The crossing of the Rhine River by a mixed group of
barbarian
A barbarian (or savage) is someone who is perceived to be either uncivilized or primitive. The designation is usually applied as a generalization based on a popular stereotype; barbarians can be members of any nation judged by some to be less ...
s which included
Vandals
The Vandals were a Germanic peoples, Germanic people who first inhabited what is now southern Poland. They established Vandal Kingdom, Vandal kingdoms on the Iberian Peninsula, Mediterranean islands, and North Africa in the fifth century.
The ...
,
Alans and
Suebi
The Suebi (or Suebians, also spelled Suevi, Suavi) were a large group of Germanic peoples originally from the Elbe river region in what is now Germany and the Czech Republic. In the early Roman era they included many peoples with their own name ...
is traditionally considered to have occurred on the last day of the year 406 (December 31, 406).
The crossing transgressed one of the
Late Roman Empire's most secure ''
limites'' or boundaries and so it was a climactic moment in the
decline of the Empire. It initiated a wave of destruction of Roman cities and the collapse of Roman civic order in northern
Gaul
Gaul ( la, Gallia) was a region of Western Europe first described by the Romans. It was inhabited by Celtic and Aquitani tribes, encompassing present-day France, Belgium, Luxembourg, most of Switzerland, parts of Northern Italy (only during ...
. That, in turn, occasioned the rise of three usurpers in succession in the province of
Britannia
Britannia () is the national personification of Britain as a helmeted female warrior holding a trident and shield. An image first used in classical antiquity, the Latin ''Britannia'' was the name variously applied to the British Isles, Grea ...
. Therefore, the crossing of the
Rhine
), Surselva, Graubünden, Switzerland
, source1_coordinates=
, source1_elevation =
, source2 = Rein Posteriur/Hinterrhein
, source2_location = Paradies Glacier, Graubünden, Switzerland
, source2_coordinates=
, source ...
is a marker date in the
Migration Period during which various
Germanic tribes moved westward and southward from southern
Scandinavia
Scandinavia; Sámi languages: /. ( ) is a subregion in Northern Europe, with strong historical, cultural, and linguistic ties between its constituent peoples. In English usage, ''Scandinavia'' most commonly refers to Denmark, Norway, and S ...
and northern
Germania.
Ancient sources
Several written accounts document the crossing, supplemented by the
time line
A timeline is a display of a list of events in chronological order. It is typically a graphic design showing a long bar labelled with dates paralleling it, and usually contemporaneous events.
Timelines can use any suitable scale representin ...
of
Prosper of Aquitaine, which gives a firm date of 31 December 406 in his year-by-year
chronicle
A chronicle ( la, chronica, from Greek ''chroniká'', from , ''chrónos'' – "time") is a historical account of events arranged in chronological order, as in a timeline. Typically, equal weight is given for historically important events and ...
: "In the sixth consulship of
Arcadius and
Probus Probus may refer to:
People
* Marcus Valerius Probus (c. 20/30–105 AD), Roman grammarian
* Marcus Pomponius Maecius Probus, consul in 228
* Probus (emperor), Roman Emperor (276–282)
* Probus of Byzantium (–306), Bishop of Byzantium from 29 ...
, Vandals and Alans came into the Gauls, having crossed the Rhine, on the day before the
kalends of January."
A letter by
Jerome
Jerome (; la, Eusebius Sophronius Hieronymus; grc-gre, Εὐσέβιος Σωφρόνιος Ἱερώνυμος; – 30 September 420), also known as Jerome of Stridon, was a Christian priest, confessor, theologian, and historian; he is co ...
, written from
Bethlehem
Bethlehem (; ar, بيت لحم ; he, בֵּית לֶחֶם '' '') is a city in the central West Bank, Palestine, about south of Jerusalem. Its population is approximately 25,000,Amara, 1999p. 18.Brynen, 2000p. 202. and it is the capital ...
and dated to the year 409, gives a long list of the barbarian tribes involved (
Quadi,
Vandals
The Vandals were a Germanic peoples, Germanic people who first inhabited what is now southern Poland. They established Vandal Kingdom, Vandal kingdoms on the Iberian Peninsula, Mediterranean islands, and North Africa in the fifth century.
The ...
,
Sarmatians,
Alans,
Gepids
The Gepids, ( la, Gepidae, Gipedae, grc, Γήπαιδες) were an East Germanic tribe who lived in the area of modern Romania, Hungary and Serbia, roughly between the Tisza, Sava and Carpathian Mountains. They were said to share the relig ...
