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In mathematics, the Cayley–Bacharach theorem is a statement about
cubic curve In mathematics, a cubic plane curve is a plane algebraic curve defined by a cubic equation : applied to homogeneous coordinates for the projective plane; or the inhomogeneous version for the affine space determined by setting in such an eq ...
s (plane curves of degree three) in the
projective plane In mathematics, a projective plane is a geometric structure that extends the concept of a plane. In the ordinary Euclidean plane, two lines typically intersect in a single point, but there are some pairs of lines (namely, parallel lines) that ...
. The original form states: :Assume that two cubics and in the projective plane meet in nine (different) points, as they do in general over an
algebraically closed field In mathematics, a field is algebraically closed if every non-constant polynomial in (the univariate polynomial ring with coefficients in ) has a root in . Examples As an example, the field of real numbers is not algebraically closed, because ...
. Then every cubic that passes through any eight of the points also passes through the ninth point. A more intrinsic form of the Cayley–Bacharach theorem reads as follows: :Every cubic curve over an
algebraically closed field In mathematics, a field is algebraically closed if every non-constant polynomial in (the univariate polynomial ring with coefficients in ) has a root in . Examples As an example, the field of real numbers is not algebraically closed, because ...
that passes through a given set of eight points also passes through (counting multiplicities) a ninth point which depends only on . A related result on conics was first proved by the French geometer
Michel Chasles Michel Floréal Chasles (; 15 November 1793 – 18 December 1880) was a French mathematician. Biography He was born at Épernon in France and studied at the École Polytechnique in Paris under Siméon Denis Poisson. In the War of the Sixth Coal ...
and later generalized to cubics by
Arthur Cayley Arthur Cayley (; 16 August 1821 – 26 January 1895) was a prolific British mathematician who worked mostly on algebra. He helped found the modern British school of pure mathematics. As a child, Cayley enjoyed solving complex maths problems ...
and Isaak Bacharach.


Details

If seven of the points lie on a
conic In mathematics, a conic section, quadratic curve or conic is a curve obtained as the intersection of the surface of a cone with a plane. The three types of conic section are the hyperbola, the parabola, and the ellipse; the circle is a speci ...
, then the ninth point can be chosen on that conic, since will always contain the whole conic on account of
Bézout's theorem Bézout's theorem is a statement in algebraic geometry concerning the number of common zeros of polynomials in indeterminates. In its original form the theorem states that ''in general'' the number of common zeros equals the product of the deg ...
. In other cases, we have the following. :If no seven points out of are co-conic, then the
vector space In mathematics and physics, a vector space (also called a linear space) is a set whose elements, often called ''vectors'', may be added together and multiplied ("scaled") by numbers called ''scalars''. Scalars are often real numbers, but ca ...
of cubic homogeneous polynomials that vanish on (the
affine cone In linear algebra, a ''cone''—sometimes called a linear cone for distinguishing it from other sorts of cones—is a subset of a vector space that is closed under scalar multiplication; that is, is a cone if x\in C implies sx\in C for every . W ...
s of) (with multiplicity for double points) has
dimension In physics and mathematics, the dimension of a mathematical space (or object) is informally defined as the minimum number of coordinates needed to specify any point within it. Thus, a line has a dimension of one (1D) because only one coordin ...
two. In that case, every cubic through also passes through the intersection of any two different cubics through , which has at least nine points (over the
algebraic closure In mathematics, particularly abstract algebra, an algebraic closure of a field ''K'' is an algebraic extension of ''K'' that is algebraically closed. It is one of many closures in mathematics. Using Zorn's lemmaMcCarthy (1991) p.21Kaplansky ( ...
) on account of
Bézout's theorem Bézout's theorem is a statement in algebraic geometry concerning the number of common zeros of polynomials in indeterminates. In its original form the theorem states that ''in general'' the number of common zeros equals the product of the deg ...
. These points cannot be covered by only, which gives us . Since degenerate conics are a union of at most two lines, there are always four out of seven points on a degenerate conic that are collinear. Consequently: :If no seven points out of lie on a non-degenerate conic, and no four points out of lie on a line, then the
vector space In mathematics and physics, a vector space (also called a linear space) is a set whose elements, often called ''vectors'', may be added together and multiplied ("scaled") by numbers called ''scalars''. Scalars are often real numbers, but ca ...
of cubic
homogeneous polynomial In mathematics, a homogeneous polynomial, sometimes called quantic in older texts, is a polynomial whose nonzero terms all have the same degree. For example, x^5 + 2 x^3 y^2 + 9 x y^4 is a homogeneous polynomial of degree 5, in two variables; ...
s that vanish on (the affine cones of) has
dimension In physics and mathematics, the dimension of a mathematical space (or object) is informally defined as the minimum number of coordinates needed to specify any point within it. Thus, a line has a dimension of one (1D) because only one coordin ...
two. On the other hand, assume are collinear and no seven points out of are co-conic. Then no five points of and no three points of are collinear. Since will always contain the whole line through on account of
Bézout's theorem Bézout's theorem is a statement in algebraic geometry concerning the number of common zeros of polynomials in indeterminates. In its original form the theorem states that ''in general'' the number of common zeros equals the product of the deg ...
, the vector space of cubic homogeneous polynomials that vanish on (the affine cones of) is isomorphic to the vector space of quadratic homogeneous polynomials that vanish (the affine cones of) , which has dimension two. Although the sets of conditions for both ''dimension two'' results are different, they are both strictly ''weaker'' than full general positions: three points are allowed to be collinear, and six points are allowed to lie on a conic (in general two points determine a line and
five points determine a conic In Euclidean and projective geometry, just as two (distinct) points determine a line (a degree-1 plane curve), five points determine a conic (a degree-2 plane curve). There are additional subtleties for conics that do not exist for lines, and t ...
). For the Cayley–Bacharach theorem, it is necessary to have a family of cubics passing through the nine points, rather than a single one. According to
Bézout's theorem Bézout's theorem is a statement in algebraic geometry concerning the number of common zeros of polynomials in indeterminates. In its original form the theorem states that ''in general'' the number of common zeros equals the product of the deg ...
, two different cubic curves over an
algebraically closed field In mathematics, a field is algebraically closed if every non-constant polynomial in (the univariate polynomial ring with coefficients in ) has a root in . Examples As an example, the field of real numbers is not algebraically closed, because ...
which have no common irreducible component meet in exactly nine points (counted with multiplicity). The Cayley–Bacharach theorem thus asserts that the last point of intersection of any two members in the family of curves does not move if eight intersection points (without seven co-conic ones) are already prescribed.


