algebra
Algebra is a branch of mathematics that deals with abstract systems, known as algebraic structures, and the manipulation of expressions within those systems. It is a generalization of arithmetic that introduces variables and algebraic ope ...
, a cubic equation in one variable is an
equation
In mathematics, an equation is a mathematical formula that expresses the equality of two expressions, by connecting them with the equals sign . The word ''equation'' and its cognates in other languages may have subtly different meanings; for ...
of the form
in which is not zero.
The solutions of this equation are called
roots
A root is the part of a plant, generally underground, that anchors the plant body, and absorbs and stores water and nutrients.
Root or roots may also refer to:
Art, entertainment, and media
* ''The Root'' (magazine), an online magazine focusin ...
of the cubic function defined by the left-hand side of the equation. If all of the coefficients , , , and of the cubic equation are
real number
In mathematics, a real number is a number that can be used to measure a continuous one- dimensional quantity such as a duration or temperature. Here, ''continuous'' means that pairs of values can have arbitrarily small differences. Every re ...
s, then it has at least one real root (this is true for all odd-degree polynomial functions). All of the roots of the cubic equation can be found by the following means:
* algebraically: more precisely, they can be expressed by a ''cubic formula'' involving the four coefficients, the four basic
arithmetic operations
Arithmetic is an elementary branch of mathematics that deals with numerical operations like addition, subtraction, multiplication, and Division (mathematics), division. In a wider sense, it also includes exponentiation, extraction of nth root, ...
, square roots, and cube roots. (This is also true of quadratic (second-degree) and quartic (fourth-degree) equations, but not for higher-degree equations, by the Abel–Ruffini theorem.)
* trigonometrically
* numerical approximations of the roots can be found using root-finding algorithms such as Newton's method.
The coefficients do not need to be real numbers. Much of what is covered below is valid for coefficients in any field with characteristic other than 2 and 3. The solutions of the cubic equation do not necessarily belong to the same field as the coefficients. For example, some cubic equations with rational coefficients have roots that are irrational (and even non-real)
complex number
In mathematics, a complex number is an element of a number system that extends the real numbers with a specific element denoted , called the imaginary unit and satisfying the equation i^= -1; every complex number can be expressed in the for ...
s.
History
Cubic equations were known to the ancient Babylonians, Greeks, Chinese, Indians, and Egyptians.
Babylonia
Babylonia (; , ) was an Ancient history, ancient Akkadian language, Akkadian-speaking state and cultural area based in the city of Babylon in central-southern Mesopotamia (present-day Iraq and parts of Kuwait, Syria and Iran). It emerged as a ...
n (20th to 16th centuries BC) cuneiform tablets have been found with tables for calculating cubes and cube roots. The Babylonians could have used the tables to solve cubic equations, but no evidence exists to confirm that they did. The problem of doubling the cube involves the simplest and oldest studied cubic equation, and one for which the ancient Egyptians did not believe a solution existed. In the 5th century BC,
Hippocrates
Hippocrates of Kos (; ; ), also known as Hippocrates II, was a Greek physician and philosopher of the Classical Greece, classical period who is considered one of the most outstanding figures in the history of medicine. He is traditionally referr ...
reduced this problem to that of finding two mean proportionals between one line and another of twice its length, but could not solve this with a compass and straightedge construction, a task which is now known to be impossible. Methods for solving cubic equations appear in '' The Nine Chapters on the Mathematical Art'', a Chinese mathematical text compiled around the 2nd century BC and commented on by
Liu Hui
Liu Hui () was a Chinese mathematician who published a commentary in 263 CE on ''Jiu Zhang Suan Shu ( The Nine Chapters on the Mathematical Art).'' He was a descendant of the Marquis of Zixiang of the Eastern Han dynasty and lived in the state ...
in the 3rd century.
In the 3rd century AD, the Greek mathematicianDiophantus found integer or rational solutions for some bivariate cubic equations ( Diophantine equations).Van der Waerden, Geometry and Algebra of Ancient Civilizations, chapter 4, Zurich 1983 Hippocrates, Menaechmus and
Archimedes
Archimedes of Syracuse ( ; ) was an Ancient Greece, Ancient Greek Greek mathematics, mathematician, physicist, engineer, astronomer, and Invention, inventor from the ancient city of Syracuse, Sicily, Syracuse in History of Greek and Hellenis ...
are believed to have come close to solving the problem of doubling the cube using intersecting conic sections, though historians such as Reviel Netz dispute whether the Greeks were thinking about cubic equations or just problems that can lead to cubic equations. Some others like T. L. Heath, who translated all of Archimedes's works, disagree, putting forward evidence that Archimedes really solved cubic equations using intersections of two conics, but also discussed the conditions where the roots are 0, 1 or 2.