,
Herules
The Heruli (or Herules) were an early Germanic people. Possibly originating in Scandinavia, the Heruli are first mentioned by Roman authors as one of several " Scythian" groups raiding Roman provinces in the Balkans and the Aegean Sea, attackin ...
,
Saxons
The Saxons ( la, Saxones, german: Sachsen, ang, Seaxan, osx, Sahson, nds, Sassen, nl, Saksen) were a group of Germanic
*
*
*
*
peoples whose name was given in the early Middle Ages to a large country (Old Saxony, la, Saxonia) near the Nor ...
,
Burgundians,
Alemanni
The Alemanni or Alamanni, were a confederation of Germanic tribes
*
*
*
on the Upper Rhine River. First mentioned by Cassius Dio in the context of the campaign of Caracalla of 213, the Alemanni captured the in 260, and later expanded into pres ...
and the armies of the
Pannonians). Some of them, like Quadi and Sarmatians, are drawn from history or literary tradition. Jerome lists the cities now known as
Mainz
Mainz () is the capital and largest city of Rhineland-Palatinate, Germany.
Mainz is on the left bank of the Rhine, opposite to the place that the Main joins the Rhine. Downstream of the confluence, the Rhine flows to the north-west, with Ma ...
,
Worms,
Rheims,
Amiens
Amiens (English: or ; ; pcd, Anmien, or ) is a city and commune in northern France, located north of Paris and south-west of Lille. It is the capital of the Somme department in the region of Hauts-de-France. In 2021, the population of ...
,
Arras
Arras ( , ; pcd, Aro; historical nl, Atrecht ) is the prefecture of the Pas-de-Calais department, which forms part of the region of Hauts-de-France; before the reorganization of 2014 it was in Nord-Pas-de-Calais. The historic centre of ...
,
Thérouanne,
Tournai,
Speyer
Speyer (, older spelling ''Speier'', French: ''Spire,'' historical English: ''Spires''; pfl, Schbaija) is a city in Rhineland-Palatinate in Germany with approximately 50,000 inhabitants. Located on the left bank of the river Rhine, Speyer lie ...
and
Strasbourg
Strasbourg (, , ; german: Straßburg ; gsw, label= Bas Rhin Alsatian, Strossburi , gsw, label= Haut Rhin Alsatian, Strossburig ) is the prefecture and largest city of the Grand Est region of eastern France and the official seat of the ...
as having been pillaged.
In his ''History of the Franks'', the 6th-century historian
Gregory of Tours embedded some short passages of a lost account by the 5th-century historian
Renatus Profuturus Frigeridus of a war between the Vandals, Alans and Franks that took place in the neighbourhood of the Rhine around the time of the supposed crossing of the Rhine. This text, scholarly called the "Frigeridus fragment",
may provide some clues about the circumstances preceding the crossing.
Olympiodorus of Thebes, a generally reliable contemporary historian, wrote an account of the crossing, of which only fragments have survived in quotations by
Sozomen
Salamanes Hermias Sozomenos ( grc-gre, Σαλαμάνης Ἑρμείας Σωζομενός; la, Sozomenus; c. 400 – c. 450 AD), also known as Sozomen, was a Roman lawyer and historian of the Christian Church.
Family and home
He was born aro ...
,
Zosimus and
Photius.
Orosius mentioned the crossing in passing.
Interpretation
Motives
The initial gathering of barbarians on the east bank of the Rhine has been interpreted as a banding of refugees from the
Huns
The Huns were a nomadic people who lived in Central Asia, the Caucasus, and Eastern Europe between the 4th and 6th century AD. According to European tradition, they were first reported living east of the Volga River, in an area that was part ...
or the remnants of
Radagaisus
Radagaisus (died 23 August 406) was a Gothic king who led an invasion of Roman Italy in late 405 and the first half of 406.Peter Heather, ''The Fall of the Roman Empire: A New History of Rome and the Barbarians'', 2nd ed. 2006:194; A committed ...
' defeated Goths, without direct evidence. Scholars such as
Walter Goffart and
Guy Halsall
Guy Halsall (born 1964) is an English historian and academic, specialising in Early Medieval Europe. He is currently based at the University of York, and has published a number of books, essays, and articles on the subject of early medieval histo ...
have argued instead that the barbarian groups crossed the Rhine not (so much) because they were fleeing away from the Huns, but seized the opportunity to plunder and settle in Gaul when the Roman garrisons on the Rhine frontier were weakened or withdrawn in order to protect Italy.
