocletian was still subject to pressure from below. Imperial proclamations were used to stress the traditional limitations of the imperial office while imperial ceremonies "left room for consensus and popular participation".


Financial crisis

The Empire suffered multiple serious crises during the third century. The rising Sassanid Empire inflicted three crushing defeats on Roman field armies and remained a potent threat for centuries. Other disasters included repeated civil wars, barbarian invasions, and more mass-mortality in the Plague of Cyprian (from 250 onwards). For a short period, the Empire split into a Gallic Empire in the West (260–274), a
Palmyrene Empire The Palmyrene Empire was a short-lived breakaway state from the Roman Empire resulting from the Crisis of the Third Century. Named after its capital city, Palmyra, it encompassed the Roman provinces of Syria Palaestina, Arabia Petraea, and Egypt, ...
in the East (260–273), and a central Roman
rump state A rump state is the remnant of a once much larger state, left with a reduced territory in the wake of secession, annexation, occupation, decolonization, or a successful coup d'état or revolution on part of its former territory. In the last case ...
; in 271, Rome abandoned the province of
Dacia Dacia (, ; ) was the land inhabited by the Dacians, its core in Transylvania, stretching to the Danube in the south, the Black Sea in the east, and the Tisza in the west. The Carpathian Mountains were located in the middle of Dacia. It ...
on the north of the Danube. The Rhine/Danube frontier also came under more effective threats from larger barbarian groupings, which had developed improved agriculture and increased their populations. The average stature of the population in the West suffered a serious decline in the late second century; the population of Northwestern Europe did not recover, though the Mediterranean regions did. The Empire survived the "Crisis of the Third Century", directing its economy successfully towards defense, but survival came at the price of a more centralized and bureaucratic state. Under
Gallienus Publius Licinius Egnatius Gallienus (; c. 218 – September 268) was Roman emperor with his father Valerian from 253 to 260 and alone from 260 to 268. He ruled during the Crisis of the Third Century that nearly caused the collapse of the empi ...
(Emperor from 253 to 268) the senatorial aristocracy ceased joining the ranks of the senior military commanders. Its typical members lacked interest in military service, and showed incompetence at command. There was a decline of slavery, but it is unknown whether that was a cause or an effect of economic change, or both, or neither. There was a decline of the cities as many Roman aristocrats moved out and built their own large, self-sufficient manors in the countryside. They became the state's tax collectors largely because of the needs of the army. Monetary instability and an insecure fiscal policy were both exacerbated by war. Under Constantine, the cities lost their revenue from local taxes, and under
Constantius II Constantius II (Latin: ''Flavius Julius Constantius''; grc-gre, Κωνστάντιος; 7 August 317 – 3 November 361) was Roman emperor from 337 to 361. His reign saw constant warfare on the borders against the Sasanian Empire and Germanic ...
(r. 337–361) their endowments of property. This worsened the existing difficulty in keeping the city councils up to strength, and the services provided by the cities were scamped or abandoned. Public building projects had declined since the second century. There is no evidence of state participation in, or support for, restoration and maintenance of temples and shrines. Restorations were funded and accomplished privately, which limited what was done. A further financial abuse was Constantius's habit of granting to his immediate entourage the estates of persons condemned for treason and other capital crimes. This practice reduced future though not immediate income, and those close to the emperor gained a strong incentive to encourage his suspicion of conspiracies.


Social crisis

The new supreme rulers disposed of the legal fiction of the early Empire (seeing the emperor as but the
first among equals ''Primus inter pares'' is a Latin phrase meaning first among equals. It is typically used as an honorary title for someone who is formally equal to other members of their group but is accorded unofficial respect, traditionally owing to their se ...
); emperors from Aurelian (r. 270–275) onwards openly styled themselves as ''
dominus Dominus or domini may refer to: * Dominus (title), a title of sovereignty, clergy and other uses Art, entertainment, and media * Dominus (band), a Danish death metal band * Dominus (DC Comics), an alien character in DC Comics * Dominus (Mar ...
et deus'', "lord and god", titles appropriate for a master-slave relationship. An elaborate court
ceremonial A ceremony (, ) is a unified ritualistic event with a purpose, usually consisting of a number of artistic components, performed on a special occasion. The word may be of Etruscan origin, via the Latin '' caerimonia''. Church and civil (secular ...
developed, and obsequious
flattery Flattery (also called adulation or blandishment) is the act of giving excessive compliments, generally for the purpose of ingratiating oneself with the subject. It is also used in pick-up lines when attempting to initiate sexual or romantic co ...
became the order of the day. Under Diocletian, the flow of direct requests to the emperor rapidly reduced, and soon ceased altogether. No other form of direct access replaced them, and the emperor received only information filtered through his
courtier A courtier () is a person who attends the royal court of a monarch or other royalty. The earliest historical examples of courtiers were part of the retinues of rulers. Historically the court was the centre of government as well as the official ...
s. Official
cruelty Cruelty is the pleasure in inflicting suffering or inaction towards another's suffering when a clear remedy is readily available. Sadism can also be related to this form of action or concept. Cruel ways of inflicting suffering may involve ...
, supporting extortion and corruption, may also have become more commonplace. While the scale, complexity, and violence of government were unmatched, the emperors lost control over their whole realm insofar as that control came increasingly to be wielded by anyone who paid for it. Meanwhile, the richest senatorial families, immune from most taxation, engrossed more and more of the available wealth and income while also becoming divorced from any tradition of military excellence. One scholar identifies a great increase in the purchasing power of gold, two and a half fold from 274 to the later fourth century. This may be an index of growing
economic inequality There are wide varieties of economic inequality, most notably income inequality measured using the distribution of income (the amount of money people are paid) and wealth inequality measured using the distribution of wealth (the amount of ...
between a gold-rich elite and a cash-poor peasantry. Within the late Roman military, many recruits and even officers had barbarian origins. Soldiers are recorded as using possibly-barbarian rituals, such as elevating a claimant on shields. Some scholars have seen this as an indication of weakness. Others disagree, seeing neither barbarian recruits nor new rituals as causing any problem with the effectiveness or loyalty of the army, at least while that army was led by officers who identified as Roman and was effectively disciplined, trained, paid, and supplied.


Moral crisis

"Formerly, says Ammianus, Rome was saved by her austerity, by solidarity between rich and poor, by contempt for death; now she is undone by her luxury and greed (6 Amm. xxxi. 5. 14 and). Innumerable are the statements of Church Fathers that stigmatize the immorality of both the nobles and the poor. Salvianus backs up Ammianus by affirming that greed (avaritia) is a vice common to nearly all Romans".


Intellectual crisis

This is based in the belief that education declined as democracy and the masses rose. However, the educational program designed by Augustine came from Hellenist traditions, and Christianity traditionally spread through education.


Geography

A. H. M. Jones has pointed out that the earlier scholarly views are Western. Most of the weaknesses discussed by scholars were "common to both halves of the empire", with Christianity even more prevalent in the East than the West. Religious disputes were bitter, bureaucracy corrupt and extortionate, it had a caste system, and land fell out of use in the East just as it had in the West. Yet the East stood its ground in the fifth century, fought back in the sixth, and even recovered some territory in the seventh. The East had only one apparent advantage: geography. It was less vulnerable, strategically, than the West. The narrowest sea crossing to its core territories was protected from the northern barbarians by the fortifications and the sea and land forces of
Constantinople la, Constantinopolis ota, قسطنطينيه , alternate_name = Byzantion (earlier Greek name), Nova Roma ("New Rome"), Miklagard/Miklagarth (Old Norse), Tsargrad ( Slavic), Qustantiniya ( Arabic), Basileuousa ("Queen of Cities"), Megalopolis ( ...
, while the European frontier from the mouth of the Rhine to that of the Danube is some 2000 kilometres great-circle distance and could be crossed with much less difficulty. "The devastations of the barbarians impoverished and depopulated the esternfrontier provinces, and their unceasing pressure imposed on the empire a burden of defense which overstrained its administrative machinery and its economic resources. ... layinga major part in the fall of the West".


Height of power, systematic weaknesses as direct causes

The Roman Empire reached its greatest geographical extent under Trajan (r. 98–117), who ruled a prosperous state that stretched from
Armenia Armenia (), , group=pron officially the Republic of Armenia,, is a landlocked country in the Armenian Highlands of Western Asia.The UNbr>classification of world regions places Armenia in Western Asia; the CIA World Factbook , , and ' ...
to the
Atlantic Ocean The Atlantic Ocean is the second-largest of the world's five oceans, with an area of about . It covers approximately 20% of Earth's surface and about 29% of its water surface area. It is known to separate the " Old World" of Africa, Europe ...
. The Empire had large numbers of trained, supplied, and disciplined soldiers, drawn from a growing population. It had a comprehensive civil administration based in thriving cities with effective control over public finances. The literate elite considered theirs to be the only worthwhile form of civilization, giving the Empire ideological legitimacy and a cultural unity based on comprehensive familiarity with
Greek Greek may refer to: Greece Anything of, from, or related to Greece, a country in Southern Europe: *Greeks, an ethnic group. *Greek language, a branch of the Indo-European language family. **Proto-Greek language, the assumed last common ancestor ...
and
Roman literature Latin literature includes the essays, histories, poems, plays, and other writings written in the Latin language. The beginning of formal Latin literature dates to 240 BC, when the first stage play in Latin was performed in Rome. Latin literature ...
and rhetoric. The Empire's power allowed it to maintain extreme differences of wealth and status. André Piganiol writes that in Late Antiquity, "The unheard-of luxury of the wealthy contrasts brutally with the misery of the poor, which reaches utter beggary". Its wide-ranging trade networks permitted even modest households to use goods made by
professional A professional is a member of a profession or any person who works in a specified professional activity. The term also describes the standards of education and training that prepare members of the profession with the particular knowledge and ski ...
s far away. The empire had both strength and resilience. Its financial system allowed it to raise significant taxes which, despite endemic corruption, supported a large
regular army A regular army is the official army of a state or country (the official armed forces), contrasting with irregular forces, such as volunteer irregular militias, private armies, mercenaries, etc. A regular army usually has the following: * a standin ...
with logistics and training. The '' cursus honorum'', a standardized series of military and civil posts organised for ambitious aristocratic men, ensured that powerful noblemen had the opportunity to become familiar with military and civil command and administration. At a lower level within the army, connecting the aristocrats at the top with the private soldiers, a large number of centurions were well-rewarded, literate, and responsible for training, discipline, administration, and
leadership Leadership, both as a research area and as a practical skill, encompasses the ability of an individual, group or organization to "lead", influence or guide other individuals, teams, or entire organizations. The word "leadership" often gets vi ...
in battle. City governments with their own properties and revenues functioned effectively at a local level; membership of city councils involved lucrative opportunities for independent decision-making, and, despite its obligations, became seen as a privilege. Under a series of emperors who each adopted a mature and capable successor, the Empire did not require civil wars to regulate the imperial succession. Requests could be submitted directly to the better emperors, and the answers had the force of law, putting the imperial power directly in touch with even humble subjects. The cults of
polytheist Polytheism is the belief in multiple deities, which are usually assembled into a pantheon of gods and goddesses, along with their own religious sects and rituals. Polytheism is a type of theism. Within theism, it contrasts with monotheism, the ...
religion were hugely varied, but none claimed that theirs was the only truth. Their followers displayed mutual tolerance, producing a polyphonous religious harmony. Religious strife was rare after the suppression of the Bar Kokhba revolt in 136, after which the devastated
Judaea Judea or Judaea ( or ; from he, יהודה, Standard ''Yəhūda'', Tiberian ''Yehūḏā''; el, Ἰουδαία, ; la, Iūdaea) is an ancient, historic, Biblical Hebrew, contemporaneous Latin, and the modern-day name of the mountainous so ...
ceased to be a major centre for Jewish unrest. Nevertheless, it remained a culture based on an early
subsistence economy A subsistence economy is an economy directed to basic subsistence (the provision of food, clothing, shelter) rather than to the market. Henceforth, "subsistence" is understood as supporting oneself at a minimum level. Often, the subsistence econo ...
, with only ineffective inklings of a germ theory of disease. Despite its
aqueducts Aqueduct may refer to: Structures *Aqueduct (bridge), a bridge to convey water over an obstacle, such as a ravine or valley *Navigable aqueduct, or water bridge, a structure to carry navigable waterway canals over other rivers, valleys, railw ...
, the water supply did not allow good hygiene. Sewage was disposed of on the streets, in open drains, or by scavenging animals. Even in the Roman Climatic Optimum, local harvest failures causing famines were always a possibility. And even in good times, Roman women needed to have, on average, six children each in order to maintain the population. Good nourishment and bodily cleanliness were privileges of the rich, advertised by their firm tread, healthy skin color, and lack of the "dull smell of the underbathed". Infant mortality was very high, and diarrhoeal diseases were a major cause of death.
Malaria Malaria is a mosquito-borne infectious disease that affects humans and other animals. Malaria causes symptoms that typically include fever, tiredness, vomiting, and headaches. In severe cases, it can cause jaundice, seizures, coma, or death. S ...
was endemic in many areas, notably in the city of
Rome , established_title = Founded , established_date = 753 BC , founder = King Romulus (legendary) , image_map = Map of comune of Rome (metropolitan city of Capital Rome, region Lazio, Italy).svg , map_caption ...
itself, possibly encouraged by the enthusiasm of rich Romans for water features in their gardens.