In the 7th century, the
Tang dynasty
The Tang dynasty (, ; zh, c=唐朝), or the Tang Empire, was an Dynasties of China, imperial dynasty of China that ruled from 618 to 907, with an Wu Zhou, interregnum between 690 and 705. It was preceded by the Sui dynasty and followed ...
astronomer mathematician Wang Xiaotong in his mathematical treatise titled Jigu Suanjing systematically established and solved numerically 25 cubic equations of the form , 23 of them with , and two of them with .
In the 11th century, the Persian poet-mathematician,
Omar Khayyam
Ghiyāth al-Dīn Abū al-Fatḥ ʿUmar ibn Ibrāhīm Nīshābūrī (18 May 1048 – 4 December 1131) (Persian language, Persian: غیاث الدین ابوالفتح عمر بن ابراهیم خیام نیشابورﻯ), commonly known as Omar ...
(1048–1131), made significant progress in the theory of cubic equations. In an early paper, he discovered that a cubic equation can have more than one solution and stated that it cannot be solved using compass and straightedge constructions. He also found a geometric solution. In his later work, the '' Treatise on Demonstration of Problems of Algebra'', he wrote a complete classification of cubic equations with general geometric solutions found by means of intersecting conic sections. Khayyam made an attempt to come up with an algebraic formula for extracting cubic roots. He wrote:
“We have tried to express these roots by algebra but have failed. It may be, however, that men who come after us will succeed.”
In the 12th century, the Indian mathematician Bhaskara II attempted the solution of cubic equations without general success. However, he gave one example of a cubic equation: . In the 12th century, another Persian mathematician, Sharaf al-Dīn al-Tūsī (1135–1213), wrote the ''Al-Muʿādalāt'' (''Treatise on Equations''), which dealt with eight types of cubic equations with positive solutions and five types of cubic equations which may not have positive solutions. He used what would later be known as the '' Horner–Ruffini method'' to numerically approximate the
root
In vascular plants, the roots are the plant organ, organs of a plant that are modified to provide anchorage for the plant and take in water and nutrients into the plant body, which allows plants to grow taller and faster. They are most often bel ...
of a cubic equation. He also used the concepts of maxima and minima of curves in order to solve cubic equations which may not have positive solutions. He understood the importance of the discriminant of the cubic equation to find algebraic solutions to certain types of cubic equations.
In his book ''Flos'', Leonardo de Pisa, also known as
Fibonacci
Leonardo Bonacci ( – ), commonly known as Fibonacci, was an Italians, Italian mathematician from the Republic of Pisa, considered to be "the most talented Western mathematician of the Middle Ages".
The name he is commonly called, ''Fibonacci ...
(1170–1250), was able to closely approximate the positive solution to the cubic equation . Writing in Babylonian numerals he gave the result as 1,22,7,42,33,4,40 (equivalent to 1 + 22/60 + 7/602 + 42/603 + 33/604 + 4/605 + 40/606), which has a relative error of about 10−9.
In the early 16th century, the Italian mathematician Scipione del Ferro (1465–1526) found a method for solving a class of cubic equations, namely those of the form . In fact, all cubic equations can be reduced to this form if one allows and to be negative, but negative numbers were not known to him at that time. Del Ferro kept his achievement secret until just before his death, when he told his student Antonio Fior about it.
In 1535, Niccolò Tartaglia (1500–1557) received two problems in cubic equations from Zuanne da Coi and announced that he could solve them. He was soon challenged by Fior, which led to a famous contest between the two. Each contestant had to put up a certain amount of money and to propose a number of problems for his rival to solve. Whoever solved more problems within 30 days would get all the money. Tartaglia received questions in the form , for which he had worked out a general method. Fior received questions in the form , which proved to be too difficult for him to solve, and Tartaglia won the contest.
Later, Tartaglia was persuaded by Gerolamo Cardano (1501–1576) to reveal his secret for solving cubic equations. In 1539, Tartaglia did so only on the condition that Cardano would never reveal it and that if he did write a book about cubics, he would give Tartaglia time to publish. Some years later, Cardano learned about del Ferro's prior work and published del Ferro's method in his book '' Ars Magna'' in 1545, meaning Cardano gave Tartaglia six years to publish his results (with credit given to Tartaglia for an independent solution).
