In English, the
passive voice
A passive voice construction is a grammatical voice construction that is found in many languages. In a clause with passive voice, the grammatical subject expresses the ''theme'' or ''patient'' of the main verb – that is, the person or thing ...
is
marked by a
subject that is followed by a
stative verb
In linguistics, a stative verb is a verb that describes a state of being, in contrast to a dynamic verb, which describes an action. The difference can be categorized by saying that stative verbs describe situations that are static, or unchangin ...
complemented by a
past participle
In linguistics, a participle (; abbr. ) is a nonfinite verb form that has some of the characteristics and functions of both verbs and adjectives. More narrowly, ''participle'' has been defined as "a word derived from a verb and used as an adject ...
. For example:
The recipient of a sentence's action is referred to as the
patient
A patient is any recipient of health care services that are performed by Health professional, healthcare professionals. The patient is most often Disease, ill or Major trauma, injured and in need of therapy, treatment by a physician, nurse, op ...
. In sentences using the active voice, the subject is the of the action—referred to as the
agent. Above, the agent is omitted entirely, but it may also be included
adjunctively while maintaining the passive voice:
The initial examples rewritten in the
active voice
Active voice is a grammatical voice prevalent in many of the world's languages. It is the default voice for clauses that feature a transitive verb in nominative–accusative languages, including English and most Indo-European languages
...
yield:
The English passive voice typically involves forms of the verbs ''to be'' or ''to get'' followed by a
passive participle as the
subject complement
In traditional grammar, a subject complement is a predicative expression that follows a copula (commonly known as a linking verb), which complements the subject of a clause by means of characterization that completes the meaning of the subject. ...
—sometimes referred to as a ''passive verb''.
English allows a number of additional passive constructions that are not possible in many other languages with analogous passive formations to the above. A sentence's
indirect object
In linguistics, an object is any of several types of arguments. In subject-prominent, nominative-accusative languages such as English, a transitive verb typically distinguishes between its subject and any of its objects, which can include but ...
may be promoted to the subject position—e.g. ''Tom was given a bag''. Similarly, the complement of a
preposition
Adpositions are a part of speech, class of words used to express spatial or temporal relations (''in, under, towards, behind, ago'', etc.) or mark various thematic relations, semantic roles (''of, for''). The most common adpositions are prepositi ...
may be promoted, leaving a
stranded preposition—e.g. ''Sue was operated on''.
The English passive voice is used less often than the active voice,
but frequency varies according to the writer's style and the given field of writing. Contemporary style guides discourage excessive use of the passive voice but generally consider it to be acceptable in certain situations, such as when the patient is the topic of the sentence, when the agent is unimportant and therefore omitted, or when the agent is placed near the end of a sentence as a means of emphasis.
Identifying the English passive
The passive voice is a specific grammatical construction. The essential components, in English, are a form of the
stative verb
In linguistics, a stative verb is a verb that describes a state of being, in contrast to a dynamic verb, which describes an action. The difference can be categorized by saying that stative verbs describe situations that are static, or unchangin ...
''be'' (or sometimes ''get'') and the
past participle
In linguistics, a participle (; abbr. ) is a nonfinite verb form that has some of the characteristics and functions of both verbs and adjectives. More narrowly, ''participle'' has been defined as "a word derived from a verb and used as an adject ...
of the verb denoting the action. The
agent (the doer of the action) may be specified using a
prepositional phrase
An adpositional phrase is a syntactic category that includes ''prepositional phrases'', ''postpositional phrases'', and ''circumpositional phrases''. Adpositional phrases contain an adposition (preposition, postposition, or circumposition) as he ...
with the preposition ''by,'' but this is optional.
It can be used in a number of different grammatical contexts; for instance, in declarative, interrogative, and imperative clauses:
* "Kennedy ''was assassinated'' in 1963."
* "Mistakes ''were made''."
* "The window ''got broken''."
* "''Have'' you ever ''been kicked'' by an elephant?"
* "Don't ''get killed''."
* "''Being attacked'' by Geoffrey Howe was like ''being savaged'' by a dead sheep."
Misuse of the term
Though the passive ''can'' be used for the purpose of concealing the agent, this is not a valid way of identifying the passive, and many other grammatical constructions can be used to accomplish this. Not every expression that serves to take focus away from the performer of an action is an instance of passive voice. For instance, "There were mistakes" and "Mistakes occurred" are both in the active voice. Occasionally, authors express recommendations about use of the passive unclearly or misapply the term "passive voice" to include sentences of this type. An example of this incorrect usage can be found in the following extract from an article from ''
The New Yorker
''The New Yorker'' is an American magazine featuring journalism, commentary, criticism, essays, fiction, satire, cartoons, and poetry. It was founded on February 21, 1925, by Harold Ross and his wife Jane Grant, a reporter for ''The New York T ...
'' about
Bernard Madoff
Bernard Lawrence Madoff ( ; April 29, 1938April 14, 2021) was an American financial criminal and financier who was the admitted mastermind of the largest known Ponzi scheme in history, worth an estimated $65 billion. He was at one time ...
(bolding and italics added; bold text indicates the verbs misidentified as passive voice):
The intransitive verbs ''would end'' and ''began'' are in fact
ergative verb
In general linguistics, a labile verb (or ergative / diffused / ambivalent verb) is a verb that undergoes causative alternation; that is, it can be used both transitively and intransitively, with the requirement that the direct object of its t ...
s in the active voice. Although the speaker may be using words in a manner that diverts responsibility from him, this is not being accomplished by use of passive voice.
Reasons for using the passive voice
The passive voice can be used without referring to the agent of an action; it may therefore be used when the agent is unknown or unimportant, or the speaker does not wish to mention the agent.
* Three stores were robbed last night (the identity of the agent may be unknown).
* A new cancer drug has been discovered (the identity of the agent may be unimportant in the context).
* Mistakes have been made on this project (the speaker may not wish to identify the agent).
