Critical Juncture Theory
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Critical juncture theory focuses on critical junctures, i.e., large, rapid, discontinuous changes, and the long-term causal effect or historical legacy of these changes. Critical junctures are turning points that alter the course of evolution of some entity (e.g., a species, a society). Critical juncture theory seeks to explain both (1) the historical origin and maintenance of
social order The term social order can be used in two senses: In the first sense, it refers to a particular system of social structures and institutions. Examples are the ancient, the feudal, and the capitalist social order. In the second sense, social orde ...
, and (2) the occurrence of
social change Social change is the alteration of the social order of a society which may include changes in social institutions, social behaviours or social relations. Sustained at a larger scale, it may lead to social transformation or societal transformat ...
through sudden, big leaps. Critical juncture theory is not a general
theory A theory is a systematic and rational form of abstract thinking about a phenomenon, or the conclusions derived from such thinking. It involves contemplative and logical reasoning, often supported by processes such as observation, experimentation, ...
of social order and change. It emphasizes one kind of cause (involving a big, discontinuous change) and kind of effect (a persistent effect). Yet, it challenges some common assumptions in many approaches and theories in the
social science Social science (often rendered in the plural as the social sciences) is one of the branches of science, devoted to the study of societies and the relationships among members within those societies. The term was formerly used to refer to the ...
s. The idea that some changes are discontinuous sets it up as an alternative to (1) "continuist" or "synechist" theories that assume that change is always
gradual The gradual ( or ) is a certain chant or hymn in liturgical Christian worship. It is practiced in the Catholic Mass, Lutheran Divine Service, Anglican service and other traditions. It gets its name from the Latin (meaning "step") because i ...
or that ''
natura non facit saltus ''Natura non facit saltus'' Alexander Baumgarten, ''Metaphysics: A Critical Translation with Kant's Elucidations'', Translated and Edited by Courtney D. Fugate and John Hymers, Bloomsbury, 2013, "Preface of the Third Edition (1750)"p. 79 n. d " a ...
'' – Latin for "nature does not make jumps." The idea that such discontinuous changes have a long-term impact stands in counterposition to (2) "presentist" explanations that only consider the possible causal effect of temporally proximate factors. Theorizing about critical junctures began in the social sciences in the 1960s. Since then, it has been central to a body of research in the social sciences that is historically informed. Research on critical junctures in the social sciences is part of the broader tradition of comparative historical analysis and
historical institutionalism Historical institutionalism (HI) is a new institutionalist social science approach that emphasizes how timing, sequences and path dependence affect institutions, and shape social, political, economic behavior and change. Unlike functionalist theo ...
. It is a tradition that spans
political science Political science is the scientific study of politics. It is a social science dealing with systems of governance and Power (social and political), power, and the analysis of political activities, political philosophy, political thought, polit ...
,
sociology Sociology is the scientific study of human society that focuses on society, human social behavior, patterns of Interpersonal ties, social relationships, social interaction, and aspects of culture associated with everyday life. The term sociol ...
and
economics Economics () is a behavioral science that studies the Production (economics), production, distribution (economics), distribution, and Consumption (economics), consumption of goods and services. Economics focuses on the behaviour and interac ...
. Within economics, it shares an interest in historically oriented research with the new
economic history Economic history is the study of history using methodological tools from economics or with a special attention to economic phenomena. Research is conducted using a combination of historical methods, statistical methods and the Applied economics ...
or cliometrics. Research on critical junctures is also part of the broader "historical turn" in the social sciences.


Origins in the 1960s and early 1970s

The idea of episodes of discontinuous change, followed by periods of relative stability, was introduced in various fields of knowledge in the 1960s and early 1970s.