Rise of Christianity, possible decline of the armed forces

In 313, Constantine the Great declared official toleration of Christianity. This was followed over the ensuing decades by the search for a definition of Christian orthodoxy all could agree upon. Creeds were developed, but Christianity has never agreed upon an official version of its Bible or its doctrine; instead it has had many different manuscript traditions. Christianity's disputes may have effected decline. Official and private action was taken against
heterodox In religion, heterodoxy (from Ancient Greek: , "other, another, different" + , "popular belief") means "any opinions or doctrines at variance with an official or orthodox position". Under this definition, heterodoxy is similar to unorthodoxy, w ...
Christians (heretics) from the fourth century up to the modern era. Limited action against pagans, who were mostly ignored, was based on the contempt that accompanied Christianity's sense of triumph after Constantine. Christianity opposed sacrifice and magic, and Christian emperors made laws that favored Christianity. Constantine's successors generally continued this approach, and by the end of the fourth century, Christianity had become the religion of any ambitious civil official. The wealth of the Christian Church increased dramatically in the fifth century. Immense resources, both public and private, were used for building churches, storage barns for the grain used for charity, new hospitals for the poor, and in support of those in religious life without other income.
Bishop A bishop is an ordained clergy member who is entrusted with a position of authority and oversight in a religious institution. In Christianity, bishops are normally responsible for the governance of dioceses. The role or office of bishop is c ...
s in wealthy cities were thus able to offer patronage in the long-established manner of Roman aristocrats. Ammianus described some who "enriched from the offerings of matrons, ride seated in carriages, wearing clothing chosen with care, and serve banquets so lavish that their entertainments outdo the tables of kings". But the move to Christianity probably had no significant effects on public finances. The large temple complexes, with professional full-time priests, festivals, and large numbers of sacrifices (which became free food for the masses), had also been expensive to maintain. They had already been negatively impacted by the empire's financial struggles in the third century. The numbers of
clergy Clergy are formal leaders within established religions. Their roles and functions vary in different religious traditions, but usually involve presiding over specific rituals and teaching their religion's doctrines and practices. Some of the ter ...
, monks, and
nun A nun is a woman who vows to dedicate her life to religious service, typically living under vows of poverty, chastity, and obedience in the enclosure of a monastery or convent.''The Oxford English Dictionary'', vol. X, page 599. The term is o ...
s increased to perhaps half the size of the actual army, and they have been considered as a drain on limited manpower. The numbers and effectiveness of the regular soldiers may have declined during the fourth century.
Payroll A payroll is the list of employees of some company that is entitled to receive payments as well as other work benefits and the amounts that each should receive. Along with the amounts that each employee should receive for time worked or tasks pe ...
s were inflated, so that pay could be diverted and exemptions from duty sold. The soldiers' opportunities for personal extortion were multiplied by residence in cities, while their effectiveness was reduced by concentration on extortion instead of military exercises. However, extortion, gross corruption, and occasional ineffectiveness were not new to the Roman army. There is no consensus whether its effectiveness significantly declined before 376. Ammianus Marcellinus, himself a professional soldier, repeats longstanding observations about the superiority of contemporary Roman armies being due to training and discipline, not to individual size or strength. Despite a possible decrease in the Empire's ability to assemble and supply large armies, Rome maintained an aggressive and potent stance against perceived threats almost to the end of the fourth century.


313–376: Civil and foreign wars

Constantine settled Franks on the lower left bank of the Rhine. Their communities required a line of
fortification A fortification is a military construction or building designed for the defense of territories in warfare, and is also used to establish rule in a region during peacetime. The term is derived from Latin ''fortis'' ("strong") and ''facere' ...
s to keep them in check, indicating that Rome had lost almost all local control. Under Constantius, bandits came to dominate areas such as Isauria, which were well within the empire. The tribes of Germania also became more populous and more threatening. In
Gaul Gaul ( la, Gallia) was a region of Western Europe first described by the Romans. It was inhabited by Celtic and Aquitani tribes, encompassing present-day France, Belgium, Luxembourg, most of Switzerland, parts of Northern Italy (only during ...
, which did not really recover from the invasions of the third century, there was widespread insecurity and economic decline in the 300s, perhaps worst in
Armorica Armorica or Aremorica (Gaulish: ; br, Arvorig, ) is the name given in ancient times to the part of Gaul between the Seine and the Loire that includes the Brittany Peninsula, extending inland to an indeterminate point and down the Atlantic Coast ...
. By 350, after decades of pirate attacks, virtually all villas in Armorica were deserted. Local use of money ceased about 360. Repeated attempts to economize on military expenditure included billeting troops in cities, where they could less easily be kept under military discipline and could more easily extort from civilians. Except in the rare case of a determined and incorruptible general, these troops proved ineffective in action and dangerous to civilians. Frontier troops were often given land rather than pay. As they farmed for themselves, their direct costs diminished, but so did their effectiveness, and their pay gave much less stimulus to the frontier economy. However, except for the provinces along the lower Rhine, the agricultural economy was generally doing well. On January 18 350, the imperial magister officiorum gave a banquet in Augustodunum while his master, Western Emperor
Constans Flavius Julius Constans ( 323 – 350), sometimes called Constans I, was Roman emperor from 337 to 350. He held the imperial rank of '' caesar'' from 333, and was the youngest son of Constantine the Great. After his father's death, he was mad ...
, was away hunting. During the feast Magnus Magnentius, commander of the imperial household troops, appeared in an imperial purple toga and announced himself to be the new Emperor. Constans was soon murdered and Magnentius took over most of his western domains. He made peace overtures to Constantius in the East, but these failed. In the ensuing bloody civil war Magnentius marched against Constantius with as many troops as he could mobilize, stripping the Rhine frontier of its most effective troops. Magnentius died and so did many of his men. Meanwhile, Constantius sent messages to the German tribes east of the Rhine, inviting them to attack Gaul, which they did. In the next few years a strip some 40 miles wide to the west of the Rhine was occupied by the Germans, and a further 120 miles into Gaul the surviving population and garrisons had fled.Wigg-Wolf, David. Supplying a dying empire? The mint of Trier in the late 4th century AD. pp 217-233 in Produktion und Recyceln von Münzen in der Spätantike / Produire et recycler la monnaie au Bas-Empire. Römisch-Germanisches Zentralmuseum, Leibniz-Forschungsinstitut für Archäologie und Centre Michel de Boüard CRAHAM (UMR 6273) Université de Caen Normandie. 2016 Verlag des Römisch-Germanischen Zentralmuseums, Mainz SONDERDRUCK / TIRÉ À PART RGZM – TAGUNGEN Band 29 Jérémie Chameroy · Pierre-Marie Guihard (dir.) 1. Internationales Numismatikertreffen / 1ères Rencontres internationales de numismatique (15-16 mai 2014, Mainz) ISBN 978-3-88467-270-9 ISSN 1862-4812 https://www.academia.edu/27941832/Supplying_a_Dying_Empire_The_Mint_of_Trier_in_the_Late_4th_Century_AD accessed 31 May 2022 Julian () won victories against Germans who had invaded Gaul. He launched a drive against official corruption, which allowed the tax demands in Gaul to be reduced to one-third of their previous amount, while all government requirements were still met. In civil legislation, Julian was notable for his pro-pagan policies. Julian lifted the ban on sacrifices, restored and reopened temples, and dismantled the privileged tax status and revenue concessions of the Christians. He gave generous tax remissions to the cities which he favored, and disfavor to those who remained Christian. Julian ordered toleration of varieties of Christianity banned as heretical by Constantius; possibly, he would not have been able to persecute effectively such a large and powerful group as Christians had now become. Julian prepared for civil war against Constantius, who again encouraged the Germans to attack Gaul. However Julian's campaigns had been effective and only one small Alemannic raid, speedily dealt with by Julian, resulted. Constantius died before any serious fighting and Julian was acknowledged as master of the entire Empire. He launched an expensive campaign against the Sasanian Persians,. He succeeded in marching to the Sassanid capital of Ctesiphon, but, at the suggestion of a Persian agent, burned his boats and supplies to show resolve in continuing operations. The Sassanids then burned crops so the Roman army had no food. Finding himself cut off without supplies in enemy territory, Julian began a land retreat, and during the Battle of Samarra, he was mortally wounded. Julian's successor Jovian, acclaimed by a demoralized army, began his brief reign (363–364) while trapped in
Mesopotamia Mesopotamia ''Mesopotamíā''; ar, بِلَاد ٱلرَّافِدَيْن or ; syc, ܐܪܡ ܢܗܪ̈ܝܢ, or , ) is a historical region of Western Asia situated within the Tigris–Euphrates river system, in the northern part of the ...
without supplies. To purchase safe passage home, he had to concede areas of
northern Mesopotamia Upper Mesopotamia is the name used for the uplands and great outwash plain of northwestern Iraq, northeastern Syria and southeastern Turkey, in the northern Middle East. Since the early Muslim conquests of the mid-7th century, the region has been ...
, including the strategically important fortress of Nisibis. This fortress had been Roman since before the Peace of Nisibis in 299. The brothers
Valens Valens ( grc-gre, Ουάλης, Ouálēs; 328 – 9 August 378) was Roman emperor from 364 to 378. Following a largely unremarkable military career, he was named co-emperor by his elder brother Valentinian I, who gave him the eastern half of ...
() and
Valentinian I Valentinian I ( la, Valentinianus; 32117 November 375), sometimes called Valentinian the Great, was Roman emperor from 364 to 375. Upon becoming emperor, he made his brother Valens his co-emperor, giving him rule of the eastern provinces. Val ...
() energetically tackled the threats of barbarian attacks on all the Western frontiers. They also tried to alleviate the burdens of taxation, which had risen continuously over the previous forty years; Valens in the East reduced the tax demand by half in his fourth year. Both of them were Christians, and re-confiscated the temple lands which Julian had restored. But they were generally tolerant of other beliefs. Valentinian in the West refused to intervene in Christian controversy. In the East, Valens had to deal with Christians who did not conform to his ideas of orthodoxy, and persecution formed part of his response. He tolerated paganism, even keeping some of Julian's associates in their trusted positions. He confirmed the rights and privileges of the pagan priests, and confirmed the right of pagans to be the exclusive caretakers of their temples. Valentinian died of an
apoplexy Apoplexy () is rupture of an internal organ and the accompanying symptoms. The term formerly referred to what is now called a stroke. Nowadays, health care professionals do not use the term, but instead specify the anatomic location of the bleedi ...
while shouting at envoys of Germanic leaders. His successors in the West were children, his sons Gratian () and Valentinian II (). Gratian, "alien from the art of government both by temperament and by training", removed the Altar of Victory from the Senate House. He also rejected the pagan title of Pontifex Maximus.


376–395: Invasions, civil wars, and religious discord


Battle of Adrianople

In 376, the East faced an enormous barbarian influx across the Danube, mostly Goths, who were fleeing from the Huns. They were exploited by corrupt officials rather than effectively relieved and resettled, and they took up arms and were joined by more Goths and some
Alans The Alans (Latin: ''Alani'') were an ancient and medieval Iranian nomadic pastoral people of the North Caucasus – generally regarded as part of the Sarmatians, and possibly related to the Massagetae. Modern historians have connected the A ...
and Huns. Valens was in Asia with his main field army preparing for an assault on the Sasanian Empire. Redirection of the army and its logistic support would have required time, and Gratian's armies were distracted by Germanic invasions across the Rhine. In 378, Valens attacked the invaders with the Eastern field army, now perhaps 20,000 men, probably much fewer than the forces that Julian had led into Mesopotamia a little over a decade before, and possibly only 10% of the soldiers nominally available in the Danube provinces. In the
Battle of Adrianople The Battle of Adrianople (9 August 378), sometimes known as the Battle of Hadrianopolis, was fought between an Eastern Roman army led by the Eastern Roman Emperor Valens and Gothic rebels (largely Thervings as well as Greutungs, non-Gothic A ...
(9 August 378), Valens lost much of that army and his own life. All of the Balkan provinces were thus exposed to raiding, without effective response from the remaining garrisons who were "more easily slaughtered than sheep". Cities were able to hold their own defensive walls against barbarians who had no siege equipment, therefore the cities generally remained intact, although the countryside suffered.


