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Carl Lotus Becker (September 7, 1873 – April 10, 1945) was an American historian of the
Age of Enlightenment The Age of Enlightenment or the Enlightenment; german: Aufklärung, "Enlightenment"; it, L'Illuminismo, "Enlightenment"; pl, Oświecenie, "Enlightenment"; pt, Iluminismo, "Enlightenment"; es, La Ilustración, "Enlightenment" was an intel ...
in America and Europe.


Life

He was born in
Waterloo, Iowa Waterloo is a city in and the county seat of Black Hawk County, Iowa, United States. As of the 2020 United States Census the population was 67,314, making it the eighth-largest city in the state. The city is part of the Waterloo – Cedar Falls ...
. He enrolled at the
University of Wisconsin A university () is an institution of higher (or tertiary) education and research which awards academic degrees in several academic disciplines. Universities typically offer both undergraduate and postgraduate programs. In the United Stat ...
in 1893 as an undergraduate, and while there, he gradually gained an interest in studying history. Remaining for graduate work, Becker studied under
Frederick Jackson Turner Frederick Jackson Turner (November 14, 1861 – March 14, 1932) was an American historian during the early 20th century, based at the University of Wisconsin until 1910, and then Harvard University. He was known primarily for his frontier thes ...
, who became his doctoral adviser there. Becker received his Ph.D. in 1907. Becker taught at Pennsylvania State College, Dartmouth, and Minnesota. He was Professor of History at the
University of Kansas The University of Kansas (KU) is a public research university with its main campus in Lawrence, Kansas, United States, and several satellite campuses, research and educational centers, medical centers, and classes across the state of Kansas. T ...
from 1902 to 1916. He then became John Wendell Anderson Professor of History in the Department of History at
Cornell University Cornell University is a private statutory land-grant research university based in Ithaca, New York. It is a member of the Ivy League. Founded in 1865 by Ezra Cornell and Andrew Dickson White, Cornell was founded with the intention to tea ...
from 1917 to 1941. He was elected a fellow of the
American Academy of Arts and Sciences The American Academy of Arts and Sciences (abbreviation: AAA&S) is one of the oldest learned societies in the United States. It was founded in 1780 during the American Revolution by John Adams, John Hancock, James Bowdoin, Andrew Oliver, a ...
in 1923. Becker died in
Ithaca, New York Ithaca is a city in the Finger Lakes region of New York, United States. Situated on the southern shore of Cayuga Lake, Ithaca is the seat of Tompkins County and the largest community in the Ithaca metropolitan statistical area. It is named ...
. Cornell has recognized his work as an educator by naming one of its five new residential colleges the Carl Becker House.


Writing

Carl Becker's 1915 ''The Beginnings of the American People'' is often cited for a description of "colonial merchants" as "sunshine patriots." The "sunshine patriot" only appeared once in this book, and that in a quotation from Thomas Paine's first '' American Crisis'' essay, which concluded a series of parallelisms that in turn presaged the introduction of General
George Washington George Washington (February 22, 1732, 1799) was an American military officer, statesman, and Founding Father who served as the first president of the United States from 1789 to 1797. Appointed by the Continental Congress as commander of ...
to the narrative. In this particular passage, Becker attempted to illustrate the "profound disillusionment" of the early years of the Revolutionary War, demonstrated by how "drudgery in obscure committee rooms was valued above declamation...the practical sense of Robert Morris counted for more than the finished oratory of Richard Henry Lee...when a febrile enthusiasm for liberty and the just rights of humanity seemed strangely transformed into the sordid spirit of the money-changer... nd finallythe times that tried men's souls, when 'the summer soldier and the sunshine patriot...shrinks from the service of his country, but he that stands...deserves the love of man and woman.' " The "sordid money-changer" was as guilty of an ebbing of revolutionary sentiments as "the sunshine patriot," but Becker did not explicitly define the latter as the former.