Kuhn's paradigm shifts

Philosopher of science Philosophy ('love of wisdom' in Ancient Greek) is a systematic study of general and fundamental questions concerning topics like existence, reason, knowledge, Value (ethics and social sciences), value, mind, and language. It is a rational an ...
Thomas Kuhn Thomas Samuel Kuhn (; July 18, 1922 – June 17, 1996) was an American History and philosophy of science, historian and philosopher of science whose 1962 book ''The Structure of Scientific Revolutions'' was influential in both academic and ...
's landmark work ''
The Structure of Scientific Revolutions ''The Structure of Scientific Revolutions'' is a 1962 book about the history of science by the philosopher Thomas S. Kuhn. Its publication was a landmark event in the History of science, history, Philosophy of science, philosophy, and sociology ...
'' (1962) introduced and popularized the idea of discontinuous change and the long-term effects of discontinuous change. Kuhn argued that progress in
knowledge Knowledge is an Declarative knowledge, awareness of facts, a Knowledge by acquaintance, familiarity with individuals and situations, or a Procedural knowledge, practical skill. Knowledge of facts, also called propositional knowledge, is oft ...
occurs at times through sudden jumps, which he called paradigm shifts. After paradigm shifts, scholars do normal science within
paradigm In science and philosophy, a paradigm ( ) is a distinct set of concepts or thought patterns, including theories, research methods, postulates, and standards for what constitute legitimate contributions to a field. The word ''paradigm'' is Ancient ...
s, which endure until a new revolution came about. Kuhn challenged the conventional view in the
philosophy of science Philosophy of science is the branch of philosophy concerned with the foundations, methods, and implications of science. Amongst its central questions are the difference between science and non-science, the reliability of scientific theories, ...
at the time that knowledge growth could be understood entirely as a process of
gradual The gradual ( or ) is a certain chant or hymn in liturgical Christian worship. It is practiced in the Catholic Mass, Lutheran Divine Service, Anglican service and other traditions. It gets its name from the Latin (meaning "step") because i ...
, cumulative growth. Stephen Jay Gould writes that "Thomas Kuhn’s theory of scientific revolutions" was "the most overt and influential" scholarly work to make a "general critique of gradualism" in the twentieth century.


Gellner's neo-episodic model of change

Anthropologist An anthropologist is a scientist engaged in the practice of anthropology. Anthropologists study aspects of humans within past and present societies. Social anthropology, cultural anthropology and philosophical anthropology study the norms, values ...
Ernest Gellner proposed a neo-episodic model of change in 1964 that highlights the "step-like nature of history" and the "remarkable discontinuity" between different historical periods. Gellner contrasts the neo-episodic model of change to an evolutionary model that portrays "the pattern of Western history" as a process of "continuous and sustained and mainly
endogenous Endogeny, in biology, refers to the property of originating or developing from within an organism, tissue, or cell. For example, ''endogenous substances'', and ''endogenous processes'' are those that originate within a living system (e.g. an ...
upward growth." Sociologist
Michael Mann Michael Kenneth Mann (born February 5, 1943) is an American film director, screenwriter, author and producer, best known for his stylized crime dramas. He has received a BAFTA Award and two Primetime Emmy Awards as well as nominations for four ...
adapted Gellner's idea of "'episodes' of major structural transformation" and called such episodes "power jumps."


Lipset and Rokkan's critical junctures

Sociologist Seymour Lipset and
political scientist Political science is the scientific study of politics. It is a social science dealing with systems of governance and Power (social and political), power, and the analysis of political activities, political philosophy, political thought, polit ...
Stein Rokkan introduced the idea of critical junctures and their long-term impact in the social sciences in 1967. The ideas presented in the coauthored 1967 work were elaborated by Rokkan in ''Citizens, Elections, and Parties'' (1970). Gellner had introduced a similar idea in the social sciences. However, Lipset and Rokkan offered a more elaborate model and an extensive application of their model to Europe (see below). Although Gellner influenced some sociologists, the impact of Lipset and Rokkan on the social sciences was greater.


Gould's punctuated equilibrium model

Kuhn's ideas influenced
paleontologist Paleontology, also spelled as palaeontology or palæontology, is the scientific study of the life of the past, mainly but not exclusively through the study of fossils. Paleontologists use fossils as a means to classify organisms, measure geolo ...
Stephen Jay Gould Stephen Jay Gould ( ; September 10, 1941 – May 20, 2002) was an American Paleontology, paleontologist, Evolutionary biology, evolutionary biologist, and History of science, historian of science. He was one of the most influential and widely re ...
, who introduced the idea of
punctuated equilibrium In evolutionary biology, punctuated equilibrium (also called punctuated equilibria) is a Scientific theory, theory that proposes that once a species appears in the fossil record, the population will become stable, showing little evolution, evol ...
in the field of
evolutionary biology Evolutionary biology is the subfield of biology that studies the evolutionary processes such as natural selection, common descent, and speciation that produced the diversity of life on Earth. In the 1930s, the discipline of evolutionary biolo ...
in 1972. Gould's initial work on punctuated equilibrium was coauthored with Niles Eldredge. Gould's model of punctuated equilibrium drew attention to episodic bursts of evolutionary change followed by periods of morphological stability. He challenged the conventional model of gradual, continuous change - called phyletic gradualism.


The critical juncture theoretical framework in the social sciences

Since its launching in 1967, research on critical junctures has focused in part on developing a theoretical framework, which has evolved over time. In studies of society, some scholars use the term "punctuated equilibrium" model, and others the term "neo-episodic" model. Studies of knowledge continue to use the term "paradigm shift". However, these terms can be treated as
synonym A synonym is a word, morpheme, or phrase that means precisely or nearly the same as another word, morpheme, or phrase in a given language. For example, in the English language, the words ''begin'', ''start'', ''commence'', and ''initiate'' are a ...
s for critical juncture.