Partial recovery in the Balkans, internal corruption and financial desperation

Gratian appointed a new ''Augustus'', a proven general from
Hispania Hispania ( la, Hispānia , ; nearly identically pronounced in Spanish, Portuguese, Catalan, and Italian) was the Roman name for the Iberian Peninsula and its provinces. Under the Roman Republic, Hispania was divided into two provinces: Hisp ...
called Theodosius. During the next four years, he partially re-established the Roman position in the East. These campaigns depended on effective imperial coordination and mutual trust — between 379 and 380, Theodosius controlled not only the Eastern empire, but also, by agreement, the diocese of Illyricum. Theodosius was unable to recruit enough Roman troops, relying on barbarian warbands without Roman military discipline or loyalty. (In contrast, during the Cimbrian War, the Roman Republic, controlling a smaller area than the western Empire, had been able to reconstitute large regular armies of citizens after greater defeats than Adrianople. That war had ended with the near-extermination of the invading barbarian supergroups, each supposed to have more than 100,000 warriors.) The final Gothic settlement was acclaimed with relief, even the official panegyrist admitting that these Goths could not be expelled or exterminated, nor reduced to unfree status. Instead they were either recruited into the imperial forces, or settled in the devastated provinces along the south bank of the Danube, where the regular garrisons were never fully re-established. In some later accounts, and widely in recent work, this is regarded as a treaty settlement, the first time that barbarians were given a home within the Empire, in which they retained their political and military cohesion. No formal treaty is recorded, nor details of whatever agreement was actually made. When the Goths are next mentioned in Roman records, they have different leaders and are soldiers of a sort. In 391, Alaric, a Gothic leader, rebelled against Roman control. Goths attacked the emperor himself, but within a year Alaric was accepted as a leader of Theodosius's Gothic troops and this rebellion was over. Theodosius's financial position must have been difficult, since he had to pay for expensive campaigning from a reduced tax base. The business of subduing barbarian warbands also demanded substantial gifts of precious metal. At least one extra levy provoked desperation and rioting, in which the emperor's statues were destroyed. Nevertheless, he is represented as financially generous as emperor, though frugal in his personal life. By the end of the 380s, Theodosius and the court were in
Mediolanum Mediolanum, the ancient city where Milan now stands, was originally an Insubrian city, but afterwards became an important Roman city in northern Italy. The city was settled by the Insubres around 600 BC, conquered by the Romans in 222 BC, and ...
, and northern Italy was experiencing a period of prosperity for the great landowners who took advantage of the court's need for food, "turning agrarian produce into gold", while repressing and misusing the poor who grew it and brought it in. Paulinus the Deacon, notary of Ambrose the bishop of Milan, described these men as creating a court where "everything was up for sale". Ambrose himself preached a series of sermons aimed at his wealthy constituents, asserting that avarice leads to a breakdown in society. For centuries, Theodosius was regarded as a champion of Christian orthodoxy who decisively stamped out paganism. His predecessors Constantine,
Constantius II Constantius II (Latin: ''Flavius Julius Constantius''; grc-gre, Κωνστάντιος; 7 August 317 – 3 November 361) was Roman emperor from 337 to 361. His reign saw constant warfare on the borders against the Sasanian Empire and Germanic ...
, and
Valens Valens ( grc-gre, Ουάλης, Ouálēs; 328 – 9 August 378) was Roman emperor from 364 to 378. Following a largely unremarkable military career, he was named co-emperor by his elder brother Valentinian I, who gave him the eastern half of ...
had all been
semi-Arian Semi-Arianism was a position regarding the relationship between God the Father and the Son of God, adopted by some 4th-century Christians. Though the doctrine modified the teachings of Arianism, it still rejected the doctrine that Father, Son, ...
s, whereas Theodosius supported Nicene Christianity which eventually became the orthodox version of Christology for most later Christian churches - his
Edict of Thessalonica The Edict of Thessalonica (also known as ''Cunctos populos''), issued on 27 February AD 380 by Theodosius I, made the Catholicism of Nicene Christians the state church of the Roman Empire. It condemned other Christian creeds such as Arianism ...
described Arian Christians as "foolish madmen". Therefore, as far as Ambrose and the Christian literary tradition that followed him were concerned, Theodosius deserved most of the credit for the final triumph of Christianity. Modern scholars see this as a Christian interpretation of history rather than as a representation of history. Theodosius did not stamp out paganism, which continued into the seventh century.


Civil wars

Theodosius had to face a powerful usurper in the West; Magnus Maximus declared himself Emperor in 383, stripped troops from the outlying regions of
Roman Britain Roman Britain was the period in classical antiquity when large parts of the island of Great Britain were under occupation by the Roman Empire. The occupation lasted from AD 43 to AD 410. During that time, the territory conquered wa ...
(probably replacing some with federate chieftains and their war-bands) and invaded Gaul. His troops killed Gratian and he was accepted as Augustus in the Gallic provinces, where he was responsible for the first official executions of Christian heretics. To compensate the Western court for the loss of Gaul, Hispania, and Britannia, Theodosius ceded the diocese of Dacia and the diocese of Macedonia to their control. In 387 Maximus invaded Italy, forcing Valentinian II to flee to the East, where he accepted Nicene Christianity. Maximus boasted to Ambrose of the numbers of barbarians in his forces, and hordes of Goths, Huns, and Alans followed Theodosius. Maximus negotiated with Theodosius for acceptance as ''Augustus'' of the West, but Theodosius refused, gathered his armies, and counterattacked, winning the civil war in 388. There were heavy troop losses on both sides of the conflict. Later Welsh legend has Maximus's defeated troops resettled in
Armorica Armorica or Aremorica (Gaulish: ; br, Arvorig, ) is the name given in ancient times to the part of Gaul between the Seine and the Loire that includes the Brittany Peninsula, extending inland to an indeterminate point and down the Atlantic Coast ...
, instead of returning to Britannia, and by 400, Armorica was controlled by Bagaudae rather than by imperial authority. Theodosius restored Valentinian II, still a very young man, as ''Augustus'' in the West. He also appointed Arbogast, a pagan general of
Frankish Frankish may refer to: * Franks, a Germanic tribe and their culture ** Frankish language or its modern descendants, Franconian languages * Francia, a post-Roman state in France and Germany * East Francia, the successor state to Francia in Germany ...
origin, as Valentinian's commander-in-chief and guardian. Valentinian quarreled in public with Arbogast, failed to assert any authority, and died, either by suicide or by murder, at the age of 21. Arbogast and Theodosius failed to come to terms and Arbogast nominated an imperial official, Eugenius (r. 392–394), as emperor in the West. Eugenius made some modest attempts to win pagan support, and with Arbogast led a large army to fight another destructive civil war. They were defeated and killed at the
Battle of the Frigidus The Battle of the Frigidus, also called the Battle of the Frigid River, was fought between 5 and 6 September 394 between the army of the Roman emperor Theodosius the Great and the army of the rebel ''augustus'' Eugenius (), in the eastern bor ...
, which was attended by further heavy losses; especially among the Gothic federates of Theodosius. The north-eastern approaches to Italy were never effectively garrisoned again. Theodosius died a few months later in early 395, leaving his young sons Honorius (r. 393–423) and
Arcadius Arcadius ( grc-gre, Ἀρκάδιος ; 377 – 1 May 408) was Roman emperor from 383 to 408. He was the eldest son of the ''Augustus'' Theodosius I () and his first wife Aelia Flaccilla, and the brother of Honorius (). Arcadius ruled the ...
(r. 383–408) as emperors. In the immediate aftermath of Theodosius's death, the '' magister militum''
Stilicho Flavius Stilicho (; c. 359 – 22 August 408) was a military commander in the Roman army who, for a time, became the most powerful man in the Western Roman Empire. He was of Vandal origins and married to Serena, the niece of emperor Theodosiu ...
, married to Theodosius's niece, asserted himself in the West as the guardian of Honorius and commander of the remains of the defeated Western army. He also claimed control over Arcadius in Constantinople, but Rufinus, '' magister officiorum'' on the spot, had already established his own power there. Henceforward the Empire was not under the control of one man, until much of the West had been permanently lost. Neither Honorius nor Arcadius ever displayed any ability either as rulers or as generals, and both lived as the
puppet ruler A puppet ruler is a person who has a title indicating possession of political power, but who, in reality, is either loyal to or controlled by outside individuals or forces. Such outside power can be exercised by a foreign government, in which case ...
s of their courts. Stilicho tried to reunite the Eastern and Western courts under his personal control, but in doing so achieved only the continued hostility of all of Arcadius's successive supreme ministers.


Military, financial, and political ineffectiveness: the process of failure

The ineffectiveness of Roman military responses during Stilicho's rule and afterwards has been described as "shocking". There is little evidence of indigenous field forces or of adequate training, discipline, pay, or supply for the barbarians who formed most of the available troops. Local defence was occasionally effective, but was often associated with withdrawal from central control and taxes. In many areas, barbarians under Roman authority attacked culturally-Roman " Bagaudae". The fifth-century Western emperors, with brief exceptions, were individuals incapable of ruling effectively or even of controlling their own courts. Those exceptions were responsible for brief, but remarkable resurgences of Roman power. Corruption, in this context the diversion of finance from the needs of the army, may have contributed greatly to the Fall. The rich senatorial aristocrats in Rome itself became increasingly influential during the fifth century; they supported armed strength in theory, but did not wish to pay for it or to offer their own workers as army recruits. They did, however, pass large amounts of money to the Christian Church. At a local level, from the early fourth century, the town councils lost their property and their power, which often became concentrated in the hands of a few local despots beyond the reach of the law.


395–406: Stilicho

Without an authoritative ruler, the Balkan provinces fell rapidly into disorder. Alaric was disappointed in his hopes for promotion to ''magister militum'' after the
battle of the Frigidus The Battle of the Frigidus, also called the Battle of the Frigid River, was fought between 5 and 6 September 394 between the army of the Roman emperor Theodosius the Great and the army of the rebel ''augustus'' Eugenius (), in the eastern bor ...
. He again led Gothic tribesmen in arms and established himself as an independent power, burning the countryside as far as the walls of Constantinople. Alaric's ambitions for long-term Roman office were never quite acceptable to the Roman imperial courts, and his men could never settle long enough to farm in any one area. They showed no inclination to leave the Empire and face the Huns from whom they had fled in 376. Meanwhile, the Huns were still stirring up further migrations, with migrating tribes often attacking the Roman Empire in turn. Alaric's group was never destroyed nor expelled from the Empire, nor acculturated under effective Roman domination.


