Fermi Paradox (other)
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The Fermi paradox is the discrepancy between the lack of conclusive evidence of advanced
extraterrestrial life Extraterrestrial life, or alien life (colloquially, aliens), is life that originates from another world rather than on Earth. No extraterrestrial life has yet been scientifically conclusively detected. Such life might range from simple forms ...
and the apparently high likelihood of its existence. Those affirming the paradox generally conclude that if the conditions required for life to arise from non-living matter are as permissive as the available evidence on Earth indicates, then extraterrestrial life would be sufficiently common such that it would be implausible for it not to have been detected. The quandary takes its name from the Italian-American physicist
Enrico Fermi Enrico Fermi (; 29 September 1901 – 28 November 1954) was an Italian and naturalized American physicist, renowned for being the creator of the world's first artificial nuclear reactor, the Chicago Pile-1, and a member of the Manhattan Project ...
: in the summer of 1950, Fermi was engaged in casual conversation about contemporary
UFO An unidentified flying object (UFO) is an object or phenomenon seen in the sky but not yet identified or explained. The term was coined when United States Air Force (USAF) investigations into flying saucers found too broad a range of shapes ...
reports and the possibility of
faster-than-light travel Faster-than-light (superluminal or supercausal) travel and communication are the conjectural propagation of matter or information faster than the speed of light in vacuum (). The special theory of relativity implies that only particles with zero ...
with fellow physicists
Edward Teller Edward Teller (; January 15, 1908 – September 9, 2003) was a Hungarian and American Theoretical physics, theoretical physicist and chemical engineer who is known colloquially as "the father of the hydrogen bomb" and one of the creators of ...
,
Herbert York Herbert Frank York (24 November 1921 – 19 May 2009) was an American nuclear physicist of Mohawk origin. He held numerous research and administrative positions at various United States government and educational institutes. Biography Her ...
, and Emil Konopinski while the group was walking to lunch. The conversation moved on to other topics, until Fermi later blurted out during lunch, "But where is everybody?" ( the exact quote is uncertain.)"Where is everybody?": An account of Fermi's question"
, Dr. Eric M. Jones, Los Alamos technical report, March 1985. Jones wrote to Edward Teller on July 13, 1984, Herbert York on Sept. 4, and Emil Konopinski on Sept. 24, 1984.
There have been many attempts to resolve the Fermi paradox,''If the Universe Is Teeming with Aliens ... WHERE IS EVERYBODY?: Seventy-Five Solutions to the Fermi Paradox and the Problem of Extraterrestrial Life, Second Edition''
Stephen Webb, foreword by Martin Rees, Heidelberg, New York, Dordrecht, London: Springer International Publishing, 2002, 2015.
such as suggesting that intelligent extraterrestrial beings are extremely rare, that the lifetime of such civilizations is short, or that they exist but (for various reasons) humans see no evidence.


Chain of reasoning

Some of the facts and hypotheses that together serve to highlight the apparent contradiction: * There are billions of stars in the
Milky Way The Milky Way or Milky Way Galaxy is the galaxy that includes the Solar System, with the name describing the #Appearance, galaxy's appearance from Earth: a hazy band of light seen in the night sky formed from stars in other arms of the galax ...
similar to the
Sun The Sun is the star at the centre of the Solar System. It is a massive, nearly perfect sphere of hot plasma, heated to incandescence by nuclear fusion reactions in its core, radiating the energy from its surface mainly as visible light a ...
. * With high probability, some of these stars have Earth-like planets in a
circumstellar habitable zone In astronomy and astrobiology, the habitable zone (HZ), or more precisely the circumstellar habitable zone (CHZ), is the range of orbits around a star within which a planetary surface can support liquid water given sufficient atmospheric press ...
. * Many of these stars, and hence their planets, are much older than the Sun. If Earth-like planets are typical, some may have developed intelligent life long ago. * Some of these
civilization A civilization (also spelled civilisation in British English) is any complex society characterized by the development of state (polity), the state, social stratification, urban area, urbanization, and symbolic systems of communication beyon ...
s may have developed
interstellar travel Interstellar travel is the hypothetical travel of spacecraft between star systems. Due to the vast distances between the Solar System and nearby stars, interstellar travel is not practicable with current propulsion technologies. To travel between ...
, a step that humans are investigating. * Even at the slow pace of envisioned interstellar travel, the Milky Way galaxy could be completely traversed in a few million years. * Since many of the Sun-like stars are billions of years older than the Sun, the Earth should have already been visited by extraterrestrial civilizations, or at least their probes. * However, there is no convincing evidence that this has happened.


History


Los Alamos conversation

Enrico Fermi Enrico Fermi (; 29 September 1901 – 28 November 1954) was an Italian and naturalized American physicist, renowned for being the creator of the world's first artificial nuclear reactor, the Chicago Pile-1, and a member of the Manhattan Project ...
was a
Nobel Prize The Nobel Prizes ( ; ; ) are awards administered by the Nobel Foundation and granted in accordance with the principle of "for the greatest benefit to humankind". The prizes were first awarded in 1901, marking the fifth anniversary of Alfred N ...
-winning physicist who predicted the existence of
neutrinos A neutrino ( ; denoted by the Greek letter ) is an elementary particle that interacts via the weak interaction and gravity. The neutrino is so named because it is electrically neutral and because its rest mass is so small ('' -ino'') that it ...
and helped create the first artificial nuclear reactor, an early feat of the
Manhattan Project The Manhattan Project was a research and development program undertaken during World War II to produce the first nuclear weapons. It was led by the United States in collaboration with the United Kingdom and Canada. From 1942 to 1946, the ...
. He was known to pose simple but seemingly unanswerable questions—termed " Fermi questions"—to his colleagues and students, like "How many atoms of Caesar’s last breath do you inhale with each lungful of air?" In 1950, Fermi visited
Los Alamos National Laboratory Los Alamos National Laboratory (often shortened as Los Alamos and LANL) is one of the sixteen research and development Laboratory, laboratories of the United States Department of Energy National Laboratories, United States Department of Energy ...
in
New Mexico New Mexico is a state in the Southwestern United States, Southwestern region of the United States. It is one of the Mountain States of the southern Rocky Mountains, sharing the Four Corners region with Utah, Colorado, and Arizona. It also ...
and, while walking to the Fuller Lodge for lunch, conversed with fellow physicists Emil Konopinski,
Edward Teller Edward Teller (; January 15, 1908 – September 9, 2003) was a Hungarian and American Theoretical physics, theoretical physicist and chemical engineer who is known colloquially as "the father of the hydrogen bomb" and one of the creators of ...
, and
Herbert York Herbert Frank York (24 November 1921 – 19 May 2009) was an American nuclear physicist of Mohawk origin. He held numerous research and administrative positions at various United States government and educational institutes. Biography Her ...
about reports of
flying saucers A flying saucer, or flying disc, is a purported type of disc-shaped unidentified flying object (UFO). The term was coined in 1947 by the United States (US) news media for the objects pilot Kenneth Arnold UFO sighting, Kenneth Arnold claimed fl ...
and the feasibility of
faster-than-light travel Faster-than-light (superluminal or supercausal) travel and communication are the conjectural propagation of matter or information faster than the speed of light in vacuum (). The special theory of relativity implies that only particles with zero ...
. When the conversation shifted to unrelated topics at the lodge, Fermi blurted a question variously recalled as: "Where is everybody?" (Teller), "Don't you ever wonder where everybody is?" (York), or "But where is everybody?" (Konopinski). According to Teller, "The result of his question was general laughter because of the strange fact that, in spite of Fermi's question coming out of the blue, everybody around the table seemed to understand at once that he was talking about extraterrestrial life." According to York, Fermi "followed up with a series of calculations on the probability of earthlike planets, the probability of life given an earth, the probability of humans given life, the likely rise and duration of high technology, and so on. He concluded on the basis of such calculations that we ought to have been visited long ago and many times over." However, Teller recalled that Fermi did not elaborate on his question beyond "perhaps a statement that the distances to the next location of living beings may be very great and that, indeed, as far as our galaxy is concerned, we are living somewhere in the sticks, far removed from the metropolitan area of the galactic center."


Predecessors

Fermi was not the first to note the paradox. In his 1686 book ''
Conversations on the Plurality of Worlds ''Conversations on the Plurality of Worlds'' () is a popular science book by French author Bernard le Bovier de Fontenelle, published in 1686. The book expresses support for cosmic pluralism and discusses the topic of astrobiology. Fontenelle s ...
'',
Bernard Le Bovier de Fontenelle Bernard Le Bovier de Fontenelle (; ; 11 February 1657 – 9 January 1757), also called Bernard Le Bouyer de Fontenelle, was a French author and an influential member of three of the academies of the Institut de France, noted especially for his ...
—later the secretary of the
French Academy of Sciences The French Academy of Sciences (, ) is a learned society, founded in 1666 by Louis XIV at the suggestion of Jean-Baptiste Colbert, to encourage and protect the spirit of French Scientific method, scientific research. It was at the forefron ...
—constructs a dialogue in which Fontenelle's claims of "intelligent beings exist in other worlds, for instance the Moon" are refuted by a character who notes that "If this were the case, the Moon's inhabitants would already have come to us before now." This may have inspired a similar discussion in
Jules Verne Jules Gabriel Verne (;''Longman Pronunciation Dictionary''. ; 8 February 1828 – 24 March 1905) was a French novelist, poet and playwright. His collaboration with the publisher Pierre-Jules Hetzel led to the creation of the ''Voyages extraor ...
's 1865 novel ''
Around the Moon ''Around the Moon'' (, 1869), also translated as ''Circling the Moon'' and ''All Around the Moon'', is the sequel to Jules Verne's 1865 novel, ''From the Earth to the Moon''. It is a science fiction tale which continues the trip to the Moon that w ...
'', which has also been identified as an early conceptualization of the Fermi paradox. Another early formulation Fermi paradox was presented and dissected in the 1930s writings of Russian rocket scientist
Konstantin Tsiolkovsky Konstantin Eduardovich Tsiolkovsky (; rus, Константин Эдуардович Циолковский, p=kənstɐnʲˈtʲin ɪdʊˈardəvʲɪtɕ tsɨɐlˈkofskʲɪj, a=Ru-Konstantin Tsiolkovsky.oga; – 19 September 1935) was a Russi ...
. Although his rocketry work was embraced by the
materialist Materialism is a form of philosophical monism according to which matter is the fundamental substance in nature, and all things, including mental states and consciousness, are results of material interactions. According to philosophical materia ...
Soviets The Soviet people () were the citizens and nationals of the Soviet Union. This demonym was presented in the ideology of the country as the "new historical unity of peoples of different nationalities" (). Nationality policy in the Soviet Union ...
, his philosophical writings were suppressed and unknown for most of the 20th century. Tsiolkovsky noted that critics refute the existence of advanced extraterrestrial life as such civilizations would have visited humanity or left some detectable evidence. He posed a solution to the paradox: humanity is quarantined by aliens to protect its independent cultural development, which resembles the
zoo hypothesis The zoo hypothesis speculates on the assumed behavior and existence of technologically advanced extraterrestrial life and the reasons they refrain from contacting Earth. It is one of many theoretical explanations for the Fermi paradox. The hypot ...
proposed by John Ball.