Developments in the late 1960s–early 1970s

Key ideas in critical junctures research were initially introduced in the 1960s and early 1970s by Seymour Lipset, Stein Rokkan, and
Arthur Stinchcombe Arthur Leonard Stinchcombe (1933–2018) was an American sociologist. Stinchcombe was born on May 16, 1933, in Clare County, Michigan, Clare County, Michigan, and attended Central Michigan University, where he earned a bachelor's degree in mathema ...
. ''Critical junctures and legacies'' Seymour Lipset and Stein Rokkan (1967) and Rokkan (1970) introduced the idea that big discontinuous changes, such as the
reformation The Reformation, also known as the Protestant Reformation or the European Reformation, was a time of major Theology, theological movement in Western Christianity in 16th-century Europe that posed a religious and political challenge to the p ...
, the building of
nations A nation is a type of social organization where a collective identity, a national identity, has emerged from a combination of shared features across a given population, such as language, history, ethnicity, culture, territory, or societ ...
, and the
Industrial Revolution The Industrial Revolution, sometimes divided into the First Industrial Revolution and Second Industrial Revolution, was a transitional period of the global economy toward more widespread, efficient and stable manufacturing processes, succee ...
, reflected conflicts organized around social cleavages, such as the center-periphery, state-church, land-industry, and owner-worker cleavages. In turn, these big discontinuous changes could be seen as critical junctures because they generated social outcomes that subsequently remained "frozen" for extensive periods of time. In more general terms, Lipset and Rokkan's model has three components: * (1) Cleavage. Strong and enduring conflicts that polarize a political system. Four such cleavages were identified: ** The center–periphery cleavage, a conflict between a central nation-building culture and ethnically linguistically distinct subject populations in the peripheries. ** The state–church cleavage, a conflict between the aspirations of a nation-state and the church. ** The land–industry cleavage, a conflict between landed interests and commercial/industrial entrepreneurs. ** The worker–employer cleavage, a conflict between owners and workers. * (2) Critical juncture. Radical changes regarding these cleavages happen at certain moments. * (3) Legacy. Once these changes occur, their effect endures for some time afterwards. Rokkan (1970) added two points to these ideas. Critical junctures could set countries on divergent or convergent paths. Critical junctures could be "sequential," such that a new critical junctures does not totally erase the legacies of a previous critical juncture but rather modifies that previous legacy. ''The reproduction of legacies through self-replicating causal loops'' Arthur Stinchcombe (1968) filled a key gap in Lipset and Rokkan's model. Lipset and Rokkan argued that critical junctures produced legacies, but did not explain how the effect of a critical juncture could endure over a long period. Stinchcombe elaborated the idea of historical causes (such as critical junctures) as a distinct kind of
cause Causality is an influence by which one event, process, state, or object (''a'' ''cause'') contributes to the production of another event, process, state, or object (an ''effect'') where the cause is at least partly responsible for the effect, ...
that generates a "self-replicating causal loop." Stinchcombe explained that the distinctive feature of such a loop is that "an effect created by causes at some previous period becomes a cause of that same effect in succeeding periods." This loop was represented graphically by Stinchcombe as follows: X t1 ––> Y t2 ––> D t3 ––> Y t4 ––> D t5 ––> Y t6 Stinchcombe argued that the cause (X) that explains the initial adoption of some social feature (Y) was not the same one that explains the persistence of this feature. Persistence is explained by the repeated effect of Y on D and of D on Y.