Stilicho's attempts to unify the Empire, revolts, and invasions

Alaric took his Gothic army on what Stilicho's propagandist Claudian described as a "pillaging campaign" that began first in the East. Alaric's forces made their way along the coast to
Athens Athens ( ; el, Αθήνα, Athína ; grc, Ἀθῆναι, Athênai (pl.) ) is both the capital and largest city of Greece. With a population close to four million, it is also the seventh largest city in the European Union. Athens dominates ...
, where he sought to force a new peace upon the Romans. His march in 396 passed through
Thermopylae Thermopylae (; Ancient Greek and Katharevousa: (''Thermopylai'') , Demotic Greek (Greek): , (''Thermopyles'') ; "hot gates") is a place in Greece where a narrow coastal passage existed in antiquity. It derives its name from its hot sulphur ...
.
Stilicho Flavius Stilicho (; c. 359 – 22 August 408) was a military commander in the Roman army who, for a time, became the most powerful man in the Western Roman Empire. He was of Vandal origins and married to Serena, the niece of emperor Theodosiu ...
sailed from Italy to
Roman Greece Greece in the Roman era describes the Roman conquest of Greece, as well as the period of Greek history when Greece was dominated first by the Roman Republic and then by the Roman Empire. The Roman era of Greek history began with the Corinthian ...
with his remaining mobile forces, posing a clear threat to Rufinus' control of the Eastern empire. The bulk of Rufinus' forces were occupied with Hunnic incursions in Asia Minor and Syria, leaving
Thracia Thracia or Thrace ( ''Thrakē'') is the ancient name given to the southeastern Balkan region, the land inhabited by the Thracians. Thrace was ruled by the Odrysian kingdom during the Classical and Hellenistic eras, and briefly by the Greek D ...
undefended. Stilicho's propagandist Claudian reports that only Stilicho's attack stemmed the plundering, as he pushed Alaric's forces north into
Epirus sq, Epiri rup, Epiru , native_name_lang = , settlement_type = Historical region , image_map = Epirus antiquus tabula.jpg , map_alt = , map_caption = Map of ancient Epirus by Heinri ...
. Burns' interpretation is that Alaric and his men had been recruited by Rufinus's Eastern regime, and sent to Thessaly to stave off Stilicho's threat. No battle took place. Zosimus adds that Stilicho's troops destroyed and pillaged too, and let Alaric's men escape with their plunder. Many of Stilicho's Eastern forces wanted to go home and he had to let them go (though Claudian claims that he did so willingly). Some went to Constantinople under the command of one Gainas, a Goth with a large Gothic following. On arrival, Gainas murdered Rufinus, and was appointed ''magister militum'' for
Thrace Thrace (; el, Θράκη, Thráki; bg, Тракия, Trakiya; tr, Trakya) or Thrake is a geographical and historical region in Southeast Europe, now split among Bulgaria, Greece, and Turkey, which is bounded by the Balkan Mountains to ...
by Eutropius, the new supreme minister and the only eunuch consul of Rome. Eutropius reportedly controlled Arcadius "as if he were a sheep".Zosimus, book 5 http://en.wikisource.org/wiki/New_History/Book_the_Fifth Stilicho obtained a few more troops from the German frontier and continued to campaign ineffectively against the Eastern empire; again he was successfully opposed by Alaric and his men. During the next year, 397, Eutropius personally led his troops to victory over some Huns who were marauding in Asia Minor. With his position thus strengthened, he declared Stilicho a public enemy, and he established Alaric as ''magister militum'' per Illyricum. A poem by Synesius advises the emperor to display manliness and remove a "skin-clad savage" (probably Alaric) from the councils of power and his barbarians from the Roman army. We do not know if Arcadius ever became aware of the existence of this advice, but it had no recorded effect. Synesius, from a province suffering the widespread ravages of a few poor but greedy barbarians, also complained of "the peacetime war, one almost worse than the barbarian war and arising from military indiscipline and the officer's greed." The ''magister militum'' in the Diocese of Africa declared for the East and stopped the supply of grain to Rome. Italy had not fed itself for centuries and could not do so now. In 398, Stilicho sent his last reserves, a few thousand men, to re-take the Diocese of Africa. He strengthened his position further when he married his daughter Maria to Honorius. Throughout this period Stilicho, and all other generals, were desperately short of recruits and supplies for them. In 400, Stilicho was charged to press into service any " laetus, Alamannus, Sarmatian, vagrant, son of a veteran" or any other person liable to serve. He had reached the bottom of his recruitment pool. Though personally not corrupt, he was very active in confiscating assets; the financial and administrative machine was not producing enough support for the army. In 399, Tribigild's rebellion in Asia Minor allowed Gainas to accumulate a significant army (mostly Goths), become supreme in the Eastern court, and execute Eutropius. He now felt that he could dispense with Alaric's services and he nominally transferred Alaric's province to the West. This administrative change removed Alaric's Roman rank and his entitlement to legal provisioning for his men, leaving his army—the only significant force in the ravaged Balkans—as a problem for Stilicho. In 400, the citizens of Constantinople revolted against Gainas and massacred as many of his people, soldiers and their families, as they could catch. Some Goths at least built rafts and tried to cross the strip of sea that separates Asia from Europe; the Roman navy slaughtered them. By the beginning of 401, Gainas' head rode a pike through Constantinople while another Gothic general became consul. Meanwhile, groups of Huns started a series of attacks across the Danube, and the Isaurians marauded far and wide in Anatolia. In 401 Stilicho travelled over the Alps to
Raetia Raetia ( ; ; also spelled Rhaetia) was a province of the Roman Empire, named after the Rhaetian people. It bordered on the west with the country of the Helvetii, on the east with Noricum, on the north with Vindelicia, on the south-west ...
, to scrape up further troops. He left the Rhine defended only by the "dread" of Roman retaliation, rather than by adequate forces able to take the field. Early in spring, Alaric, probably desperate, invaded Italy, and he drove Honorius westward from
Mediolanum Mediolanum, the ancient city where Milan now stands, was originally an Insubrian city, but afterwards became an important Roman city in northern Italy. The city was settled by the Insubres around 600 BC, conquered by the Romans in 222 BC, and ...
, besieging him in Hasta Pompeia in Liguria. Stilicho returned as soon as the passes had cleared, meeting Alaric in two battles (near
Pollentia 250px, Church of San Vittore at Pollenzo. Pollentia, known today as Pollenzo ( pms, Polèns), was an ancient city on the left bank of the Tanaro. It is now a ''frazione'' (parish) of Bra in the Province of Cuneo, Piedmont, northern Italy. In a ...
and Verona) without decisive results. The Goths, weakened, were allowed to retreat back to Illyricum where the Western court again gave Alaric office, though only as
comes ''Comes'' ( ), plural ''comites'' ( ), was a Roman title or office, and the origin Latin form of the medieval and modern title "count". Before becoming a word for various types of title or office, the word originally meant "companion", either i ...
and only over Dalmatia and
Pannonia Secunda Pannonia Secunda was one of the provinces of the Roman Empire. It was formed in the year 296, during the reign of emperor Diocletian. The capital of the province was Sirmium (today Sremska Mitrovica). Pannonia Secunda included parts of present-da ...
rather than the whole of Illyricum. Stilicho probably supposed that this pact would allow him to put Italian government into order and recruit fresh troops. He may also have planned with Alaric's help to relaunch his attempts to gain control over the Eastern court. However, in 405, Stilicho was distracted by a fresh invasion of Northern Italy. Another group of Goths fleeing the Huns, led by one Radagaisus, devastated the north of Italy for six months before Stilicho could muster enough forces to take the field against them. Stilicho recalled troops from Britannia, and the depth of the crisis was shown when he urged all Roman soldiers to allow their personal slaves to fight beside them. His forces, including Huns and Alans, may in the end have totalled rather less than 15,000 men. Radagaisus was defeated and executed, while 12,000 prisoners from the defeated horde were drafted into Stilicho's service. Stilicho continued negotiations with Alaric;
Flavius Aetius Aetius (also spelled Aëtius; ; 390 – 454) was a Roman general and statesman of the closing period of the Western Roman Empire. He was a military commander and the most influential man in the Empire for two decades (433454). He managed pol ...
, son of one of Stilicho's major supporters, was sent as a hostage to Alaric in 405. In 406, Stilicho heard of
new invaders The Invaders is the name of two fictional superhero teams appearing in American comic books published by Marvel Comics. Publication history The original team was created by writer Roy Thomas and artist Sal Buscema in '' The Avengers'' #71 (Dec ...
and rebels who had appeared in the northern provinces. He insisted on making peace with Alaric, probably on the basis that Alaric would prepare to move either against the Eastern court or against the rebels in Gaul. The Senate deeply resented peace with Alaric. In 407, Alaric marched into Noricum and demanded a large payment for his expensive efforts in Stilicho's interests. The senate, "inspired by the courage, rather than the wisdom, of their predecessors," preferred war. One senator famously declaimed ''Non est ista pax, sed pactio servitutis'' ("This is not peace, but a pact of servitude"). Stilicho paid Alaric four thousand pounds of gold nevertheless. Stilicho sent Sarus, a Gothic general, over the Alps to face the usurper Constantine III. Sarus lost this campaign and barely escaped, having to leave his baggage to the bandits who now infested the Alpine passes. The empress Maria, daughter of Stilicho, died in 407 or early 408 and her sister Aemilia Materna Thermantia married Honorius. In the East, Arcadius died on 1 May 408 and was replaced by his son
Theodosius II Theodosius II ( grc-gre, Θεοδόσιος, Theodosios; 10 April 401 – 28 July 450) was Roman emperor for most of his life, proclaimed ''augustus'' as an infant in 402 and ruling as the eastern Empire's sole emperor after the death of his ...
. Stilicho seems to have planned to march to Constantinople, and to install there a regime loyal to himself. He may also have intended to give Alaric a senior official position, and to send him against the rebels in Gaul. Before he could do so, while he was away at
Ticinum Ticinum (the modern Pavia) was an ancient city of Gallia Transpadana, founded on the banks of the river of the same name (now the Ticino river) a little way above its confluence with the Padus ( Po). It was said by Pliny the Elder to have bee ...
at the head of a small detachment, a bloody coup d'état against his supporters took place at Honorius's court. It was led by Stilicho's own creature, one Olympius.


408–410: End of effective regular field armies, starvation in Italy, sack of Rome


Stilicho's fall and Alaric's reaction

Stilicho had news of the coup at Bononia, where he was probably waiting for Alaric. His army of barbarian troops, including a guard of Huns and many Goths under Sarus, discussed attacking the forces of the coup, but Stilicho prevented them when he heard that the Emperor had not been harmed. Sarus's Gothic troops then massacred the Hun contingent in their sleep, and Stilicho withdrew from the quarreling remains of his army to Ravenna. He ordered that his former soldiers should not be admitted into the cities in which their families were billeted. Stilicho was forced to flee to a church for sanctuary, promised his life, and killed. Alaric was again declared an enemy of the Emperor. The conspiracy then massacred the families of the federate troops (as presumed supporters of Stilicho, although they had probably rebelled against him), and the troops defected ''
en masse Many words in the English vocabulary are of French origin, most coming from the Anglo-Norman spoken by the upper classes in England for several hundred years after the Norman Conquest, before the language settled into what became Modern Engli ...
'' to Alaric. The conspirators seem to have let their main army disintegrate, and had no policy except hunting down anyone they regarded as supporters of Stilicho. Italy was left without effective indigenous defence forces thereafter.
Heraclianus Heraclianus ( grc, Ἡρακλειανὸς, ''Herakleianòs''; died 7 March 413) was a provincial governor and a usurper of the Western Roman Empire (412–413) opposed to Emperor Honorius, who had originally brought him to power. Heraclianus h ...
, a co-conspirator of Olympius, became governor of the Diocese of Africa. He consequently controlled the source of most of Italy's grain, and he supplied food only in the interests of Honorius's regime. As a declared 'enemy of the Emperor', Alaric was denied the legitimacy that he needed to collect taxes and hold cities without large garrisons, which he could not afford to detach. He again offered to move his men, this time to Pannonia, in exchange for a modest sum of money and the modest title of
Comes ''Comes'' ( ), plural ''comites'' ( ), was a Roman title or office, and the origin Latin form of the medieval and modern title "count". Before becoming a word for various types of title or office, the word originally meant "companion", either i ...
. He was refused, as Olympius's clique still regarded him as a supporter of Stilicho. He moved into Italy, probably using the route and supplies arranged for him by Stilicho, bypassing the imperial court in Ravenna which was protected by widespread marshland and had a port, and he menaced the city of Rome itself. In 407, there was no equivalent of the determined response to the catastrophic Battle of Cannae in 216 BCE, when the entire Roman population, even slaves, had been mobilized to resist the enemy. Alaric's military operations centred on the port of Rome, through which Rome's grain supply had to pass. Alaric's first siege of Rome in 408 caused dreadful famine within the walls. It was ended by a payment that, though large, was less than one of the richest senators could have produced. The super-rich aristocrats made little contribution; pagan temples were stripped of ornaments to make up the total. With promises of freedom, Alaric also recruited many of the slaves in Rome. Alaric withdrew to Tuscany and recruited more slaves. Ataulf, a Goth nominally in Roman service and brother-in-law to Alaric, marched through Italy to join Alaric. He took casualties from a small force of Hunnic mercenaries led by Olympius. Sarus was an enemy of Ataulf, and on Ataulf's arrival went back into imperial service.