''The Heavenly City of the Eighteenth-Century Philosophers'' (1932)

Becker is best known for ''The Heavenly City of the Eighteenth-Century Philosophers'' (1932), four lectures on
The Enlightenment The Age of Enlightenment or the Enlightenment; german: Aufklärung, "Enlightenment"; it, L'Illuminismo, "Enlightenment"; pl, Oświecenie, "Enlightenment"; pt, Iluminismo, "Enlightenment"; es, La Ilustración, "Enlightenment" was an intel ...
delivered at
Yale University Yale University is a private research university in New Haven, Connecticut. Established in 1701 as the Collegiate School, it is the third-oldest institution of higher education in the United States and among the most prestigious in the w ...
. According to
Peter Gay Peter Joachim Gay (né Fröhlich; June 20, 1923 – May 12, 2015) was a German-American historian, educator, and author. He was a Sterling Professor of History at Yale University and former director of the New York Public Library's Center for Sc ...
in 1957:
Its urbane and acidulous dissection of the philosophes has had great and lasting influence; few recent books on European intellectual history have been as widely read and as generously received. It is that rare work of scholarship that is also a work of literature--a masterpiece of persuasion that has done more to shape the current image of the enlightenment than any other book. Despite the skepticism of some professional historians, its witty formulations have been accepted by a generation of students and borrowed in textbook after textbook.
Becker's assertion that philosophies, in the "
Age of Reason The Age of reason, or the Enlightenment, was an intellectual and philosophical movement that dominated the world of ideas in Europe during the 17th to 19th centuries. Age of reason or Age of Reason may also refer to: * Age of reason (canon law), ...
," relied far more upon
Christian Christians () are people who follow or adhere to Christianity, a monotheistic Abrahamic religion based on the life and teachings of Jesus Christ. The words ''Christ'' and ''Christian'' derive from the Koine Greek title ''Christós'' (Χρι� ...
assumptions than they cared to admit, has been influential, but has also been much attacked, notably by
Peter Gay Peter Joachim Gay (né Fröhlich; June 20, 1923 – May 12, 2015) was a German-American historian, educator, and author. He was a Sterling Professor of History at Yale University and former director of the New York Public Library's Center for Sc ...
. Interest in the book is partly explained by this passage (p. 47): This isolation of vocabularies of the epoch chimes with much later work, even if the rest of the book is essayistic in approach. Certain scholars consequently classify Becker as a "relativist." This "relativism" was more akin to "
pragmatism Pragmatism is a philosophical tradition that considers words and thought as tools and instruments for prediction, problem solving, and action, and rejects the idea that the function of thought is to describe, represent, or mirror reality. ...
" ("pragmatic relativism") as well as Saussurean linguistics and diachrony. Johnson Kent Wright writes:


Political views

Interviewed for the pamphlet ''Writers Take Sides: Letters about the War in Spain from 418 American Authors'' Becker supported the Spanish Republicans."400 To 1 Against Franco"
''
The Milwaukee Journal The ''Milwaukee Journal Sentinel'' is a daily morning broadsheet printed in Milwaukee, Wisconsin, where it is the primary newspaper. It is also the largest newspaper in the state of Wisconsin, where it is widely distributed. It is currently ...
'', May 17, 1938.
He also stated his opposition to
dictatorship A dictatorship is a form of government which is characterized by a leader, or a group of leaders, which holds governmental powers with few to no limitations on them. The leader of a dictatorship is called a dictator. Politics in a dictatorship a ...
in general. In 1910, Carl Becker assessed Progressive Era Kansas Americanization, which included state temperance amendments and legislation, as an "individualism of conformity, not of revolt." Becker added that this "individualism lsomeans the ability of the individual to succeed," infusing early twentieth-century "Kansans" with "hair-triggered" vigilance that found "expression in the romantic devotion of people to the state, in a certain alert sensitiveness to criticism from outside." In addition, Becker attempted to sustain, rather than relativize, John Dewey's "effective freedom" and "negative freedom" in polities that attempted to advance both, usually under the rubric of a
Progressive Era The Progressive Era (late 1890s – late 1910s) was a period of widespread social activism and political reform across the United States focused on defeating corruption, monopoly, waste and inefficiency. The main themes ended during Am ...
variant of proto- Crocean
social liberalism Social liberalism (german: Sozialliberalismus, es, socioliberalismo, nl, Sociaalliberalisme), also known as new liberalism in the United Kingdom, modern liberalism, or simply liberalism in the contemporary United States, left-liberalism ...
. The dreaded "proto-" derives from Becker's arguments for
social liberalism Social liberalism (german: Sozialliberalismus, es, socioliberalismo, nl, Sociaalliberalisme), also known as new liberalism in the United Kingdom, modern liberalism, or simply liberalism in the contemporary United States, left-liberalism ...
prior to the 1922 publication of his first (in a series) of reviews on Crocean philosophy. Dewey advocated for early twentieth-century
social democracy Social democracy is a political, social, and economic philosophy within socialism that supports political and economic democracy. As a policy regime, it is described by academics as advocating economic and social interventions to promote s ...
in Europe prior to the 1920s, but Becker's perspectives on this
Progressive Era The Progressive Era (late 1890s – late 1910s) was a period of widespread social activism and political reform across the United States focused on defeating corruption, monopoly, waste and inefficiency. The main themes ended during Am ...
endorsement as well as variegated notions of
market socialism Market socialism is a type of economic system involving the public, cooperative, or social ownership of the means of production in the framework of a market economy, or one that contains a mix of worker-owned, nationalized, and privately owned ...
during this period remain subjects of scholarly inquiry. For his part, Dewey's "negative freedom" did not exclude ideas on degrees of
free market In economics, a free market is an economic system in which the prices of goods and services are determined by supply and demand expressed by sellers and buyers. Such markets, as modeled, operate without the intervention of government or any ot ...
s (which
myriad A myriad (from Ancient Greek grc, μυριάς, translit=myrias, label=none) is technically the number 10,000 (ten thousand); in that sense, the term is used in English almost exclusively for literal translations from Greek, Latin or Sinospher ...
socialists Socialism is a left-wing economic philosophy and movement encompassing a range of economic systems characterized by the dominance of social ownership of the means of production as opposed to private ownership. As a term, it describes the econ ...
chastised and chastise him for). These contentions presaged fascist exploitation of Crocean philosophy and the eponymous philosopher's condemnation of the same. Becker did address the multivalent consequences of "free trade" ideas in history, but decidedly argued that these ideas ran counter to the aspirations of
representative democracy Representative democracy, also known as indirect democracy, is a type of democracy where elected people represent a group of people, in contrast to direct democracy. Nearly all modern Western-style democracies function as some type of represe ...
. In his 1919 free trade in ideas dissent for '' Abrams v. United States'', at the height of the First Red Scare, Oliver Wendell Holmes, Jr., held that a dichotomous understanding of
Progressive Era The Progressive Era (late 1890s – late 1910s) was a period of widespread social activism and political reform across the United States focused on defeating corruption, monopoly, waste and inefficiency. The main themes ended during Am ...
"negative freedom," between