The last sentence illustrates a frequently criticized use of the passive, as the evasion of responsibility by failure to mention the agent (which may even be the speaker themselves).
[
Nonetheless, the passive voice can be complemented by an element that identifies the agent, usually via a ''by''-phrase that is intended to emphasize the agent. For example:
*Don't you see? The patient was murdered by his own doctor!]
In more technical terms, such uses can be expected in sentences where the agent is the focus
Focus (: foci or focuses) may refer to:
Arts
* Focus or Focus Festival, former name of the Adelaide Fringe arts festival in East Australia Film
*Focus (2001 film), ''Focus'' (2001 film), a 2001 film based on the Arthur Miller novel
*Focus (2015 ...
(''comment'', ''rheme''), while the patient (the undergoer of the action) is the ''topic'' or ''theme'' (see Topic–comment). There is a tendency for sentences to be formulated so as to place the focus at the end, which can motivate the choice of active or passive voice:
* My taxi hit an old lady (the taxi is the topic, and the lady is the focus).
* My mother was hit by a taxi (the mother is the topic, and the taxi is the focus).
Similarly, the passive may be used because the noun phrase denoting the agent is a long one (containing many modifiers) since it is convenient to place such phrases at the end of a clause:
*The breakthrough was achieved by Burlingame and Evans, two researchers in the university's genetic engineering lab.[''The American Heritage Book of English Usage'' (1996).]
In some situations, the passive may be used so that the most dramatic word or the punchline appears at the end of the sentence.
Style advice
Advice against the passive voice
Many language critics and language-usage manuals discourage use of the passive voice.[ This advice is not usually found in older guides, emerging only in the first half of the twentieth century. In 1916, the British writer ]Arthur Quiller-Couch
Sir Arthur Thomas Quiller-Couch (; 21 November 186312 May 1944) was a Cornish people, British writer who published using the pen name, pseudonym Q. Although a prolific novelist, he is remembered mainly for the monumental publication ''The Oxfor ...
criticized this grammatical voice:
Two years later, in the original 1918 edition of ''The Elements of Style
''The Elements of Style'' (also called ''Strunk & White)'' is a style guide for formal grammar used in American English writing. The first publishing was written by William Strunk Jr. in 1918, and published by Harcourt in 1920, comprising eight ...
'', Cornell University Professor of English William Strunk, Jr. warned against excessive use of the passive voice:
In 1926, in ''A Dictionary of Modern English Usage
''A Dictionary of Modern English Usage'' (1926), by H. W. Fowler (1858–1933), is a style guide to British English usage and writing. It covers a wide range of topics that relate to usage, including: plurals, nouns, verbs, punctuation, cas ...
'', Henry Watson Fowler
Henry Watson Fowler (10 March 1858 – 26 December 1933) was an English schoolmaster, Lexicography, lexicographer and commentator on the usage of the English language. He is notable for both ''A Dictionary of Modern English Usage'' and his wor ...
recommended against transforming active voice forms into passive voice forms, because doing so "......sometimes leads to bad grammar, false idiom
An idiom is a phrase or expression that largely or exclusively carries a Literal and figurative language, figurative or non-literal meaning (linguistic), meaning, rather than making any literal sense. Categorized as formulaic speech, formulaic ...
, or clumsiness."
In 1946, in the essay "Politics and the English Language
"Politics and the English Language" (1946) is an essay by George Orwell that criticised the "ugly and inaccurate" written English of his time and examined the connection between political orthodoxies and the debasement of language.
The essay ...
", George Orwell
Eric Arthur Blair (25 June 1903 – 21 January 1950) was an English novelist, poet, essayist, journalist, and critic who wrote under the pen name of George Orwell. His work is characterised by lucid prose, social criticism, opposition to a ...
recommended the active voice as an elementary principle of composition: "Never use the passive where you can use the active."
''The Columbia Guide to Standard American English'' states that:
Use of the passive is more prevalent in scientific writing, but publishers of some scientific publications, such as Nature
Nature is an inherent character or constitution, particularly of the Ecosphere (planetary), ecosphere or the universe as a whole. In this general sense nature refers to the Scientific law, laws, elements and phenomenon, phenomena of the physic ...
, Science
Science is a systematic discipline that builds and organises knowledge in the form of testable hypotheses and predictions about the universe. Modern science is typically divided into twoor threemajor branches: the natural sciences, which stu ...
and the IEEE
The Institute of Electrical and Electronics Engineers (IEEE) is an American 501(c)(3) organization, 501(c)(3) public charity professional organization for electrical engineering, electronics engineering, and other related disciplines.
The IEEE ...
, explicitly encourage their authors to use active voice.
The principal criticism against the passive voice is its potential for evasion of responsibility. This is because a passive clause may be used to omit the agent even where it is important:
*We had hoped to report on this problem, but the data were inadvertently deleted from our files.[
Krista Ratcliffe, a professor at Marquette University, notes the use of passives as an example of the role of grammar as "......a link between words and magical conjuring...: passive voice mystifies accountability by erasing who or what performs an action..."
]
Advice by style guides and grammarians on appropriate use of the passive voice
Jan Freeman, a columnist for ''The Boston Globe'', said that the passive voice does have its uses, and that "all good writers use the passive voice."
Passive writing is not necessarily slack and indirect. Many famously vigorous passages use the passive voice, as in these examples with the passive verbs italicized:
* Every valley ''shall be exalted'', and every mountain and hill ''shall be made'' low; and the crooked ''shall be made'' straight, and the rough places plain. (King James Bible
The King James Version (KJV), also the King James Bible (KJB) and the Authorized Version (AV), is an Early Modern English translation of the Christian Bible for the Church of England, which was commissioned in 1604 and published in 1611, by ...
, .)
* Now ''is'' the winter of our discontent / ''Made'' glorious summer by this sun of York. ('' Shakespeare's Richard III'', I.1, ll. 1–2.)