Alaric besieges Rome

In 409 Olympius fell to further intrigue, having his ears cut off before he was beaten to death. Alaric tried again to negotiate with Honorius, but his demands (now even more moderate, only frontier land and food) were inflated by the messenger and Honorius responded with insults, which were reported ''verbatim'' to Alaric. He broke off negotiations and the standoff continued. Honorius's court made overtures to the usurper Constantine III in Gaul and arranged to bring Hunnic forces into Italy, Alaric ravaged Italy outside the fortified cities (which he could not garrison), and the Romans refused open battle (for which they had inadequate forces). Late in the year, Alaric sent bishops to express his readiness to leave Italy if Honorius would only grant his people a supply of grain. Honorius, sensing weakness, flatly refused. Alaric moved to Rome and captured Galla Placidia, sister of Honorius. The Senate in Rome, despite its loathing for Alaric, was now desperate enough to give him almost anything he wanted. They had no food to offer, but they tried to give him imperial legitimacy; with the Senate's acquiescence, he elevated Priscus Attalus as his puppet emperor, and he marched on Ravenna. Honorius was planning to flee to Constantinople when a reinforcing army of 4,000 soldiers from the East disembarked in Ravenna. These garrisoned the walls and Honorius held on. He had Constantine's principal court supporter executed and Constantine abandoned plans to march to Honorius's defence. Attalus failed to establish his control over the Diocese of Africa, and no grain arrived in Rome where the famine became even more frightful. Jerome reports cannibalism within the walls.Nicene and Post-Nicene Fathers: Series II/Volume VI/The Letters of St. Jerome/Letter 127 Philip Schaff et al. http://en.wikisource.org/wiki/Nicene_and_Post-Nicene_Fathers:_Series_II/Volume_VI/The_Letters_of_St._Jerome/Letter_127 Attalus brought Alaric no real advantage, failing also to come to any useful agreement with Honorius (to whom Attalus offered mutilation, humiliation, and exile). Indeed, Attalus's claim was a marker of threat to Honorius, and Alaric dethroned him after a few months. In 410 Alaric took Rome by starvation, and sacked it for three days. He invited its remaining barbarian slaves to join him, which many did. There was relatively little destruction. In some Christian holy places, Alaric's men even refrained from wanton violence, and Jerome tells the story of a virgin who was escorted to a church by the invaders, after they had given her mother a beating from which she later died. The city of Rome was the seat of the richest senatorial noble families and the centre of their cultural patronage. To pagans it was the sacred origin of the empire, and to Christians the seat of the heir of Saint Peter. At the time, this position was held by
Pope Innocent I Pope Innocent I ( la, Innocentius I) was the bishop of Rome from 401 to his death on 12 March 417. From the beginning of his papacy, he was seen as the general arbitrator of ecclesiastical disputes in both the East and the West. He confirmed the ...
, the most authoritative bishop of the West. Rome had not fallen to an enemy since the
Battle of the Allia The Battle of the Allia was a battle fought between the Senones – a Gallic tribe led by Brennus, who had invaded Northern Italy – and the Roman Republic. The battle was fought at the confluence of the Tiber and Allia rivers, 11 Roman ...
, over eight centuries before. Refugees spread the news and their stories throughout the Empire, and the meaning of the fall was debated with religious fervour. Both Christians and pagans wrote embittered tracts, blaming paganism or Christianity respectively for the loss of Rome's supernatural protection and all attacking Stilicho's earthly failures. Some Christian responses anticipated the imminence of the Last Judgment. Augustine of Hippo in his book " City of God" ultimately rejected the pagan and Christian idea that religion should have worldly benefits. He instead developed the doctrine that the City of God in heaven, undamaged by mundane disasters, was the true objective of Christians. More practically, Honorius was briefly persuaded to set aside the laws forbidding pagans to be military officers, so that one Generidus could re-establish Roman control in Dalmatia. Generidus did this with unusual effectiveness. His techniques were remarkable for this period, in that they included training his troops, disciplining them, and giving them appropriate supplies even if he had to use his own money. The penal laws were reinstated no later than 25 August 410, meaning that the overall trend of repression of paganism continued.
Procopius Procopius of Caesarea ( grc-gre, Προκόπιος ὁ Καισαρεύς ''Prokópios ho Kaisareús''; la, Procopius Caesariensis; – after 565) was a prominent late antique Greek scholar from Caesarea Maritima. Accompanying the Roman gen ...
mentions a story in which Honorius, on hearing the news that Rome had "perished", was shocked. The emperor thought that the news was in reference to his favorite
chicken The chicken (''Gallus gallus domesticus'') is a domesticated junglefowl species, with attributes of wild species such as the grey and the Ceylon junglefowl that are originally from Southeastern Asia. Rooster or cock is a term for an adu ...
, which he had named "Roma". On hearing that
Rome , established_title = Founded , established_date = 753 BC , founder = King Romulus (legendary) , image_map = Map of comune of Rome (metropolitan city of Capital Rome, region Lazio, Italy).svg , map_caption ...
itself had fallen, he breathed a sigh of relief:


The Goths move out of Italy

Alaric then moved south, intending to sail to Africa. His ships were wrecked in a storm, and he shortly died of fever. His successor
Athaulf Athaulf (also ''Athavulf'', ''Atawulf'', or ''Ataulf'' and ''Adolf'', Latinized as ''Ataulphus'') ( 37015 August 415) was king of the Visigoths from 411 to 415. During his reign, he transformed the Visigothic state from a tribal kingdom to a maj ...
, still regarded as an usurper and given only occasional and short-term grants of supplies, moved north into the turmoil of Gaul. In this region, there was some prospect of food. His supergroup of barbarians are called the
Visigoths The Visigoths (; la, Visigothi, Wisigothi, Vesi, Visi, Wesi, Wisi) were an early Germanic people who, along with the Ostrogoths, constituted the two major political entities of the Goths within the Roman Empire in late antiquity, or what is ...
in modern works: they may now have been developing their own sense of identity.


405–418: In the Gallic provinces; barbarians and usurpers, loss of Britannia, partial loss of Hispania and Gaul

The Crossing of the Rhine in 405/6 brought unmanageable numbers of Germanic and Alan barbarians (perhaps some 30,000 warriors, 100,000 people) into Gaul. They may have been trying to get away from the Huns, who about this time advanced to occupy the
Great Hungarian Plain The Great Hungarian Plain (also known as Alföld or Great Alföld, hu, Alföld or ) is a plain occupying the majority of the modern territory of Hungary. It is the largest part of the wider Pannonian Plain. (However, the Great Hungarian plain ...
. For the next few years these barbarian tribes wandered in search of food and employment, while Roman forces fought each other in the name of Honorius and a number of competing claimants to the imperial throne. The remaining troops in Britannia elevated a succession of imperial usurpers. The last, Constantine III, raised an army from the remaining troops in Britannia, invaded Gaul and defeated forces loyal to Honorius led by Sarus. Constantine's power reached its peak in 409 when he controlled Gaul and beyond, he was joint consul with Honorius and his magister militum Gerontius defeated the last Roman force to try to hold the borders of Hispania. It was led by relatives of Honorius; Constantine executed them. Gerontius went to
Hispania Hispania ( la, Hispānia , ; nearly identically pronounced in Spanish, Portuguese, Catalan, and Italian) was the Roman name for the Iberian Peninsula and its provinces. Under the Roman Republic, Hispania was divided into two provinces: Hisp ...
, where he may have settled the
Sueves The Suebi (or Suebians, also spelled Suevi, Suavi) were a large group of Germanic peoples originally from the Elbe river region in what is now Germany and the Czech Republic. In the early Roman era they included many peoples with their own nam ...
and the Asding Vandals. Gerontius then fell out with his master and elevated one
Maximus Maximus (Hellenised as Maximos) is the Latin term for "greatest" or "largest". In this connection it may refer to: * Circus Maximus (disambiguation) * Pontifex maximus, the highest priest of the College of Pontiffs in ancient Rome People Roman h ...
as his own puppet emperor. He defeated Constantine and was besieging him in Arelate when Honorius's general Constantius arrived from Italy with an army (possibly, composed mainly of Hun mercenaries). Gerontius's troops deserted him, and he committed suicide. Constantius continued the siege, defeating a relieving army. Constantine surrendered in 411 with a promise that his life would be spared, and was then executed. In 410, the Roman civitates of Britannia rebelled against Constantine and evicted his officials. They asked for help from Honorius, who replied that they should look to their own defence. While the British may have regarded themselves as Roman for several generations, and British armies may at times have fought in Gaul, no central Roman government is known to have appointed officials in Britannia thereafter. The supply of coinage to the Diocese of Britannia ceases with Honorius. In 411, Jovinus rebelled and took over Constantine's remaining troops on the Rhine. He relied on the support of Burgundians and Alans, to whom he offered supplies and land. In 413, Jovinus also recruited Sarus. Athaulf destroyed their regime in the name of Honorius, afterwards both Jovinus and Sarus were executed. The Burgundians were settled on the left bank of the Rhine. Athaulf then operated in the south of Gaul, sometimes with short-term supplies from the Romans. All usurpers had been defeated, but large barbarian groups remained un-subdued in both Gaul and Hispania. The imperial government was quick to restore the Rhine frontier. The invading tribes of 407 moved into Hispania at the end of 409; the Visigoths left Italy at the beginning of 412 and settled themselves around Narbo.
Heraclianus Heraclianus ( grc, Ἡρακλειανὸς, ''Herakleianòs''; died 7 March 413) was a provincial governor and a usurper of the Western Roman Empire (412–413) opposed to Emperor Honorius, who had originally brought him to power. Heraclianus h ...
was still in command in the diocese of Africa. He was the last member of the
clique A clique ( AusE, CanE, or ), in the social sciences, is a group of individuals who interact with one another and share similar interests. Interacting with cliques is part of normative social development regardless of gender, ethnicity, or popular ...
which had overthrown Stilicho to retain power. In 413 he led an invasion of Italy, and lost to a subordinate of Constantius. He then fled back to Africa, where he was murdered by Constantius's agents. In January 414 Roman naval forces blockaded Athaulf in Narbo, where he married Galla Placidia. The choir at the wedding included Attalus, a puppet emperor without revenues or soldiers.Eucharisticus Paulinus Pellaeus English translation by H. G. Evelyn White, 1921, Loeb Classical Library's Ausonius, vol. II, pp. 295–351. http://penelope.uchicago.edu/Thayer/E/Roman/Texts/Paulinus_Pellaeus/Eucharisticus*.html Athaulf famously declared that he had abandoned his intention to set up a Gothic empire, because of the irredeemable barbarity of his followers, and instead he sought to restore the Roman Empire. He handed Attalus over to Honorius's regime for mutilation, humiliation, and exile. He also abandoned Attalus's supporters. One of them, Paulinus Pellaeus, recorded that the Goths considered themselves merciful because they allowed him and his household to leave destitute, but alive, without being raped. Athaulf moved out of Gaul, to Barcelona where his infant son by Galla Placidia was buried, and where he was assassinated by one of his household retainers, possibly a former follower of Sarus. His ultimate successor
Wallia Wallia or Walha ( Spanish: ''Walia'', Portuguese ''Vália''), ( 385 – 418) was king of the Visigoths from 415 to 418, earning a reputation as a great warrior and prudent ruler. He was elected to the throne after Athaulf and then Sigeric were ...
had no agreement with the Romans; his people had to plunder in Hispania for food.


Settlement of 418; barbarians within the empire

In 416 Wallia reached agreement with Constantius; he sent Galla Placidia back to Honorius and received provisions, six hundred thousand '' modii'' of wheat. From 416 to 418, Wallia's Goths campaigned in Hispania on Constantius's behalf, exterminating the Siling Vandals in
Baetica Hispania Baetica, often abbreviated Baetica, was one of three Roman provinces in Hispania (the Iberian Peninsula). Baetica was bordered to the west by Lusitania, and to the northeast by Hispania Tarraconensis. Baetica remained one of the basi ...
and reducing the Alans to the point where the survivors sought the protection of the king of the Asding Vandals. (After retrenchment they formed another barbarian supergroup, but for the moment they were reduced in numbers and effectively cowed.) In 418, by agreement with Constantius, Wallia's Goths accepted land to farm in Aquitania. Constantius also reinstituted an annual council of the southern Gallic provinces, to meet at Arelate. Although Constantius rebuilt the western field army to some extent, he did so only by replacing half of its units (vanished in the wars since 395) by re-graded barbarians, and by garrison troops removed from the frontier. The Notitia Dignitatum gives a list of the units of the western field army circa 425. It does not give strengths for these units, but A. H. M. Jones used the Notitia to estimate the total strength of the field armies in the West at 113,000 : Gaul, "about" 35,000; Italy, "nearly" 30,000; Britain 3,000; in Spain, 10–11,000, in the diocese of Illyricum 13–14,000, and in the diocese of Africa 23,000. Constantius had married the princess Galla Placidia (despite her protests) in 417. The couple soon had two children, Honoria and
Valentinian III Valentinian III ( la, Placidus Valentinianus; 2 July 41916 March 455) was Roman emperor in the West from 425 to 455. Made emperor in childhood, his reign over the Roman Empire was one of the longest, but was dominated by powerful generals vying ...
. Constantius was elevated to the position of
Augustus Caesar Augustus (born Gaius Octavius; 23 September 63 BC – 19 August AD 14), also known as Octavian, was the first Roman emperor; he reigned from 27 BC until his death in AD 14. He is known for being the founder of the Roman Pr ...
in 420. This earned him the hostility of the Eastern court, which had not agreed to his elevation. Nevertheless, Constantius had achieved an unassailable position at the Western court, in the imperial family, and as the able commander-in-chief of a partially restored army. This settlement represented a real success for the Empire - a poem by Rutilius Namatianus celebrates his voyage back to Gaul in 417 and his confidence in a restoration of prosperity. But it marked huge losses of territory and of revenue; Rutilius travelled by ship past the ruined bridges and countryside of Tuscany, and in the west the river Loire had become the effective northern boundary of Roman Gaul. In the east of Gaul the Franks controlled large areas; the effective line of Roman control until 455 ran from north of Cologne (lost to the Ripuarian Franks in 459) to Boulogne. The Italian areas which had been compelled to support the Goths had most of their taxes remitted for several years. Even in southern Gaul and Hispania large barbarian groups remained, with thousands of warriors, in their own non-Roman military and social systems. Some occasionally acknowledged a degree of Roman political control, but without the local application of Roman leadership and military power they and their individual subgroups pursued their own interests.