Popularization

The Fermi question first appeared in print in a footnote of a 1963 paper by
Carl Sagan Carl Edward Sagan (; ; November 9, 1934December 20, 1996) was an American astronomer, planetary scientist and science communicator. His best known scientific contribution is his research on the possibility of extraterrestrial life, including e ...
. Two years later, Stephen Dole noted the dilemma at a symposium—"If there are so many advanced forms of life around, where is everybody?"—but did not attribute it to Fermi. A chapter of ''Intelligent Life in the Universe'', co-authored by Sagan and
Iosif Shklovsky Iosif Samuilovich Shklovsky (sometimes transliterated ''Josif, Josif, Shklovskii, Shklovskij''; ; 1 July 1916 – 3 March 1985) was a Soviet astronomer and astrophysicist. He is remembered for his work in theoretical astrophysics and other topi ...
, was headlined with the Fermi-attributed "Where are they?" The Fermi question also appeared in
NASA The National Aeronautics and Space Administration (NASA ) is an independent agencies of the United States government, independent agency of the federal government of the United States, US federal government responsible for the United States ...
's 1970
Project Cyclops Project Cyclops is a 1971 NASA project that investigated how the search for extraterrestrial intelligence (SETI) should be conducted. As a NASA product the report is in the public domain. The project team created a design for coordinating large ...
report, a 1973 book by Sagan, and a 1975 article in '' JBIS Interstellar Studies'' by David Viewing that first described it as a paradox. Later that year, Michael Hart published a detailed examination of the paradox in the ''
Quarterly Journal of the Royal Astronomical Society ''Astronomy & Geophysics'' (''A&G'') is a scientific journal and trade magazine published on behalf of the Royal Astronomical Society (RAS) by Oxford University Press. It is distributed bimonthly to members of the RAS. A&G publishes content of i ...
''. Hart, who concluded that "we are the first civilization in our Galaxy", proposed four broad categories of solutions to the paradox: those that are physical (a space travel limitation), sociological (aliens choose not to visit Earth), temporal (aliens have not had time to travel to Earth), or that extraterrestrials have already visited. His paper sparked significant interest in the paradox among academics and even politicians, with a discussion held in the
House of Lords The House of Lords is the upper house of the Parliament of the United Kingdom. Like the lower house, the House of Commons of the United Kingdom, House of Commons, it meets in the Palace of Westminster in London, England. One of the oldest ext ...
. A seminal response—"Extraterrestrial intelligent beings do not exist"—was written by Frank Tipler, who argued that, if an advanced extraterrestrial civilization existed, their
self-replicating spacecraft The concept of self-replicating spacecraft, as envisioned by mathematician John von Neumann, has been described by futurists and has been discussed across a wide breadth of hard science fiction novels and stories. Self-replicating probes are som ...
should have already been detected in the
Solar System The Solar SystemCapitalization of the name varies. The International Astronomical Union, the authoritative body regarding astronomical nomenclature, specifies capitalizing the names of all individual astronomical objects but uses mixed "Sola ...
. The term "Fermi paradox" was coined in a 1977 article by David Stephenson and was widely adopted. The popularization of the Fermi paradox damaged SETI efforts, and Senator
William Proxmire Edward William Proxmire (November 11, 1915 – December 15, 2005) was an American politician. A member of the Democratic Party (United States), Democratic Party, he served as a United States Senate, United States Senator from Wisconsin from 1957 ...
cited Tipler when he spurred the termination of the federally-funded NASA SETI program in 1981. According to Robert Gray, the paradox may contribute to a "''de facto'' prohibition on government support for research in a branch of astrobiology".


Criticism

Fermi did not publish anything regarding the paradox, with Sagan once suggesting the quote to be
apocryphal Apocrypha () are biblical or related writings not forming part of the accepted canon of scripture, some of which might be of doubtful authorship or authenticity. In Christianity, the word ''apocryphal'' (ἀπόκρυφος) was first applied to ...
. Scientists like Robert Gray have criticized its attribution to Fermi, and alternative terms like the "Hart-Tipler argument" or "Tsiolkovsky-Fermi-Viewing-Hart paradox" have been proposed. According to Gray, the current understanding of the paradox misinterprets Fermi's question and subsequent discussion, which was challenging the feasibility of interstellar travel rather than the existence of advanced extraterrestrial life.
Robert Freitas Robert A. Freitas Jr. (born 1952) is an American nanotechnologist. Early life and education Freitas was born in Camden, Maine. His father worked in agriculture, and his mother was a homemaker. Freitas married Nancy, his childhood sweetheart, in ...
has also criticized the logic of the Fermi paradox, noting that
absence of evidence is not evidence of absence Argument from ignorance (), or appeal to ignorance, is an informal fallacy where something is claimed to be true or false because of a lack of evidence to the contrary. The fallacy is committed when one asserts that a proposition is true because ...
.


Basis

The Fermi
paradox A paradox is a logically self-contradictory statement or a statement that runs contrary to one's expectation. It is a statement that, despite apparently valid reasoning from true or apparently true premises, leads to a seemingly self-contradictor ...
is a conflict between the argument that scale and
probability Probability is a branch of mathematics and statistics concerning events and numerical descriptions of how likely they are to occur. The probability of an event is a number between 0 and 1; the larger the probability, the more likely an e ...
seem to favor intelligent life being common in the universe, and the total lack of
evidence Evidence for a proposition is what supports the proposition. It is usually understood as an indication that the proposition is truth, true. The exact definition and role of evidence vary across different fields. In epistemology, evidence is what J ...
of intelligent life having ever arisen anywhere other than on Earth. The first aspect of the Fermi paradox is a function of the scale or the large numbers involved: there are an estimated 200–400 billion stars in the Milky Way (2–4 × 1011) and 70 sextillion (7×1022) in the
observable universe The observable universe is a Ball (mathematics), spherical region of the universe consisting of all matter that can be observation, observed from Earth; the electromagnetic radiation from these astronomical object, objects has had time to reach t ...
. Even if intelligent life occurs on only a minuscule percentage of planets around these stars, there might still be a great number of
extant Extant or Least-concern species, least concern is the opposite of the word extinct. It may refer to: * Extant hereditary titles * Extant literature, surviving literature, such as ''Beowulf'', the oldest extant manuscript written in English * Exta ...
civilizations, and if the percentage were high enough it would produce a significant number of extant civilizations in the Milky Way. This assumes the
mediocrity principle The mediocrity principle is the philosophical notion that "if an item is drawn at random from one of several sets or categories, it's more likely to come from the most numerous category than from any one of the less numerous categories". The prin ...
, by which Earth is a typical
planet A planet is a large, Hydrostatic equilibrium, rounded Astronomical object, astronomical body that is generally required to be in orbit around a star, stellar remnant, or brown dwarf, and is not one itself. The Solar System has eight planets b ...
. The second aspect of the Fermi paradox is the argument of probability: given intelligent life's ability to overcome scarcity, and its tendency to colonize new
habitats In ecology, habitat refers to the array of resources, biotic factors that are present in an area, such as to support the survival and reproduction of a particular species. A species' habitat can be seen as the physical manifestation of its ...
, it seems possible that at least some civilizations would be technologically advanced, seek out new resources in space, and colonize their
star system A star system or stellar system is a small number of stars that orbit each other, bound by gravity, gravitational attraction. It may sometimes be used to refer to a single star. A large group of stars bound by gravitation is generally calle ...
and, subsequently, surrounding star systems. Since there is no significant evidence on Earth, or elsewhere in the known universe, of other intelligent life after 13.8 billion years of the universe's history, there is a conflict requiring a resolution. Some examples of possible resolutions are that intelligent life is rarer than is thought, that assumptions about the general development or behavior of intelligent species are flawed, or, more radically, that the scientific understanding of the nature of the universe is quite incomplete. The Fermi paradox can be asked in two ways.See Hart for an example of "no aliens are here", and Webb for an example of the more general "We see no signs of intelligence anywhere". The first is, "Why are no aliens or their artifacts found on Earth, or in the
Solar System The Solar SystemCapitalization of the name varies. The International Astronomical Union, the authoritative body regarding astronomical nomenclature, specifies capitalizing the names of all individual astronomical objects but uses mixed "Sola ...
?". If
interstellar travel Interstellar travel is the hypothetical travel of spacecraft between star systems. Due to the vast distances between the Solar System and nearby stars, interstellar travel is not practicable with current propulsion technologies. To travel between ...
is possible, even the "slow" kind nearly within the reach of Earth technology, then it would only take from 5 million to 50 million years to colonize the galaxy.Crawford, I.A.
"Where are They? Maybe we are alone in the galaxy after all"
, ''Scientific American'', July 2000, 38–43, (2000).
This is relatively brief on a geological scale, let alone a cosmological one. Since there are many stars older than the Sun, and since intelligent life might have evolved earlier elsewhere, the question then becomes why the galaxy has not been colonized already. Even if colonization is impractical or undesirable to all alien civilizations, large-scale exploration of the galaxy could be possible by probes. These might leave detectable artifacts in the Solar System, such as old probes or evidence of mining activity, but none of these have been observed. The second form of the question is "Why are there no signs of intelligence elsewhere in the universe?". This version does not assume interstellar travel, but includes other galaxies as well. For distant galaxies, travel times may well explain the lack of alien visits to Earth, but a sufficiently advanced civilization could potentially be observable over a significant fraction of the size of the observable universe. Even if such civilizations are rare, the scale argument indicates they should exist somewhere at some point during the history of the universe, and since they could be detected from far away over a considerable period of time, many more potential sites for their origin are within range of human observation. It is unknown whether the paradox is stronger for the Milky Way galaxy or for the universe as a whole.


Drake equation

The theories and principles in the
Drake equation The Drake equation is a probability theory, probabilistic argument used to estimate the number of active, communicative extraterrestrial life, extraterrestrial civilizations in the Milky Way Galaxy.Physics Today 14 (4), 40–46 (1961). The e ...
are closely related to the Fermi paradox. The equation was formulated by
Frank Drake Frank Donald Drake (May 28, 1930 – September 2, 2022) was an American astrophysicist and astrobiologist. He began his career as a radio astronomer, studying the planets of the Solar System and later pulsars. Drake expanded his interests ...
in 1961 in an attempt to find a systematic means to evaluate the numerous probabilities involved in the existence of alien life. The equation is: :N = R_* \cdot f_\mathrm \cdot n_\mathrm \cdot f_\mathrm \cdot f_\mathrm \cdot f_\mathrm \cdot L Where N is the number of technologically advanced civilizations in the Milky Way galaxy, and N is asserted to be the product of * R_*, the rate of formation of stars in the galaxy; * f_p, the fraction of those stars with planetary systems; * n_e, the number of planets, per solar system, with an environment suitable for organic life; * f_l, the fraction of those suitable planets whereon organic life appears; * f_i, the fraction of life-bearing planets whereon ''intelligent'' life appears; * f_c, the fraction of civilizations that reach the technological level whereby detectable signals may be dispatched; and * L, the length of time that those civilizations dispatch their signals. The fundamental problem is that the last four terms (f_l, f_i, f_c, and L) are entirely unknown, rendering statistical estimates impossible. The Drake equation has been used by both optimists and pessimists, with wildly differing results. The first scientific meeting on the
search for extraterrestrial intelligence The search for extraterrestrial intelligence (usually shortened as SETI) is an expression that refers to the diverse efforts and scientific projects intended to detect extraterrestrial signals, or any evidence of intelligent life beyond Earth. ...
(SETI), which had 10 attendees including Frank Drake and
Carl Sagan Carl Edward Sagan (; ; November 9, 1934December 20, 1996) was an American astronomer, planetary scientist and science communicator. His best known scientific contribution is his research on the possibility of extraterrestrial life, including e ...
, speculated that the number of civilizations was roughly between 1,000 and 100,000,000 civilizations in the Milky Way galaxy. Conversely,
Frank Tipler Frank Jennings Tipler (born February 1, 1947) is an American mathematical physicist and cosmologist, holding a joint appointment in the Departments of Mathematics and Physics at Tulane University. Tipler has written books and papers on the Ome ...
and
John D. Barrow John David Barrow (29 November 1952 – 26 September 2020) was an English physical cosmology, cosmologist, Theoretical physics, theoretical physicist, and mathematician. He served as Gresham Professor of Geometry at Gresham College from 2008 t ...
used pessimistic numbers and speculated that the average number of civilizations in a galaxy is much less than one. Almost all arguments involving the Drake equation suffer from the
overconfidence effect The overconfidence effect is a well-established bias in which a person's subjective ''confidence'' in their judgments is reliably greater than the objective ''accuracy'' of those judgments, especially when confidence is relatively high. Overconfide ...
, a common error of probabilistic reasoning about low-probability events, by guessing specific numbers for likelihoods of events whose mechanism is not understood, such as the likelihood of
abiogenesis Abiogenesis is the natural process by which life arises from non-living matter, such as simple organic compounds. The prevailing scientific hypothesis is that the transition from non-living to living entities on Earth was not a single even ...
on an Earth-like planet, with estimates varying over many hundreds of
orders of magnitude In a ratio scale based on powers of ten, the order of magnitude is a measure of the nearness of two figures. Two numbers are "within an order of magnitude" of each other if their ratio is between 1/10 and 10. In other words, the two numbers are wi ...
. An analysis that takes into account some of the uncertainty associated with this lack of understanding has been carried out by
Anders Sandberg Anders Sandberg (born 11 July 1972) is a Swedish researcher, futurist and transhumanist. He holds a PhD in computational neuroscience from Stockholm University, and is a former senior research fellow at the Future of Humanity Institute at the Un ...
,
Eric Drexler Kim Eric Drexler (born April 25, 1955) is an American engineer best known for introducing molecular nanotechnology (MNT), and his studies of its potential from the 1970s and 1980s. His 1991 doctoral thesis at Massachusetts Institute of Technology ...
and
Toby Ord Toby David Godfrey Ord (born July 1979) is an Australian philosopher. In 2009 he founded Giving What We Can, an international society whose members pledge to donate at least 10% of their income to effective charities, and is a key figure in th ...
, and suggests "a substantial ''
ex ante The term (sometimes written or ) is a New Latin phrase meaning "before the event". In economics, ''ex-ante'' or notional demand refers to the desire for goods and services that is not backed by the ability to pay for those goods and servi ...
'' probability of there being no other intelligent life in our observable universe".