civil liberties Civil liberties are guarantees and freedoms that governments commit not to abridge, either by constitution, legislation, or judicial interpretation, without due process. Though the scope of the term differs between countries, civil liberties ma ...
in society on the one hand, and degrees of "free trade" in private as well as public economic sectors on the other, could still potentially result in the latter branch shaping, and even subsuming, the former branch. After the Holmes dissent, Becker began to study conflicts over natural rights philosophy in United States history. James Ceaser argues that Becker ultimately found "natural rights" to be "meaningless" in the "modern world." In his 1922 ''The Declaration of Independence: A Study in the History of Political Ideas'', for example, Becker concluded that debates over establishing "authority" in "essential natural rights," while crucial for the "emotional inspiration" and "justification" of the "Founding," nevertheless had been rendered "meaningless" by attempts to enumerate seemingly countless natural rights ("What were they? Was there any sure way of finding out?") and by the "harsh realities of the modern world"—the "trend of action," "trenchant scientific criticism," and "temporary hypotheses" inherent in nationalism, industrialism, and an "aggressive imperialism." Given that Becker did not examine
federalism Federalism is a combined or compound mode of government that combines a general government (the central or "federal" government) with regional governments ( provincial, state, cantonal, territorial, or other sub-unit governments) in a single ...
, he did not fully explicate the legal history of the Ninth Amendment in addressing the former dilemma. Becker continued criticizing natural rights philosophy revivals in his 1932 ''The Heavenly City of the Eighteenth-Century Philosophers'', but both implicitly and explicitly indicated that such ideas could not be effaced from polities past, present, and future. Becker subsequently turned to examining enumerated natural rights as
civil liberties Civil liberties are guarantees and freedoms that governments commit not to abridge, either by constitution, legislation, or judicial interpretation, without due process. Though the scope of the term differs between countries, civil liberties ma ...
within the changes and continuities that underpinned the Atlantic history of his previous
Progressive Era The Progressive Era (late 1890s – late 1910s) was a period of widespread social activism and political reform across the United States focused on defeating corruption, monopoly, waste and inefficiency. The main themes ended during Am ...
social liberalism Social liberalism (german: Sozialliberalismus, es, socioliberalismo, nl, Sociaalliberalisme), also known as new liberalism in the United Kingdom, modern liberalism, or simply liberalism in the contemporary United States, left-liberalism ...
and, at the end of the interwar period, his endorsement of a United States variant of early twentieth-century
social democracy Social democracy is a political, social, and economic philosophy within socialism that supports political and economic democracy. As a policy regime, it is described by academics as advocating economic and social interventions to promote s ...
. Alexander Jacobs contends that, in Becker's later writings, such as the 1936-41 essays collected in ''New Liberties for Old'' and the 1944-45 "Freedom and Responsibility in the American Way of Life ," Becker found " 'democracy' " to be the preferred mode of government if " 'traditional democratic ideology' " sought to "secure these values with a 'minimum of coercion.' " But Becker attempted to balance his history of
civil liberties Civil liberties are guarantees and freedoms that governments commit not to abridge, either by constitution, legislation, or judicial interpretation, without due process. Though the scope of the term differs between countries, civil liberties ma ...
with an analysis of
welfare state A welfare state is a form of government in which the state (or a well-established network of social institutions) protects and promotes the economic and social well-being of its citizens, based upon the principles of equal opportunity, equita ...
s, the latter endeavor undermining his "post-progressive" disenchantment: “ 'what the common man needs is the opportunity to acquire by his own effort, in an occupation for which he is fitted, the economic security which is essential to decent and independent living.' ” Becker further identified four models of (federal) statist "collectivism," rejecting "Socialism, Communism, ndFascism," yet endorsing " 'what for lack of a better term we may call Social Democracy.' " He described the " 'Social' " in his U.S. variant of early twentieth-century
social democracy Social democracy is a political, social, and economic philosophy within socialism that supports political and economic democracy. As a policy regime, it is described by academics as advocating economic and social interventions to promote s ...
as " 'whatever restrictions of economic enterprise may be necessary for the economic welfare of the people as a whole.' " His role (if any) in the founding of the
Liberal Party of New York The Liberal Party of New York is a political party in New York. Its platform supports a standard set of socially liberal policies, including abortion rights, increased spending on education, and universal health care. History The Liberal Part ...
