Court of record
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A court of record is a
trial court A trial court or court of first instance is a court having original jurisdiction, in which trials take place. Appeals from the decisions of trial courts are usually heard by higher courts with the power of appellate review (appellate courts). ...
or
appellate court An appellate court, commonly called a court of appeal(s), appeal court, court of second instance or second instance court, is any court of law that is empowered to hear a case upon appeal from a trial court or other lower tribunal. Appel ...
in which a record of the
proceedings In academia and librarianship, conference proceedings are a collection of academic papers published in the context of an academic conference or workshop. Conference proceedings typically contain the contributions made by researchers at the confer ...
is captured and preserved, for the possibility of
appeal In law, an appeal is the process in which Legal case, cases are reviewed by a higher authority, where parties request a formal change to an official decision. Appeals function both as a process for error correction as well as a process of cla ...
. A court clerk or a
court reporter A court reporter, court stenographer, or shorthand reporter is a person whose occupation is to capture the live testimony in proceedings using a stenographic machine or a stenomask, thereby transforming the proceedings into an official certif ...
takes down a record of oral proceedings. That written record (and all other evidence) is preserved at least long enough for all appeals to be exhausted, or for some further period of time provided by law (for example, in some U.S. states, death penalty statutes provide that all evidence must be preserved for an extended period of time). Most courts of record have rules of procedure (see rules of evidence, rules of
civil procedure Civil procedure is the body of law that sets out the rules and regulations along with some standards that courts follow when adjudicating civil lawsuits (as opposed to procedures in criminal law matters). These rules govern how a lawsuit or ca ...
, and rules of
criminal procedure Criminal procedure is the adjudication process of the criminal law. While criminal procedure differs dramatically by jurisdiction, the process generally begins with a formal criminal charge with the person on trial either being free on bail ...
) and therefore they require that most parties be represented by counsel (specifically, attorneys holding a license to practice law before the specific tribunal). In contrast, in courts not of record, oral proceedings are not recorded, and the judge makes his or her decision based on notes and memory. In most "not of record" proceedings, the parties may appear personally, without lawyers. For example, most
small claims court Small-claims courts have limited jurisdiction to hear civil cases between private litigants. Courts authorized to try small claims may also have other judicial functions, and go by different names in different jurisdictions. For example, it ma ...
s, traffic courts, justice courts presided over by justices of the peace, many administrative tribunals that make initial governmental administrative decisions such as government benefit determinations, and the like, are not courts of record.


India

The
Constitution of India The Constitution of India is the supreme law of India, legal document of India, and the longest written national constitution in the world. The document lays down the framework that demarcates fundamental political code, structure, procedures ...
, under Article 129 states that the
Supreme Court of India The Supreme Court of India is the supreme judiciary of India, judicial authority and the supreme court, highest court of the Republic of India. It is the final Appellate court, court of appeal for all civil and criminal cases in India. It also ...
shall be a Court of record with powers to punish for contempt of itself. Similarly, Art 215 declares all
High Courts of India The high courts of India are the highest courts of appellate jurisdiction in each state and union territory of India India, officially the Republic of India, is a country in South Asia. It is the List of countries and dependenci ...
to be a Court of Record.


United Kingdom


In England and Wales

Courts of record are loosely defined in
English law English law is the common law list of national legal systems, legal system of England and Wales, comprising mainly English criminal law, criminal law and Civil law (common law), civil law, each branch having its own Courts of England and Wales, ...
. They have been defined as: # Courts that must keep records of proceedings under the Criminal Procedure Rules 2015 # Courts that set
precedent Precedent is a judicial decision that serves as an authority for courts when deciding subsequent identical or similar cases. Fundamental to common law legal systems, precedent operates under the principle of ''stare decisis'' ("to stand by thin ...
# Courts with inherent (ie not specifically given in statute) powers to charge
contempt In colloquial usage, contempt usually refers to either the act of despising, or having a general lack of respect for something. This set of emotions generally produces maladaptive behaviour. Other authors define contempt as a negative emotio ...
As such, the following may be defined as courts of record: Under an alternative definition, courts or tribunals may be designated by statute as "courts of record" irrespective of any of the three above criteria, such as the County Court under section 1A of the County Courts Act 1984 or the First-Tier Tribunal pursuant to section 3 of the Tribunals, Courts and Enforcement Act 2007. Using a broader definition, the majority of courts in the UK keep records of proceedings. This includes the county court and most independent tribunals, e.g. the Investigatory Powers Tribunal.


In Scotland

Courts of record are not defined in Scots law. However, both the High Court of Justiciary and
Court of Session The Court of Session is the highest national court of Scotland in relation to Civil law (common law), civil cases. The court was established in 1532 to take on the judicial functions of the royal council. Its jurisdiction overlapped with othe ...
keep record of all proceedings and as such may be generally termed courts of record.