* We hold these truths to be self-evident, that all men ''are created'' equal, that they ''are endowed'' by their Creator with certain unalienable Rights, that among these are Life, Liberty and the pursuit of Happiness. (United States Declaration of Independence
The Declaration of Independence, formally The unanimous Declaration of the thirteen States of America in the original printing, is the founding document of the United States. On July 4, 1776, it was adopted unanimously by the Second Continen ...
.)
* Never in the field of human conflict ''was'' so much ''owed'' by so many to so few. (Winston Churchill
Sir Winston Leonard Spencer Churchill (30 November 1874 – 24 January 1965) was a British statesman, military officer, and writer who was Prime Minister of the United Kingdom from 1940 to 1945 (Winston Churchill in the Second World War, ...
addressing the House of Commons, 20 August 1940.)
* Yesterday, December 7, 1941 - a date which will live in infamy - the United States of America ''was'' suddenly and deliberately ''attacked'' by naval and air forces of the Empire of Japan. (Franklin D. Roosevelt
Franklin Delano Roosevelt (January 30, 1882April 12, 1945), also known as FDR, was the 32nd president of the United States, serving from 1933 until his death in 1945. He is the longest-serving U.S. president, and the only one to have served ...
's Infamy Speech following the Attack on Pearl Harbor
The attack on Pearl HarborAlso known as the Battle of Pearl Harbor was a surprise military strike by the Empire of Japan on the United States Pacific Fleet at Naval Station Pearl Harbor, its naval base at Pearl Harbor on Oahu, Territory of ...
.)
* For of those to whom much ''is given'', much'' is required''. ( John F. Kennedy's quotation of Luke 12:48 in his address to the Massachusetts legislature, 9 January 1961.)
While Strunk and White
White is the lightest color and is achromatic (having no chroma). It is the color of objects such as snow, chalk, and milk, and is the opposite of black. White objects fully (or almost fully) reflect and scatter all the visible wa ...
, in ''The Elements of Style
''The Elements of Style'' (also called ''Strunk & White)'' is a style guide for formal grammar used in American English writing. The first publishing was written by William Strunk Jr. in 1918, and published by Harcourt in 1920, comprising eight ...
'', encourage use of the active voice, they also state that the passive is often useful and sometimes preferable, even necessary, the choice of active or passive depending, for instance, on the topic of the sentence.
Another advisor, Joseph M. Williams, who has written several books on style, states with greater clarity that the passive is often the better choice.[For instance: ] According to Williams, the choice between active and passive depends on the answers to three questions:
# "Must the reader know who is responsible for the action?"
# "Would the active or passive verb help your readers move more smoothly from one sentence to the next?
# "Would the active or passive give readers a more consistent and appropriate point of view?"
Bryan A. Garner, in ''Garner's Modern English Usage
''Garner's Modern English Usage'' (GMEU), written by Bryan A. Garner and published by Oxford University Press, is a usage dictionary and style guide (or " prescriptive dictionary") for contemporary Modern English. It was first published in 1998 ...
'', stresses the advantages of the active voice, but gives the following examples of where the passive is preferred:
* "When the actor is unimportant."
* "When the actor is unknown."
* "When you want to hide the actor's identity."
* "When you need to put the punch word at the end of the sentence."
* "When the focus of the sentence is on the thing being acted on."
* "When the passive simply sounds better."
'' Merriam–Webster's Dictionary of English Usage'' recommends the passive voice when identifying the object (receiver) of the action is more important than the subject (agent), and when the agent is unknown, unimportant, or not worth mentioning:
*The child was struck by the car.
*The store was robbed last night.
*Plows should not be kept in the garage.
*Kennedy was elected president.[
The linguist ]Geoffrey Pullum
Geoffrey Keith Pullum (; born 8 March 1945) is a British and American linguist specialising in the study of English. Pullum has published over 300 articles and books on various topics in linguistics, including phonology, morphology, semantics ...
writes that "The passive is not an undesirable feature limited to bad writing, it's a useful construction often needed for clear expression, and every good writer uses it."
Despite criticism that the passive can be used to hide responsibility by omitting the agent, the passive can also be used to emphasize the agent. Writers have preferred placing the agent at the end of a clause or sentence to give it greater emphasis, as in the examples given in the previous section:
*Don't you see? The patient was murdered by his own doctor!
*The breakthrough was achieved by Burlingame and Evans, two researchers in the university's genetic engineering lab.
Actual use of the passive voice
Agentless passives were once common in scientific writing, where the agent may be irrelevant, although at least one publisher considers this a "fading practice":
* The mixture was heated to 300 °C.
The passive voice is used more frequently in scientific writing than in other prose, where it is relatively rare.
A statistical study of a variety of periodicals found a maximum incidence of 13 percent passive constructions. Despite Orwell's advice to avoid the passive, his ''Politics and the English Language'' employs passive voice for about 20 percent of its constructions.[
The '' Longman Grammar of Spoken and Written English'' gives the following rough frequencies per million words:]
In academic prose, passives make up roughly 25% of all finite clauses, 15% in news, less in fiction, and even less in conversation.
Passive constructions
Canonical passives
In the most commonly considered type of passive clause, a form of the verb ''be'' (or sometimes ''get'') is used as an auxiliary together with the past participle
In linguistics, a participle (; abbr. ) is a nonfinite verb form that has some of the characteristics and functions of both verbs and adjectives. More narrowly, ''participle'' has been defined as "a word derived from a verb and used as an adject ...
of a transitive verb
A transitive verb is a verb that entails one or more transitive objects, for example, 'enjoys' in ''Amadeus enjoys music''. This contrasts with intransitive verbs, which do not entail transitive objects, for example, 'arose' in ''Beatrice arose ...
; that verb is missing its direct object
In linguistics, an object is any of several types of arguments. In subject-prominent, nominative-accusative languages such as English, a transitive verb typically distinguishes between its subject and any of its objects, which can include but ...