, a haven for social democrats in its early "left of left" years, remains a subject of scholarly inquiry. Carl Becker's
Progressive Era The Progressive Era (late 1890s – late 1910s) was a period of widespread social activism and political reform across the United States focused on defeating corruption, monopoly, waste and inefficiency. The main themes ended during Am ...
social liberalism Social liberalism (german: Sozialliberalismus, es, socioliberalismo, nl, Sociaalliberalisme), also known as new liberalism in the United Kingdom, modern liberalism, or simply liberalism in the contemporary United States, left-liberalism ...
and his endorsement of "post-progressive"
social democracy Social democracy is a political, social, and economic philosophy within socialism that supports political and economic democracy. As a policy regime, it is described by academics as advocating economic and social interventions to promote s ...
, advancing both
civil liberties Civil liberties are guarantees and freedoms that governments commit not to abridge, either by constitution, legislation, or judicial interpretation, without due process. Though the scope of the term differs between countries, civil liberties ma ...
and the
welfare state A welfare state is a form of government in which the state (or a well-established network of social institutions) protects and promotes the economic and social well-being of its citizens, based upon the principles of equal opportunity, equita ...
in the absence of
Communism Communism (from Latin la, communis, lit=common, universal, label=none) is a far-left sociopolitical, philosophical, and economic ideology and current within the socialist movement whose goal is the establishment of a communist society, ...
as well as myriad degrees of
free market In economics, a free market is an economic system in which the prices of goods and services are determined by supply and demand expressed by sellers and buyers. Such markets, as modeled, operate without the intervention of government or any ot ...
s, faced challenges similar to that of Crocean philosophy. His guarded criticism of U.S. engagement in the Second World War, however, stemmed more from regrets over the First Red Scare and his qualified support for the Preparedness Movement than concerns about the exploitation of rational-critical dichotomies in notions of "negative freedom" as well as, in turn, the
Progressive Era The Progressive Era (late 1890s – late 1910s) was a period of widespread social activism and political reform across the United States focused on defeating corruption, monopoly, waste and inefficiency. The main themes ended during Am ...
conceptual bifurcation of "negative freedom" and "effective freedom." In 1944 lectures delivered at the University of Michigan, published posthumously at the end of the following year, Becker proposed what has been described as a positive notion of public responsibility and provided a summation of his years of studying the history of civil liberties in the United States—including the
Second Amendment The second (symbol: s) is the unit of time in the International System of Units (SI), historically defined as of a day – this factor derived from the division of the day first into 24 hours, then to 60 minutes and finally to 60 seconds each ...
. "Take first the civil liberties," Becker averred, for "all of these (with the possible exception of the right to bear arms, which seems now advantageous chiefly to gangsters) are, in respect to the end contemplated, invaluable and should be preserved." This exception, though, would undoubtedly prove significant because "one may well ask whether they dditional civil libertiesare defined in the bill of rights with sufficient care to attain the end desired in the complex social conditions of the modern world." In a dénouement to another aspect of his historiography, the ailing Becker distinguished his previous "pragmatic relativism" from a similar "relativist philosophy with which he had previously been identified"---the same "relativist philosophy" that a growing chorus of twenty-first-century scholars speculate his historical interpretations ultimately fell prey to. Becker believed that this particular "relativist trend" in scholarship would and did facilitate "anti-intellectualism" and sowed the seeds of
fascism Fascism is a far-right, authoritarian, ultra-nationalist political ideology and movement,: "extreme militaristic nationalism, contempt for electoral democracy and political and cultural liberalism, a belief in natural social hierarchy and t ...
. In one of his last major pieces of writing, he observed that " 'the anti-intellectual relativist trend of thought reaches a final, fantastic form: truth and morality turn out to be relative to the purposes of any egocentric somnambulist who can succeed, by a ruthless projection of his personality, in creating the power to impose his unrestrained will upon the world.' " Over sixty years later, in a final twist of irony, one of his posthumous critics offered a countervailing argument for "totalitarian" figures pursuing "perfectionist ideas" within, rather than "relativizing," a conceptual category of "positive liberty."