United States

"Of record" and "not of record" are two polar extremes of a spectrum, and there is a transition zone between them. Many proceedings have an intermediate character, with some "of record" characteristics but not others. For example, in some agencies of the U.S. government, oral arguments in intra-agency appeals are transcribed by a reporter as a matter of the agency's choice, but since the record is not required by statute, other guarantees of 5 U.S.C. §§ 554, 556, and 557 do not apply. For example, in proceedings before executive branch agencies of the U.S. federal government, fully-formal proceedings of record are governed by the "formal adjudication" or "on the record" provisions of §§ 554, 556, and 557, but informal proceedings or "not on the record" proceedings are governed by § 555. However, powers available to the tribunal turn on the tribunal having full "of record" characteristics. For example, in many states, statutes provide that the power to
fine Fine may refer to: Characters * Fran Fine, the title character of ''The Nanny'' * Sylvia Fine (''The Nanny''), Fran's mother on ''The Nanny'' * Officer Fine, a character in ''Tales from the Crypt'', played by Vincent Spano Legal terms * Fine (p ...
or imprison lies only with courts of record. Similarly, for a court to punish for contempt, there must be a record of exactly what was said by whom and so the power to punish for contempt requires the tribunal have at least a court reporter taking down all proceedings. The rationale is that criminal penalties or contempt penalties may not be imposed unless there is a right of appeal, and an appeal is only meaningful if the trial-level court kept a record of its proceedings. In some classes of cases, after a determination by an inferior or lower
tribunal A tribunal, generally, is any person or institution with authority to judge, adjudicate on, or determine claims or disputes—whether or not it is called a tribunal in its title. For example, an advocate who appears before a court with a singl ...
not of record, a party may take a first-level appeal to a tribunal that is of record. For example, many government administrative agencies delegate initial decisions to a single person who acts informally, typically with a title like "clerk" or "examiner," such as a Social Security claims examiner or a patent examiner. Then, the agency provides a first-level of intra-agency review before a board of appeals that conducts its proceedings on a more formal basis than the proceedings before the initial hearing officer. In most cases, the first level appeal is " trial ''de novo''" (or a 'hearing ''de novo). The intra-agency appeal may be of record or not or somewhere between, depending on the agency. That is not an appeal as such but a new proceeding, which completely supersedes the result of the prior agency determination. Often, the review tribunal will not permit introduction of new evidence, or may have evidentiary rules that are quite restrictive. When the first-level adjudication is made by an executive branch agency, and after all intra-agency procedures are exhausted, it is often possible to go to a court to seek
judicial review Judicial review is a process under which a government's executive, legislative, or administrative actions are subject to review by the judiciary. In a judicial review, a court may invalidate laws, acts, or governmental actions that are in ...
of the judgment of the agency.For example, judicial review of decisions of U.S. federal agencies is provided for by 5 U.S.C. §§ 702-706. The primary function of the record is to serve as the basis for
appellate review In law, an appeal is the process in which cases are reviewed by a higher authority, where parties request a formal change to an official decision. Appeals function both as a process for error correction as well as a process of clarifying an ...
of the agency- or trial-level proceedings. The record from a
trial court A trial court or court of first instance is a court having original jurisdiction, in which trials take place. Appeals from the decisions of trial courts are usually heard by higher courts with the power of appellate review (appellate courts). ...
includes the
evidence Evidence for a proposition is what supports the proposition. It is usually understood as an indication that the proposition is truth, true. The exact definition and role of evidence vary across different fields. In epistemology, evidence is what J ...
introduced by the parties and some form of record of the proceeding itself, which includes copies of all papers filed by the parties and a transcript of any
trial In law, a trial is a coming together of parties to a dispute, to present information (in the form of evidence) in a tribunal, a formal setting with the authority to adjudicate claims or disputes. One form of tribunal is a court. The tribunal, w ...
, and it may include an audio or videotape of hearings, appearances, or arguments of
motion In physics, motion is when an object changes its position with respect to a reference point in a given time. Motion is mathematically described in terms of displacement, distance, velocity, acceleration, speed, and frame of reference to an o ...
s. Exhibits introduced in
evidence Evidence for a proposition is what supports the proposition. It is usually understood as an indication that the proposition is truth, true. The exact definition and role of evidence vary across different fields. In epistemology, evidence is what J ...
are maintained in the court record at least for a certain period of time after the case has been tried, when the evidence may be returned to the parties or destroyed. If either party takes an appeal, the lower court produces a copy certified by a unique seal to authenticate the formal record.


References

{{Reflist Courts by type Common law