, and the patient
A patient is any recipient of health care services that are performed by Health professional, healthcare professionals. The patient is most often Disease, ill or Major trauma, injured and in need of therapy, treatment by a physician, nurse, op ...
of the action (that which would be denoted by the direct object of the verb in an active clause) is denoted instead by the subject of the clause. For example, the active clause:
* John threw the ball.
contains ''threw'' as a transitive verb with ''John'' as its subject and ''the ball'' as its direct object. If we recast the verb in the passive voice (''was thrown''), then ''the ball'' becomes the subject (it is "promoted" to the subject position) and ''John'' disappears:
* The ball was thrown.
The original subject (the agent) can optionally be re-inserted using the preposition ''by''.
* The ball was thrown by John.
The above example uses the verb ''be'' (in the past tense form ''was'') to make the passive. It is often possible to use the verb ''get'' as an alternative (possibly with slightly different meaning); for example, the active sentence "The ball hit Bob" may be recast in either of the following forms:
* Bob was hit by the ball.
* Bob got hit by the ball.
The auxiliary verb of the passive voice (''be'' or ''get'') may appear in any combination of tense, aspect and mood, and can also appear in non-finite form (infinitive, participle or gerund). See the article on English verb forms
Modern standard English language, English has various verb forms, including:
* Finite verb forms such as ''go'', ''goes'' and ''went''
* non-finite verb, Nonfinite forms such as ''(to) go'', ''going'' and ''gone''
* Combinations of such forms wit ...
for more information. Notice that this includes use of the verb ''be'' in progressive aspect
The continuous and progressive aspects (abbreviated and ) are grammatical aspects that express incomplete action ("to do") or state ("to be") in progress at a specific time: they are non-habitual, imperfective aspects.
In the grammars of many l ...
, which does not normally occur when ''be'' is used as a simple copula. Some examples:
*The food is being served. (present progressive passive)
*The stadium will have been built by next January. (future perfect passive)
*I would have got/gotten injured if I had stayed in my place. (conditional perfect passive with ''get'')
*It isn't nice to be insulted. (passive infinitive)
*Having been humiliated, he left the stage. (passive present participle, perfect aspect)
Promotion of indirect objects
Unlike some other languages, English also allows passive clauses in which an indirect object
In linguistics, an object is any of several types of arguments. In subject-prominent, nominative-accusative languages such as English, a transitive verb typically distinguishes between its subject and any of its objects, which can include but ...
, rather than a direct object, is promoted to the subject. For example:
* John gave Mary a book. → Mary was given a book (by John).
In the active form, ''gave'' is the verb; ''John'' is its subject, ''Mary'' its indirect object, and ''a book'' its direct object. In the passive forms, the indirect object has been promoted and the direct object has been left in place. (In this respect, English resembles secundative language
A secundative language is a language in which the recipients of ditransitive verbs (which takes a subject and two objects: a ''theme'' and a ''recipient'') are treated like the patients (targets) of monotransitive verbs, and the themes get disti ...
s.)
It is normally only the first-appearing object that can be promoted; promotion of the indirect object takes place from a construction in which it precedes the direct object (i.e. where there is no ''to'' or ''for'' before the indirect object), whereas promotion of the direct object in such cases takes place from a construction in which the indirect object follows the direct object (this time being accompanied by ''to'' or ''for''; see ). For example:
* John gave Mary a book. → Mary was given a book. (and not normally: ??A book was given Mary.)
* John gave a book to Mary. → A book was given to Mary. (and not: *Mary was given a book to.)
Similar restrictions apply to the prepositional passive, as noted in the following section.
Prepositional passive
It is also possible, in some cases, to promote the object of a preposition. This may be called the prepositional passive, or sometimes the pseudopassive (although the latter term can also have other meanings, such as being equivalent to the impersonal passive voice
The impersonal passive voice is a verb voice that decreases the valency of an intransitive verb (which has valency one) to zero. Dixon, R. M. W. & Alexandra Aikhenvald (1997). "A Typology of Argument-Determined Constructions". In Bybee, Joan, ...
, particularly in descriptions of other languages).
* They talked about the problem. → The problem was talked about.
In the passive form here, the preposition is " stranded"; that is, it is not followed by an object.
The prepositional passive is common, especially in informal English. However some potential uses are much less acceptable than others; compare the following examples:
* Someone has slept in this bottom bunk. → This bottom bunk has been slept in. (fully acceptable)
* Someone has slept above this bottom bunk. → ??This bottom bunk has been slept above. (much less acceptable)
The second sentence appears much less acceptable because sleeping above a bunk does not change its state; the verb phrase ''been slept above'' does not express a "relevantly important property" of the bunk.
It is not usually possible to promote a prepositional object if the verb also has a direct object; any passive rendering of the sentence must instead promote the direct object. For example:
* Someone has put a child in this bunk. → *This bunk has been put a child in. (unacceptable)
* Someone has put a child in this bunk. → A child has been put in this bunk. (acceptable)
Exceptions occur with certain idiomatic combinations of verb+object+preposition, such as ''take advantage of'':
* I feel people have taken advantage of me. → I feel I have been taken advantage of. (acceptable)
Stative and adjectival uses
A type of clause that is similar or identical in form to the passive clauses described above has the past participle used to denote not an action, but a state being the result of an action. For example, the sentence ''The window was broken'' may have two different meanings and might be ambiguous:
* The window was broken, ''i.e.'' Someone or something broke the window. (action, event)
* The window was broken, ''i.e.'' The window was not intact. (resultant state)
The first sentence is an example of the canonical English passive as described above. However the second case is distinct; such sentences are not passive voice, because the participle is being used adjectivally; Such constructs are sometimes called "false passives" or ''stative passives'' (rarely called ''statal'', ''static'', or ''resultative passives''), since they represent a state or result. By contrast the canonical passives, representing an action or event, may then be called ''dynamic'' or ''eventive'' passives.