Applications

A special case is
Pascal's theorem In projective geometry, Pascal's theorem (also known as the ''hexagrammum mysticum theorem'') states that if six arbitrary points are chosen on a conic (which may be an ellipse, parabola or hyperbola in an appropriate affine plane) and joined by ...
, in which case the two cubics in question are all degenerate: given six points on a conic (a hexagon), consider the lines obtained by extending opposite sides – this yields two cubics of three lines each, which intersect in 9 points – the 6 points on the conic, and 3 others. These 3 additional points lie on a line, as the conic plus the line through any two of the points is a cubic passing through 8 of the points. A second application is
Pappus's hexagon theorem In mathematics, Pappus's hexagon theorem (attributed to Pappus of Alexandria) states that *given one set of collinear points A, B, C, and another set of collinear points a,b,c, then the intersection points X,Y,Z of line pairs Ab and aB, Ac an ...
, similar to the above, but the six points are on two lines instead of on a conic. Finally, a third case is found for proving the associativity of
elliptic curve In mathematics, an elliptic curve is a smooth, projective, algebraic curve of genus one, on which there is a specified point . An elliptic curve is defined over a field and describes points in , the Cartesian product of with itself. If ...
point addition. Let a first cubic contain the three lines BC, O(A+B) and A(B+C); and a second cubic containing the three lines AB, O(B+C) and C(A+B). The following eight points are common to both cubics: A, B, C, A+B, -A-B, B+C, -B-C, O. Hence their ninth points must be the same -A-(B+C)=-(A+B)-C, giving the associativity.


Dimension counting

One can understand the Cayley–Bacharach theorem, and why it arises for degree 3, by dimension counting. Simply stated, nine points determine a cubic, but in general define a ''unique'' cubic. Thus if the nine points lie on more than one cubic, equivalently on the intersection of two cubics (as ), they are not in
general position In algebraic geometry and computational geometry, general position is a notion of genericity for a set of points, or other geometric objects. It means the ''general case'' situation, as opposed to some more special or coincidental cases that are ...
– they are overdetermined by one dimension – and thus cubics passing through them satisfying one additional constraint, as reflected in the "eight implies nine" property. The general phenomenon is called ''superabundance''; see Riemann–Roch theorem for surfaces.