Developments in the early 1980s–early 1990s

Additional contributions were made in the 1980s and early 1990s by various political scientists and economists. ''Punctuated equilibrium, path dependence, and institutions'' Paul A. David and W. Brian Arthur, two economists, introduced and elaborated the concept of
path dependence Path dependence is a concept in the Social science, social sciences, referring to processes where past events or decisions constrain later events or decisions. It can be used to refer to outcomes at a single point in time or to long-run equilibria ...
, the idea that past events and decisions affect present options and that some outcomes can persist due to the operation of a self-reinforcing feedback loop. This idea of a self-reinforcing feedback loop resembles that of a self-replicating causal loop introduced earlier by Stinchcombe. However, it resonated with economists and led to a growing recognition in economics that "history matters." The work by Stephen Krasner in political science incorporated the idea of
punctuated equilibrium In evolutionary biology, punctuated equilibrium (also called punctuated equilibria) is a Scientific theory, theory that proposes that once a species appears in the fossil record, the population will become stable, showing little evolution, evol ...
into the social sciences. Krasner also drew on the work by Arthur and connected the idea of path dependence to the study of political institutions. Douglass North, an economist and
Nobel laureate The Nobel Prizes (, ) are awarded annually by the Royal Swedish Academy of Sciences, the Swedish Academy, the Karolinska Institutet, and the Norwegian Nobel Committee to individuals and organizations who make outstanding contributions in th ...
, applied the idea of path dependence to
institutions An institution is a humanly devised structure of rules and norms that shape and constrain social behavior. All definitions of institutions generally entail that there is a level of persistence and continuity. Laws, rules, social conventions and ...
, which he defined as "the rules of the game in a society," and drew attention to the persistence of institutions. ''A synthesis'' Political scientists Ruth Berins Collier and David Collier, in ''Shaping the Political Arena'' (1991), provided a synthesis of many ideas introduced from the 1960s to 1990, in the form of the following "five-step template": Antecedent Conditions ––> Cleavage or Shock ––> ''Critical Juncture'' ––> Aftermath ––> ''Legacy'' These key concepts have been defined as follows: * (1) "''Antecedent conditions'' are diverse socioeconomic and political conditions prior to the onset of the critical juncture that constitute the baseline for subsequent change." * (2) "'' Cleavages'', '' shocks'', or crises are triggers of critical junctures." * (3) "''Critical junctures'' are major episodes of institutional change or innovation." * (4) "The ''aftermath'' is the period during which the legacy takes shape." * (5) "The ''legacy'' is an enduring, self-reinforcing institutional inheritance of the critical juncture that stays in place and is stable for a considerable period."


Debates in the 2000s–2010s

Following a period of consolidation of critical junctures framework, few new developments occurred in the 1990s. However, since around 2000, several new ideas were proposed and many aspects of the critical junctures framework are the subject of debate. ''Critical junctures and incremental change'' An important new issue in the study of change is the relative role of critical junctures and incremental change. On the one hand, the two kinds of change are sometimes starkly counterposed. Kathleen Thelen emphasizes more gradual, cumulative patterns of institutional evolution and holds that "the conceptual apparatus of path dependence may not always offer a realistic image of development." On the other hand, path dependence, as conceptualized by Paul David is not
deterministic Determinism is the metaphysical view that all events within the universe (or multiverse) can occur only in one possible way. Deterministic theories throughout the history of philosophy have developed from diverse and sometimes overlapping mo ...
and leaves room for policy shifts and institutional innovation. ''Critical junctures and contingency'' Einar Berntzen notes another debate: "Some scholars emphasize the historical contingency of the choices made by political actors during the critical juncture." For example, Michael Bernhard writes that critical junctures "are periods in which the constraints of structure have weakened and political actors have enhanced autonomy to restructure, overturn, and replace critical systems or sub-systems." However, Berntzen holds that "other scholars have criticized the focus on agency and contingency as key causal factors of institutional path selection during critical junctures" and "argue that a focus on antecedent conditions of critical junctures is analytically more useful." For example, Dan Slater and Erica Simmons place a heavy emphasis on antecedent conditions. ''Legacies and path dependence'' The use of the concept of path dependence in the study of critical junctures has been a source of some debate. On the one hand, James Mahoney argues that "path dependence characterizes specifically those historical sequences in which contingent events set into motion institutional patterns or event chains that have deterministic properties" and that there are two types of path dependence: "self-reinforcing sequences" and "reactive sequences." On the other hand, Kathleen Thelen and other criticize the idea of path dependence
determinism Determinism is the Metaphysics, metaphysical view that all events within the universe (or multiverse) can occur only in one possible way. Deterministic theories throughout the history of philosophy have developed from diverse and sometimes ov ...
, and Jörg Sydow, Georg Schreyögg, and Jochen Koch question the idea of reactive sequences as a kind of path dependence. ''Institutional and behavioral path dependence'' The study of critical junctures has commonly been seen as involving a change in
institutions An institution is a humanly devised structure of rules and norms that shape and constrain social behavior. All definitions of institutions generally entail that there is a level of persistence and continuity. Laws, rules, social conventions and ...
. However, many works extend the scope of research of critical junctures by focusing on changes in
culture Culture ( ) is a concept that encompasses the social behavior, institutions, and Social norm, norms found in human societies, as well as the knowledge, beliefs, arts, laws, Social norm, customs, capabilities, Attitude (psychology), attitudes ...
. Avidit Acharya, Matthew Blackwell, and Maya Sen state that the persistence of a legacy can be "reinforced both by formal institutions, such as Jim Crow laws (a process known as ''institutional path dependence''), and also by informal institutions, such as family
socialization In sociology, socialization (also socialisation – see American and British English spelling differences#-ise, -ize (-isation, -ization), spelling differences) is the process of Internalisation (sociology), internalizing the Norm (social), norm ...
and community norms (a process we call ''
behavioral Behavior (American English) or behaviour (British English) is the range of actions of individuals, organisms, systems or artificial entities in some environment. These systems can include other systems or organisms as well as the inanimate p ...
path dependence'')."