Peter Heather (2009), on the other hand, argued that this hypothesis does not explain all the evidence, such as the fact that 'the vast majority of the invaders who emerged from the middle Danubian region between 405 and 408 had not been living there in the fourth century', and that the evidence for any Roman military withdrawal from the northwest at this time is weak; escaping 'the Hun-generated chaos and predation' was still a better explanation.
Vandal–Frankish war
According to the Frigeridus fragment, there was a war between the
Franks
The Franks ( la, Franci or ) were a group of Germanic peoples whose name was first mentioned in 3rd-century Roman sources, and associated with tribes between the Lower Rhine and the Ems River, on the edge of the Roman Empire.H. Schutz: Tools ...
and the
Vandals
The Vandals were a Germanic peoples, Germanic people who first inhabited what is now southern Poland. They established Vandal Kingdom, Vandal kingdoms on the Iberian Peninsula, Mediterranean islands, and North Africa in the fifth century.
The ...
, in which the latter were losing.
[Gregory of Tours, ]
History of the Franks. Book II
'. Chapter 9. MacDowall (2016) suggested this war may have consisted of several battles, wherein the Franks were trying to defend their own territory and/or the Roman frontier as foederati, while Vandals were trying to either obtain a similar foederati status as the Franks, Alemanni and Burgunds on the east bank, or trying to cross the Rhine.
Frigeridus states that the Vandals lost around 20,000 warriors, including their king
Godigisel Godigisel (359–406) was King of the Hasdingi Vandals until his death in 406. It is unclear when or how he became king; however, in 405 he formed and led a coalition of Germanic peoples, including the Hasdingi Vandals, Silingi Vandals, Suebi, and ...
, in these military engagements.
When the Vandals' war situation was becoming desperate, the Alans (who he mistakenly labels ''
Alamanni
The Alemanni or Alamanni, were a confederation of Germanic tribes
*
*
*
on the Upper Rhine River. First mentioned by Cassius Dio in the context of the campaign of Caracalla of 213, the Alemanni captured the in 260, and later expanded into pre ...
'') came to the rescue of the Vandals, and the joint forces seem to have defeated the Franks in a decisive battle.
Frigeridus does not mention a date nor a precise location for this battle; he only indicated that the Alan army 'turned away from the Rhine' in order to intervene in the Vandal–Frankish war, so it must have taken place some distance away from the river.
MacDowall estimated that this last battle 'probably took place some time in the summer or autumn of 406, and it allowed the Vandals and their allies to move into Frankish territory on the middle Rhine'.
Despite this, and against contemporary military logic of staying in the winter quarters to await more favourable weather for their next campaign, Prosper claimed the Vandals and Alans crossed the Rhine in the middle of the winter, which MacDowall argues would only make sense if they were starving and desperate, and the lands they had just conquered from the Franks were insufficient to provide them with enough food for everyone.
Location
Jerome mentions Mainz (Mogontiacum) first in his list of the cities devastated by the incursion, there was a Roman stone pillar bridge across the Rhine at Mainz called the
Pons Ingeniosa at that time, and the Vandals may have been starving (given the fact that they crossed the Rhine in mid-winter) and therefore decided to raid Mainz in order to plunder its food supplies; this is why scholars such as MacDowall (2016) assume this to have been the location of the crossing of the Rhine.
Worms (Vangionum) and Strasbourg (Argentoratum) are two other Roman cities on the Rhine reportedly sacked, so an initial traversal further to the south may seem equally plausible (if one is to assume that it was accompanied by plundering a city on the western bank, which isn't even necessary; these cities could have been pillaged any time between the 405/6 crossing and Jerome's 409 letter). On the other hand, the downstream river fortresses of
Nijmegen
Nijmegen (;; Spanish and it, Nimega. Nijmeegs: ''Nimwèège'' ) is the largest city in the Dutch province of Gelderland and tenth largest of the Netherlands as a whole, located on the Waal river close to the German border. It is about 6 ...
(
Noviomagus) and
Cologne
Cologne ( ; german: Köln ; ksh, Kölle ) is the largest city of the German western state of North Rhine-Westphalia (NRW) and the fourth-most populous city of Germany with 1.1 million inhabitants in the city proper and 3.6 millio ...
(
Colonia) in the north were apparently left intact by the barbarians, as was
Trier (
Augusta Treverorum), situated just west of Mainz.