421–433: Renewed dissension after the death of Constantius, partial loss of the Diocese of Africa

Constantius died in 421, after only seven months as Augustus. He had been careful to make sure that there was no successor in waiting, and his own children were far too young to take his place. Honorius was unable to control his own court, and the death of Constantius initiated more than ten years of instability. Initially Galla Placidia sought Honorius's favour in the hope that her son might ultimately inherit. Other court interests managed to defeat her, and she fled with her children to the Eastern court in 422. Honorius himself died, shortly before his thirty-ninth birthday, in 423. After some months of intrigue, the
patrician Patrician may refer to: * Patrician (ancient Rome), the original aristocratic families of ancient Rome, and a synonym for "aristocratic" in modern English usage * Patrician (post-Roman Europe), the governing elites of cities in parts of medieval ...
Castinus Flavius Castinus held the position of ''patricius'' in the court of Roman Emperor Honorius at the time of the Emperor's death, and most likely for some time before. He also served as consul for the year 424. Career In 422 he fought an unsucce ...
installed
Joannes Joannes or John ( la, Iohannes; died 425) was western Roman emperor from 423 to 425. On the death of the Emperor Honorius (15 August 423), Theodosius II, the remaining ruler of the House of Theodosius, hesitated in announcing his uncle's d ...
as Western Emperor, but the Eastern Roman government proclaimed the child
Valentinian III Valentinian III ( la, Placidus Valentinianus; 2 July 41916 March 455) was Roman emperor in the West from 425 to 455. Made emperor in childhood, his reign over the Roman Empire was one of the longest, but was dominated by powerful generals vying ...
instead, his mother Galla Placidia acting as
regent A regent (from Latin : ruling, governing) is a person appointed to govern a state '' pro tempore'' (Latin: 'for the time being') because the monarch is a minor, absent, incapacitated or unable to discharge the powers and duties of the monarchy ...
during his minority. Joannes had few troops of his own. He sent Aetius to raise help from the Huns. An Eastern army landed in Italy, captured Joannes, cut his hand off, abused him in public, and killed him with most of his senior officials. Aetius returned, three days after Joannes' death, at the head of a substantial Hunnic army which made him the most powerful general in Italy. After some fighting, Placidia and Aetius came to an agreement; the Huns were paid off and sent home, while Aetius received the position of ''magister militum''. Galla Placidia, as Augusta, mother of the Emperor, and his guardian until 437, could maintain a dominant position in court, but women in Ancient Rome did not exercise military power, and she could not herself become a general. She tried for some years to avoid reliance on a single dominant military figure, maintaining a balance of power between her three senior officers, Aetius (''magister militum'' in Gaul), Count Boniface (governor in the Diocese of Africa), and Flavius Felix (''magister militum praesentalis'' in Italy). Meanwhile, the Empire deteriorated seriously. Apart from the losses in the Diocese of Africa, Hispania was slipping out of central control and into the hands of local rulers and Suevic bandits. In Gaul the Rhine frontier had collapsed, the Visigoths in Aquitaine may have launched further attacks on Narbo and Arelate, and the Franks, increasingly powerful although disunited, were the major power in the north-east. Armorica was controlled by Bagaudae, local leaders not under the authority of the Empire. Aetius at least campaigned vigorously and mostly victoriously, defeating aggressive Visigoths, Franks, fresh Germanic invaders, Bagaudae in Armorica, and a rebellion in Noricum. Not for the first time in Rome's history, a
triumvirate A triumvirate ( la, triumvirātus) or a triarchy is a political institution ruled or dominated by three individuals, known as triumvirs ( la, triumviri). The arrangement can be formal or informal. Though the three leaders in a triumvirate are ...
of mutually distrustful rulers proved unstable. In 427, Felix tried to recall Boniface from Africa. Boniface refused, and overcame Felix's invading force. Boniface probably recruited some Vandal troops among others. In 428 the Vandals and Alans were united under the able, ferocious, and long-lived king
Genseric Gaiseric ( – 25 January 477), also known as Geiseric or Genseric ( la, Gaisericus, Geisericus; reconstructed Vandalic: ) was King of the Vandals and Alans (428–477), ruling a kingdom he established, and was one of the key players in the di ...
; he moved his entire people to Tarifa near Gibraltar, divided them into 80 groups nominally of 1,000 people (perhaps 20,000 warriors in total), and crossed from Hispania to Mauretania without opposition. They spent a year moving slowly to Numidia, defeating Boniface. He returned to Italy where Aetius had recently had Felix executed. Boniface was promoted to ''magister militum'' and earned the enmity of Aetius, who may have been absent in Gaul at the time. In 432 the two met at the Battle of Ravenna, which left Aetius's forces defeated and Boniface mortally wounded. Aetius temporarily retired to his estates, but after an attempt to murder him he raised another Hunnic army (probably by conceding parts of Pannonia to them) and in 433 he returned to Italy, overcoming all rivals. He never threatened to become an Augustus himself and thus maintained the support of the Eastern court, where Valentinian's cousin
Theodosius II Theodosius II ( grc-gre, Θεοδόσιος, Theodosios; 10 April 401 – 28 July 450) was Roman emperor for most of his life, proclaimed ''augustus'' as an infant in 402 and ruling as the eastern Empire's sole emperor after the death of his ...
reigned until 450.


433–454: Ascendancy of Aetius, loss of Carthage

Aetius campaigned vigorously, somewhat stabilizing the situation in Gaul and in Hispania. He relied heavily on his forces of Huns. With a ferocity celebrated centuries later in the ''
Nibelungenlied The ( gmh, Der Nibelunge liet or ), translated as ''The Song of the Nibelungs'', is an epic poem written around 1200 in Middle High German. Its anonymous poet was likely from the region of Passau. The is based on an oral tradition of Germani ...
'', the Huns slaughtered many Burgundiones on the middle Rhine, re-establishing the survivors as Roman allies, the first
Kingdom of the Burgundians The Kingdom of the Burgundians or First Kingdom of Burgundy was established by Germanic Burgundians in the Rhineland and then in eastern Gaul in the 5th century. History Background The Burgundians, a Germanic tribe, may have migrated from the ...
. This may have returned some sort of Roman authority to Trier. Eastern troops reinforced Carthage, temporarily halting the Vandals, who in 435 agreed to limit themselves to Numidia and leave the most fertile parts of North Africa in peace. Aetius concentrated his limited military resources to defeat the Visigoths again, and his diplomacy restored a degree of order to Hispania. However, his general Litorius was badly defeated by the Visigoths at Toulouse, and a new Suevic king, Rechiar, began vigorous assaults on what remained of Roman Hispania. At one point Rechiar even allied with Bagaudae. These were Romans not under imperial control; some of their reasons for rebellion may be indicated by the remarks of a Roman captive under Attila who was happy in his lot, giving a lively account of ''"the vices of a declining empire, of which he had so long been the victim; the cruel absurdity of the Roman princes, unable to protect their subjects against the public enemy, unwilling to trust them with arms for their own defence; the intolerable weight of taxes, rendered still more oppressive by the intricate or arbitrary modes of collection; the obscurity of numerous and contradictory laws; the tedious and expensive forms of judicial proceedings; the partial administration of justice; and the universal corruption, which increased the influence of the rich, and aggravated the misfortunes of the poor."''
Vegetius Publius (or Flavius) Vegetius Renatus, known as Vegetius (), was a writer of the Later Roman Empire (late 4th century). Nothing is known of his life or station beyond what is contained in his two surviving works: ''Epitoma rei militaris'' (also r ...
's advice on re-forming an effective army may be dated to the early 430s, (though a date in the 390s has also been suggested). He identified many deficiencies in the military, especially mentioning that the soldiers were no longer properly equipped: A religious polemic of about this time complains bitterly of the oppression and extortion suffered by all but the richest Romans. Many wished to flee to the Bagaudae or even to foul-smelling barbarians. "Although these men differ in customs and language from those with whom they have taken refuge, and are unaccustomed too, if I may say so, to the nauseous odor of the bodies and clothing of the barbarians, yet they prefer the strange life they find there to the injustice rife among the Romans. So you find men passing over everywhere, now to the Goths, now to the Bagaudae, or whatever other barbarians have established their power anywhere ... We call those men rebels and utterly abandoned, whom we ourselves have forced into crime. For by what other causes were they made Bagaudae save by our unjust acts, the wicked decisions of the magistrates, the proscription and extortion of those who have turned the public exactions to the increase of their private fortunes and made the tax indictions their opportunity for plunder?"
Gildas Gildas ( Breton: ''Gweltaz''; c. 450/500 – c. 570) — also known as Gildas the Wise or ''Gildas Sapiens'' — was a 6th-century British monk best known for his scathing religious polemic ''De Excidio et Conquestu Britanniae'', which recount ...
, a 6th-century monk and author of '' De Excidio et Conquestu Britanniae'', wrote that "No sooner were the ravages of the enemy checked, than the island ritainwas deluged with a most extraordinary plenty of all things, greater than was before known, and with it grew up every kind of luxury and licentiousness."Gildas. ''On The Ruin of Britain'' (''De Excidio Britanniae''). Translation by J. A. Giles https://www.gutenberg.org/cache/epub/1949/pg1949.html Nevertheless, effective imperial protection from barbarian ravages was eagerly sought. About this time authorities in Britannia asked Aetius for help: "To Aetius, now consul for the third time: the groans of the Britons." And again a little further, thus: "The barbarians drive us to the sea; the sea throws us back on the barbarians: thus two modes of death await us, we are either slain or drowned." The Romans, however, could not assist them..." The Visigoths passed another waymark on their journey to full independence; they made their own foreign policy, sending princesses to make (rather unsuccessful)
marriage alliances A marriage of state is a diplomatic marriage or union between two members of different nation-states or internally, between two power blocs, usually in authoritarian societies and is a practice which dates back into ancient times, as far back as ear ...
with Rechiar of the Sueves and with
Huneric Huneric, Hunneric or Honeric (died December 23, 484) was King of the (North African) Vandal Kingdom (477–484) and the oldest son of Gaiseric. He abandoned the imperial politics of his father and concentrated mainly on internal affairs. He was m ...
, son of the Vandal king
Genseric Gaiseric ( – 25 January 477), also known as Geiseric or Genseric ( la, Gaisericus, Geisericus; reconstructed Vandalic: ) was King of the Vandals and Alans (428–477), ruling a kingdom he established, and was one of the key players in the di ...
. In 439, the Vandals moved eastward, temporarily abandoning Numidia. They captured Carthage, where they established the Vandal Kingdom, an independent state with a powerful navy. This brought immediate financial crisis to the Western Empire. The diocese of Africa was prosperous, normally required few troops to keep it secure, contributed large tax revenues, and exported wheat to feed Rome and many other areas. Roman troops assembled in
Sicily (man) it, Siciliana (woman) , population_note = , population_blank1_title = , population_blank1 = , demographics_type1 = Ethnicity , demographics1_footnotes = , demographi ...
, but the planned counter-attack never happened. Huns attacked the Eastern empire, and "the troops, which had been sent against Genseric, were hastily recalled from Sicily; the garrisons, on the side of Persia, were exhausted; and a military force was collected in Europe, formidable by their arms and numbers, if the generals had understood the science of command, and the soldiers the duty of obedience. The armies of the Eastern empire were vanquished in three successive engagements ... From the Hellespont to
Thermopylae Thermopylae (; Ancient Greek and Katharevousa: (''Thermopylai'') , Demotic Greek (Greek): , (''Thermopyles'') ; "hot gates") is a place in Greece where a narrow coastal passage existed in antiquity. It derives its name from its hot sulphur ...
, and the suburbs of Constantinople, ttilaravaged, without resistance, and without mercy, the provinces of Thrace and Macedonia" Attila's invasions of the East were stopped by the Theodosian Walls; at this heavily fortified Eastern end of the Mediterranean there were no significant barbarian invasions across the sea into the rich southerly areas of Anatolia, the Levant, and Egypt. Despite internal and external threats, and more religious discord than the West, these provinces remained prosperous contributors to tax revenue; despite the ravages of Attila's armies and the extortions of his peace treaties, tax revenue generally continued to be adequate for the essential state functions of the Eastern empire. Genseric settled his Vandals as landowners. In 442, he was able to negotiate very favourable peace terms with the Western court. He kept his latest gains and his eldest son
Huneric Huneric, Hunneric or Honeric (died December 23, 484) was King of the (North African) Vandal Kingdom (477–484) and the oldest son of Gaiseric. He abandoned the imperial politics of his father and concentrated mainly on internal affairs. He was m ...
was honoured by betrothal to Valentinian III's daughter Eudocia. She carried the legitimacy of the conjoined Valentinianic and Theodosian dynasties. Huneric's Gothic wife was suspected of trying to poison her father-in-law Genseric; he sent her home without her nose or ears, and his Gothic alliance came to an early end. The Romans regained Numidia, and Rome again received a grain supply from Africa. The losses of income from the Diocese of Africa were equivalent to the costs of nearly 40,000
infantry Infantry is a military specialization which engages in ground combat on foot. Infantry generally consists of light infantry, mountain infantry, motorized infantry & mechanized infantry, airborne infantry, air assault infantry, and mar ...
or over 20,000 cavalry. The imperial regime had to increase taxes. Despite admitting that the peasantry could pay no more, and that a sufficient army could not be raised, the imperial regime protected the interests of landowners displaced from Africa and allowed wealthy individuals to avoid taxes.