Great Filter

The Great Filter, a concept introduced by
Robin Hanson Robin Dale Hanson (born August 28, 1959) is an American economist and author. He is associate professor of economics at George Mason University and a former research associate at the Future of Humanity Institute of Oxford University. Hanson is k ...
in 1996, represents whatever natural phenomena that would make it unlikely for life to evolve from inanimate matter to an
advanced civilization ''Advanced Civilization'' is an expansion game for the board game ''Civilization'', published in 1991 by Avalon Hill. Ownership of the original game is necessary to play. While ''Civilization'' is in print (by Gibsons Games), ''Advanced Civil ...
. The most commonly agreed-upon low probability event is
abiogenesis Abiogenesis is the natural process by which life arises from non-living matter, such as simple organic compounds. The prevailing scientific hypothesis is that the transition from non-living to living entities on Earth was not a single even ...
: a gradual process of increasing complexity of the first self-replicating molecules by a randomly occurring chemical process. Other proposed great filters are the emergence of
eukaryotic cells The eukaryotes ( ) constitute the domain of Eukaryota or Eukarya, organisms whose cells have a membrane-bound nucleus. All animals, plants, fungi, seaweeds, and many unicellular organisms are eukaryotes. They constitute a major group of li ...
Eukaryotes also include plants, animals, fungi, and algae. or of
meiosis Meiosis () is a special type of cell division of germ cells in sexually-reproducing organisms that produces the gametes, the sperm or egg cells. It involves two rounds of division that ultimately result in four cells, each with only one c ...
or some of the steps involved in the evolution of a brain capable of complex logical deductions. Astrobiologists Dirk Schulze-Makuch and William Bains, reviewing the history of life on Earth, including
convergent evolution Convergent evolution is the independent evolution of similar features in species of different periods or epochs in time. Convergent evolution creates analogous structures that have similar form or function but were not present in the last comm ...
, concluded that transitions such as
oxygenic photosynthesis Photosynthesis ( ) is a system of biological processes by which photosynthetic organisms, such as most plants, algae, and cyanobacteria, convert light energy, typically from sunlight, into the chemical energy necessary to fuel their metaboli ...
, the
eukaryotic cell The eukaryotes ( ) constitute the domain of Eukaryota or Eukarya, organisms whose cells have a membrane-bound nucleus. All animals, plants, fungi, seaweeds, and many unicellular organisms are eukaryotes. They constitute a major group of Out ...
,
multicellularity A multicellular organism is an organism that consists of more than one cell, unlike unicellular organisms. All species of animals, land plants and most fungi are multicellular, as are many algae, whereas a few organisms are partially uni- and pa ...
, and
tool A tool is an Physical object, object that can extend an individual's ability to modify features of the surrounding environment or help them accomplish a particular task. Although many Tool use by animals, animals use simple tools, only human bei ...
-using
intelligence Intelligence has been defined in many ways: the capacity for abstraction, logic, understanding, self-awareness, learning, emotional knowledge, reasoning, planning, creativity, critical thinking, and problem-solving. It can be described as t ...
are likely to occur on any Earth-like planet given enough time. They argue that the Great Filter may be abiogenesis, the rise of technological human-level intelligence, or an inability to settle other worlds because of self-destruction or a lack of resources. Paleobiologist
Olev Vinn Olev Vinn (January 26, 1971) is an Estonian paleobiologist and paleontologist.Aaloe, A. (ed.) (1995). '' Estonian Geology. Biographic Directory''. Tallinn: Geological Society of Estonia, 145 p. Vinn graduated from the biology class of Tallin ...
has suggested that the great filter may have universal biological roots related to evolutionary animal behavior.


Grabby Aliens

In 2021, the concepts of quiet, loud, and grabby aliens were introduced by Hanson ''et al.'' The possible "loud" aliens expand rapidly in a highly detectable way throughout the universe and endure, while "quiet" aliens are hard or impossible to detect and eventually disappear. "Grabby" aliens prevent the emergence of other civilizations in their
sphere of influence In the field of international relations, a sphere of influence (SOI) is a spatial region or concept division over which a state or organization has a level of cultural, economic, military, or political exclusivity. While there may be a formal a ...
, which expands at a rate near the speed of light. The authors argue that if loud civilizations are rare, as they appear to be, then quiet civilizations are also rare. The paper suggests that humanity's existing stage of technological development is relatively early in the potential timeline of intelligent life in the universe, as loud aliens would otherwise be observable by astronomers. Earlier in 2013, Anders Sandberg and Stuart Armstrong examined the potential for intelligent life to spread intergalactically throughout the universe and the implications for the Fermi Paradox. Their study suggests that with sufficient energy, intelligent civilizations could potentially colonize the entire Milky Way galaxy within a few million years, and spread to nearby galaxies in a timespan that is cosmologically brief. They conclude that intergalactic colonization appears possible with the resources of a single solar system and that intergalactic colonization is of comparable difficulty to interstellar colonization, and therefore the Fermi paradox is much sharper than commonly thought.


Empirical evidence

There are two parts of the Fermi paradox that rely on empirical evidence—that there are many potentially habitable planets, and that humans see no evidence of life. The first point, that many suitable planets exist, was an assumption in Fermi's time, but is since supported by the discovery that
exoplanet An exoplanet or extrasolar planet is a planet outside the Solar System. The first confirmed detection of an exoplanet was in 1992 around a pulsar, and the first detection around a main-sequence star was in 1995. A different planet, first det ...
s are common. Existing models predict billions of habitable worlds in the Milky Way. The second part of the paradox, that humans see no evidence of extraterrestrial life, is also an active field of scientific research. This includes both efforts to find any indication of life, and efforts specifically directed to finding intelligent life. These searches have been made since 1960, and several are ongoing.See, for example, the
SETI Institute The SETI Institute is a not-for-profit research organization incorporated in 1984 whose mission is to explore, understand, and explain the origin and nature of life in the universe, and to use this knowledge to inspire and guide present and futu ...

The Harvard SETI Home Page
, o
The Search for Extra Terrestrial Intelligence at Berkeley
Although astronomers do not usually search for extraterrestrials, they have observed phenomena that they could not immediately explain without positing an intelligent civilization as the source. For example,
pulsar A pulsar (''pulsating star, on the model of quasar'') is a highly magnetized rotating neutron star that emits beams of electromagnetic radiation out of its Poles of astronomical bodies#Magnetic poles, magnetic poles. This radiation can be obse ...
s, when first discovered in 1967, were called
little green men Little green men is the stereotypical portrayal of extraterrestrials as little humanoids with green skin and sometimes antennae on their heads. The term "little green men" came into popular usage in reference to aliens during the reports of ...
(LGM) because of the precise repetition of their pulses. In all cases, explanations with no need for intelligent life have been found for such observations,Pulsars are attributed to neutron stars, and Seyfert galaxies to an end-on view of the accretion onto the black holes. but the possibility of discovery remains. Proposed examples include
asteroid mining Asteroid mining is the hypothetical extractivism, extraction of materials from asteroids and other minor planets, including near-Earth objects. Notable asteroid mining challenges include the high cost of spaceflight, unreliable identification ...
that would change the appearance of debris disks around stars, or spectral lines from
nuclear waste Radioactive waste is a type of hazardous waste that contains radioactive material. It is a result of many activities, including nuclear medicine, nuclear research, nuclear power generation, nuclear decommissioning, rare-earth mining, and nuclear ...
disposal in stars.


Electromagnetic emissions

Radio technology and the ability to construct a
radio telescope A radio telescope is a specialized antenna (radio), antenna and radio receiver used to detect radio waves from astronomical radio sources in the sky. Radio telescopes are the main observing instrument used in radio astronomy, which studies the r ...
are presumed to be a natural advance for technological species, theoretically creating effects that might be detected over interstellar distances. The careful searching for non-natural radio emissions from space may lead to the detection of alien civilizations. Sensitive alien observers of the Solar System, for example, would note unusually intense
radio wave Radio waves (formerly called Hertzian waves) are a type of electromagnetic radiation with the lowest frequencies and the longest wavelengths in the electromagnetic spectrum, typically with frequencies below 300 gigahertz (GHz) and wavelengths g ...
s for a G2 star due to Earth's television and telecommunication broadcasts. In the absence of an apparent natural cause, alien observers might infer the existence of a terrestrial civilization. Such signals could be either "accidental" by-products of a civilization, or deliberate attempts to communicate, such as the
Arecibo message The Arecibo message is an interstellar radio message carrying basic information about humanity and Earth that was sent to the globular cluster Messier 13 in 1974. It was meant as a demonstration of human technological achievement, rather than ...
. It is unclear whether "leakage", as opposed to a deliberate beacon, could be detected by an extraterrestrial civilization. The most sensitive radio telescopes on Earth, , would not be able to detect non-directional radio signals (such as
broadband In telecommunications, broadband or high speed is the wide-bandwidth (signal processing), bandwidth data transmission that exploits signals at a wide spread of frequencies or several different simultaneous frequencies, and is used in fast Inter ...
) even at a fraction of a
light-year A light-year, alternatively spelled light year (ly or lyr), is a unit of length used to express astronomical distances and is equal to exactly , which is approximately 9.46 trillion km or 5.88 trillion mi. As defined by the International Astr ...
away, but other civilizations could hypothetically have much better equipment. A number of astronomers and observatories have attempted and are attempting to detect such evidence, mostly through SETI organizations such as the
SETI Institute The SETI Institute is a not-for-profit research organization incorporated in 1984 whose mission is to explore, understand, and explain the origin and nature of life in the universe, and to use this knowledge to inspire and guide present and futu ...
and
Breakthrough Listen Breakthrough Listen is an astronomy project to search for intelligent extraterrestrial communications. With $100 million in funding and thousands of hours of dedicated telescope time on state-of-the-art facilities, it is the most comprehensive se ...
. Several decades of SETI analysis have not revealed any unusually bright or meaningfully repetitive radio emissions.


Direct planetary observation

Exoplanet detection and classification is a very active sub-discipline in astronomy; the first candidate
terrestrial planet A terrestrial planet, tellurian planet, telluric planet, or rocky planet, is a planet that is composed primarily of silicate, rocks or metals. Within the Solar System, the terrestrial planets accepted by the IAU are the inner planets closest to ...
discovered within a star's
habitable zone In astronomy and astrobiology, the habitable zone (HZ), or more precisely the circumstellar habitable zone (CHZ), is the range of orbits around a star within which a planetary surface can support liquid water given sufficient atmospheric pressu ...
was found in 2007. New refinements in exoplanet detection methods, and use of existing methods from space (such as the
Kepler Johannes Kepler (27 December 1571 – 15 November 1630) was a German astronomer, mathematician, astrologer, natural philosopher and writer on music. He is a key figure in the 17th-century Scientific Revolution, best known for his laws of p ...
and
TESS Tess or TESS may refer to: Film and theatre * Tess (1979 film), ''Tess'' (1979 film), a 1979 film adaptation of ''Tess of the d'Urbervilles'' * Tess (2016 film), ''Tess'' (2016 film), a South African production Music * Tess (band), a Spanish pop ...
missions) are starting to detect and characterize Earth-size planets, to determine whether they are within the habitable zones of their stars. Such observational refinements may allow for a better estimation of how common these potentially habitable worlds are.


