Clinton v. City of New York
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''Clinton v. City of New York'', 524 U.S. 417 (1998), was a landmark decision by the
Supreme Court of the United States The Supreme Court of the United States (SCOTUS) is the highest court in the federal judiciary of the United States. It has ultimate appellate jurisdiction over all Federal tribunals in the United States, U.S. federal court cases, and over Stat ...
in which the Court held, 6–3, that the line-item veto, as implemented in the Line Item Veto Act of 1996, violated the Presentment Clause of the
United States Constitution The Constitution of the United States is the Supremacy Clause, supreme law of the United States, United States of America. It superseded the Articles of Confederation, the nation's first constitution, on March 4, 1789. Originally includi ...
because it impermissibly gave the
President of the United States The president of the United States (POTUS) is the head of state and head of government of the United States. The president directs the Federal government of the United States#Executive branch, executive branch of the Federal government of t ...
the power to unilaterally amend or repeal parts of
statute A statute is a law or formal written enactment of a legislature. Statutes typically declare, command or prohibit something. Statutes are distinguished from court law and unwritten law (also known as common law) in that they are the expressed wil ...
s that had been duly passed by the
United States Congress The United States Congress is the legislature, legislative branch of the federal government of the United States. It is a Bicameralism, bicameral legislature, including a Lower house, lower body, the United States House of Representatives, ...
. Justice
John Paul Stevens John Paul Stevens (April 20, 1920 – July 16, 2019) was an American lawyer and jurist who served as an associate justice of the Supreme Court of the United States from 1975 to 2010. At the time of his retirement, he was the second-oldes ...
wrote for the six-justice majority that the line-item veto gave the President power over legislation unintended by the Constitution, and was therefore a violation of the separation of powers between the two branches.


Background of the case

The Line Item Veto Act allowed the president to "cancel", that is to void or legally nullify, certain provisions of appropriations bills, and disallowed the use of funds from canceled provisions for offsetting
deficit spending Within the budgetary process, deficit spending is the amount by which spending exceeds revenue over a particular period of time, also called simply deficit, or budget deficit, the opposite of budget surplus. The term may be applied to the budg ...
in other areas.


Political circumstances

The 1994 midterm elections signaled an upheaval in
American politics In the United States, politics functions within a framework of a constitutional federal republic, federal democratic republic with a presidential system. The three distinct branches Separation of powers, share powers: United States Congress, C ...
known as the Republican Revolution, with the Republican Party taking control of both houses of the U.S. Congress from Democrats. Key to that revolution was the Republicans'
Contract with America The Contract with America was a legislative agenda advocated by the Republican Party (United States), Republican Party during the 1994 United States House of Representatives elections, 1994 congressional election campaign. Written by Newt Gingri ...
, which included a list of actions they promised to take if they gained control of Congress. Among this list was the Line Item Veto Act itself, one of two provisions designed to ensure congressional fiscal conservatism. The Act was the only provision of the "Contract with America" that President Clinton supported.


Initial litigation

At its passage, the Act was politically controversial, with many Democrats breaking with Clinton to oppose it. Of the opposition, six members of Congress, including Republican Mark Hatfield, sued to prevent use of the line-item veto. They were granted
summary judgment In law, a summary judgment, also referred to as judgment as a matter of law or summary disposition, is a Judgment (law), judgment entered by a court for one party and against another party summarily, i.e., without a full Trial (law), trial. Summa ...
by the U.S. District Court, but the Supreme Court held that the Congressmen lacked
standing Standing, also referred to as orthostasis, is a position in which the body is held in an upright (orthostatic) position and supported only by the feet. Although seemingly static, the body rocks slightly back and forth from the ankle in the ...
because they could not show any particularized harm, and dismissed their suit in '' Raines v. Byrd'', 521 U.S. 811 (1997). Within the next two months, Clinton began using the line-item veto, prompting several entities to file suit in a second attempt to have the Act declared
unconstitutional In constitutional law, constitutionality is said to be the condition of acting in accordance with an applicable constitution; "Webster On Line" the status of a law, a procedure, or an act's accordance with the laws or set forth in the applic ...
. In the second case, which was consolidated from two cases by the U.S. District Court for the District of Columbia, the City of New York and several organizations related to
health care Health care, or healthcare, is the improvement or maintenance of health via the preventive healthcare, prevention, diagnosis, therapy, treatment, wikt:amelioration, amelioration or cure of disease, illness, injury, and other disability, physic ...
alleged injury from President Clinton's cancellation of certain provisions of the Balanced Budget Act of 1997 that eliminated certain liabilities, and Snake River Potato Growers, Inc. alleged injury from the President's cancellation of certain provisions of the Taxpayer Relief Act of 1997 that gave tax benefits to aid farmer's
cooperative A cooperative (also known as co-operative, coöperative, co-op, or coop) is "an autonomy, autonomous association of persons united voluntarily to meet their common economic, social and cultural needs and aspirations through a jointly owned a ...
s in purchasing potato processing facilities. The District Court ruled for the plaintiffs, holding that the Line Item Veto Act was unconstitutional. Because the Act established an expedited appeal process for challenges, the case was directly appealed from the District Court to the Supreme Court.