444–453: Attacks by the empire of Attila the Hun

In 444, the Huns were united under Attila. His subjects included Huns, outnumbered several times over by other groups, predominantly
Germanic peoples The Germanic peoples were historical groups of people that once occupied Central Europe and Scandinavia during antiquity and into the early Middle Ages. Since the 19th century, they have traditionally been defined by the use of ancient and e ...
. His power rested partly on his continued ability to reward his favoured followers with precious metals, and he continued to attack the Eastern Empire until 450, by when he had extracted vast sums of money and many other concessions. Attila may not have needed any excuse to turn West, but he received one in the form of a plea for help from Honoria, the Emperor's sister, who was being forced into a marriage which she resented. Attila claimed Honoria as his wife, and half of the Western Empire's territory as his dowry. Faced with refusal, he invaded Gaul in 451 with a huge army. In the bloody battle of the Catalaunian Plains, the invasion was stopped by the combined forces of the barbarians within the Western empire. They were coordinated by Aetius, and supported by what troops he could muster. The next year, Attila invaded Italy and proceeded to march upon Rome. An outbreak of disease in his army, lack of supplies, reports that Eastern Roman troops were attacking his noncombatant population in Pannonia, and, possibly, Pope Leo I's plea for peace induced him to halt this campaign. Attila unexpectedly died a year later (453) and his empire crumbled as his followers fought for power. The life of Severinus of Noricum gives glimpses of the general insecurity, and ultimate retreat of the Romans on the Upper Danube in the aftermath of Attila's death. The Romans were without adequate forces; the barbarians inflicted haphazard extortion, murder, kidnap, and plunder on the Romans and on each other. "So long as the Roman dominion lasted, soldiers were maintained in many towns at the public expense to guard the boundary wall. When this custom ceased, the squadrons of soldiers and the boundary wall were blotted out together. The troop at Batavis, however, held out. Some soldiers of this troop had gone to Italy to fetch the final pay to their comrades, and no one knew that the barbarians had slain them on the way." In 454, Aetius was personally stabbed to death by Valentinian. " alentinianthought he had slain his master; he found that he had slain his protector: and he fell a helpless victim to the first conspiracy which was hatched against his throne." Valentinian himself was murdered by the dead general's supporters a year later. A rich senatorial aristocrat,
Petronius Maximus Petronius Maximus ( 39731 May 455) was Roman emperor of the West for two and a half months in 455. A wealthy senator and a prominent aristocrat, he was instrumental in the murders of the Western Roman ''magister militum'', Aëtius, and the W ...
, who had encouraged both murders, then seized the throne. He broke the engagement between the princess Eudocia and
Huneric Huneric, Hunneric or Honeric (died December 23, 484) was King of the (North African) Vandal Kingdom (477–484) and the oldest son of Gaiseric. He abandoned the imperial politics of his father and concentrated mainly on internal affairs. He was m ...
, heir to the Vandal throne. This amounted to a declaration of war with the Vandals. Petronius had time to send Avitus to ask for the help of the Visigoths in Gaul before a Vandal fleet arrived in Italy. Petronius was unable to muster any effective defence, tried to flee the city, and was torn to pieces by a mob who paraded the bits around on a pole. The Vandals entered Rome, and plundered it for two weeks. Despite the shortage of money for the defence of the state, considerable private wealth had accumulated since the previous sack in 410. The Vandals sailed away with large amounts of treasure and also with the princess Eudocia. She became the wife of one Vandal king and the mother of another,
Hilderic Hilderic (460s – 533) was the penultimate king of the Vandals and Alans in North Africa in Late Antiquity (523–530). Although dead by the time the Vandal Kingdom was overthrown in 534, he nevertheless played a key role in that event. Biog ...
. The Vandals conquered Sicily. Their fleet became a constant danger to Roman sea trade, and to the coasts and islands of the western Mediterranean.


455–456: Failure of Avitus, further losses in Gaul, rise of Ricimer

Avitus, at the Visigothic court in
Burdigala Bordeaux ( , ; Gascon oc, Bordèu ; eu, Bordele; it, Bordò; es, Burdeos) is a port city on the river Garonne in the Gironde department, Southwestern France. It is the capital of the Nouvelle-Aquitaine region, as well as the prefecture ...
, declared himself Emperor. He moved on Rome with Visigothic support. He gained acceptance by Majorian and
Ricimer Flavius Ricimer ( , ; – 18/19 August 472) was a Romanized Germanic general who effectively ruled the remaining territory of the Western Roman Empire from 461 until his death in 472, with a brief interlude in which he contested power with An ...
, commanders of the remaining army of Italy. This was the first time that a barbarian kingdom had played a key role in the imperial succession. Avitus's son-in-law
Sidonius Apollinaris Gaius Sollius Modestus Apollinaris Sidonius, better known as Sidonius Apollinaris (5 November of an unknown year, 430 – 481/490 AD), was a poet, diplomat, and bishop. Sidonius is "the single most important surviving author from 5th-century Gaul ...
wrote propaganda to present the Visigothic king Theoderic II as a reasonable man with whom a Roman regime could do business. Theoderic's payoff included precious metal from stripping the remaining public ornaments of Italy, and an unsupervised campaign in Hispania. There he not only defeated the Sueves, executing his brother-in-law Rechiar, but he also plundered Roman cities. The Burgundians expanded their kingdom in the Rhône valley, while the Vandals took the remains of the Diocese of Africa. In 456, the Visigothic army was too heavily engaged in Hispania to be an effective threat to Italy. Ricimer had just destroyed a pirate fleet of sixty Vandal ships. Majorian and Ricimer marched against Avitus, and defeated him near Placentia. He was forced to become Bishop of Placentia, and died (possibly murdered) a few weeks later.


457–467: Resurgence under Majorian, attempt to recover Africa, control by Ricimer

Majorian and Ricimer were now in control of Italy. Ricimer was the son of a Suevic king, and his mother was the daughter of a Gothic one, so he could not aspire to an imperial throne. After some months, allowing for negotiation with the new emperor of Constantinople and the defeat of 900 Alamannic invaders of Italy by one of his subordinates, Majorian was acclaimed as Augustus. Majorian is described by Gibbon as "a great and heroic character". He rebuilt the army and navy of Italy with vigour and set about recovering the remaining Gallic provinces, which had not recognized his elevation. He defeated the Visigoths at the
Battle of Arelate The Battle of Arelate was fought in 458 near Arelate (Arles) between Western Roman Emperor Majorian and Visigothic king Theodoric II. After the assassination of Flavius Aetius in 454, the Visigoths began to expand their kingdom at the expense ...
, reducing them to federate status and obliging them to give up their claims in Hispania; he moved on to subdue the Burgundians, the Gallo-Romans around Lugdunum (who were granted tax concessions and whose senior officials were appointed from their own ranks), and the Suevi and Bagaudae in Hispania. Marcellinus, magister militum in Dalmatia and the pagan general of a well-equipped army, acknowledged him as emperor and recovered Sicily from the Vandals.
Aegidius Aegidius (died 464 or 465) was the ruler of the short-lived Kingdom of Soissons from 461 to 464/465AD. Before his ascension, he became ''magister militum per Gallias'' (Master of the Soldiers for Gaul) serving under Majorian, in 458AD. An arden ...
also acknowledged Majorian and took effective charge of northern Gaul. (Aegidius may also have used the title "King of the Franks"). Abuses in tax collection were reformed and the city councils were strengthened. Both were actions necessary to rebuild the strength of the Empire, but disadvantageous to the richest aristocrats. Majorian prepared a fleet at
Carthago Nova Cartagena () is a Spanish city and a major naval station on the Mediterranean coast, south-eastern Iberia. As of January 2018, it has a population of 218,943 inhabitants, being the region's second-largest municipality and the country's sixth-la ...
for the essential reconquest of the Diocese of Africa. The fleet was burned by traitors, and Majorian made peace with the Vandals and returned to Italy. Here Ricimer met him, arrested him, and executed him five days later. Marcellinus in Dalmatia and
Aegidius Aegidius (died 464 or 465) was the ruler of the short-lived Kingdom of Soissons from 461 to 464/465AD. Before his ascension, he became ''magister militum per Gallias'' (Master of the Soldiers for Gaul) serving under Majorian, in 458AD. An arden ...
around
Soissons Soissons () is a commune in the northern French department of Aisne, in the region of Hauts-de-France. Located on the river Aisne, about northeast of Paris, it is one of the most ancient towns of France, and is probably the ancient capital o ...
in northern Gaul rejected both Ricimer and his puppets and maintained some version of Roman rule in their areas. Ricimer later ceded Narbo and its hinterland to the Visigoths in exchange for their help against Aegidius; this made it impossible for Roman armies to march from Italy to Hispania. Ricimer was then the effective ruler of Italy (but little else) for several years. From 461 to 465 the pious Italian aristocrat
Libius Severus Libius Severus (died 465), sometimes enumerated as Severus III, was Roman emperor, emperor of the Western Roman Empire from 461 to his death in 465. A native of Lucania,Cassiodorus, ''Chronicle''; ''Chronica Gallica of 511'', s:la:Chronica galli ...
reigned. There is no record of anything significant that he even tried to achieve, he was never acknowledged by the East whose help Ricimer needed, and he died conveniently in 465.


467–472: Anthemius; an Emperor and an army from the East

After two years without a Western Emperor, the Eastern court nominated
Anthemius Procopius Anthemius (died 11 July 472) was western Roman emperor from 467 to 472. Perhaps the last capable Western Roman Emperor, Anthemius attempted to solve the two primary military challenges facing the remains of the Western Roman Empire: ...
, a successful general who had a strong claim to the Eastern throne. He arrived in Italy with an army, supported by Marcellinus and his fleet. Anthemius married his daughter Alypia to Ricimer, and he was proclaimed Augustus in 467. In 468, at vast expense, the Eastern empire assembled an enormous force to help the West retake the Diocese of Africa. Marcellinus rapidly drove the Vandals from
Sardinia Sardinia ( ; it, Sardegna, label=Italian, Corsican and Tabarchino ; sc, Sardigna , sdc, Sardhigna; french: Sardaigne; sdn, Saldigna; ca, Sardenya, label=Algherese and Catalan) is the second-largest island in the Mediterranean Sea, after ...
and Sicily, and a land invasion evicted them from Tripolitania. The commander in chief with the main force defeated a Vandal fleet near Sicily, and landed at Cape Bon. Here Genseric offered to surrender, if he could have a five-day truce to prepare the process. He used the respite to prepare a full-scale attack preceded by
fireships A fire ship or fireship, used in the days of wooden rowed or sailing ships, was a ship filled with combustibles, or gunpowder deliberately set on fire and steered (or, when possible, allowed to drift) into an enemy fleet, in order to destroy sh ...
, which destroyed most of the Roman fleet and killed many of its soldiers. The Vandals were confirmed in their possession of the Diocese of Africa. They soon retook Sardinia and Sicily. Marcellinus was murdered, possibly on orders from Ricimer. The
Praetorian prefect of Gaul The Praetorian Prefecture of Gaul ( la, praefectura praetorio Galliarum) was one of four large prefectures into which the Late Roman Empire was divided. History The prefecture was established after the death of Constantine I in 337, when th ...
,
Arvandus Arvandus was a Gaul who rose through the hierarchy of Imperial Roman society to twice be appointed Praetorian prefect of Gaul. On the first occasion, 461, he was appointed by Emperor Libius Severus. This appointment ended when Severus died in 46 ...
, tried to persuade the new king of the Visigoths to rebel, on the grounds that Roman power in Gaul was finished anyway; the king refused. Anthemius was still in command of an army in Italy. Additionally, in northern Gaul, a British army led by one Riothamus, operated in imperial interests. Anthemius sent his son Anthemiolus over the Alps, with an army, to request the Visigoths to return southern Gaul to Roman control. This would have allowed the Empire land access to Hispania again. The Visigoths refused, and defeated the forces of both Riothamus and Anthemius; with the Burgundians, they took over almost all of the remaining imperial territory in southern Gaul. Ricimer then quarreled with Anthemius, and besieged him in Rome, which surrendered in July 472, after more months of starvation. Anthemius was captured and executed (on Ricimer's orders) by the Burgundian prince Gundobad. In August, Ricimer died of a pulmonary haemorrhage.
Olybrius Anicius Olybrius (died 2 November 472) was Roman emperor from July 472 until his death later that same year; his rule as ''Augustus'' in the western Roman Empire was not recognised as legitimate by the ruling ''Augustus'' in the eastern Roman ...
, his new emperor, named Gundobad as his patrician, then shortly died himself.