As Jerome had lived in Trier until 370, it's very likely he would have reported it if the invaders had attacked his former hometown, but he makes no such mention.
Frozen Rhine?
A frozen Rhine, making the crossing easier, is not attested by any contemporary source, but was a plausible surmise made by 18th-century historian
Edward Gibbon
Edward Gibbon (; 8 May 173716 January 1794) was an English historian, writer, and member of parliament. His most important work, '' The History of the Decline and Fall of the Roman Empire'', published in six volumes between 1776 and 1788, i ...
. Although many later writers have since mentioned a frozen Rhine as if it were a fact, for Gibbon himself it was merely a hypothesis ('in a season when the waters of the Rhine were most probably frozen') to help explain why the Vandals, Alans and Suebi were able to cross the Rhine into Gaul with such apparent ease.
It is also possible that they used a Roman Rhine bridge, or that the migrating peoples simply used boats.
Unguarded Rhine?
It is not clear why the Irano–Germanic bands crossing the Rhine apparently met no organised military resistance on the Roman side. A common hypothesis is that Roman general
Stilicho may have depleted the garrisons on the Rhine border in 402 to face the Visigothic invasion of
Alaric I
Alaric I (; got, 𐌰𐌻𐌰𐍂𐌴𐌹𐌺𐍃, , "ruler of all"; c. 370 – 410 AD) was the first king of the Visigoths, from 395 to 410. He rose to leadership of the Goths who came to occupy Moesia—territory acquired a couple of decades ...
in Italy.
Goffart argued in favour of this hypothesis based on the writings of the poet
Claudian
Claudius Claudianus, known in English as Claudian (; c. 370 – c. 404 AD), was a Latin poet associated with the court of the Roman emperor Honorius at Mediolanum (Milan), and particularly with the general Stilicho. His work, written almost e ...
(died c. 404), who knew Stilicho personally; the general supposedly entrusted the defence of the Rhine frontier to the Franks and Alamanni, who were Roman ''
foederati
''Foederati'' (, singular: ''foederatus'' ) were peoples and cities bound by a treaty, known as ''foedus'', with Rome. During the Roman Republic, the term identified the ''socii'', but during the Roman Empire, it was used to describe foreign stat ...
'', for the time being until the Goths had been driven out of Italy. Furthermore, he interpreted the Frigeridus fragment as showing the Franks being initially successful in preventing the Vandals from crossing the Rhine, but that they could no longer hold them back when the Alans joined the fray.
However, Heather (2009) pointed out that the evidence for any Roman military withdrawal from the northwest at this time is weak.
Alternative dating – Baynes and Kulikowski
A 2000 article by
Michael Kulikowski, finding that in traditional historiography "the sequence of events bristles with technical difficulties", bypassed modern historians' accounts, which he found to have depended upon Gibbon and one another, and reanalysed the literary sources. His conclusion was that a date for the mid-winter crossing of the Rhine of 31 December 405 offers a more coherent chronology of events in Belgica, Gaul and Britannia. However, Kulikowski's dating theory, which is a revival of arguments that were put forward by
Norman H. Baynes, was forcefully challenged by
Anthony Birley.
Problems with Prosper's account
Kulikowski outlined how 406 came to be selected. The sixth consulship of Arcadius, with Probus as co-
consul
Consul (abbrev. ''cos.''; Latin plural ''consules'') was the title of one of the two chief magistrates of the Roman Republic, and subsequently also an important title under the Roman Empire. The title was used in other European city-states throu ...
, corresponds to 406. Prosper noted the invasion of Italy by
Radagaisus
Radagaisus (died 23 August 406) was a Gothic king who led an invasion of Roman Italy in late 405 and the first half of 406.Peter Heather, ''The Fall of the Roman Empire: A New History of Rome and the Barbarians'', 2nd ed. 2006:194; A committed ...
as the prime event of the previous year, as well as his death, which actually occurred in 406, and he correctly assigned to the next year (407) the usurpation of
Constantine III Constantine III may refer to:
* Constantine III (Western Roman Emperor), self-proclaimed western Roman Emperor 407–411
* Heraclius Constantine, Byzantine Emperor in 641
* Constans II, Byzantine emperor 641–668, sometimes referred to under this ...
. "The three entries are linked, and together they tell a kind of story", Kulikowski observed. "Prosper was writing a chronicle, and the genre abhorred blank years. Since his chosen genre demanded an entry for each of three years, Prosper simply portioned out his sequence of events, one event to the year. He does the same thing elsewhere in the chronicle".