Conjectures about interstellar probes

The
Hart–Tipler conjecture The Hart–Tipler conjecture is the idea that an absence of detectable Von Neumann probes is contrapositive evidence that no intelligent life exists outside of the Solar System. This idea was first proposed in opposition to the Drake equation in a ...
is a form of
contraposition In logic and mathematics, contraposition, or ''transposition'', refers to the inference of going from a conditional statement into its logically equivalent contrapositive, and an associated proof method known as . The contrapositive of a stateme ...
which states that because no interstellar probes have been detected, there likely is no other intelligent life in the universe, as such life should be expected to eventually create and launch such probes. Self-replicating probes could exhaustively explore a galaxy the size of the Milky Way in as little as a million years. If even a single civilization in the Milky Way attempted this, such probes could spread throughout the entire galaxy. Another speculation for contact with an alien probe—one that would be trying to find human beings—is an alien
Bracewell probe Proposed by Ronald N. Bracewell in 1960, a Bracewell probe is defined as a hypothetical autonomous interstellar space probe designed for communication with alien civilizations. It offers a potential solution to the inherent challenges of inters ...
. Such a hypothetical device would be an autonomous space probe whose purpose is to seek out and communicate with alien civilizations (as opposed to von Neumann probes, which are usually described as purely exploratory). These were proposed as an alternative to carrying a slow
speed-of-light The speed of light in vacuum, commonly denoted , is a universal physical constant exactly equal to ). It is exact because, by international agreement, a metre is defined as the length of the path travelled by light in vacuum during a time i ...
dialogue between vastly distant neighbors. Rather than contending with the long delays a radio dialogue would suffer, a probe housing an
artificial intelligence Artificial intelligence (AI) is the capability of computer, computational systems to perform tasks typically associated with human intelligence, such as learning, reasoning, problem-solving, perception, and decision-making. It is a field of re ...
would seek out an alien civilization to carry on a close-range communication with the discovered civilization. The findings of such a probe would still have to be transmitted to the home civilization at light speed, but an information-gathering dialogue could be conducted in real time. Direct exploration of the Solar System has yielded no evidence indicating a visit by aliens or their probes. Detailed exploration of areas of the Solar System where resources would be plentiful may yet produce evidence of alien exploration, though the entirety of the Solar System is relatively vast and difficult to investigate. Attempts to signal, attract, or activate hypothetical Bracewell probes in Earth's vicinity have not succeeded.


Searches for stellar-scale artifacts

In 1959,
Freeman Dyson Freeman John Dyson (15 December 1923 – 28 February 2020) was a British-American theoretical physics, theoretical physicist and mathematician known for his works in quantum field theory, astrophysics, random matrix, random matrices, math ...
observed that every developing human civilization constantly increases its energy consumption, and he conjectured that a civilization might try to harness a large part of the energy produced by a star. He proposed a hypothetical "Dyson sphere" as a means: a shell or cloud of objects enclosing a star to absorb and utilize as much
radiant energy In physics, and in particular as measured by radiometry, radiant energy is the energy of electromagnetic radiation, electromagnetic and gravitational radiation. As energy, its SI unit is the joule (J). The quantity of radiant energy may be calcul ...
as possible. Such a feat of
astroengineering Engineering on an astronomical scale, or astronomical engineering, ''i.e.'', engineering involving operations with whole astronomical objects (planets, stars, etc.), is a known theme in science fiction, as well as a matter of recent scientific r ...
would drastically alter the observed
spectrum A spectrum (: spectra or spectrums) is a set of related ideas, objects, or properties whose features overlap such that they blend to form a continuum. The word ''spectrum'' was first used scientifically in optics to describe the rainbow of co ...
of the star involved, changing it at least partly from the normal
emission lines A spectral line is a weaker or stronger region in an otherwise uniform and continuous spectrum. It may result from emission or absorption of light in a narrow frequency range, compared with the nearby frequencies. Spectral lines are often used ...
of a natural
stellar atmosphere The stellar atmosphere is the outer region of the volume of a star, lying above the stellar core, radiation zone and convection zone. Overview The stellar atmosphere is divided into several regions of distinct character: * The photosphere, whi ...
to those of
black-body radiation Black-body radiation is the thermal radiation, thermal electromagnetic radiation within, or surrounding, a body in thermodynamic equilibrium with its environment, emitted by a black body (an idealized opaque, non-reflective body). It has a specific ...
, probably with a peak in the
infrared Infrared (IR; sometimes called infrared light) is electromagnetic radiation (EMR) with wavelengths longer than that of visible light but shorter than microwaves. The infrared spectral band begins with the waves that are just longer than those ...
. Dyson speculated that advanced alien civilizations might be detected by examining the spectra of stars and searching for such an altered spectrum. There have been attempts to find evidence of Dyson spheres that would alter the spectra of their core stars. Direct observation of thousands of galaxies has shown no explicit evidence of artificial construction or modifications. In October 2015, there was speculation that a dimming of light from star
KIC 8462852 Tabby's Star (designated as KIC 8462852 in the Kepler Input Catalog and also known by the names Boyajian's Star and WTF (Where'sTheFlux?) Star, is a binary star in the constellation Cygnus approximately from Earth. The system is compo ...
, observed by the
Kepler space telescope The Kepler space telescope is a defunct space telescope launched by NASA in 2009 to discover Earth-sized planets orbiting other stars. Named after astronomer Johannes Kepler, the spacecraft was launched into an Earth-trailing heliocentric orb ...
, could have been a result of Dyson sphere construction. However, in 2018, further observations determined that the amount of dimming varied by the frequency of the light, pointing to dust, rather than an opaque object such as a Dyson sphere, as the cause of the dimming.


Hypothetical explanations for the paradox


Rarity of intelligent life


Extraterrestrial life is rare or non-existent

Those who think that intelligent
extraterrestrial life Extraterrestrial life, or alien life (colloquially, aliens), is life that originates from another world rather than on Earth. No extraterrestrial life has yet been scientifically conclusively detected. Such life might range from simple forms ...
is (nearly) impossible argue that the conditions needed for the evolution of life—or at least the
evolution of biological complexity The evolution of biological complexity is one important outcome of the process of evolution. Evolution has produced some remarkably complex organisms – although the actual level of complexity is very hard to define or measure accurately in biolog ...
—are rare or even unique to Earth. Under this assumption, called the
rare Earth hypothesis In planetary astronomy and astrobiology, the Rare Earth hypothesis argues that the origin of life and the evolution of biological complexity, such as sexually reproducing, multicellular organisms on Earth, and subsequently human intelligence, ...
, a rejection of the
mediocrity principle The mediocrity principle is the philosophical notion that "if an item is drawn at random from one of several sets or categories, it's more likely to come from the most numerous category than from any one of the less numerous categories". The prin ...
, complex multicellular life is regarded as exceedingly unusual. The rare Earth hypothesis argues that the evolution of biological complexity requires a host of fortuitous circumstances, such as a
galactic habitable zone In astrobiology and planetary astrophysics, the galactic habitable zone is the region of a galaxy in which life is most likely to develop. The concept of a galactic habitable zone analyzes various factors, such as metallicity (the presence of el ...
, a star and planet(s) having the requisite conditions, such as enough of a continuous habitable zone, the advantage of a giant guardian like Jupiter and a large
moon The Moon is Earth's only natural satellite. It Orbit of the Moon, orbits around Earth at Lunar distance, an average distance of (; about 30 times Earth diameter, Earth's diameter). The Moon rotation, rotates, with a rotation period (lunar ...
, conditions needed to ensure the planet has a
magnetosphere In astronomy and planetary science, a magnetosphere is a region of space surrounding an astronomical object in which charged particles are affected by that object's magnetic field. It is created by a celestial body with an active interior Dynamo ...
and
plate tectonics Plate tectonics (, ) is the scientific theory that the Earth's lithosphere comprises a number of large tectonic plates, which have been slowly moving since 3–4 billion years ago. The model builds on the concept of , an idea developed durin ...
, the chemistry of the
lithosphere A lithosphere () is the rigid, outermost rocky shell of a terrestrial planet or natural satellite. On Earth, it is composed of the crust and the lithospheric mantle, the topmost portion of the upper mantle that behaves elastically on time ...
,
atmosphere An atmosphere () is a layer of gases that envelop an astronomical object, held in place by the gravity of the object. A planet retains an atmosphere when the gravity is great and the temperature of the atmosphere is low. A stellar atmosph ...
, and oceans, the role of "evolutionary pumps" such as massive
glaciation A glacial period (alternatively glacial or glaciation) is an interval of time (thousands of years) within an ice age that is marked by colder temperatures and glacier advances. Interglacials, on the other hand, are periods of warmer climate be ...
and rare
bolide A bolide is normally taken to mean an exceptionally bright meteor, but the term is subject to more than one definition, according to context. It may refer to any large Impact crater, crater-forming body, or to one that explodes in the atmosphere. ...
impacts. Perhaps most importantly, advanced life needs whatever it was that led to the transition of (some)
prokaryotic cells A prokaryote (; less commonly spelled procaryote) is a single-celled organism whose cell lacks a nucleus and other membrane-bound organelles. The word ''prokaryote'' comes from the Ancient Greek (), meaning 'before', and (), meaning 'nut' or ...
to
eukaryotic cells The eukaryotes ( ) constitute the domain of Eukaryota or Eukarya, organisms whose cells have a membrane-bound nucleus. All animals, plants, fungi, seaweeds, and many unicellular organisms are eukaryotes. They constitute a major group of li ...
,
sexual reproduction Sexual reproduction is a type of reproduction that involves a complex life cycle in which a gamete ( haploid reproductive cells, such as a sperm or egg cell) with a single set of chromosomes combines with another gamete to produce a zygote tha ...
and the Cambrian explosion. In his book '' Wonderful Life'' (1989), Stephen Jay Gould suggested that if the "tape of life" were rewound to the time of the Cambrian explosion, and one or two tweaks made, human beings probably never would have evolved. Other thinkers such as Fontana, Buss, and Kauffman have written about the self-organizing properties of life.


Extraterrestrial intelligence is rare or non-existent

It is possible that even if complex life is common, intelligence (and consequently civilizations) is not. While there are remote sensing techniques that could perhaps detect life-bearing planets without relying on the signs of technology, none of them have the ability to determine if any detected life is intelligent. This is sometimes referred to as the "algae vs. alumnae" problem. Charles Lineweaver states that when considering any extreme trait in an animal, intermediate stages do not necessarily produce "inevitable" outcomes. For example, large brains are no more "inevitable", or convergent, than are the long noses of animals such as
aardvark Aardvarks ( ; ''Orycteropus afer'') are medium-sized, burrowing, nocturnal mammals native to Africa. Aardvarks are the only living species of the family Orycteropodidae and the order Tubulidentata. They have a long proboscis, similar to a pi ...
s and elephants. As he points out, "dolphins have had ~20million years to build a radio telescope and have not done so".Paleontological Tests: Human Intelligence is Not a Convergent Feature of Evolution.
, Charles Lineweaver, Australian National University, Canberra, published in ''From Fossils to Astrobiology'', edited by J. Seckbach and M. Walsh, Springer, 2009.
In addition, Rebecca Boyle points out that of all the species that have evolved in the history of life on the planet Earth, only one—human beings and only in the beginning stages—has ever become space-faring."Galaxy Simulations Offer a New Solution to the Fermi Paradox"
Quanta Magazine "Abstraction Blog," Rebecca Boyle, March 7, 2019. "The sun has been around the center of the Milky Way 50 times," said Jonathan Carroll-Nellenback, astronomer at the University of Rochester.