Substantive applications in the social sciences


Topics and processes

A critical juncture approach has been used in the study of many fields of research:
state State most commonly refers to: * State (polity), a centralized political organization that regulates law and society within a territory **Sovereign state, a sovereign polity in international law, commonly referred to as a country **Nation state, a ...
formation, political regimes, regime change and
democracy Democracy (from , ''dēmos'' 'people' and ''kratos'' 'rule') is a form of government in which political power is vested in the people or the population of a state. Under a minimalist definition of democracy, rulers are elected through competitiv ...
,
party system A party system is a concept in comparative political science concerning the system of government by political parties in a democratic country. The idea is that political parties have basic similarities: they control the government, have a stable ...
,
public policy Public policy is an institutionalized proposal or a Group decision-making, decided set of elements like laws, regulations, guidelines, and actions to Problem solving, solve or address relevant and problematic social issues, guided by a conceptio ...
, government performance, and
economic development In economics, economic development (or economic and social development) is the process by which the economic well-being and quality of life of a nation, region, local community, or an individual are improved according to targeted goals and object ...
. In addition, many processes and events have been identified as critical junctures. ''Pre-1760 power jumps'' Michael Mann, in ''The Sources of Social Power'' (1986), relies on Gellner's neo-episodic model of change and identifies a series of "power jumps" in world history prior to 1760 - the idea of power jumps is similar to that of a critical juncture. Some of the examples of power jumps identified by Mann are: * The
domestication of animals The domestication of vertebrates is the mutual relationship between vertebrate animals, including birds and mammals, and the humans who influence their care and reproduction. Charles Darwin recognized a small number of traits that made domestica ...
and the development of
agriculture Agriculture encompasses crop and livestock production, aquaculture, and forestry for food and non-food products. Agriculture was a key factor in the rise of sedentary human civilization, whereby farming of domesticated species created ...
* Law codes in written form * The
military revolution The Military Revolution is the theory that a series of radical changes in military strategy and tactics during the 16th and 17th centuries resulted in major lasting changes in governments and society. The theory was introduced by Michael Roberts ...
* The use of
Hoplite Hoplites ( ) ( ) were citizen-soldiers of Ancient Greek city-states who were primarily armed with spears and shields. Hoplite soldiers used the phalanx formation to be effective in war with fewer soldiers. The formation discouraged the sold ...
s and phalanxes in war. * The creation of the
polis Polis (: poleis) means 'city' in Ancient Greek. The ancient word ''polis'' had socio-political connotations not possessed by modern usage. For example, Modern Greek πόλη (polē) is located within a (''khôra''), "country", which is a πατ ...
* The diffusion of
literacy Literacy is the ability to read and write, while illiteracy refers to an inability to read and write. Some researchers suggest that the study of "literacy" as a concept can be divided into two periods: the period before 1950, when literacy was ...
* The formation of modern states ''Modern era critical junctures'' Some of the processes in the modern era that are commonly seen as critical junctures in the social sciences are: * State formation. *The
Industrial Revolution The Industrial Revolution, sometimes divided into the First Industrial Revolution and Second Industrial Revolution, was a transitional period of the global economy toward more widespread, efficient and stable manufacturing processes, succee ...
. *Political and social revolutions, such as the
Glorious Revolution The Glorious Revolution, also known as the Revolution of 1688, was the deposition of James II and VII, James II and VII in November 1688. He was replaced by his daughter Mary II, Mary II and her Dutch husband, William III of Orange ...
of 1688, the French Revolution of 1789, and the
Russian Revolution The Russian Revolution was a period of Political revolution (Trotskyism), political and social revolution, social change in Russian Empire, Russia, starting in 1917. This period saw Russia Dissolution of the Russian Empire, abolish its mona ...
of 1917. * Wars, such as
World War I World War I or the First World War (28 July 1914 – 11 November 1918), also known as the Great War, was a World war, global conflict between two coalitions: the Allies of World War I, Allies (or Entente) and the Central Powers. Fighting to ...
and
World War II World War II or the Second World War (1 September 1939 – 2 September 1945) was a World war, global conflict between two coalitions: the Allies of World War II, Allies and the Axis powers. World War II by country, Nearly all of the wo ...
*
Colonialism Colonialism is the control of another territory, natural resources and people by a foreign group. Colonizers control the political and tribal power of the colonised territory. While frequently an Imperialism, imperialist project, colonialism c ...
and
decolonization Decolonization is the undoing of colonialism, the latter being the process whereby Imperialism, imperial nations establish and dominate foreign territories, often overseas. The meanings and applications of the term are disputed. Some scholar ...
. *The end of
slavery Slavery is the ownership of a person as property, especially in regards to their labour. Slavery typically involves compulsory work, with the slave's location of work and residence dictated by the party that holds them in bondage. Enslavemen ...
. *Transitions to mass politics. *Transitions to
democracy Democracy (from , ''dēmos'' 'people' and ''kratos'' 'rule') is a form of government in which political power is vested in the people or the population of a state. Under a minimalist definition of democracy, rulers are elected through competitiv ...
. *The '' Trente Glorieuses'' - the 30 years from 1945 to 1975 in Europe. *The transition to
neoliberalism Neoliberalism is a political and economic ideology that advocates for free-market capitalism, which became dominant in policy-making from the late 20th century onward. The term has multiple, competing definitions, and is most often used pe ...
in the 1980s and 1990s. *The end of the
Cold War The Cold War was a period of global Geopolitics, geopolitical rivalry between the United States (US) and the Soviet Union (USSR) and their respective allies, the capitalist Western Bloc and communist Eastern Bloc, which lasted from 1947 unt ...
in 1989. Considerable discussion has focused on the possibility that the
COVID-19 pandemic The COVID-19 pandemic (also known as the coronavirus pandemic and COVID pandemic), caused by severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2), began with an disease outbreak, outbreak of COVID-19 in Wuhan, China, in December ...
will be a critical juncture.