Supreme Court's decision

In a majority opinion written by Justice
John Paul Stevens John Paul Stevens (April 20, 1920 – July 16, 2019) was an American lawyer and jurist who served as an associate justice of the Supreme Court of the United States from 1975 to 2010. At the time of his retirement, he was the second-oldes ...
, the Court ruled that because the Act allowed the President to unilaterally amend or repeal parts of duly enacted
statute A statute is a law or formal written enactment of a legislature. Statutes typically declare, command or prohibit something. Statutes are distinguished from court law and unwritten law (also known as common law) in that they are the expressed wil ...
s by using line-item cancellations, it violated the Presentment Clause of the Constitution, which outlines a specific practice for enacting a statute. The Court construed the silence of the Constitution on the subject of such unilateral Presidential action as equivalent to "an express prohibition", agreeing with historical material that supported the conclusion that statutes may only be enacted "in accord with a single, finely wrought and exhaustively considered, procedure", and that a bill must be approved or rejected by the President in its entirety.


Kennedy's concurrence

Justice Anthony M. Kennedy, in an opinion concurring in the opinion and judgment of the Court, objected to the dissent's argument that the Act did not violate principles of the
separation of powers The separation of powers principle functionally differentiates several types of state (polity), state power (usually Legislature#Legislation, law-making, adjudication, and Executive (government)#Function, execution) and requires these operat ...
and threaten individual
liberty Liberty is the state of being free within society from oppressive restrictions imposed by authority on one's way of life, behavior, or political views. The concept of liberty can vary depending on perspective and context. In the Constitutional ...
, stating that the "undeniable effects" of the Act were to "enhance the President's power to reward one group and punish another, to help one set of taxpayers and hurt another, to favor one State and ignore another". Kennedy's concurrence implicitly viewed the statute as a violation of the
nondelegation doctrine The doctrine of nondelegation (or non-delegation principle) is the theory that one branch of government must not authorize another entity to exercise the power or function which it is constitutionally authorized to exercise itself. It is wikt:exp ...
.


Breyer's dissent

In a
dissenting opinion A dissenting opinion (or dissent) is an Legal opinion, opinion in a legal case in certain legal systems written by one or more judges expressing disagreement with the majority opinion of the court which gives rise to its judgment. Dissenting opi ...
, Justice Stephen Breyer contended that the objective of the Act was constitutionally proper and was consistent with powers that the President has held in the past, stating that the Act "does not violate any specific textual constitutional command, nor does it violate any implicit Separation of Powers principle". He extensively refers to many different cases which support the delegation of power by the Congress, and primarily suggests that the Act is an efficient means by which a constitutionally legitimate end may be achieved.


Scalia's partial concurrence and partial dissent

In an alternative opinion, Justice Antonin Scalia objected to the Court's consideration of the case with respect to the Taxpayer Relief Act, finding no party in the case with
standing Standing, also referred to as orthostasis, is a position in which the body is held in an upright (orthostatic) position and supported only by the feet. Although seemingly static, the body rocks slightly back and forth from the ankle in the ...
to challenge it. However, he did find a party with standing to challenge the President's cancellation in the Balanced Budget Act, and concluded that it did not violate the Constitution, because the Congress has the power to delegate the discretionary authority to decline to spend appropriated sums of money, which he asserted was equivalent to cancellation.