Periodic extinction by natural events

New life might commonly die out due to runaway heating or cooling on their fledgling planets. On Earth, there have been numerous major
extinction event An extinction event (also known as a mass extinction or biotic crisis) is a widespread and rapid decrease in the biodiversity on Earth. Such an event is identified by a sharp fall in the diversity and abundance of multicellular organisms. It occ ...
s that destroyed the majority of complex species alive at the time; the extinction of the non-avian dinosaurs is the best known example. These are thought to have been caused by events such as impact from a large meteorite, massive volcanic eruptions, or astronomical events such as
gamma-ray burst In gamma-ray astronomy, gamma-ray bursts (GRBs) are extremely energetic events occurring in distant Galaxy, galaxies which represent the brightest and most powerful class of explosion in the universe. These extreme Electromagnetic radiation, ele ...
s. It may be the case that such extinction events are common throughout the universe and periodically destroy intelligent life, or at least its civilizations, before the species is able to develop the technology to communicate with other intelligent species. However, the chances of extinction by natural events may be very low on the scale of a civilization's lifetime. Based on an analysis of impact craters on Earth and the Moon, the average interval between impacts large enough to cause global consequences (like the
Chicxulub impact The Chicxulub crater is an impact crater buried underneath the Yucatán Peninsula in Mexico. Its center is offshore, but the crater is named after the onshore community of Chicxulub Pueblo (not the larger coastal town of Chicxulub Puerto). I ...
) is estimated to be around 100 million years.


Evolutionary explanations


Intelligent alien species have not developed advanced technologies

It may be that while alien species with intelligence exist, they are primitive or have not reached the level of technological advancement necessary to communicate. Along with non-intelligent life, such civilizations would also be very difficult to detect. A trip using conventional rockets would take hundreds of thousands of years to reach the nearest stars. To skeptics, the fact that over the history of life on the Earth, only one species has developed a civilization to the point of being capable of
spaceflight Spaceflight (or space flight) is an application of astronautics to fly objects, usually spacecraft, into or through outer space, either with or without humans on board. Most spaceflight is uncrewed and conducted mainly with spacecraft such ...
and radio technology, lends credence to the idea that technologically advanced civilizations are rare in the universe. Amedeo Balbi and Adam Frank propose the concept of an "
oxygen Oxygen is a chemical element; it has chemical symbol, symbol O and atomic number 8. It is a member of the chalcogen group (periodic table), group in the periodic table, a highly reactivity (chemistry), reactive nonmetal (chemistry), non ...
bottleneck" for the emergence of technospheres. The "oxygen bottleneck" refers to the critical level of atmospheric oxygen necessary for
fire Fire is the rapid oxidation of a fuel in the exothermic chemical process of combustion, releasing heat, light, and various reaction Product (chemistry), products. Flames, the most visible portion of the fire, are produced in the combustion re ...
and
combustion Combustion, or burning, is a high-temperature exothermic redox chemical reaction between a fuel (the reductant) and an oxidant, usually atmospheric oxygen, that produces oxidized, often gaseous products, in a mixture termed as smoke. Combustion ...
. Earth's
atmospheric An atmosphere () is a layer of gases that envelop an astronomical object, held in place by the gravity of the object. A planet retains an atmosphere when the gravity is great and the temperature of the atmosphere is low. A stellar atmosphere ...
oxygen concentration is about 21%, but has been much lower in the past and may also be on many exoplanets. The authors argue that while the threshold of oxygen required for the existence of complex life and
ecosystem An ecosystem (or ecological system) is a system formed by Organism, organisms in interaction with their Biophysical environment, environment. The Biotic material, biotic and abiotic components are linked together through nutrient cycles and en ...
s is much lower, technological advancement, particularly that reliant on combustion, such as metal smelting and
energy production Energy development is the field of activities focused on obtaining sources of energy from natural resources. These activities include the production of renewable, nuclear, and fossil fuel derived sources of energy, and for the recovery and re ...
, requires higher oxygen concentrations of around 18% or more. Thus, the presence of high levels of oxygen in a planet's atmosphere is not only a potential biosignature but also a critical factor in the emergence of detectable technological civilizations. Another hypothesis in this category is the "Water World hypothesis". According to author and scientist
David Brin Glen David Brin (born October 6, 1950) is an American science fiction author. He has won the Hugo Award, Hugo,
: "it turns out that our Earth skates the very inner edge of our sun's continuously habitable—or '
Goldilocks "Goldilocks and the Three Bears" is a 19th-century English fairy tale of which three versions exist. The original version of the tale tells of an impudent old woman who enters the forest home of three anthropomorphic bachelor bears while th ...
'—zone. And Earth may be anomalous. It may be that because we are so close to our sun, we have an anomalously oxygen-rich atmosphere, and we have anomalously little ocean for a water world. In other words, 32 percent continental mass may be high among water worlds..." Brin continues, "In which case, the evolution of creatures like us, with hands and fire and all that sort of thing, may be rare in the galaxy. In which case, when we do build starships and head out there, perhaps we'll find lots and lots of life worlds, but they're all like Polynesia. We'll find lots and lots of intelligent lifeforms out there, but they're all dolphins, whales, squids, who could never build their own starships. What a perfect universe for us to be in, because nobody would be able to boss us around, and we'd get to be the voyagers, the ''Star Trek'' people, the starship builders, the policemen, and so on." The rapid increase of scientific and technological progress seen in the 18th to 20th centuries (the
Industrial Revolution The Industrial Revolution, sometimes divided into the First Industrial Revolution and Second Industrial Revolution, was a transitional period of the global economy toward more widespread, efficient and stable manufacturing processes, succee ...
), compared to earlier eras, led to the common assumption that such progress will continue at exponential rates as time goes by, eventually leading to the progress level required for space exploration. The "universal limit to technological development" (ULTD) hypothesis proposes that there is a limit to the potential growth of a civilization, and that this limit may be placed well below the point required for space exploration. Such limits may be based on economic reasons, natural reasons (such as
faster-than-light Faster-than-light (superluminal or supercausal) travel and communication are the conjectural propagation of matter or information faster than the speed of light in vacuum (). The special theory of relativity implies that only particles with zero ...
travel being impossible), and even limitations based on the species' own biology.


It is the nature of intelligent life to destroy itself

This is the argument that technological civilizations may usually or invariably destroy themselves before or shortly after developing radio or spaceflight technology. The astrophysicist
Sebastian von Hoerner Sebastian Rudolf Karl von Hoerner (15 April 1919 – 7 January 2003) was a German astrophysicist and radio astronomer. He was born in Görlitz, Lower Silesia. During WW II, Von Hoerner served in the German Army on the Eastern Front. A bullet st ...
stated that the progress of science and technology on
Earth Earth is the third planet from the Sun and the only astronomical object known to Planetary habitability, harbor life. This is enabled by Earth being an ocean world, the only one in the Solar System sustaining liquid surface water. Almost all ...
was driven by two factors—the struggle for domination and the desire for an easy life. The former potentially leads to complete destruction, while the latter may lead to biological or mental degeneration. Possible means of annihilation via major global issues, where global interconnectedness actually makes humanity more vulnerable than resilient, are many, including war, accidental environmental contamination or damage, the development of
biotechnology Biotechnology is a multidisciplinary field that involves the integration of natural sciences and Engineering Science, engineering sciences in order to achieve the application of organisms and parts thereof for products and services. Specialists ...
,
synthetic life Synthetic biology (SynBio) is a multidisciplinary field of science that focuses on living systems and organisms. It applies engineering principles to develop new biological parts, devices, and systems or to redesign existing systems found in nat ...
like
mirror life Mirror life (also called mirror-image life) is a hypothetical form of life using mirror-reflected molecular building blocks. The possibility of mirror life was first discussed by Louis Pasteur. This alternative life form has never been discovere ...
,
resource depletion Resource depletion occurs when a natural resource is consumed faster than it can be replenished. The value of a resource depends on its availability in nature and the cost of extracting it. By the law of supply and demand, the Scarcity, scarcer ...
,
climate change Present-day climate change includes both global warming—the ongoing increase in Global surface temperature, global average temperature—and its wider effects on Earth's climate system. Climate variability and change, Climate change in ...
, or poorly-designed artificial intelligence. This general theme is explored both in fiction and in scientific hypotheses. In 1966, Sagan and Shklovskii speculated that technological civilizations will either tend to destroy themselves within a century of developing interstellar communicative capability or master their self-destructive tendencies and survive for billion-year timescales. Self-annihilation may also be viewed in terms of
thermodynamics Thermodynamics is a branch of physics that deals with heat, Work (thermodynamics), work, and temperature, and their relation to energy, entropy, and the physical properties of matter and radiation. The behavior of these quantities is governed b ...
: insofar as life is an ordered
system A system is a group of interacting or interrelated elements that act according to a set of rules to form a unified whole. A system, surrounded and influenced by its open system (systems theory), environment, is described by its boundaries, str ...
that can sustain itself against the tendency to disorder, Stephen Hawking's "external transmission" or interstellar communicative phase, where
knowledge production The knowledge economy, or knowledge-based economy, is an economic system in which the production of goods and services is based principally on knowledge-intensive activities that contribute to advancement in technical and scientific innovation. ...
and
knowledge management Knowledge management (KM) is the set of procedures for producing, disseminating, utilizing, and overseeing an organization's knowledge and data. It alludes to a multidisciplinary strategy that maximizes knowledge utilization to accomplish organ ...
is more important than transmission of information via
evolution Evolution is the change in the heritable Phenotypic trait, characteristics of biological populations over successive generations. It occurs when evolutionary processes such as natural selection and genetic drift act on genetic variation, re ...
, may be the point at which the system becomes unstable and self-destructs. Here, Hawking emphasizes self-design of the
human genome The human genome is a complete set of nucleic acid sequences for humans, encoded as the DNA within each of the 23 distinct chromosomes in the cell nucleus. A small DNA molecule is found within individual Mitochondrial DNA, mitochondria. These ar ...
(
transhumanism Transhumanism is a philosophical and intellectual movement that advocates the human enhancement, enhancement of the human condition by developing and making widely available new and future technologies that can greatly enhance longevity, cogni ...
) or enhancement via machines (e.g.,
brain–computer interface A brain–computer interface (BCI), sometimes called a brain–machine interface (BMI), is a direct communication link between the brain's electrical activity and an external device, most commonly a computer or robotic limb. BCIs are often dire ...
) to enhance
human intelligence Human intelligence is the Intellect, intellectual capability of humans, which is marked by complex Cognition, cognitive feats and high levels of motivation and self-awareness. Using their intelligence, humans are able to learning, learn, Concept ...
and reduce
aggression Aggression is behavior aimed at opposing or attacking something or someone. Though often done with the intent to cause harm, some might channel it into creative and practical outlets. It may occur either reactively or without provocation. In h ...
, without which he implies human civilization may be too stupid collectively to survive an increasingly unstable system. For instance, the development of technologies during the "external transmission" phase, such as weaponization of
artificial general intelligence Artificial general intelligence (AGI)—sometimes called human‑level intelligence AI—is a type of artificial intelligence that would match or surpass human capabilities across virtually all cognitive tasks. Some researchers argue that sta ...
or
antimatter In modern physics, antimatter is defined as matter composed of the antiparticles (or "partners") of the corresponding subatomic particle, particles in "ordinary" matter, and can be thought of as matter with reversed charge and parity, or go ...
, may not be met by concomitant increases in human ability to manage its own inventions. Consequently, disorder increases in the system:
global governance Global governance (or world governance) refers to institutions that coordinate the behavior of transnationality, transnational actors, facilitate cooperation, resolve disputes, and alleviate collective action problems. Global governance broadly ...
may become increasingly destabilized, worsening humanity's ability to manage the possible means of annihilation listed above, resulting in global
societal collapse Societal collapse (also known as civilizational collapse or systems collapse) is the fall of a complex human society characterized by the loss of cultural identity and of social complexity as an Complex adaptive system, adaptive system, the downf ...
. A less theoretical example might be the resource-depletion issue on Polynesian islands, of which Easter Island is only the best known. David Brin points out that during the expansion phase from 1500 BC to 800 AD there were cycles of overpopulation followed by what might be called periodic cullings of adult males through war or ritual. He writes, "There are many stories of islands whose men were almost wiped out—sometimes by internal strife, and sometimes by invading males from other islands." Using extinct civilizations such as
Easter Island Easter Island (, ; , ) is an island and special territory of Chile in the southeastern Pacific Ocean, at the southeasternmost point of the Polynesian Triangle in Oceania. The island is renowned for its nearly 1,000 extant monumental statues, ...
as models, a study conducted in 2018 by
Adam Frank Adam Frank (born 1962) is an American physicist, astronomer, and writer. His scientific research has focused on computational astrophysics with an emphasis on star formation and late stages of stellar evolution. His work includes studies of exop ...
''et al.'' posited that
climate change Present-day climate change includes both global warming—the ongoing increase in Global surface temperature, global average temperature—and its wider effects on Earth's climate system. Climate variability and change, Climate change in ...
induced by "energy intensive" civilizations may prevent sustainability within such civilizations, thus explaining the paradoxical lack of evidence for intelligent extraterrestrial life. Based on
dynamical systems theory Dynamical systems theory is an area of mathematics used to describe the behavior of complex systems, complex dynamical systems, usually by employing differential equations by nature of the ergodic theory, ergodicity of dynamic systems. When differ ...
, the study examined how technological civilizations (exo-civilizations) consume resources and the feedback effects this consumption has on their planets and its
carrying capacity The carrying capacity of an ecosystem is the maximum population size of a biological species that can be sustained by that specific environment, given the food, habitat, water, and other resources available. The carrying capacity is defined as the ...
. According to Adam Frank " e point is to recognize that driving climate change may be something generic. The laws of physics demand that any young population, building an energy-intensive civilization like ours, is going to have feedback on its planet. Seeing climate change in this cosmic context may give us better insight into what’s happening to us now and how to deal with it." Generalizing the
Anthropocene ''Anthropocene'' is a term that has been used to refer to the period of time during which human impact on the environment, humanity has become a planetary force of change. It appears in scientific and social discourse, especially with respect to ...
, their model produces four different outcomes: * Die-off: A scenario where the population grows quickly, surpassing the planet's carrying capacity, which leads to a peak followed by a rapid decline. The population eventually stabilizes at a much lower equilibrium level, allowing the planet to partially recover. *
Sustainability Sustainability is a social goal for people to co-exist on Earth over a long period of time. Definitions of this term are disputed and have varied with literature, context, and time. Sustainability usually has three dimensions (or pillars): env ...
: A scenario where civilizations successfully transition from high-impact resources (like fossil fuels) to sustainable ones (like solar energy) before significant environmental degradation occurs. This allows the civilization and planet to reach a stable equilibrium, avoiding catastrophic effects. * Collapse Without Resource Change: In this trajectory, the population and environmental degradation increase rapidly. The civilization does not switch to sustainable resources in time, leading to a total collapse where a tipping point is crossed and the population drops. * Collapse With Resource Change: Similar to the previous scenario, but in this case, the civilization attempts to transition to sustainable resources. However, the change comes too late, and the environmental damage is irreversible, still leading to the civilization's collapse.