Cardano's promise to Tartaglia said that he would not publish Tartaglia's work, and Cardano felt he was publishing del Ferro's, so as to get around the promise. Nevertheless, this led to a challenge to Cardano from Tartaglia, which Cardano denied. The challenge was eventually accepted by Cardano's student Lodovico Ferrari (1522–1565). Ferrari did better than Tartaglia in the competition, and Tartaglia lost both his prestige and his income.
Cardano noticed that Tartaglia's method sometimes required him to extract the square root of a negative number. He even included a calculation with these
complex number
In mathematics, a complex number is an element of a number system that extends the real numbers with a specific element denoted , called the imaginary unit and satisfying the equation i^= -1; every complex number can be expressed in the for ...
s in ''Ars Magna'', but he did not really understand it. Rafael Bombelli studied this issue in detail and is therefore often considered as the discoverer of complex numbers.
François Viète (1540–1603) independently derived the trigonometric solution for the cubic with three real roots, and
René Descartes
René Descartes ( , ; ; 31 March 1596 – 11 February 1650) was a French philosopher, scientist, and mathematician, widely considered a seminal figure in the emergence of modern philosophy and Modern science, science. Mathematics was paramou ...
(1596–1650) extended the work of Viète.
Factorization
If the coefficients of a cubic equation are
rational number
In mathematics, a rational number is a number that can be expressed as the quotient or fraction of two integers, a numerator and a non-zero denominator . For example, is a rational number, as is every integer (for example,
The set of all ...
s, one can obtain an equivalent equation with integer coefficients, by multiplying all coefficients by a common multiple of their denominators. Such an equation
with integer coefficients, is said to be reducible if the polynomial on the left-hand side is the product of polynomials of lower degrees. By Gauss's lemma, if the equation is reducible, one can suppose that the factors have integer coefficients.
Finding the roots of a reducible cubic equation is easier than solving the general case. In fact, if the equation is reducible, one of the factors must have degree one, and thus have the form
with and being
coprime integers
In number theory, two integers and are coprime, relatively prime or mutually prime if the only positive integer that is a divisor of both of them is 1. Consequently, any prime number that divides does not divide , and vice versa. This is equiva ...
. The rational root test allows finding and by examining a finite number of cases (because must be a divisor of , and must be a divisor of ).
Thus, one root is and the other roots are the roots of the other factor, which can be found by polynomial long division. This other factor is
(The coefficients seem not to be integers, but must be integers if is a root.)
Then, the other roots are the roots of this quadratic polynomial and can be found by using the quadratic formula.
Depressed cubic
Cubics of the form
are said to be depressed. They are much simpler than general cubics, but are fundamental, because the study of any cubic may be reduced by a simple change of variable to that of a depressed cubic.
Let
be a cubic equation. The change of variable
gives a cubic (in ) that has no term in .
After dividing by one gets the ''depressed cubic equation''
with
The
roots
A root is the part of a plant, generally underground, that anchors the plant body, and absorbs and stores water and nutrients.
Root or roots may also refer to:
Art, entertainment, and media
* ''The Root'' (magazine), an online magazine focusin ...
of the original equation are related to the roots of the depressed equation by the relations
for .
Discriminant and nature of the roots
The nature (real or not, distinct or not) of the
roots
A root is the part of a plant, generally underground, that anchors the plant body, and absorbs and stores water and nutrients.
Root or roots may also refer to:
Art, entertainment, and media
* ''The Root'' (magazine), an online magazine focusin ...
of a cubic can be determined without computing them explicitly, by using the discriminant.
Discriminant
The discriminant of a polynomial is a function of its coefficients that is zero if and only if the polynomial has a multiple root, or, if it is divisible by the square of a non-constant polynomial. In other words, the discriminant is nonzero if and only if the polynomial is square-free.
If are the three
roots
A root is the part of a plant, generally underground, that anchors the plant body, and absorbs and stores water and nutrients.
Root or roots may also refer to:
Art, entertainment, and media
* ''The Root'' (magazine), an online magazine focusin ...
(not necessarily distinct nor real) of the cubic then the discriminant is
The discriminant of the depressed cubic is
The discriminant of the general cubic is
It is the product of and the discriminant of the corresponding depressed cubic. Using the formula relating the general cubic and the associated depressed cubic, this implies that the discriminant of the general cubic can be written as
It follows that one of these two discriminants is zero if and only if the other is also zero, and, if the coefficients are real, the two discriminants have the same sign. In summary, the same information can be deduced from either one of these two discriminants.