Critical response

Michael B. Rappaport argued that the original meaning of the Constitution does not apply to certain parts of the
nondelegation doctrine The doctrine of nondelegation (or non-delegation principle) is the theory that one branch of government must not authorize another entity to exercise the power or function which it is constitutionally authorized to exercise itself. It is wikt:exp ...
, relying on his interpretation of the Executive Power Vesting Clause. Under this view, "laws that authorize the withdrawal of money from the treasury and which have traditionally taken the form of authorizing a certain amount to be spent for particular programs ... are not subject to the nondelegation doctrine". He further criticized the majority opinion for failing to satisfactorily justify its application of a stricter standard to the delegation of cancellation authority than it had used in the past for other executive delegations. In Rappaport's opinion, "the Court's approach to cancellation authority has no basis in text, structure and purpose, or precedent". J. Stephen Kennedy wrote that the majority of the Supreme Court was sufficiently concerned with the constitutional challenges to the line item veto presented to declare the act wholly unconstitutional, instead of relying on other traditional and less sweeping ways of correcting acts of Congress. In his view, "the Court's decision sent a clear message of finality for any future use of the line item veto". Kennedy also noted that while the majority relied on a strict interpretation or literal textual reading of the Presentment Clause contained in Article I of the United States Constitution, Justice Scalia, in his dissent, "stray dsomewhat from his usual strict constructionist approach ... by stressing that the President's act of cancellation would only occur after satisfaction of the Presentment Clause". Steven F. Huefner wrote that "Although the Presentment Clause analysis of the Line Item Veto Act has superficial appeal, it ultimately does not withstand scrutiny",, at 339. arguing that the Court should have relied on the nondelegation doctrine in order to invalidate the Act, as it provided a superior basis for such a decision. Huefner named two main implications of the Court's refusal to use the nondelegation doctrine. First, it suggests that the Court seems unready or unwilling to alter the existing interpretation of the nondelegation doctrine. Second, the Court has shown that it is willing to rely upon alternative rationales to achieve the same result "as would a more robust nondelegation doctrine rationale". This approach is significant because in theory, such a rationale could endanger previously accepted delegations to the executive. Roy E. Brownell II criticized the Clinton administration for its exercise of the Line Item Veto Act, charging that it should have restricted its cancellation powers only to statutory provisions that remain in the realm of national security. He argued that had the Clinton administration limited its use of the Line Item Veto Act in this fashion, it would have ensured that when the constitutionality of the Act was inevitably challenged, the challenge would have been based on terms most favorable to the Executive. Brownell suggested that a test case brought forth on the grounds of national security would have likely acknowledged the existence of " National Security Rescission", "a narrow statutory construction limiting the area of presidential cancellation power to within the field of national security. Such a result ... would have assured that the President maintained cancellation authority over a sixth of the federal budget." Steven G. Calabresi argued that although the Court had denied this, the instant decision was really a "
Nondelegation doctrine The doctrine of nondelegation (or non-delegation principle) is the theory that one branch of government must not authorize another entity to exercise the power or function which it is constitutionally authorized to exercise itself. It is wikt:exp ...
case masquerading as a
bicameralism Bicameralism is a type of legislature that is divided into two separate Deliberative assembly, assemblies, chambers, or houses, known as a bicameral legislature. Bicameralism is distinguished from unicameralism, in which all members deliberate ...
and presentment case". He also suggested that this decision was "the blockbuster separation of powers case of the Rehnquist years".