It is the nature of intelligent life to destroy others

Another hypothesis is that an intelligent species beyond a certain point of technological capability will destroy other intelligent species as they appear, perhaps by using self-replicating probes. Science fiction writer
Fred Saberhagen Fred Thomas Saberhagen (May 18, 1930 – June 29, 2007) was an American science fiction and fantasy author most famous for his ''Berserker'' series of science fiction short stories and novels. Saberhagen also wrote a series of vampire novels in ...
has explored this idea in his ''
Berserker In the Old Norse written corpus, berserkers () were Scandinavian warriors who were said to have fought in a trance-like fury, a characteristic which later gave rise to the modern English adjective ''wikt:berserk#Adjective, berserk'' . Berserkers ...
'' series, as has physicist
Gregory Benford Gregory Benford (born January 30, 1941) is an American science fiction author and astrophysicist who is professor emeritus at the department of physics and astronomy at the University of California, Irvine. He is a contributing editor of ''Reason ...
and also, science fiction writer
Greg Bear Gregory Dale Bear (August 20, 1951 – November 19, 2022) was an American science fiction writer. His work covered themes of Interstellar_war, galactic conflict (''The Forge of God, Forge of God'' books), parallel universes (''The Way (Greg Bear ...
in his ''
The Forge of God ''The Forge of God'' is a 1987 science fiction novel by American writer Greg Bear. Earth faces destruction when an inscrutable and overwhelming alien form of life attacks. Plot The novel features scenes and events, including the discovery of ...
'' novel, and later
Liu Cixin Liu Cixin (, pronounced ; born 23 June 1963) is a Chinese computer engineer and science fiction writer. In English translations of his works, his name is given as Cixin Liu. He is sometimes called "''Da'' Liu" ("Big Liu") by his fellow sc ...
in his '' The Three-Body Problem'' series. A species might undertake such extermination out of expansionist motives, greed, paranoia, or aggression. In 1981, cosmologist Edward Harrison argued that such behavior would be an act of prudence: an intelligent species that has overcome its own self-destructive tendencies might view any other species bent on galactic expansion as a threat. It has also been suggested that a successful alien species would be a superpredator, as are humans. Another possibility invokes the "
tragedy of the commons The tragedy of the commons is the concept that, if many people enjoy unfettered access to a finite, valuable resource, such as a pasture, they will tend to overuse it and may end up destroying its value altogether. Even if some users exercised vo ...
" and the
anthropic principle In cosmology, the anthropic principle, also known as the observation selection effect, is the proposition that the range of possible observations that could be made about the universe is limited by the fact that observations are only possible in ...
: the first lifeform to achieve interstellar travel will necessarily (even if unintentionally) prevent competitors from arising, and humans simply happen to be first.


Civilizations only broadcast detectable signals for a brief period of time

It may be that alien civilizations are detectable through their radio emissions for only a short time, reducing the likelihood of spotting them. The usual assumption is that civilizations outgrow radio through technological advancement. However, there could be other leakage such as that from microwaves used to transmit power from solar satellites to ground receivers. Regarding the first point, in a 2006 ''
Sky & Telescope ''Sky & Telescope'' (''S&T'') is a monthly magazine covering all aspects of amateur and professional astronomy, including what to see in the sky tonight and new findings in astronomy. Other topics covered include: *observing guides for planets, ...
'' article,
Seth Shostak Seth Shostak (born July 20, 1943) is an American astronomer and author, and is currently the senior astronomer for the SETI Institute. Shostak co-hosts the weekly radio show/podcast '' Big Picture Science'', has played himself numerous times in ...
wrote, "Moreover, radio leakage from a planet is only likely to get weaker as a civilization advances and its communications technology gets better. Earth itself is increasingly switching from broadcasts to leakage-free cables and fiber optics, and from primitive but obvious carrier-wave broadcasts to subtler, hard-to-recognize spread-spectrum transmissions."The Future of SETI
, ''Sky & Telescope'', Seth Shostak, July 19, 2006. This article also discusses strategy for optical SETI.
More hypothetically, advanced alien civilizations may evolve beyond broadcasting at all in the electromagnetic spectrum and communicate by technologies not developed or used by mankind. Some scientists have hypothesized that advanced civilizations may send
neutrino A neutrino ( ; denoted by the Greek letter ) is an elementary particle that interacts via the weak interaction and gravity. The neutrino is so named because it is electrically neutral and because its rest mass is so small ('' -ino'') that i ...
signals. If such signals exist, they could be detectable by
neutrino detector A neutrino detector is a physics apparatus which is designed to study neutrinos. Because neutrinos only weakly interact with other particles of matter, neutrino detectors must be very large to detect a significant number of neutrinos. Neutrino ...
s that are under construction for other goals.


Alien life may be too incomprehensible

Another possibility is that human theoreticians have underestimated how much alien life might differ from that on Earth. Aliens may be psychologically unwilling to attempt to communicate with human beings. Perhaps human mathematics is
parochial Parochial is an adjective which may refer to: * Parish A parish is a territorial entity in many Christianity, Christian denominations, constituting a division within a diocese. A parish is under the pastoral care and clerical jurisdiction of a ...
to Earth and not shared by other life, though others argue this can only apply to abstract math since the math associated with physics must be similar (in results, if not in methods). In his 2009 book, SETI scientist
Seth Shostak Seth Shostak (born July 20, 1943) is an American astronomer and author, and is currently the senior astronomer for the SETI Institute. Shostak co-hosts the weekly radio show/podcast '' Big Picture Science'', has played himself numerous times in ...
wrote, "Our experiments uch as plans to use drilling rigs on Marsare still looking for the type of extraterrestrial that would have appealed to
Percival Lowell Percival Lowell (; March 13, 1855 – November 12, 1916) was an American businessman, author, mathematician, and astronomer who fueled speculation that there were canals on Mars, and furthered theories of a ninth planet within the Solar System ...
stronomer who believed he had observed canals on Mars" Physiology might also be a communication barrier. Carl Sagan speculated that an alien species might have a thought process orders of magnitude slower (or faster) than that of humans. A message broadcast by that species might seem like random background noise to humans, and therefore go undetected.
Paul Davies Paul Charles William Davies (born 22 April 1946) is an English physicist, writer and broadcaster, a professor in Arizona State University and director of BEYOND: Center for Fundamental Concepts in Science. He is affiliated with the Institute ...
stated that 500 years ago the very idea of a computer doing work merely by manipulating internal data may not have been viewed as a technology at all. He writes, "Might there be a still level ..If so, this 'third level' would never be manifest through observations made at the informational level, still less the matter level. There is no vocabulary to describe the third level, but that doesn't mean it is non-existent, and we need to be open to the possibility that alien technology may operate at the third level, or maybe the fourth, fifth ..levels."
Arthur C. Clarke Sir Arthur Charles Clarke (16 December 191719 March 2008) was an English science fiction writer, science writer, futurist, inventor, undersea explorer, and television series host. Clarke co-wrote the screenplay for the 1968 film '' 2001: A ...
hypothesized that "our technology must still be laughably primitive; we may well be like jungle savages listening for the throbbing of tom-toms, while the ether around them carries more words per second than they could utter in a lifetime". Another thought is that technological civilizations invariably experience a
technological singularity The technological singularity—or simply the singularity—is a hypothetical point in time at which technological growth becomes uncontrollable and irreversible, resulting in unforeseeable consequences for human civilization. According to the ...
and attain a post-biological character.


Sociological explanations


Colonization is not the cosmic norm

In response to Tipler's idea of self-replicating probes, Stephen Jay Gould wrote, "I must confess that I simply don't know how to react to such arguments. I have enough trouble predicting the plans and reactions of the people closest to me. I am usually baffled by the thoughts and accomplishments of humans in different cultures. I'll be damned if I can state with certainty what some extraterrestrial source of intelligence might do."Beyond “Fermi’s Paradox” II: Questioning the Hart-Tipler Conjecture
(middle of page), ''Universe Today'', April 8, 2015.
''If the Universe Is Teeming...'', Stephen Webb
p. 28


Alien species may have only settled part of the galaxy

According to a study by Frank ''et al.'', advanced civilizations may not colonize everything in the galaxy due to their potential adoption of steady states of expansion. This hypothesis suggests that civilizations might reach a stable pattern of expansion where they neither collapse nor aggressively spread throughout the galaxy. A February 2019 article in ''Popular Science'' states, "Sweeping across the Milky Way and establishing a unified galactic empire might be inevitable for a monolithic super-civilization, but most cultures are neither monolithic nor super—at least if our experience is any guide." Astrophysicist Adam Frank, along with co-authors such as astronomer Jason Wright, ran a variety of simulations in which they varied such factors as settlement lifespans, fractions of suitable planets, and recharge times between launches. They found many of their simulations seemingly resulted in a "third category" in which the Milky Way remains partially settled indefinitely. The abstract to their 2019 paper states, "These results break the link between Hart's famous 'Fact A' (no interstellar visitors on Earth now) and the conclusion that humans must, therefore, be the only technological civilization in the galaxy. Explicitly, our solutions admit situations where our current circumstances are consistent with an otherwise settled, steady-state galaxy." An alternative scenario is that long-lived civilizations may only choose to colonize stars during closest approach. As low mass K- and M-type dwarfs are by far the most common types of
main sequence stars In astronomy, the main sequence is a classification of stars which appear on plots of stellar color versus brightness as a continuous and distinctive band. Stars on this band are known as main-sequence stars or dwarf stars, and positions of star ...
in the Milky Way, they are more likely to pass close to existing civilizations. These stars have longer life spans, which may be preferred by such a civilization. Interstellar travel capability of 0.3 light years is theoretically sufficient to colonize all M-dwarfs in the galaxy within 2 billion years. If the travel capability is increased to 2 light years, then all K-dwarfs can be colonized in the same time frame.