Examples of research

Barrington Moore Jr.'s '' Social Origins of Dictatorship and Democracy: Lord and Peasant in the Making of the Modern World'' (1966) argues that revolutions (the critical junctures) occurred in different ways ( bourgeois revolutions, revolutions from above, and revolutions from below) and this difference led to contrasting political regimes in the long term (the legacy)—
democracy Democracy (from , ''dēmos'' 'people' and ''kratos'' 'rule') is a form of government in which political power is vested in the people or the population of a state. Under a minimalist definition of democracy, rulers are elected through competitiv ...
,
fascism Fascism ( ) is a far-right, authoritarian, and ultranationalist political ideology and movement. It is characterized by a dictatorial leader, centralized autocracy, militarism, forcible suppression of opposition, belief in a natural social hie ...
, and
communism Communism () is a political sociology, sociopolitical, political philosophy, philosophical, and economic ideology, economic ideology within the history of socialism, socialist movement, whose goal is the creation of a communist society, a ...
, respectively. In contrast to the unilinear view of evolution common in the 1960s, Moore showed that countries followed multiple paths to
modernity Modernity, a topic in the humanities and social sciences, is both a historical period (the modern era) and the ensemble of particular Society, socio-Culture, cultural Norm (social), norms, attitudes and practices that arose in the wake of the ...
. Collier and Collier's '' Shaping the Political Arena: Critical Junctures, the Labor Movement, and the Regime Dynamics in Latin America'' (1991) compares "eight Latin American countries to argue that labor-incorporation periods were critical junctures that set the countries on distinct paths of development that had major consequences for the crystallization of certain parties and party systems in the electoral arena. The way in which state actors incorporated labor movements was conditioned by the political strength of the
oligarchy Oligarchy (; ) is a form of government in which power rests with a small number of people. Members of this group, called oligarchs, generally hold usually hard, but sometimes soft power through nobility, fame, wealth, or education; or t ...
, the antecedent condition in their analysis. Different policies towards labor led to four specific types of labor incorporation: state incorporation (Brazil and Chile), radical populism (Mexico and Venezuela), labor populism (Peru and Argentina), and electoral mobilization by a traditional party (Uruguay and Colombia). These different patterns triggered contrasting reactions and counter reactions in the aftermath of labor incorporation. Eventually, through a complex set of intermediate steps, relatively enduring
party system A party system is a concept in comparative political science concerning the system of government by political parties in a democratic country. The idea is that political parties have basic similarities: they control the government, have a stable ...
regimes were established in all eight countries: multiparty polarizing systems (Brazil and Chile), integrative party systems (Mexico and Venezuela), stalemated party systems (Peru and Argentina), and systems marked by electoral stability and social conflict (Uruguay and Colombia)." John Ikenberry's ''After Victory: Institutions, Strategic Restraint, and the Rebuilding of Order After Major Wars'' (2001) compares post-war settlements after major wars – following the
Napoleonic Wars {{Infobox military conflict , conflict = Napoleonic Wars , partof = the French Revolutionary and Napoleonic Wars , image = Napoleonic Wars (revision).jpg , caption = Left to right, top to bottom:Battl ...
in 1815, the
world war A world war is an international War, conflict that involves most or all of the world's major powers. Conventionally, the term is reserved for two major international conflicts that occurred during the first half of the 20th century, World War I ...
s in 1919 and 1945, and the end of the
Cold War The Cold War was a period of global Geopolitics, geopolitical rivalry between the United States (US) and the Soviet Union (USSR) and their respective allies, the capitalist Western Bloc and communist Eastern Bloc, which lasted from 1947 unt ...
in 1989. It argues that "international order has come and gone, risen and fallen across historical eras" and that the "great moments of order building come after major wars – 1648, 1713, 1815, 1919, 1945, and 1989." In essence, peace conferences and settlement agreements put in place "institutions and arrangements for postwar order." Ikenberry also shows that "the actual character of international order has varied across eras and order building moments" and that "variations have been manifest along multiple dimensions: geographic scope, organizational logic, rules and institutions, hierarchy and leadership, and the manner in and degree to which coercion and consent undergird the resulting order." Seymour Martin Lipset, in ''The Democratic Century'' (2004), addresses the question why North America developed stable democracies and Latin America did not. He holds that the reason is that the initial patterns of colonization, the subsequent process of economic incorporation of the new colonies, and the wars of independence varies. The divergent histories of Britain and Iberia are seen as creating different cultural legacies that affected the prospects of democracy.
Daron Acemoglu Kamer Daron Acemoğlu (;, ; born September 3, 1967) is a Turkish Americans, Turkish-American economist of Armenians in Turkey, Armenian descent who has taught at the Massachusetts Institute of Technology since 1993, where he is currently the Ja ...
and James A. Robinson’s '' Why Nations Fail: The Origins of Power, Prosperity, and Poverty'' (2012) draws on the idea of critical junctures. A key thesis of this book is that, at critical junctures (such as the Glorious Revolution in 1688 in England), countries start to evolve along different paths. Countries that adopt inclusive political and economic institutions become prosperous democracies. Countries that adopt extractive political and economic institutions fail to develop political and economically.


