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The Common Alerting Protocol (CAP) is an
XML Extensible Markup Language (XML) is a markup language and file format for storing, transmitting, and reconstructing arbitrary data. It defines a set of rules for encoding documents in a format that is both human-readable and machine-readable ...
-based data format for exchanging public warnings and emergencies between alerting technologies. CAP allows a warning message to be consistently disseminated simultaneously over many warning systems to many applications, such as Google Public Alerts and Cell Broadcast. CAP increases warning effectiveness and simplifies the task of activating a warning for responsible officials. Standardized alerts can be received from many sources and configure their applications to process and respond to the alerts as desired. Alerts from the
Department of Homeland Security The United States Department of Homeland Security (DHS) is the U.S. federal executive department responsible for public security, roughly comparable to the interior or home ministries of other countries. Its stated missions involve anti-terr ...
, the Department of the Interior's
United States Geological Survey The United States Geological Survey (USGS), formerly simply known as the Geological Survey, is a scientific agency of the United States government. The scientists of the USGS study the landscape of the United States, its natural resources, ...
, and the
United States Department of Commerce The United States Department of Commerce is an executive department of the U.S. federal government concerned with creating the conditions for economic growth and opportunity. Among its tasks are gathering economic and demographic data for bus ...
's
National Oceanic and Atmospheric Administration The National Oceanic and Atmospheric Administration (abbreviated as NOAA ) is an United States scientific and regulatory agency within the United States Department of Commerce that forecasts weather, monitors oceanic and atmospheric conditio ...
(NOAA), and state and local government agencies can all be received in the same format by the same application. That application can, for example, sound different alarms, based on the information received. By normalizing alert data across threats, jurisdictions, and warning systems, CAP also can be used to detect trends and patterns in warning activity, such as trends that might indicate an undetected hazard or hostile act. From a procedural perspective, CAP reinforces a research-based template for effective warning message content and structure. The CAP data structure is backward-compatible with existing alert formats including the
Specific Area Message Encoding Specific Area Message Encoding (SAME) is a protocol used for framing and classification of broadcast emergency warning messages. It was developed by the United States National Weather Service for use on its NOAA Weather Radio (NWR) network, an ...
(SAME) used in NOAA Weather Radio and the broadcast
Emergency Alert System The Emergency Alert System (EAS) is a national warning system in the United States designed to allow authorized officials to broadcast emergency alerts and warning messages to the public via cable, satellite, or broadcast television, and bot ...
as well as new technology such as the
Wireless Emergency Alerts Wireless Emergency Alerts (WEA, formerly known as the Commercial Mobile Alert System (CMAS), and prior to that as the Personal Localized Alerting Network (PLAN)), is an alerting network in the United States designed to disseminate emergency alert ...
(WEA), while adding capabilities such as the following: *Flexible geographic targeting by using latitude/longitude “boxes” and other geospatial representations in three dimensions *Multilingual and multi-audience messaging *Phased and delayed effective times and expirations *Enhanced message update and cancellation features *Template support for framing complete and effective warning messages *Digital encryption and signature capability *Facility for digital images, audio, and video.


Background

The US
National Science and Technology Council The National Science and Technology Council (NSTC) is a council in the Executive Branch of the United States. It is designed to coordinate science and technology policy across the branches of federal government. History The National Science and ...
(NSTC) November 2000 report on "Effective Disaster Warnings" recommended that "standard method should be developed to collect and relay instantaneously and automatically all types of hazard warnings and reports locally, regionally and nationally for input into a wide variety of dissemination systems." In 2001, an international independent group of over 120 emergency managers that was convened online by California emergency telecommunications expert Art Botterell began specifying and prototyping the Common Alerting Protocol data structure based on the recommendations of the NSTC report. The project was embraced by the non-profit Partnership for Public Warning and a number of international warning system vendors. A series of field trials and long-term demonstration projects during 2002-03 led to the submission of a draft CAP specification to the OASIS standards process for formalization. The CAP 1.0 specification was approved by OASIS in April 2004. Based on experience with CAP 1.0, the OASIS Emergency Management Technical Committee adopted an updated CAP 1.1 specification in October 2005. At a meeting in Geneva in October 2006 the CAP 1.1 specification was taken under consideration by the
International Telecommunication Union The International Telecommunication Union is a specialized agency of the United Nations responsible for many matters related to information and communication technologies. It was established on 17 May 1865 as the International Telegraph Unio ...
's Standardization Sector for adoption as an ITU-T recommendation. CAP was subsequently adopted as Recommendation X.1303. CAP specification version 1.2 has been available since July 2010 at the OASIS website.


Implementation


Worldwide

In 2007, the International Telecommunication Union, Telecommunication Standardization Sector (ITU-T) adopted the Common Alerting Protocol as Recommendation X.1303. The recommendation annex contains an authoritative ASN.1 module translation of the CAP XML schema that may be useful for some implementations. Rec. X.1303 is within the remit of ITU‑T Study Group 17 (Security), Rapporteur Group on Cybersecurity (Q.4/17) for purposes of further evolution of the standard.