Alien species may isolate themselves in virtual worlds

Avi Loeb Abraham "Avi" Loeb (; born February 26, 1962) is an Israeli and American theoretical physicist who works on astrophysics and cosmology. Loeb is the Frank B. Baird Jr. Professor of Science at Harvard University, where since 2007 he has been Direc ...
suggests that one possible explanation for the Fermi paradox is
virtual reality Virtual reality (VR) is a Simulation, simulated experience that employs 3D near-eye displays and pose tracking to give the user an immersive feel of a virtual world. Applications of virtual reality include entertainment (particularly video gam ...
technology. Individuals of extraterrestrial civilizations may prefer to spend time in
virtual world A virtual world (also called a virtual space or spaces) is a Computer simulation, computer-simulated environment which may be populated by many simultaneous users who can create a personal Avatar (computing), avatar and independently explore th ...
s or
metaverse The metaverse is a loosely defined term referring to virtual worlds in which users represented by avatars interact, usually in 3D and focused on social and economic connection. The term ''metaverse'' originated in the 1992 science fiction ...
s that have different physical law constraints as opposed to focusing on colonizing planets. Nick Bostrom suggests that some advanced beings may divest themselves entirely of physical form, create massive artificial virtual environments, transfer themselves into these environments through
mind uploading Mind uploading is a speculative process of whole brain emulation in which a brain scan is used to completely emulate the mental state of the individual in a digital computer. The computer would then run a simulation of the brain's information ...
, and exist totally within virtual worlds, ignoring the external physical universe. It may be that intelligent alien life develops an "increasing disinterest" in their outside world. Possibly any sufficiently advanced society will develop highly engaging media and entertainment well before the capacity for advanced space travel, with the rate of appeal of these social contrivances being destined, because of their inherent reduced complexity, to overtake any desire for complex, expensive endeavors such as space exploration and communication. Once any sufficiently advanced civilization becomes able to master its environment, and most of its physical needs are met through technology, various "social and entertainment technologies", including virtual reality, are postulated to become the primary drivers and motivations of that civilization.


Artificial intelligence may not expand

While
artificial intelligence Artificial intelligence (AI) is the capability of computer, computational systems to perform tasks typically associated with human intelligence, such as learning, reasoning, problem-solving, perception, and decision-making. It is a field of re ...
supplanting its creators could only deepen the Fermi paradox, such as through enabling the colonizing of the galaxy through self-replicating probes, it is also possible that after replacing its creators, artificial intelligence either doesn't expand or endure for a variety of reasons. Michael A. Garrett has suggested that biological civilizations may universally underestimate the speed that AI systems progress, and not react to it in time, thus making it a possible great filter. He also argues that this could make the longevity of advanced technological civilizations less than 200 years, thus explaining the great silence observed by SETI.


Economic explanations


Lack of resources needed to physically spread throughout the galaxy

The ability of an alien culture to colonize other star systems is based on the idea that interstellar travel is technologically feasible. While the existing understanding of physics rules out the possibility of
faster-than-light Faster-than-light (superluminal or supercausal) travel and communication are the conjectural propagation of matter or information faster than the speed of light in vacuum (). The special theory of relativity implies that only particles with zero ...
travel, it appears that there are no major theoretical barriers to the construction of "slow" interstellar ships, even though the engineering required is considerably beyond existing human capabilities. This idea underlies the concept of the Von Neumann probe and the Bracewell probe as a potential evidence of extraterrestrial intelligence. It is possible, however, that scientific knowledge cannot properly gauge the feasibility and costs of such interstellar colonization. Theoretical barriers may not yet be understood, and the resources needed may be so great as to make it unlikely that any civilization could afford to attempt it. Even if interstellar travel and colonization are possible, they may be difficult, leading to a colonization model based on
percolation theory In statistical physics and mathematics, percolation theory describes the behavior of a network when nodes or links are added. This is a geometric type of phase transition, since at a critical fraction of addition the network of small, disconnected ...
. Colonization efforts may not occur as an unstoppable rush, but rather as an uneven tendency to "percolate" outwards, within an eventual slowing and termination of the effort given the enormous costs involved and the expectation that colonies will inevitably develop a culture and civilization of their own. Colonization may thus occur in "clusters", with large areas remaining uncolonized at any one time.


Information is cheaper to transmit than matter is to transfer

If a human-capability machine intelligence is possible, and if it is possible to transfer such constructs over vast distances and rebuild them on a remote machine, then it might not make strong economic sense to travel the galaxy by spaceflight. Louis K. Scheffer calculates the cost of radio transmission of information across space to be cheaper than spaceflight by a factor of 108–1017. For a machine civilization, the costs of interstellar travel are therefore enormous compared to the more efficient option of sending computational signals across space to already established sites. After the first civilization has physically explored or colonized the galaxy, as well as sent such machines for easy exploration, then any subsequent civilizations, after having contacted the first, may find it cheaper, faster, and easier to explore the galaxy through intelligent mind transfers to the machines built by the first civilization. However, since a star system needs only one such remote machine, and the communication is most likely highly directed, transmitted at high-frequencies, and at a minimal power to be economical, such signals would be hard to detect from Earth. By contrast, in
economics Economics () is a behavioral science that studies the Production (economics), production, distribution (economics), distribution, and Consumption (economics), consumption of goods and services. Economics focuses on the behaviour and interac ...
the counter-intuitive
Jevons paradox In economics, the Jevons paradox (; sometimes Jevons effect) occurs when technological advancements make a resource more efficient to use (thereby reducing the amount needed for a single application); however, as the cost of using the resourc ...
implies that higher
productivity Productivity is the efficiency of production of goods or services expressed by some measure. Measurements of productivity are often expressed as a ratio of an aggregate output to a single input or an aggregate input used in a production proce ...
results in higher
demand In economics, demand is the quantity of a goods, good that consumers are willing and able to purchase at various prices during a given time. In economics "demand" for a commodity is not the same thing as "desire" for it. It refers to both the desi ...
. In other words, increased economic efficiency results in increased economic growth. For example, increased renewable energy has the risk of not directly resulting in declining fossil fuel use, but rather additional economic growth as fossil fuels instead are directed to alternative uses. Thus, technological innovation makes human civilization more capable of higher levels of
consumption Consumption may refer to: * Eating *Resource consumption *Tuberculosis, an infectious disease, historically known as consumption * Consumer (food chain), receipt of energy by consuming other organisms * Consumption (economics), the purchasing of n ...
, as opposed to its existing consumption being achieved more efficiently at a stable level.


Discovery of extraterrestrial life is too difficult


Humans have not listened properly

There are some assumptions that underlie the
SETI Seti or SETI may refer to: Astrobiology * SETI, the search for extraterrestrial intelligence. ** SETI Institute, an astronomical research organization *** SETIcon, a former convention organized by the SETI Institute ** Berkeley SETI Research Cent ...
programs that may cause searchers to miss signals that exist. Extraterrestrials might, for example, transmit signals that have a very high or low data rate, or employ unconventional (in human terms)
frequencies Frequency is the number of occurrences of a repeating event per unit of time. Frequency is an important parameter used in science and engineering to specify the rate of oscillatory and vibratory phenomena, such as mechanical vibrations, audio ...
, which would make them hard to distinguish from background noise. Signals might be sent from non-
main sequence In astronomy, the main sequence is a classification of stars which appear on plots of stellar color index, color versus absolute magnitude, brightness as a continuous and distinctive band. Stars on this band are known as main-sequence stars or d ...
star systems that humans search with lower priority; our programs assume that most alien life will be orbiting Sun-like stars. The greatest challenge is the sheer size of the radio search needed to look for signals (effectively spanning the entire observable universe), the limited amount of resources committed to SETI, and the sensitivity of modern instruments. SETI estimates, for instance, that with a radio telescope as sensitive as the
Arecibo Observatory The Arecibo Observatory, also known as the National Astronomy and Ionosphere Center (NAIC) and formerly known as the Arecibo Ionosphere Observatory, is an observatory in Barrio Esperanza, Arecibo, Puerto Rico owned by the US National Science F ...
, Earth's television and radio broadcasts would only be detectable at distances up to 0.3 light-years, less than 1/10 the distance to the nearest star. A signal is much easier to detect if it consists of a deliberate, powerful transmission directed at Earth. Such signals could be detected at ranges of hundreds to tens of thousands of light-years distance. However, this means that detectors must be listening to an appropriate range of frequencies, and be in that region of space to which the beam is being sent. Many SETI searches assume that extraterrestrial civilizations will be broadcasting a deliberate signal, like the Arecibo message, in order to be found. Thus, to detect alien civilizations through their radio emissions, Earth observers either need more sensitive instruments or must hope for fortunate circumstances: that the broadband radio emissions of alien radio technology are much stronger than humanity's own; that one of SETI's programs is listening to the correct frequencies from the right regions of space; or that aliens are deliberately sending focused transmissions in Earth's general direction.


Humans have not listened for long enough

Humanity's ability to detect intelligent extraterrestrial life has existed for only a very brief period—from 1937 onwards, if the invention of the
radio telescope A radio telescope is a specialized antenna (radio), antenna and radio receiver used to detect radio waves from astronomical radio sources in the sky. Radio telescopes are the main observing instrument used in radio astronomy, which studies the r ...
is taken as the dividing line—and ''
Homo sapiens Humans (''Homo sapiens'') or modern humans are the most common and widespread species of primate, and the last surviving species of the genus ''Homo''. They are Hominidae, great apes characterized by their Prehistory of nakedness and clothing ...
'' is a geologically recent species. The whole period of modern human existence to date is a very brief period on a cosmological scale, and radio transmissions have only been propagated since 1895. Thus, it remains possible that human beings have neither existed long enough nor made themselves sufficiently detectable to be found by extraterrestrial intelligence.


Intelligent life may be too far away

It may be that non-colonizing technologically capable alien civilizations exist, but that they are simply too far apart for meaningful two-way communication. Sebastian von Hoerner estimated the average duration of civilization at 6,500 years and the average distance between civilizations in the Milky Way at 1,000 light years. If two civilizations are separated by several thousand light-years, it is possible that one or both cultures may become extinct before meaningful dialogue can be established. Human searches may be able to detect their existence, but communication will remain impossible because of distance. It has been suggested that this problem might be ameliorated somewhat if contact and communication is made through a
Bracewell probe Proposed by Ronald N. Bracewell in 1960, a Bracewell probe is defined as a hypothetical autonomous interstellar space probe designed for communication with alien civilizations. It offers a potential solution to the inherent challenges of inters ...
. In this case at least one partner in the exchange may obtain meaningful information. Alternatively, a civilization may simply broadcast its knowledge, and leave it to the receiver to make what they may of it. This is similar to the transmission of information from ancient civilizations to the present, and humanity has undertaken similar activities like the
Arecibo message The Arecibo message is an interstellar radio message carrying basic information about humanity and Earth that was sent to the globular cluster Messier 13 in 1974. It was meant as a demonstration of human technological achievement, rather than ...
, which could transfer information about Earth's intelligent species, even if it never yields a response or does not yield a response in time for humanity to receive it. It is possible that observational signatures of self-destroyed civilizations could be detected, depending on the destruction scenario and the timing of human observation relative to it. A related speculation by Sagan and Newman suggests that if other civilizations exist, and are transmitting and exploring, their signals and probes simply have not arrived yet, i.e. that Humans are a relatively early civilization. However, critics have noted that this is unlikely, since it requires that humanity's advancement has occurred at a very special point in time, while the Milky Way is in transition from empty to full. This is a tiny fraction of the lifespan of a galaxy under ordinary assumptions, so the likelihood that humanity is in the midst of this transition is considered low in the paradox."The Great Silence: the Controversy . . " (15-page paper), ''Quart. Journ. Royal Astronomical Soc.,'' David Brin, 1983
page 287, sixth paragraph, "Equilibrium is another concept which weaves through the new SETI debate ... "
, as well a

.
In 2021, Hanson et al. reconsidered this likelihood and concluded it is indeed plausible when assuming that many civilizations are "grabby", i.e. displace other civilizations. Under this assumption there is a
selection effect Selection bias is the bias introduced by the selection of individuals, groups, or data for analysis in such a way that proper randomization is not achieved, thereby failing to ensure that the sample obtained is representative of the population inte ...
of the sort that provided we exist and are not (yet) destroyed by grabby aliens, we are very unlikely to observe aliens. Specifically, grabby aliens imply a typical civilizational expansion rate at nearly the speed of light because otherwise many other civilizations would be visible. The transition time between detection of an alien
technosignature Technosignature or technomarker is any measurable property or effect that provides scientific evidence of past or List of emerging technologies, present technology. Technosignatures are analogous to biosignatures, which signal the presence of life ...
and extinction would be vanishingly short in cosmological timeframes, making it likely we are before that time period. Some SETI skeptics may also believe that humanity is at a very special point of time—specifically, a transitional period from no space-faring societies to one space-faring society, namely that of human beings.