The ambiguity in such sentences arises because the verb ''be'' is used in English both as the passive auxiliary and as the ordinary copular verb for linking to predicate adjectives. When ''get'' is used to form the passive, there is no ambiguity: ''The window got broken'' cannot have a stative meaning. (For ways in which some other languages make this distinction, see .) If a distinct adjective exists for the purpose of expressing the state, then the past participle is less likely to be used for that purpose; this is the case with the verb ''open'' and the adjective ''open'', so the sentence ''The door was opened'' (but not ''the package was unopened'') more likely refers to the action than to the state since one can simply say ''The door was open'' in the stative case.
Past participles of transitive verbs can also be used as adjective
An adjective (abbreviations, abbreviated ) is a word that describes or defines a noun or noun phrase. Its semantic role is to change information given by the noun.
Traditionally, adjectives are considered one of the main part of speech, parts of ...
s (as in ''a broken doll''), and the participles used in the above-mentioned "stative" constructions are often considered to be adjectival (in predicative use). Such constructions may then also be called ''adjectival passives'' (although they are not normally considered true passives). For example:
* She was relieved to find her car.
Here, ''relieved'' is an ordinary adjective, though it derives from the past participle of ''relieve''. In other sentences that same participle may be used to form the true (dynamic) passive: ''He was relieved of duty.''
When the verb being put into the passive voice is a stative verb
In linguistics, a stative verb is a verb that describes a state of being, in contrast to a dynamic verb, which describes an action. The difference can be categorized by saying that stative verbs describe situations that are static, or unchangin ...
anyway, the distinctions between uses of the past participle become less clear, since the canonical passive already has a stative meaning. (For example: ''People know his identity'' → ''His identity is known.'') However it is sometimes possible to impart a dynamic meaning using ''get'' as the auxiliary, as in ''get known'' with the meaning "become known".
Passive constructions without an exactly corresponding active
Some passive constructions are not derived exactly from a corresponding active construction in the ways described above. This is particularly the case with sentences containing content clauses (usually ''that''-clauses). Given a sentence in which the role of direct object is played by such a clause, for example
*They say (that) he cheats.
It is possible to convert this to a passive by promoting the content clause to subject; in this case, however, the clause typically does not change its position in the sentence, and an expletive ''it'' takes the normal subject position:
*It is said that he cheats.
Another way of forming passives in such cases involves promoting the subject of the content clause to the subject of the main clause, and converting the content clause into a non-finite clause
In linguistics, a non-finite clause is a dependent or embedded clause that represents a state or event in the same way no matter whether it takes place before, during, or after text production. In this sense, a non-finite dependent clause represe ...
with the ''to''-infinitive. This infinitive is marked for grammatical aspect
In linguistics, aspect is a grammatical category that expresses how a verbal action, event, or state, extends over time. For instance, perfective aspect is used in referring to an event conceived as bounded and unitary, without reference t ...
to correspond to the aspect (or past tense) expressed in the content clause. For example:
*They say that he cheats. → He is said to cheat.
*They think that I am dying. → I am thought to be dying.
*They report that she came back / has come back. → She is reported to have come back.
*They say that she will resign. → ''e.g.'' She is said to be going to resign.
Some verbs are used almost exclusively in the passive voice. This is the case with ''rumor'', for example. The following passive sentences are possible:
* He was rumored to be a war veteran. / It was rumored that he was a war veteran.
but it is not possible to use the active counterpart *''They rumored that he was a war veteran.'' (This was once possible, but has fallen out of use.)
Another situation in which the passive uses a different construction than the active involves the verb ''make'', meaning "compel". When this verb is used in the active voice it takes the bare infinitive (without the particle ''to''), but in the passive voice it takes the ''to''-infinitive. For example:
*They made Jane attend classes.
*Jane was made to attend classes.
Double passives
The construction called double passive can arise when one verb appears in the ''to''-infinitive as the complement of another verb.
If the first verb takes a direct object ahead of the infinitive complement (this applies to raising-to-object verbs, where the expected subject of the second verb is raised to the position of object of the first verb), then the passive voice may be used independently for either or both of the verbs:
*We expect you to complete the project. (''you'' is raised from subject of ''complete'' to object of ''expect'')
*You are expected to complete the project. (passive voice used for ''expect'')
*We expect the project to be completed. (passive voice used for ''complete''; now ''the project'' is raised to object)
*The project is expected to be completed. (double passive)
Other verbs which can behave similarly to ''expect'' in such constructions include ''order'', ''tell'', ''persuade'', etc., leading to such double passives as ''The man was ordered to be shot'' and ''I was persuaded to be ordained''.
Similar constructions sometimes occur, however, when the first verb is raising-to-subject rather than raising-to-object – that is, when there is no object before the infinitive complement. For example, with ''attempt'', the active voice construction is simply ''We attempted to complete the project''. A double passive formed from that sentence would be:
* The project was attempted to be completed.
with both verbs changed simultaneously to the passive voice, even though the first verb takes no object – it is not possible to say ''*We attempted the project to be completed'', which is the sentence from which the double passive would appear to derive.
This latter double passive construction is criticized as questionable both grammatically and stylistically. Fowler calls it "clumsy and incorrect", suggesting that it springs from false analogy with the former (acceptable) type of double passive, though conceding its usefulness in some legal and quasi-legal language. Other verbs mentioned (besides ''attempt'') with which the construction is found include ''begin'', ''desire'', ''hope'', ''propose'', ''seek'' and ''threaten''. Similarly, ''The American Heritage Book of English Usage'' declares this construction unacceptable. It nonetheless occurs in practice in a variety of contexts.
Additional passive constructions
Certain other constructions are sometimes classed as passives. The following types are mentioned by Pullum.
A ''bare passive clause'' is similar to a typical passive clause, but without the passive auxiliary verb (so it is a non-finite clause
In linguistics, a non-finite clause is a dependent or embedded clause that represents a state or event in the same way no matter whether it takes place before, during, or after text production. In this sense, a non-finite dependent clause represe ...
consisting of a subject together with a verb phrase based on a past participle with the passive construction). These can be used in such contexts as newspaper headlines:
*City hall damaged by hail
and as modifiers (adverbial phrase
In linguistics, an ''adverbial phrase'' ("AdvP") is a multi-word expression operating adverbially: its syntactic function is to modify other expressions, including verbs, adjectives, adverbs, adverbials, and sentences. Some grammars use the ...
s), i.e. nominative absolutes:
*Our work done, we made our way back home.