Subsequent developments

Though the Supreme Court struck down the Line Item Veto Act in 1998, President
George W. Bush George Walker Bush (born July 6, 1946) is an American politician and businessman who was the 43rd president of the United States from 2001 to 2009. A member of the Bush family and the Republican Party (United States), Republican Party, he i ...
asked Congress to enact legislation that would return the line item veto power to the Executive. First announcing his intent to seek such legislation in his January 31, 2006 State of the Union address, President Bush sent a legislative proposal Legislative Line Item Veto Act of 2006 to Congress on March 6, 2006, urging its prompt passage. Senator
Bill Frist William Harrison Frist (born February 22, 1952) is an American physician, businessman, conservationist and policymaker who served as a United States Senator from Tennessee from 1995 to 2007. A member of the Republican Party, he also served as ...
, Senator
John McCain John Sidney McCain III (August 29, 1936 – August 25, 2018) was an American statesman and United States Navy, naval officer who represented the Arizona, state of Arizona in United States Congress, Congress for over 35 years, first as ...
, and Republican Whip Senator Mitch McConnell jointly introduced this proposal. On that same day, Joshua Bolten, the Director of the
Office of Management and Budget The Office of Management and Budget (OMB) is the largest office within the Executive Office of the President of the United States (EOP). The office's most prominent function is to produce the president's budget, while it also examines agency pro ...
, gave a press conference on the president's line-item veto proposal. Bolten explained that the proposed Act would give the President the ability to single out "wasteful" spending and to put such spending on hold. While the spending line-item is on hold, the President can send legislation to Congress to rescind the particular line-item. The proposal would then be considered in both houses within ten days on an up or down basis, and could be passed by a simple majority. Additionally, such proposals could not be
filibuster A filibuster is a political procedure in which one or more members of a legislative body prolong debate on proposed legislation so as to delay or entirely prevent a decision. It is sometimes referred to as "talking a bill to death" or "talking ...
ed. When asked how this proposed legislation was different from the 1996 Line Item Veto Act that was found unconstitutional by the United States Supreme Court, Bolten said that whereas the former act granted unilateral authority to the Executive to disallow specific spending line items, the new proposal would seek Congressional approval of such line-item vetoes. Thus, in order for the President to successfully rescind previously enacted spending, a simple majority of Congress is required to agree to specific legislation to that effect. Though the newer line-item veto proposal was much weaker than the 1996 version, it nevertheless failed to find strong support in Congress. Senator Robert C. Byrd of
West Virginia West Virginia is a mountainous U.S. state, state in the Southern United States, Southern and Mid-Atlantic (United States), Mid-Atlantic regions of the United States.The United States Census Bureau, Census Bureau and the Association of American ...
called it "an offensive slap at Congress", asserting that the legislation would enable the president to intimidate individual members of Congress by targeting the projects of his political opponents. He also complained that the line-item veto as proposed would take away Congress' constitutional " power of the purse" and give it to the executive branch. On June 8, 2006, Viet D. Dinh, Professor of Law at
Georgetown University Law Center Georgetown University Law Center is the Law school in the United States, law school of Georgetown University, a Private university, private research university in Washington, D.C., United States. It was established in 1870 and is the largest law ...
, and Nathan Sales, John M. Olin Fellow at Georgetown University Law Center testified by written statement before the House Committee on the Budget on the constitutional issues in connection with the proposed legislation. Dinh and Sales argued that the Legislative Line Item Veto Act of 2006 satisfies the Constitution's
Bicameralism Bicameralism is a type of legislature that is divided into two separate Deliberative assembly, assemblies, chambers, or houses, known as a bicameral legislature. Bicameralism is distinguished from unicameralism, in which all members deliberate ...
and Presentment Clause, and therefore avoids the constitutional issues raised in the 1996 Act struck down by the Supreme Court. They also stated that the proposed Act is consistent with the basic principle that grants Congress broad discretion to establish procedures to govern its internal operations. The proposed Act was approved by the House Budget Committee on June 14, 2006, by a vote of 24–9. It was approved in the full House on June 22. A similar bill was submitted in the Senate, but failed to win approval. The Legislative Line Item Veto Act has therefore not become law.


See also

* Line-item veto * '' INS v. Chadha'' (1983) * Signing statement * List of United States Supreme Court cases, volume 524 * List of United States Supreme Court cases * Lists of United States Supreme Court cases by volume


Notes


External links

* {{DEFAULTSORT:Clinton v. City of New York Presentment Clause case law United States Supreme Court cases United States Supreme Court cases of the Rehnquist Court United States separation of powers case law History of New York City Legal history of New York (state) Veto 1998 in United States case law 1998 in New York (state) 1998 in American politics United States nondelegation doctrine case law City of New York litigation