Intelligent life may exist hidden from view

Planetary scientist Alan Stern put forward the idea that there could be a number of worlds with subsurface oceans (such as Jupiter's
Europa Europa may refer to: Places * Europa (Roman province), a province within the Diocese of Thrace * Europa (Seville Metro), Seville, Spain; a station on the Seville Metro * Europa City, Paris, France; a planned development * Europa Cliffs, Alexan ...
or Saturn's
Enceladus Enceladus is the sixth-largest moon of Saturn and the 18th-largest in the Solar System. It is about in diameter, about a tenth of that of Saturn's largest moon, Titan. It is covered by clean, freshly deposited snow hundreds of meters thick, ...
). The surface would provide a large degree of protection from such things as cometary impacts and nearby supernovae, as well as creating a situation in which a much broader range of orbits are acceptable. Life, and potentially intelligence and civilization, could evolve. Stern states, "If they have technology, and let's say they're broadcasting, or they have city lights or whatever—we can't see it in any part of the spectrum, except maybe very-low-frequency
adio Adio may refer to: Government * Abu Dhabi Investment Office, a government investments and special projects entity based in Abu Dhabi Abu Dhabi is the capital city of the United Arab Emirates. The city is the seat of the Abu Dhabi Central Ca ...
"


Advanced civilizations may limit their search for life to technological signatures

If life is abundant in the universe but the cost of space travel is high, an advanced civilization may choose to focus its search not on signs of life in general, but on those of other advanced civilizations, and specifically on
radio Radio is the technology of communicating using radio waves. Radio waves are electromagnetic waves of frequency between 3  hertz (Hz) and 300  gigahertz (GHz). They are generated by an electronic device called a transmitter connec ...
signals. Since humanity has only recently began to use radio communication, its signals may have yet to arrive to other inhabited planets, and if they have, probes from those planets may have yet to arrive on Earth.


Willingness to communicate


Everyone is listening but no one is transmitting

Alien civilizations might be technically capable of contacting Earth, but could be only listening instead of transmitting. If all or most civilizations act in the same way, the galaxy could be full of civilizations eager for contact, but everyone is listening and no one is transmitting. This is the so-called ''
SETI Seti or SETI may refer to: Astrobiology * SETI, the search for extraterrestrial intelligence. ** SETI Institute, an astronomical research organization *** SETIcon, a former convention organized by the SETI Institute ** Berkeley SETI Research Cent ...
Paradox''. The only civilization known, humanity, does not explicitly transmit, except for a few small efforts. Even these efforts, and certainly any attempt to expand them, are controversial. It is not even clear humanity would respond to a detected signal—the official policy within the SETI community is that " oresponse to a signal or other evidence of extraterrestrial intelligence should be sent until appropriate international consultations have taken place". However, given the possible impact of any reply, it may be very difficult to obtain any consensus on who would speak and what they would say.


Communication is dangerous

An alien civilization might feel it is too dangerous to communicate, either for humanity or for them. It is argued that when very different civilizations have met on Earth, the results have often been disastrous for one side or the other, and the same may well apply to interstellar contact. Even contact at a safe distance could lead to infection by computer code or even ideas themselves. Perhaps prudent civilizations actively hide not only from Earth but from everyone, out of fear of other civilizations. Perhaps the Fermi paradox itself—or the alien equivalent of it—is the reason for any civilization to avoid contact with other civilizations, even if no other obstacles existed. From any one civilization's point of view, it would be unlikely for them to be the first ones to make first contact. According to this reasoning, it is likely that previous civilizations faced fatal problems upon first contact and doing so should be avoided. So perhaps every civilization keeps quiet because of the possibility that there is a real reason for others to do so. In 1987, science fiction author
Greg Bear Gregory Dale Bear (August 20, 1951 – November 19, 2022) was an American science fiction writer. His work covered themes of Interstellar_war, galactic conflict (''The Forge of God, Forge of God'' books), parallel universes (''The Way (Greg Bear ...
explored this concept in his novel ''
The Forge of God ''The Forge of God'' is a 1987 science fiction novel by American writer Greg Bear. Earth faces destruction when an inscrutable and overwhelming alien form of life attacks. Plot The novel features scenes and events, including the discovery of ...
''. In ''The Forge of God'', humanity is likened to a baby crying in a hostile forest: "There once was an infant lost in the woods, crying its heart out, wondering why no one answered, drawing down the wolves." One of the characters explains, "We've been sitting in our tree chirping like foolish birds for over a century now, wondering why no other birds answered. The galactic skies are full of hawks, that's why. Planetisms that don't know enough to keep quiet, get eaten." In
Liu Cixin Liu Cixin (, pronounced ; born 23 June 1963) is a Chinese computer engineer and science fiction writer. In English translations of his works, his name is given as Cixin Liu. He is sometimes called "''Da'' Liu" ("Big Liu") by his fellow sc ...
's 2008 novel ''
The Dark Forest ''The Dark Forest'' () is a 2008 science fiction novel by the Chinese writer Liu Cixin. It is the sequel to the Hugo Award-winning novel '' The Three-Body Problem'' in the trilogy formally titled ''Remembrance of Earth's Past'' (colloquially ...
'', the author proposes a literary explanation for the Fermi paradox in which many multiple alien civilizations exist, but are both silent and paranoid, destroying any nascent lifeforms loud enough to make themselves known. This is because any other intelligent life may represent a future threat. As a result, Liu's fictional universe contains a plethora of quiet civilizations which do not reveal themselves, as in a "dark forest"...filled with "armed hunter(s) stalking through the trees like a ghost". This idea has come to be known as the
dark forest hypothesis The dark forest hypothesis is the conjecture that many alien civilizations exist throughout the universe, but they are both silent and hostile, maintaining their undetectability for fear of being destroyed by another hostile and undetected civi ...
.


Earth is deliberately being avoided

The
zoo hypothesis The zoo hypothesis speculates on the assumed behavior and existence of technologically advanced extraterrestrial life and the reasons they refrain from contacting Earth. It is one of many theoretical explanations for the Fermi paradox. The hypot ...
states that intelligent extraterrestrial life exists and does not contact life on Earth to allow for its natural evolution and development. A variation on the zoo hypothesis is the laboratory hypothesis, where humanity has been or is being subject to experiments, with Earth or the Solar System effectively serving as a laboratory. The zoo hypothesis may break down under the uniformity of motive flaw: all it takes is a single culture or civilization to decide to act contrary to the imperative within humanity's range of detection for it to be abrogated, and the probability of such a violation of hegemony increases with the number of civilizations, tending not towards a "Galactic Club" with a unified foreign policy with regard to life on Earth but multiple "Galactic Cliques". However, if
artificial superintelligence Artificiality (the state of being artificial, anthropogenic, or man-made) is the state of being the product of intentional human manufacture, rather than occurring naturally through processes not involving or requiring human activity. Connotati ...
s dominate galactic life, and if it is true that such intelligences tend towards merged hegemonic behavior, then this would address the uniformity of motive flaw by dissuading rogue behavior. Analysis of the inter-arrival times between civilizations in the galaxy based on common astrobiological assumptions suggests that the initial civilization would have a commanding lead over the later arrivals. As such, it may have established what has been termed the ''zoo hypothesis'' through force or as a galactic or universal norm and the resultant "paradox" by a cultural
founder effect In population genetics, the founder effect is the loss of genetic variation that occurs when a new population is established by a very small number of individuals from a larger population. It was first fully outlined by Ernst Mayr in 1942, us ...
with or without the continued activity of the founder. Some colonization scenarios predict spherical expansion across star systems, with continued expansion coming from the systems just previously settled. It has been suggested that this would cause a strong
selection Selection may refer to: Science * Selection (biology), also called natural selection, selection in evolution ** Sex selection, in genetics ** Mate selection, in mating ** Sexual selection in humans, in human sexuality ** Human mating strat ...
process among the colonization front favoring cultural or biological
adaptation In biology, adaptation has three related meanings. Firstly, it is the dynamic evolutionary process of natural selection that fits organisms to their environment, enhancing their evolutionary fitness. Secondly, it is a state reached by the p ...
s to living in starships or space habitats. As a result, they may forgo living on planets."The Great Silence: the Controversy Concerning Extraterrestrial Intelligent Life" (15-page paper), ''Quarterly J. Royal Astron. Soc.,'' David Brin, 1983
p. 300 " ... abandonment of planet-dwelling ... "
.
This may result in the destruction of terrestrial planets in these systems for use as building materials, thus preventing the development of life on those worlds. Or, they may have an ethic of protection for "nursery worlds", and protect them. It is possible that a civilization advanced enough to travel between solar systems could be actively visiting or observing Earth while remaining undetected or unrecognized. Following this logic, and building on arguments that other proposed solutions to the Fermi paradox may be implausible, Ian Crawford and Dirk Schulze-Makuch have argued that technological civilisations are either very rare in the Galaxy or are deliberately hiding from us.


Earth is deliberately being isolated

A related idea to the zoo hypothesis is that, beyond a certain distance, the perceived universe is a
simulated reality A simulated reality is an approximation of reality created in a simulation, usually in a set of circumstances in which something is engineered to appear real when it is not. Most concepts invoking a simulated reality relate to some form of compu ...
. The planetarium hypothesis speculates that beings may have created this simulation so that the universe appears to be empty of other life.


Alien life is already here, unacknowledged

A significant fraction of the population believes that at least some UFOs (Unidentified Flying Objects) are spacecraft piloted by aliens. While most of these are unrecognized or mistaken interpretations of mundane phenomena, some occurrences remain puzzling even after investigation. The scientific consensus is that although they may be unexplained, they do not rise to the level of convincing evidence. Similarly, it is theoretically possible that SETI groups are not reporting positive detections, or governments have been blocking signals or suppressing publication. This response might be attributed to security or economic interests from the potential use of advanced extraterrestrial technology. It has been suggested that the detection of an extraterrestrial radio signal or technology could well be the most highly secret information that exists. Claims that this has already happened are common in the popular press, but the scientists involved report the opposite experience—the press becomes informed and interested in a potential detection even before a signal can be confirmed. Regarding the idea that aliens are in secret contact with governments, David Brin writes, "Aversion to an idea, simply because of its long association with crackpots, gives crackpots altogether too much influence.""The Great Silence: the Controversy . . " (15-page paper), ''Quarterly J. Royal Astron. Soc.,'' David Brin, 1983
p. 299 bottom
.


See also

* * * * ''
Calculating God ''Calculating God'' is a 2000 science fiction novel by Canadian writer Robert J. Sawyer. It takes place in the present day and describes the arrival of sentient aliens on Earth. The bulk of the novel covers the many discussions and arguments on ...
'' – 2000 novel by Robert J. Sawyer * * * * * * * *


Notes


References


Works cited


Books and reports

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Journal articles

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Further reading

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External links

* Kestenbaum, David
"Three people grapple with the question, 'Are we alone?'"
''This American Life'' radio show, hosted by Ira Glass. This episode's first 22 minutes discusses the Fermi Paradox. See also the show'
May 19, 2017 transcript
*
The Fermi Paradox – Where Are All The Aliens? (2015), Kurzgesagt – In a Nutshell

Webb, Stephen (video; 13:09): ''Where Are All The Aliens?''
( TED talk – 2018)
transcript
* ( TED Talk – 2018) {{subject bar, Astronomy, Stars, Spaceflight, Solar System, Science, d=y, auto=1 Astrobiology
Paradox A paradox is a logically self-contradictory statement or a statement that runs contrary to one's expectation. It is a statement that, despite apparently valid reasoning from true or apparently true premises, leads to a seemingly self-contradictor ...
Eponymous paradoxes Interstellar messages Search for extraterrestrial intelligence Unsolved problems in astronomy