*That said, there are also other considerations.
Other constructions are mentioned in which a passive past participle clause is used, even though it is not introduced by the auxiliary ''be'' or ''get'' (or is introduced by ''get'' with a direct object):
* I had my car cleaned by a professional.
* Jane had her car stolen last week.
* You ought to get that lump looked at.
* This software comes pre-installed by the manufacturer.
In the ''concealed passive'', the present participle
In linguistics, a participle (; abbr. ) is a nonfinite verb form that has some of the characteristics and functions of both verbs and adjectives. More narrowly, ''participle'' has been defined as "a word derived from a verb and used as an adject ...
or gerund
In linguistics, a gerund ( abbreviated ger) is any of various nonfinite verb forms in various languages; most often, but not exclusively, it is one that functions as a noun. The name is derived from Late Latin ''gerundium,'' meaning "which is ...
form (''-ing'' form) appears rather than the past participle. This can appear after ''need'', and for some speakers after ''want'' (with similar meaning). For example:
* Your car needs washing. (meaning "needs to be washed")
* That rash needs looking at by a specialist.
(An idiomatic expression with the same construction is ''...doesn't bear thinking about''.)
The concealed passive (with an ''-ing'' form) can also be used in a complex construction; Huddleston gives the following example:
* Your hair needs cutting by a professional. imple construction* You need your hair cutting by a professional. omplex constructionSee also .
Syntactic components of the passive voice
The sections below discuss some generalizations that linguists have attempted to identify regarding the syntactical distinctions between the passive voice, active past tense, the passive middle voice, and other past tense formations.
The passive participle
In English, the passive requires the use of the past participle of a verb, generally with an auxiliary verb ''be.''[ALEXIADOU, A., & DORON, E. (2012). The syntactic construction of two non-active Voices: Passive and middle. ''Journal of Linguistics'', ''48''(1), 1–34] The passive uses an auxiliary ''be'' in order to get tense because participles are non finite. The participle verb is also unable to assign Case
Case or CASE may refer to:
Instances
* Instantiation (disambiguation), a realization of a concept, theme, or design
* Special case, an instance that differs in a certain way from others of the type
Containers
* Case (goods), a package of relate ...
. Case is a tool used in transformational grammar
In linguistics, transformational grammar (TG) or transformational-generative grammar (TGG) was the earliest model of grammar proposed within the research tradition of generative grammar. Like current generative theories, it treated grammar as a sys ...
that states that Case gives grammatical relation
In linguistics, grammatical relations (also called grammatical functions, grammatical roles, or syntactic functions) are functional relationships between constituents in a clause. The standard examples of grammatical functions from traditional g ...
s to a noun to show how it functions in the sentence; for example, if a noun needs to be in first or second person due to the form of the verb.[Carnie, A. (2021). ''Syntax A Generative Introduction'' (4th ed.). Wiley Blackwell.] So, if a noun phrase in the passive needs to get Case from the participle verb, it must undergo movement to the head of the sentence CP to receive nominative Case.ii
Wanner argues that identification of the passive voice construction can't solely rely on the auxiliary ''be'' and the past participle as distinguishing features because the auxiliary ''be'' is also used to express the progressive aspect and the past participle can be found in multiple constructions that are not passive voice constructions. In these instances Wanner refers to, the auxiliary ''be'' is not found next to or with the past participle. If the auxiliary ''be'' is present directly in front of a past participle, it is a passive construction.
External argument, implicit argument, and theta roles
Passives always contain an external argument
An argument is a series of sentences, statements, or propositions some of which are called premises and one is the conclusion. The purpose of an argument is to give reasons for one's conclusion via justification, explanation, and/or persu ...
. An external argument is specifically referring to the theta role that is assigned to the subject of the sentence. Often, the external argument is the agent of the sentence. In passive constructions, the external argument does not need to be in subject position, as seen in active constructions. It is often found in an adjunct position instead. The passive voice also doesn't have to use the agent role. The passive allows for a variety of thematic roles
Thematic role is a linguistic notion, which may refer to:
* Theta role (in syntax or at the syntax-semantics interface), the formal device for representing syntactic argument structure—the number and type of noun phrases—required syntacticall ...
in the external argument. For example, the subject could have a theta role of goal
A goal or objective is an idea of the future or desired result that a person or a group of people envision, plan, and commit to achieve. People endeavour to reach goals within a finite time by setting deadlines.
A goal is roughly similar to ...
instead, as in the sentence below.
*I was sent a letter by them.
In the passive, external arguments can be made explicit in adjunct positions with the use of a ''by'' phrase. They don't have to be put into argument positions in order to be specific. The external argument in the passive will be represented even without a ''by'' phrase.
When a ''by'' phrase is missing in the passive, the external argument of the verb can become an implicit argument. Implicit here refers to the fact that these arguments can be implied and are not required to be explicit when used in a passive construction.
Control and arguments
Explicit arguments can control a PRO subject within an adjunct purpose clause using thematic control. PRO can also be controlled by an internal or external argument. Specifically, explicit and implicit arguments can control PRO in purpose clauses:
*Theyi sold the books i to make profit">ROi to make profit
Above, ''they'' is the controller for PRO, and PRO is referencing that ''they'' are the ones who did it to make the profit. In this case, the explicit argument of the sentence is ''they.'' In the passive, arguments can even control a PRO subject without having an explicit external argument, because it is still there ''implicitly.''
*The books were sold IMPi i to make money">PROi to make money
Above, IMP is the reference to PRO because the books didn't sell themselves to make money, someone, who the interpreter of the sentence knows exists implicitly, sold them. In the passive, PRO is still able to be controlled even without having an explicit argument.