Works

*
The History of Political Parties in the Province of New York, 1760–1776
' (1908) *
Kansas
' (1910) *
The Beginnings of the American People
' (1915) *
The Eve of the Revolution
' (1918) *
America's war aims and peace program
', editor (1918) *
The United States: An Experiment in Democracy
' (1920) *
The Declaration of Independence—A Study in the History of Political Ideas
' (1922, 1942) * ''Our Great Experiment in Democracy'' (1924) * ''The Spirit of '76'' (with G.M. Clark and W.E. Dodd) (1926) * ''Modern History'' (1931) *

' (1931) * ''The Heavenly City of the Eighteenth-Century Philosophers'' (1932) * ''Progress and Power'' (1936) * ''Story of Civilization'' (with Frederic Duncalf) (1938) * ''Modern Democracy'' (1941) * ''New Liberties for Old'' (1941) * ''Cornell University: Founders and the Founding'' (1943) * ''How New Will the Better World Be?—A Discussion of Post-War Reconstruction'' (1944) * ''Freedom and Responsibility in the American Way of Life'' (1945) * ''Freedom of Speech and Press'' * "What are Historical Facts" * ''Benjamin Franklin'', published in 1946, after Becker's death


Quotes

*"The temperament, the objects and the methods of a
Mussolini Benito Amilcare Andrea Mussolini (; 29 July 188328 April 1945) was an Italian politician and journalist who founded and led the National Fascist Party. He was Prime Minister of Italy from the March on Rome in 1922 until Fall of the Fascist re ...
, a
Hitler Adolf Hitler (; 20 April 188930 April 1945) was an Austrian-born German politician who was dictator of Nazi Germany, Germany from 1933 until Death of Adolf Hitler, his death in 1945. Adolf Hitler's rise to power, He rose to power as the le ...
, a Stalin represent everything that I most profoundly despise". *"Freedom and responsibility." This saying, from a 1943 lecture, has been frequently misquoted. When Cornell memorialized Becker by naming a residential college in his honor, the university commissioned a large stone placard to be affixed to the building's entryway reading "FREEDOM WITH RESPONSIBILITY".


References


Further reading

* Bailyn, Bernard. “Becker, Andrews, and the Image of Colonial Origins.” ''New England Quarterly'' 29#4 (1956), pp. 522–34
online
* Breisach, Ernst. "Carl Becker" in Kelly Boyd, ed. ''Encyclopedia of Historians and Historical Writing, vol 1'' (1999) pp 85–86. * Brown, Robert E. ''Carl Becker on history and the American Revolution'' (1970
online
* Cairns, John C. “Carl Becker: An American Liberal.” ''Journal of Politics'' 16#4 (1954), pp. 623–44
online
* Gay, Peter. “Carl Becker’s Heavenly City.” ''Political Science Quarterly'' 72#2, (1957), pp. 182–99
online
* Gershoy, Leo. "Carl Becker on Progress and Power" ''American Historical Review'' 55#1 (1949), pp. 22–35
online
*Griffes, Milan.
The Origin and Development of Carl Becker’s Historiography
' * Noble, David W. “Carl Becker: Science, Relativism, and the Dilemma of Diderot.” ''Ethics'' 67#4 (1957), pp. 233–48
online
* Smith, Charlotte W. "Carl Becker: The Historian as a Literary Craftsman" ''William and Mary Quarterly'' 9#3 (1952), pp. 291–316
online
* Smith, Charlotte W. ''Carl Becker: On History & the Climate of Opinion '' (1956
online
* Strout, Cushing''The Pragmatic Revolt in American History: Carl Becker and Charles Beard'' (1958
online
* Wilkins, Burleigh T. ''Carl Becker: A Biographical Study in American Intellectual History'' (1961
online
* Wilson, Clyde N. ''Twentieth-Century American Historians'' (Gale: 1983) pp 57–63 * Zagorin, Perez. “Carl Becker on History Professor Becker’s Two Histories: A Skeptical Fallacy.” ''American Historical Review'' 62#1 (1956), pp. 1–11
online


Primary sources

* Kammen, Michael, ed. ''What is the good of history?" Selected letters of Carl L. Becker, 1900 -1945'' (Cornell UP, 1973
online
* Snyder, Phil L. ''Detachment and the writing of history: essays and letters of Carl L. Becker'' (Cornell UP, 1958
online


External links

* Historiographical Blurb and JSTOR listin

* * * *
The Origin and Development of Carl Becker’s Historiography
' {{DEFAULTSORT:Becker, Carl L. 1945 deaths 1873 births Cornell University Department of History faculty Fellows of the American Academy of Arts and Sciences Historians of the United States Writers from Waterloo, Iowa Presidents of the American Historical Association University of Wisconsin–Madison College of Letters and Science alumni Historians from Iowa Members of the American Academy of Arts and Letters