Australia

The Australian Government Standard for Common Alerting Protocol (CAP-AU-STD, 2012) was developed by a CAP-AU-STD stakeholder group comprising federal agencies Emergency Management Australia, the
Bureau of Meteorology The Bureau of Meteorology (BOM or BoM) is an executive agency of the Australian Government responsible for providing weather services to Australia and surrounding areas. It was established in 1906 under the Meteorology Act, and brought together ...
,
GeoScience Australia Geoscience Australia is an agency of the Australian Government. It carries out geoscientific research. The agency is the government's technical adviser on all aspects of geoscience, and custodian of the geographic and geological data and knowle ...
, Department of Agriculture, Fisheries and Forestry and the
Department of Health A health department or health ministry is a part of government which focuses on issues related to the general health of the citizenry. Subnational entities, such as states, counties and cities, often also operate a health department of their ow ...
as well as a number of State Government authorities and emergency services agencies. The project was co-ordinated by the Australian Government Attorney-General's Department (Australian Emergency Management).


Canada

In Canada, a working group composed of public alerting practitioners and government agencies has developed a CAP Canadian Profile (CAP-CP) based on CAP but specialized to address the needs of Canadian public alerting stakeholders, such as bilingualism, geocoding for Canada, managed lists of locations and events, etc. The Canadian government has adopted CAP-CP for its National Public Alerting System (NPAS) project. The CAP‑CP working group, along with stakeholders and projects such as the Canadian Public Safety Operations Organization (CanOps) and Netalerts' Sarnia Lambton trial, are now working with and refining CAP‑CP for national application in Canada. CAP has been implemented for a small-scale, grassroots hazard information system in Sri Lanka following the
2004 Indian Ocean Tsunami An earthquake and a tsunami, known as the Boxing Day Tsunami and, by the scientific community, the Sumatra–Andaman earthquake, occurred at 07:58:53 local time (UTC+7) on 26 December 2004, with an epicentre off the west coast of northern Suma ...
. This implementation was part of the "HazInfo Project", funded by Canada's
International Development Research Centre The International Development Research Centre (IDRC; french: Centre de recherches pour le développement international, ''CRDI'') is a Canadian federal Crown corporation that funds research and innovation within and alongside developing regions ...
. The province of
Alberta Alberta ( ) is one of the thirteen provinces and territories of Canada. It is part of Western Canada and is one of the three prairie provinces. Alberta is bordered by British Columbia to the west, Saskatchewan to the east, the Northwest Ter ...
adopted CAP as part of its Alberta Emergency Alert system. In March 2015, Alert Ready, a national public warning system based upon CAP-CP, was officially launched. Participation in the system by all broadcasters and television providers is mandated by the Canadian Radio-television and Telecommunications Commission.


Germany

The Federal Office for Citizen Protection and Disaster Support (''Bundesamt für Bevölkerungsschutz und Katastrophenhilf''e, BBK) is working on an implementation based on CAP 1.2, which will allow for Internet-based access to data provided by the nation's modular warning system MoWaS. The development of MoWaS is based on the satellite-based warning system SatWaS from 2001, which only provides information to less than 150 state and media entities. In case no broadcast receiver, like a radio or television, is running nearby, the resulting warning effect of SatWaS would be severely limited, because many state-run emergency sirens have been left unmaintained or were dismantled altogether. The use of CAP support in MoWaS should alleviate this problem.


Italy

The Department of Firefighters, Public Rescue and Civil Defence
Dipartimento dei Vigili del Fuoco, del Soccorso Pubblico e della Difesa Civile
) of the Italian Ministry of the Interior adopted the CAP protocol with two Ministerial Decrees i
2008
an
2011.
Since then, its 100 provincial control rooms, 18 regional control rooms and the national control centre exchange a daily average of 25,000 CAP private messages concerning rescue operations in real time. As per the decrees, any emergency stakeholder in Italy which wants to exchange or share data with the Fire Corps in the course of large scale emergency or rescue operations has to adopt the CAP protocol. The first use of CAP protocol in a civil protection activity in Italy was recorded in 2009, in the aftermath of the Central Italy Earthquake, when the Fire Corps exchanged data with the Ministry for Cultural Heritage to coordinate their efforts in designing and implementing provisional measures for monuments and historical buildings. On April 5th, 2017, a
agreement
between the "Corpo Nazionale dei Vigili del Fuoco" and the "Arma dei Carabinieri" has been signed to improve the forest fire fighting activities. The interoperability of data exchange that the agreement allows is based on the use of the CAP protocol.


United States

On September 30, 2010, the
Federal Emergency Management Agency The Federal Emergency Management Agency (FEMA) is an agency of the United States Department of Homeland Security (DHS), initially created under President Jimmy Carter by Presidential Reorganization Plan No. 3 of 1978 and implemented by two Ex ...
(FEMA) officially adopted CAP as the protocol for its new
Integrated Public Alert and Warning System The Integrated Public Alert and Warning System (IPAWS) is an architecture that unifies the United States' Emergency Alert System, National Warning System, Wireless Emergency Alerts, and NOAA Weather Radio, under a single platform. IPAWS was desi ...
(IPAWS), which is designed to disseminate emergency messages via various platforms, including broadcast media (
Emergency Alert System The Emergency Alert System (EAS) is a national warning system in the United States designed to allow authorized officials to broadcast emergency alerts and warning messages to the public via cable, satellite, or broadcast television, and bot ...
), wireless devices (
Wireless Emergency Alerts Wireless Emergency Alerts (WEA, formerly known as the Commercial Mobile Alert System (CMAS), and prior to that as the Personal Localized Alerting Network (PLAN)), is an alerting network in the United States designed to disseminate emergency alert ...
), and other platforms.


References


External links


The CAP Cookbook: Archive of early CAP documentsDEAS and Department of Homeland SecurityU.S. Federal Emergency Management Agency "Integrated Public Alert and Warning System" (IPAWS) fact sheet.Cap PHP Library
{{OASIS Standards Data interchange standards Emergency communication XML-based standards Emergency management software