Control abilities can also be limited with implicit arguments in the passive. An implicit subject ''cannot'' control PRO in the case of ditransitive and subject control verbs. This is related to passive movement. Due to the raising done to get nominative case, the head
A head is the part of an organism which usually includes the ears, brain, forehead, cheeks, chin, eyes, nose, and mouth, each of which aid in various sensory functions such as sight, hearing, smell, and taste. Some very simple ani ...
T is no longer in an Agree relationship with the implicit subject, which means that the implicit subject can no longer control PRO either.[van Urk, C. (2013). Visser's Generalization: The Syntax of Control and the Passive. ''Linguistic Inquiry'', ''44''(1), 168–178.]
*Sarah was promised (by Gregi) i to go on a vacation.">ROi to go on a vacation.
In the passive, the thematic object can be the controller because it is still connected in agreement.
*Sarahi was persuaded i to go on vacation">ROi to go on vacation
Some suggest that the ability to control is due to implicit arguments controlling through a thematic control, rather than an argument control like full arguments.
''By'' phrases in the passive
Another feature of the passive is the optional ''by'' phrase. The by phrase is where the external argument can be explicitly expressed. This ''by'' phrase acts as an adjunct to the verb and is assigned theta roles that would normally be assigned elsewhere in the sentence, specifically it takes the theta role of the active subject.
*Toni ate the last piece of baklava. (active)
*The last piece of baklava was eaten y Toni (passive)
In the passive, the theta role of agent is being given to Toni in the ''by'' phrase, the same as it previously had in the active subject. These ''by'' phrases are attached to the VoiceP head
A head is the part of an organism which usually includes the ears, brain, forehead, cheeks, chin, eyes, nose, and mouth, each of which aid in various sensory functions such as sight, hearing, smell, and taste. Some very simple ani ...
and are special to passives.
Movement in the passive
In Chomsky's generative grammar, the following example of a passive with the auxiliary ''be'' and a ''by'' phrase, gives the same reading as in an active sentence.
*Zenobia idolized Caesar. (active)
*Caesar was idolized by Zenobia. (passive)
Caesar which acted as the direct object in the active form, as the internal argument, moves from the direct object of the verb into the subject position in the passive for two reasons. The first reason is to satisfy the EPP (extended projection principle) and then second is to get Case
Case or CASE may refer to:
Instances
* Instantiation (disambiguation), a realization of a concept, theme, or design
* Special case, an instance that differs in a certain way from others of the type
Containers
* Case (goods), a package of relate ...
, since in its participle form, the verb cannot give Case to Zenobia. Zenobia receives nominative Case
In grammar, the nominative case ( abbreviated ), subjective case, straight case, or upright case is one of the grammatical cases of a noun or other part of speech, which generally marks the subject of a verb, or (in Latin and formal variants ...
from the finite INFL, the head of the CP.
Movement does not always take place in the passive though we see it often with ''by''-phrases. This is because movement only takes place when a NP depends on the verb to get Case. There are instances of the passive that do not use movement.
Non-passivized verbs
Not all verbs in English can be passivized.
Unaccusative verb
In linguistics, an unaccusative verb is an intransitive verb whose grammatical subject is not a semantics, semantic agent (grammar), agent. In other words, the subject does not actively initiate, or is not actively responsible for, the action expre ...
s do not form a passive in English.
**It was wilted quickly.
In the passive the external argument is suppressed, but in unaccusative verbs, there is no external argument to be suppressed. Instead their subject argument generally acts as the object and then moves to the subject position to get Case
Case or CASE may refer to:
Instances
* Instantiation (disambiguation), a realization of a concept, theme, or design
* Special case, an instance that differs in a certain way from others of the type
Containers
* Case (goods), a package of relate ...
. In the example above, you can see that the subject ''it'' moved from the object position to the subject. This is demonstrated in the trace below, where the trace (ti) is left behind when the word ''it'' moves to the front of the sentence into subject position where it receives case.
* CP [TP[VP was wilted quickly[DP it">sub>CP [TP[VP was wilted quickly[DP it .
*[CP[TP Iti [VP was wilted quickly[DP ti .
English also does not have Impersonal passive voice, impersonal passives, even though this can be found in other languages, like Dutch or German.
One argument using the lens of cognitive grammar
Cognitive grammar is a cognitive approach to language developed by Ronald Langacker, which hypothesizes that grammar, semantics, and lexicon exist on a continuum instead of as separate processes altogether. This approach to language was one of t ...
claims that this is due to how auxiliary ''be'' functions in the passive. ii With the auxiliary ''be'', the passive needs to have a patient argument. Unergative verb
An unergative verb is an intransitive verb that is characterized semantically by having a subject argument which is an ''agent'' that actively initiates the action expressed by the verb.
For example, in English, ''talk'' and ''resign'' in the ...
s that would form an impersonal passive do not have a patient argument, so the passive can't be formed. In Dutch, the ''be'' verb functions differently, so that the agent is always present. Therefore, in Dutch, the passive doesn't require a patient argument.
Another view is that it has to do with Case. Specifically, the inability of intransitive verbs to assign Case. Since intransitive verb
In grammar, an intransitive verb is a verb, aside from an auxiliary verb, whose context does not entail a transitive object. That lack of an object distinguishes intransitive verbs from transitive verbs, which entail one or more objects. Add ...
s do not have objects, they don't assign Case. If the verb can't assign Case, then Case cannot be obtained by the passive; so they can't be passivized. This view claims that in German and Dutch, the verbs are structural case assigners which is why they are able to passivized in those languages.
Another Case-related argument varies slightly, still agreeing that no passive can be formed since the verb has no object, meaning no case can be assigned. However, the difference in this argument is in the analysis of how the impersonal passive works in Dutch and German. In this Case-related argument, Roberts (1985) claims that German and Dutch use dative case
In grammar, the dative case ( abbreviated , or sometimes when it is a core argument) is a grammatical case used in some languages to indicate the recipient or beneficiary of an action, as in "", Latin for "Maria gave Jacob a drink". In this examp ...