Usurpation of Marcus
Kulikowski noted a contradiction between Prosper's date and the assertions made by a fragment of Olympiodorus of Thebes, Zosimus's ''New History'' (vi.3.1) and Orosius that the Rhine crossing and the presence of barbarians in Gaul provoked the usurpation of
Marcus in Britannia: the latter occurred in the course of 406, thus preceded the 31 December 406 date, and therefore the Rhine crossing must have happened earlier. Kulikowski's proposed date of 31 December 405 places the acclamation of the first of the usurpers in Britannia, which was characterised as a fearful reaction to the barbarian presence in Gaul, after the crossing of the Rhine.
Stilicho's inaction
With the traditional date of 31 December 406 in mind, much has been made of the inaction of Stilicho, which is sometimes imputed to his strategy focussed on ambitions in
Illyria
In classical antiquity, Illyria (; grc, Ἰλλυρία, ''Illyría'' or , ''Illyrís''; la, Illyria, ''Illyricum'') was a region in the western part of the Balkan Peninsula inhabited by numerous tribes of people collectively known as the Illyr ...
. Kulikowski's date of 31 December 405 finds Stilicho fully occupied in
Tuscia battling the forces of Radagaisus, who was not finally overcome (
Battle of Faesulae (406)) and executed until August 406.
[Peter Heather, ''Goths and Romans'', 1991, 199–213.]
Aftermath
According to bishop
Hydatius
Hydatius, also spelled Idacius (c. 400 – c. 469) was a late Western Roman writer and clergyman. The bishop of Aquae Flaviae in the Roman province of Gallaecia (almost certainly the modern Chaves, Portugal, in the modern district of Vila Real), he ...
of
Aquae Flaviae
Aquae Flaviae (or ''Aquæ Flaviæ'') is the ancient Roman city and former bishopric (now a Latin Catholic titular see) of Chaves, a municipality in the Portuguese district of Vila Real.
History
The northwest peninsular region is an area of ...
, the barbarians crossed into Spain in September or October 409; little is known about the acts of the Vandals, Alans and Suevi in Gaul between the crossing of the Rhine and their invasion of Spain.
Gregory of Tours only mentions that 'the Vandals left their own country and burst into the Gauls under king
Gunderic
Gunderic ( la, Gundericus; 379–428), King of Hasding Vandals (407-418), then King of Vandals and Alans (418–428), led the Hasding Vandals, a Germanic tribe originally residing near the Oder River, to take part in the barbarian invasions of ...
. And when the Gauls had been thoroughly laid waste they made for the Spains. The Suebi, that is,
lans following them, seized
Gallicia.'
Based on Jerome's letter, Kulikowski argued that the Vandals, Alans and Suebi probably mostly stayed in northern Gaul until at least the spring of 409 (the earliest possible date of Jerome's letter), because almost all cities pillaged by the barbarians listed by Jerome were located in the north, and the southern city of
Toulouse
Toulouse ( , ; oc, Tolosa ) is the prefecture of the French department of Haute-Garonne and of the larger region of Occitania. The city is on the banks of the River Garonne, from the Mediterranean Sea, from the Atlantic Ocean and fr ...
(Tolosa) had so far been able to repel the invaders, and they hadn't yet crossed into Spain.
Note
References
Sources
*Drinkwater, John F., "The usurpers Constantine III (407–411) and Jovinus (411–413)", ''Britannia'' 29 (1998), 269–98.
*
*
Kulikowski, Michael, "Barbarians in Gaul, Usurpers in Britain", ''Britannia'' 31 (2000), 325–345.
{{refend
Rhine
Rhine
), Surselva, Graubünden, Switzerland
, source1_coordinates=
, source1_elevation =
, source2 = Rein Posteriur/Hinterrhein
, source2_location = Paradies Glacier, Graubünden, Switzerland
, source2_coordinates=
, source ...
Rhine
), Surselva, Graubünden, Switzerland
, source1_coordinates=
, source1_elevation =
, source2 = Rein Posteriur/Hinterrhein
, source2_location = Paradies Glacier, Graubünden, Switzerland
, source2_coordinates=
, source ...
Migration Period
Rhine
), Surselva, Graubünden, Switzerland
, source1_coordinates=
, source1_elevation =
, source2 = Rein Posteriur/Hinterrhein
, source2_location = Paradies Glacier, Graubünden, Switzerland
, source2_coordinates=
, source ...
406
5th century in Germany
400s in the Roman Empire
Germania Superior