Details

Formally, first recall that given two curves of degree , they define a
pencil A pencil () is a writing or drawing implement with a solid pigment core in a protective casing that reduces the risk of core breakage, and keeps it from marking the user's hand. Pencils create marks by physical abrasion, leaving a trail ...
(one-parameter
linear system In systems theory, a linear system is a mathematical model of a system based on the use of a linear operator. Linear systems typically exhibit features and properties that are much simpler than the nonlinear case. As a mathematical abstraction or ...
) of degree curves by taking projective linear combinations of the defining equations; this corresponds to two points determining a projective line in the
parameter space The parameter space is the space of possible parameter values that define a particular mathematical model, often a subset of finite-dimensional Euclidean space. Often the parameters are inputs of a function, in which case the technical term for the ...
of curves, which is simply projective space. The Cayley–Bacharach theorem arises for high degree because the number of intersection points of two curves of degree , namely (by
Bézout's theorem Bézout's theorem is a statement in algebraic geometry concerning the number of common zeros of polynomials in indeterminates. In its original form the theorem states that ''in general'' the number of common zeros equals the product of the deg ...
), grows faster than the number of points needed to define a curve of degree , which is given by :\frac - 1 = \frac. These first agree for , which is why the Cayley–Bacharach theorem occurs for cubics, and for higher degree is greater, hence the higher degree generalizations. In detail, the number of points required to determine a curve of degree is the number of
monomial In mathematics, a monomial is, roughly speaking, a polynomial which has only one term. Two definitions of a monomial may be encountered: # A monomial, also called power product, is a product of powers of variables with nonnegative integer expon ...
s of degree , minus 1 from projectivization. For the first few these yield: * 2 and 1: two points determine a line, two lines intersect in a point, * 5 and 4:
five points determine a conic In Euclidean and projective geometry, just as two (distinct) points determine a line (a degree-1 plane curve), five points determine a conic (a degree-2 plane curve). There are additional subtleties for conics that do not exist for lines, and t ...
, two conics intersect in four points, * 9 and 9: nine points determine a cubic, two cubics intersect in nine points, * 14 and 16. Thus these first agree for 3, and the number of intersections is larger when . The meaning of this is that the 9 points of intersection of two cubics are in special position with respect to cubics, a fortiori for higher degree, but ''unlike'' for lower degree: two lines intersect in a point, which is trivially in general linear position, and two quadratics intersect in four points, which (assuming the quadratics are irreducible so no three points are collinear) are in general quadratic position because five points determine a quadratic, and any four points (in general linear position) have a pencil of quadratics through them, since the system is underdetermined. For cubics, nine points determine a cubic, but in general they determine a ''unique'' cubic – thus having two different cubics pass through them (and thus a pencil) is special – the solution space is one dimension higher than expected, and thus the solutions satisfy an additional constraint, namely the "8 implies 9" property. More concretely, because the
vector space In mathematics and physics, a vector space (also called a linear space) is a set whose elements, often called ''vectors'', may be added together and multiplied ("scaled") by numbers called ''scalars''. Scalars are often real numbers, but ca ...
of
homogeneous polynomial In mathematics, a homogeneous polynomial, sometimes called quantic in older texts, is a polynomial whose nonzero terms all have the same degree. For example, x^5 + 2 x^3 y^2 + 9 x y^4 is a homogeneous polynomial of degree 5, in two variables; ...
s of degree three in three variables has dimension , the system of cubic curves passing through eight (different) points is parametrized by a vector space of dimension (the vanishing of the polynomial at one point imposes a single linear condition). It can be shown that the dimension is ''exactly'' two if no four of the points are collinear and no seven points lie on a conic. The Cayley–Bacharach theorem can be deduced from this fact. chapter 5, section 4 (The cubic surface in \mathbf^3), Corollary 4.5.


See also

*
Linear system of divisors In algebraic geometry, a linear system of divisors is an algebraic generalization of the geometric notion of a family of curves; the dimension of the linear system corresponds to the number of parameters of the family. These arose first in the f ...


References


Footnotes


Bibliography

*
Michel Chasles Michel Floréal Chasles (; 15 November 1793 – 18 December 1880) was a French mathematician. Biography He was born at Épernon in France and studied at the École Polytechnique in Paris under Siméon Denis Poisson. In the War of the Sixth Coal ...
, ''Traité des sections coniques'', Gauthier-Villars, Paris, 1885. * * * Edward D. Davis, Anthony V. Geramita, and Ferruccio Orecchia, ''Gorenstein algebras and Cayley–Bacharach theorem'',
Proceedings of the American Mathematical Society ''Proceedings of the American Mathematical Society'' is a monthly peer-reviewed scientific journal of mathematics published by the American Mathematical Society. As a requirement, all articles must be at most 15 printed pages. According to the ...
93 (1985), 593–597. *
David Eisenbud David Eisenbud (born 8 April 1947 in New York City) is an American mathematician. He is a professor of mathematics at the University of California, Berkeley and Director of the Mathematical Sciences Research Institute (MSRI); he previously ser ...
, Mark Green, and Joe Harris
''Cayley–Bacharach theorems and conjectures''
Bulletin of the American Mathematical Society The ''Bulletin of the American Mathematical Society'' is a quarterly mathematical journal published by the American Mathematical Society. Scope It publishes surveys on contemporary research topics, written at a level accessible to non-experts. I ...
33 (1996), no. 3, 295—324. * {{DEFAULTSORT:Cayley-Bacharach theorem Algebraic curves Theorems in projective geometry Theorems in algebraic geometry