, argued to be an inherent Case (this is from Chomsky's generative grammar and means that specific verbs assign specific arguments and theta-roles) on their verbs, meaning these verbs can be put in the passive.
The reasons certain verbs cannot be passivized is not just based on syntax; there are semantic reasons behind their inability to passivize as well.
''Get'' passive
Originally the ''get'' passive was viewed as another variation of the ''be'' passive in English. It was assumed to function the exact same as the ''be'' passive, just using the verb ''get'' in place of auxiliary ''be''. Today this is a topic of discussion among linguists who have noted that there are key differences between the behavior of a ''be'' passive and a ''get'' passive.
Control and agent behavior in ''get'' passives
Some claim that the ''get'' passive is considered a subject control verb, a construction where the unstated subject is forced to refer back to the subject of the main clause by the verb.
i got PROi hired ti">llei got PROi hired ti
Above, PRO has to refer to Elle, making it a subject control verb. The ''be'' passive does not allow for subject control. The patient in the ''get'' passive is often seen as being to blame for the event or action occurring, more so than in the ''be'' passive. The ''get'' passive patient seems to take on more responsibility in relation to the event of the sentence.
Mary got arrested.
Mary was arrested.
In the ''get'' passive version, there is some implied amount of accountability for being arrested, as if Mary did something to cause her being arrested, making it more closely related to the event of being arrested, compared to the stative ''be'' passive which doesn't connect back to the event, but is stative. This is because in ''get'' passives there is a belief that the surface subject can be identified as a secondary agent, but this is not an available reading in the ''be'' passive.
Arguments as an adjectival passive
Some linguists argue that the ''get'' passive is actually an adjectival passive, making it not a true passive and different from ''be''.
Evidence for the ''get'' passive as an adjectival passive comes from examples where ''get'' passives are not allowed to appear and do not behave as ''be'' passives, which are demonstrated below:
Agent-Oriented Manner Adverbials
*The book got torn on purpose.
Rationale Clauses
*The ship got sunk RO/ec) to collect the insurance money''.
Predication Structures
*The food (finally) got served PRO/ec) kneeling
Reflexive Pronouns
*Food should never get served only for oneself.
However, there are instances where the above examples have a ''get'' passive that is allowed in the types of constructions above, and a ''be'' passive that is not. Furthermore, ''get'' passives allow the use of the by-phrase in the same conditions as the ''be'' passive.
The criminal got arrested by Mary.
This is something that usually isn't seen with true adjectival passives. These notions put the idea that the ''get'' passive may be an adjectival passive under question.
Middle voice and passival
The term ''middle voice
In grammar, the voice (aka diathesis) of a verb describes the relationship between the action (or state) that the verb expresses and the participants identified by its arguments (subject, object, etc.). When the subject is the agent or doer of ...
'' is sometimes used to refer to verbs used without a passive construction, but in a meaning where the grammatical subject is understood as undergoing the action. The meaning may be reflexive:
*Fred shaved, ''i.e.'' Fred shaved himself
but is not always:
*These cakes sell well, ''i.e.'' esell these cakes uccessfully*The clothes are soaking, ''i.e.'' he wateris soaking the clothes
Such verbs may also be called ''passival''.['']Oxford English Dictionary
The ''Oxford English Dictionary'' (''OED'') is the principal historical dictionary of the English language, published by Oxford University Press (OUP), a University of Oxford publishing house. The dictionary, which published its first editio ...
'', entry for ''passival''.
Another construction sometimes referred to as ''passival'' involves a wider class of verbs, and was used in English until the nineteenth century. Sentences having this construction feature progressive aspect
The continuous and progressive aspects (abbreviated and ) are grammatical aspects that express incomplete action ("to do") or state ("to be") in progress at a specific time: they are non-habitual, imperfective aspects.
In the grammars of many l ...
and resemble the active voice, but with meaning like the passive. Examples of this would be:
*The house is building. (modern English: The house is being built)
*The meal is eating. (modern English: The meal is being eaten)
A rare example of the passival form being used in modern English is with the following phrase:
*The drums are beating, ''i.e.'' the drums are being beaten
This passival construction was displaced during the late 18th and early 19th century by the progressive passive (the form ''is being built'' as given above). The grammaticality of the progressive passive, called by some the "imperfect passive," was controversial among grammarians in the 19th century, but is accepted without question today. It has been suggested that the passive progressive appeared just to the east of Bristol
Bristol () is a City status in the United Kingdom, cathedral city, unitary authority area and ceremonial county in South West England, the most populous city in the region. Built around the River Avon, Bristol, River Avon, it is bordered by t ...
and was popularized by the Romantic poets.
See also
* E-Prime, a restricted form of English in which the writer or speaker avoids every form of the verb "to be"
* Ergative verb
In general linguistics, a labile verb (or ergative / diffused / ambivalent verb) is a verb that undergoes causative alternation; that is, it can be used both transitively and intransitively, with the requirement that the direct object of its t ...
* Existential clause
An existential clause is a clause (grammar), clause that refers to the existence or presence of something, such as "There is a God" and "There are boys in the yard". The use of such clauses can be considered analogous to existential quantificati ...
* List of common English usage misconceptions
* Mediopassive voice
The mediopassive voice is a grammatical voice that subsumes the meanings of both the middle voice and the passive voice.
Description
Languages of the Indo-European languages, Indo-European family (and many others) typically have two or three of ...
* Reflexive verb
In grammar, a reflexive verb is, loosely, a verb whose direct object is the same as its subject, for example, "I wash myself". More generally, a reflexive verb has the same semantic agent and patient (typically represented syntactically by the s ...
Notes
References
{{reflist
External links
Confusion over avoiding the passive
Passive
Passive may refer to:
* Passive voice, a grammatical voice common in many languages, see also Pseudopassive
* Passive language, a language from which an interpreter works
* Passivity (behavior), the condition of submitting to the influence of ...
Grammatical voices
English usage controversies