Debates in research

Critical juncture research typically contrasts an argument about the historical origins of some outcome to an explanation based in temporally proximate factors. However, researchers have engaged in debates about what historical event should be considered a critical juncture. ''The rise of the West'' A key debate in research on critical junctures concerns the turning point that led to the rise of the West. *
Jared Diamond Jared Mason Diamond (born September 10, 1937) is an American scientist, historian, and author. In 1985 he received a MacArthur Genius Grant, and he has written hundreds of scientific and popular articles and books. His best known is '' Guns, G ...
, in '' Guns, Germs and Steel'' (1997) argues that the development reaching back to around 11,000 BCE explain why key breakthroughs were made in the West rather than in some other region of the world. *Michael Mitterauer, in ''Why Europe? The Medieval Origins of its Special Path'' (2010) traces the rise of the West to developments in the
Middle Ages In the history of Europe, the Middle Ages or medieval period lasted approximately from the 5th to the late 15th centuries, similarly to the post-classical period of global history. It began with the fall of the Western Roman Empire and ...
. * Daron Acemoglu and James A. Robinson, in ''Why Nations Fail: The Origins of Power, Prosperity, and Poverty'' (2012) and ''The Narrow Corridor. States, Societies, and the Fate of Liberty'' (2019) argue that a critical juncture during the early modern age is what set the West on its distinctive path. ''Historical sources of economic development (with a focus on Latin America)'' Another key debate concerns the historical roots of
economic development In economics, economic development (or economic and social development) is the process by which the economic well-being and quality of life of a nation, region, local community, or an individual are improved according to targeted goals and object ...
, a debate that has address
Latin America Latin America is the cultural region of the Americas where Romance languages are predominantly spoken, primarily Spanish language, Spanish and Portuguese language, Portuguese. Latin America is defined according to cultural identity, not geogr ...
in particular. * Jerry F. Hough and Robin Grier (2015) claim that "key events in England and Spain in the 1260s explain why Mexico lagged behind the United States economically in the 20th century." *Works by Daron Acemoglu, Simon H. Johnson, and James A. Robinson (2001); James Mahoney (2010); and Stanley Engerman and Kenneth Sokoloff (2012) focus on
colonialism Colonialism is the control of another territory, natural resources and people by a foreign group. Colonizers control the political and tribal power of the colonised territory. While frequently an Imperialism, imperialist project, colonialism c ...
as the key turning point explaining long-term economic trajectories.Daron Acemoglu, Simon H. Johnson, and James A. Robinson, "The Colonial Origins of Comparative Development: An Empirical Investigation" ''The American Economic Review'' Vol. 91, No. 5 (2001): 1369-1401, pp. 1369–70; Daron Acemoglu and James A. Robinson, ''Why Nations Fail: Origins of Power, Poverty and Prosperity.'' New York, NY: Crown, 2012; James Mahoney, ''Colonialism and Postcolonial Development: Spanish America in Comparative Perspective.'' New York, NY: Cambridge University Press, 2010; Stanley L. Engerman and Kenneth L. Sokoloff, ''Economic Development in the Americas since 1500: Endowments and Institutions.'' New York, NY: Cambridge University Press, 2012. * Sebastián Mazzuca attributes Latin America's poor economic performance in the twentieth century to the distinctive state weakness resulting from the process of state formation in the nineteenth century, and the way in which national territories were formed, combining dynamic areas and backward peripheries. This claim complements and refines the usual ideas that attribute all forms of economic and social backwardness in Latin America to colonial institutions. * Rudiger Dornbusch and Sebastián Edwards (1991) see the emergence of mass politics in the mid-20th century as the key turning point that explains the economic performance of Latin America. ''Historical origins of the Asian developmental state'' Research on
Asia Asia ( , ) is the largest continent in the world by both land area and population. It covers an area of more than 44 million square kilometres, about 30% of Earth's total land area and 8% of Earth's total surface area. The continent, which ...
includes a debate about the historical roots of
developmental state Developmental state, hard state, State-led developmentalism or in some cases Neo-developmental state, is a term used by international political economy scholars to refer to the phenomenon of state-led macroeconomic planning in East Asia in the la ...
s. *
Atul Kohli Atul Kohli is a professor of politics and international affairs at Woodrow Wilson School of Public and International Affairs, Princeton University. Education and career Kohli was promoted to full professor in 1991, and was also appointed as Davi ...
(2004) argues that developmental states originate in the colonial period. *Tuong Vu (2010) maintains that developmental states originate in the post-colonial period.