472–476: Final emperors, puppets of the warlords

After the death of Olybrius there was a further interregnum until March 473, when Gundobad proclaimed
Glycerius Glycerius () was Roman emperor of the West from 473 to 474. He served as ''comes domesticorum'' (commander of the palace guard) during the reign of Olybrius, until Olybrius died in November 472. After a four-month interregnum, Glycerius was p ...
emperor. He may have made some attempt to intervene in Gaul; if so, it was unsuccessful. In 474
Julius Nepos Julius Nepos (died 9 May 480), or simply Nepos, ruled as Roman emperor of the West from 24 June 474 to 28 August 475. After losing power in Italy, Nepos retreated to his home province of Dalmatia, from which he continued to claim the western im ...
, nephew and successor of the general Marcellinus, arrived in Rome with soldiers and authority from the eastern emperor Leo I. By that time, Gundobad had left to contest the Burgundian throne in Gaul. Glycerius gave up without a fight, retiring to become bishop of Salona in Dalmatia. Julius Nepos ruled Italy and Dalmatia from Ravenna, and appointed
Orestes In Greek mythology, Orestes or Orestis (; grc-gre, Ὀρέστης ) was the son of Clytemnestra and Agamemnon, and the brother of Electra. He is the subject of several Ancient Greek plays and of various myths connected with his madness an ...
, a former secretary of Attila, as magister militum. In 475, Orestes promised land in Italy to various Germanic mercenaries,
Heruli The Heruli (or Herules) were an early Germanic people. Possibly originating in Scandinavia, the Heruli are first mentioned by Roman authors as one of several " Scythian" groups raiding Roman provinces in the Balkans and the Aegean Sea, attacking ...
, Scirian and Torcilingi, in exchange for their support. He drove Julius Nepos out of Ravenna and proclaimed his own son Flavius Momyllus Romulus Augustus (
Romulus Augustulus Romulus Augustus ( 465 – after 511), nicknamed Augustulus, was Roman emperor of the West from 31 October 475 until 4 September 476. Romulus was placed on the imperial throne by his father, the ''magister militum'' Orestes, and, at that time ...
) as Emperor, on October 31. His surname 'Augustus' was given the diminutive form 'Augustulus' by rivals, because he was still a minor. Romulus was never recognized outside Italy as a legitimate ruler. In 476, Orestes refused to honour his promises of land to his mercenaries, who revolted under the leadership of Odoacer. Orestes fled to the city of
Pavia Pavia (, , , ; la, Ticinum; Medieval Latin: ) is a town and comune of south-western Lombardy in northern Italy, south of Milan on the lower Ticino river near its confluence with the Po. It has a population of c. 73,086. The city was the cap ...
on August 23, 476, where the city's bishop gave him sanctuary. Orestes was soon forced to flee Pavia, when Odoacer's army broke through the city walls and ravaged the city. Odoacer's army chased Orestes to
Piacenza Piacenza (; egl, label= Piacentino, Piaṡëinsa ; ) is a city and in the Emilia-Romagna region of northern Italy, and the capital of the eponymous province. As of 2022, Piacenza is the ninth largest city in the region by population, with over ...
, where they captured and executed him on August 28, 476. On September 4, 476, Odoacer forced
Romulus Augustulus Romulus Augustus ( 465 – after 511), nicknamed Augustulus, was Roman emperor of the West from 31 October 475 until 4 September 476. Romulus was placed on the imperial throne by his father, the ''magister militum'' Orestes, and, at that time ...
, whom his father Orestes had proclaimed to be Rome's Emperor, to abdicate. The '' Anonymus Valesianus'' wrote that Odoacer, "taking pity on his youth" (he was then 16 years old), spared Romulus' life and granted him an annual pension of 6,000 solidi before sending him to live with relatives in Campania.Gibbon, p. 406 Odoacer installed himself as ruler over Italy, and sent the Imperial insignia to Constantinople.


From 476: Last Emperor, rump states

By convention, the Western Roman Empire is deemed to have ended on 4 September 476, when Odoacer deposed Romulus Augustulus and proclaimed himself ruler of Italy. This convention is subject to many qualifications. In Roman constitutional theory, the Empire was still simply united under one emperor, implying no abandonment of territorial claims. In areas where the convulsions of the dying Empire had made organized self-defence legitimate,
rump state A rump state is the remnant of a once much larger state, left with a reduced territory in the wake of secession, annexation, occupation, decolonization, or a successful coup d'état or revolution on part of its former territory. In the last case ...
s continued under some form of Roman rule after 476.
Julius Nepos Julius Nepos (died 9 May 480), or simply Nepos, ruled as Roman emperor of the West from 24 June 474 to 28 August 475. After losing power in Italy, Nepos retreated to his home province of Dalmatia, from which he continued to claim the western im ...
still claimed to be Emperor of the West, and controlled Dalmatia until his murder in 480.
Syagrius Syagrius (430 – 486 or 487 or 493–4) was a Roman general and the last ruler of a Roman rump state in northern Gaul, now called the Kingdom of Soissons. Gregory of Tours referred to him as King of the Romans. Syagrius's defeat by king Clovis ...
son of Aegidius ruled the
Domain of Soissons The Kingdom or Domain of Soissons was a rump state of the Western Roman Empire in northern Gaul, between the Somme and the Seine, that lasted for some 25 years during Late Antiquity. The rulers of the rump state, notably its final ruler Syagrius, ...
until his murder in 486. The indigenous inhabitants of Mauretania developed kingdoms of their own, independent of the Vandals, and with strong Roman traits. They again sought imperial recognition with the reconquests of Justinian I, and they later put up effective resistance to the Muslim conquest of the Maghreb. The civitates of Britannia continued to look to their own defence as Honorius had authorized; they maintained literacy in
Latin Latin (, or , ) is a classical language belonging to the Italic branch of the Indo-European languages. Latin was originally a dialect spoken in the lower Tiber area (then known as Latium) around present-day Rome, but through the power of the ...
and other identifiably Roman traits for some time although they sank to a level of material development inferior even to their
pre-Roman Iron Age The archaeology of Northern Europe studies the prehistory of Scandinavia and the adjacent North European Plain, roughly corresponding to the territories of modern Sweden, Norway, Denmark, northern Germany, Poland and the Netherlands. The regio ...
ancestors. Odoacer began to negotiate with the East Roman (Byzantine) emperor Zeno, who was busy dealing with unrest in the East. Zeno eventually granted Odoacer the status of
patrician Patrician may refer to: * Patrician (ancient Rome), the original aristocratic families of ancient Rome, and a synonym for "aristocratic" in modern English usage * Patrician (post-Roman Europe), the governing elites of cities in parts of medieval ...
and accepted him as his own
viceroy A viceroy () is an official who reigns over a polity in the name of and as the representative of the monarch of the territory. The term derives from the Latin prefix ''vice-'', meaning "in the place of" and the French word ''roy'', meaning " ...
of Italy. Zeno, however, insisted that Odoacer had to pay homage to Julius Nepos as the Emperor of the Western Empire. Odoacer never returned any territory or real power, but he did issue coins in the name of Julius Nepos throughout Italy. The murder of Julius Nepos in 480 (Glycerius may have been among the conspirators) prompted Odoacer to invade Dalmatia, annexing it to his Kingdom of Italy. In 488 the Eastern emperor authorized a troublesome Goth,
Theoderic Theodoric is a Germanic given name. First attested as a Gothic name in the 5th century, it became widespread in the Germanic-speaking world, not least due to its most famous bearer, Theodoric the Great, king of the Ostrogoths. Overview The name ...
(later known as "the Great") to take Italy. After several indecisive campaigns, in 493 Theoderic and Odoacer agreed to rule jointly. They celebrated their agreement with a banquet of reconciliation, at which Theoderic's men murdered Odoacer's, and Theoderic personally cut Odoacer in half. The mostly powerless, but still influential Western Roman Senate continued to exist in the city of Rome under the rule of the
Ostrogothic kingdom The Ostrogothic Kingdom, officially the Kingdom of Italy (), existed under the control of the Germanic Ostrogoths in Italy and neighbouring areas from 493 to 553. In Italy, the Ostrogoths led by Theodoric the Great killed and replaced Odoacer, ...
and, later, the
Byzantine Empire The Byzantine Empire, also referred to as the Eastern Roman Empire or Byzantium, was the continuation of the Roman Empire primarily in its eastern provinces during Late Antiquity and the Middle Ages, when its capital city was Constantinopl ...
for at least another century, before disappearing at an unknown date in the early 7th century.


Legacy

The Roman Empire was not only a political unity enforced by the use of military power; it was also the combined and elaborated civilization of the Mediterranean Basin and beyond. It included manufacture, trade, and architecture, widespread secular literacy, written law, and an international language of science and literature. The Western barbarians lost much of these higher cultural practices, but their redevelopment in the
Middle Ages In the history of Europe, the Middle Ages or medieval period lasted approximately from the late 5th to the late 15th centuries, similar to the post-classical period of global history. It began with the fall of the Western Roman Empire ...
by polities aware of the Roman achievement formed the basis for the later development of Europe. Observing the cultural and archaeological continuities through and beyond the period of lost political control, the process has been described as a complex cultural transformation, rather than a fall.


See also

* Succession of the Roman Empire * Comparative studies of the Roman and Han empires *
Decline of the Byzantine Empire The Byzantine Empire experienced several cycles of growth and decay over the course of nearly a thousand years, including major losses during the Early Muslim conquests of the 7th century. However, modern historians generally agree that the star ...
( Fall of the Eastern Roman Empire) *
Historiography of the fall of the Western Roman Empire The causes and mechanisms of the fall of the Western Roman Empire are a historical theme that was introduced by historian Edward Gibbon in his 1776 book ''The History of the Decline and Fall of the Roman Empire''. Though Gibbon was not the first ...
* Last of the Romans * Late Roman army * List of Roman civil wars and revolts


Notes


References


Bibliography

* * * * * * * * * * Börm, Henning.
Westrom. Von Honorius bis Justinian
''.
Kohlhammer Verlag W. Kohlhammer Verlag GmbH, or Kohlhammer Verlag, is a German publishing house headquartered in Stuttgart. History Kohlhammer Verlag was founded in Stuttgart on 30 April 1866 by . Kohlhammer had taken over the businesses of his late father-in-l ...
2013.
Review in English
). * Börm, Henning
''The End of the Roman Empire: Civil Wars, the Imperial Monarchy, and the End of Antiquity''. In: M. Gehler – R. Rollinger – P. Strobl (eds.): ''The End of Empires''. Springer 2022: 191–213.
* * Cameron, Averil. The Mediterranean World in Late Antiquity. AD 395–700. Routledge 2011, . * * * * * Gibbon, Edward.

''. With notes by the Rev. H. H. Milman. 1782 (Written), 1845 (Revised) * * Goldsworthy, Adrian. ''The Fall of the West: The Slow Death of the Roman Superpower''. . Phoenix, an imprint of Orion Books Ltd, 2010. * * * * * * * * Hodges, Richard, Whitehouse, David. ''Mohammed, Charlemagne and the Origins of Europe: archaeology and the Pirenne thesis''. Cornell University Press, 1983. * * * * * * * * * * * Randsborg, Klavs. ''The First Millennium AD in Europe and the Mediterranean: an archaeological essay''. Cambridge University Press 1991. * * * *


External links

{{Authority control 5th century in the Roman Empire
Western Roman Empire The Western Roman Empire comprised the western provinces of the Roman Empire at any time during which they were administered by a separate independent Imperial court; in particular, this term is used in historiography to describe the period ...
Societal collapse