To prove the preceding formulas, one can use Vieta's formulas to express everything as polynomials in , and . The proof then results in the verification of the equality of two polynomials.
Nature of the roots
If the coefficients of a polynomial are
real number
In mathematics, a real number is a number that can be used to measure a continuous one- dimensional quantity such as a duration or temperature. Here, ''continuous'' means that pairs of values can have arbitrarily small differences. Every re ...
s, and its discriminant is not zero, there are two cases:
* If the cubic has three distinct real
roots
A root is the part of a plant, generally underground, that anchors the plant body, and absorbs and stores water and nutrients.
Root or roots may also refer to:
Art, entertainment, and media
* ''The Root'' (magazine), an online magazine focusin ...
* If the cubic has one real root and two non-real complex conjugate roots.
This can be proved as follows. First, if is a root of a polynomial with real coefficients, then its complex conjugate is also a root. So the non-real roots, if any, occur as pairs of complex conjugate roots. As a cubic polynomial has three roots (not necessarily distinct) by the fundamental theorem of algebra, at least one root must be real.
As stated above, if are the three roots of the cubic , then the discriminant is
If the three roots are real and distinct, the discriminant is a product of positive reals, that is
If only one root, say , is real, then and are complex conjugates, which implies that is a purely imaginary number, and thus that is real and negative. On the other hand, and are complex conjugates, and their product is real and positive. Thus the discriminant is the product of a single negative number and several positive ones. That is
Multiple root
If the discriminant of a cubic is zero, the cubic has a multiple root. If furthermore its coefficients are real, then all of its roots are real.
The discriminant of the depressed cubic is zero if If is also zero, then , and 0 is a triple root of the cubic. If and , then the cubic has a simple root
and a double root
In other words,
This result can be proved by expanding the latter product or retrieved by solving the rather simple system of equations resulting from Vieta's formulas.
By using the reduction of a depressed cubic, these results can be extended to the general cubic. This gives: If the discriminant of the cubic is zero, then
*either, if the cubic has a triple root and
*or, if the cubic has a double root and a simple root, and thus
Characteristic 2 and 3
The above results are valid when the coefficients belong to a field of characteristic other than 2 or 3, but must be modified for characteristic 2 or 3, because of the involved divisions by 2 and 3.
The reduction to a depressed cubic works for characteristic 2, but not for characteristic 3. However, in both cases, it is simpler to establish and state the results for the general cubic. The main tool for that is the fact that a multiple root is a common root of the polynomial and its
formal derivative
In mathematics, the formal derivative is an operation on elements of a polynomial ring or a ring of formal power series that mimics the form of the derivative from calculus. Though they appear similar, the algebraic advantage of a formal deriv ...
. In these characteristics, if the derivative is not a constant, it is a linear polynomial in characteristic 3, and is the square of a linear polynomial in characteristic 2. Therefore, for either characteristic 2 or 3, the derivative has only one root. This allows computing the multiple root, and the third root can be deduced from the sum of the roots, which is provided by Vieta's formulas.
A difference with other characteristics is that, in characteristic 2, the formula for a double root involves a square root, and, in characteristic 3, the formula for a triple root involves a cube root.
Cardano's formula
Gerolamo Cardano is credited with publishing the first formula for solving cubic equations, attributing it to Scipione del Ferro and Niccolo Fontana Tartaglia. The formula applies to depressed cubics, but, as shown in , it allows solving all cubic equations.
Cardano's result is that if
is a cubic equation such that and are
real number
In mathematics, a real number is a number that can be used to measure a continuous one- dimensional quantity such as a duration or temperature. Here, ''continuous'' means that pairs of values can have arbitrarily small differences. Every re ...
s such that is positive (this implies that the discriminant of the equation is negative) then the equation has the real root
where and are the two numbers and
See , below, for several methods for getting this result.
As shown in , the two other roots are non-real complex conjugate numbers, in this case. It was later shown (Cardano did not know
complex number
In mathematics, a complex number is an element of a number system that extends the real numbers with a specific element denoted , called the imaginary unit and satisfying the equation i^= -1; every complex number can be expressed in the for ...
s) that the two other roots are obtained by multiplying one of the cube roots by the primitive cube root of unity and the other cube root by the other primitive cube root of the unity That is, the other roots of the equation are