Reception and impact

Research on critical junctures is generally seen as an important contribution to the social sciences. Within political science, Berntzen argues that research on critical junctures "has played an important role in comparative historical and other macro-comparative scholarship." Some of the most notable works in the field of
comparative politics Comparative politics is a field in political science characterized either by the use of the '' comparative method'' or other empirical methods to explore politics both within and between countries. Substantively, this can include questions relat ...
since the 1960s rely on the concept of a critical juncture. Barrington Moore Jr.'s ''Social Origins of Dictatorship and Democracy: Lord and Peasant in the Making of the Modern World'' (1966) is broadly recognized as a foundational study in the study of democratization. Ruth Berins Collier and David Collier's ''Shaping the Political Arena: Critical Junctures, the Labor Movement, and the Regime Dynamics in Latin America'' (1991) has been characterized by Giovanni Capoccia and R. Daniel Kelemen as a "landmark work" and by Kathleen Thelen as a "landmark study ... of regime transformation in Latin America." Robert D. Putnam's ''Making Democracy Work: Civic Traditions in Modern Italy'' (1993) provides an analysis of the historical origins of social capital in Italy that is widely credited with launching a strand of research on
social capital Social capital is a concept used in sociology and economics to define networks of relationships which are productive towards advancing the goals of individuals and groups. It involves the effective functioning of social groups through interper ...
and its consequences in various fields within political science. Johannes Gerschewski describes John Ikenberry ''After Victory'' (2001) as a "masterful analysis." Frank Baumgartner and Bryan D. Jones's ''Agendas and Instability in American Politics'' (2009) is credited with having "a massive impact in the study of public policy." Within economics, the historically informed work of Douglass North, and Daron Acemoglu and James A. Robinson, is seen as partly responsible for the disciple's renewed interest in political institutions and the historical origins of institutions and hence for the revival of the tradition of
institutional economics Institutional economics focuses on understanding the role of the Sociocultural evolution, evolutionary process and the role of institutions in shaping Economy, economic Human behavior, behavior. Its original focus lay in Thorstein Veblen's instin ...
.Sebastian Galiani and Itai Sened (eds.), ''Institutions, Property Rights, and Economic Growth: The Legacy of Douglass North.'' New York, NY: Cambridge University Press, 2014; Joanna Dzionek-Kozłowska, and Matera Rafał, "New Institutional Economics’ Perspective on Wealth and Poverty of Nations. Concise Review and General Remarks on Acemoglu and Robinson's Concept," ''Scientific Annals of Economics and Business'' Sciendo 62(s1)(2015): 11-18.


See also

* American political development * Cliodynamics * Cliometrics * Comparative historical research *
Economic history Economic history is the study of history using methodological tools from economics or with a special attention to economic phenomena. Research is conducted using a combination of historical methods, statistical methods and the Applied economics ...
*
Hysteresis Hysteresis is the dependence of the state of a system on its history. For example, a magnet may have more than one possible magnetic moment in a given magnetic field, depending on how the field changed in the past. Plots of a single component of ...
*
Historical institutionalism Historical institutionalism (HI) is a new institutionalist social science approach that emphasizes how timing, sequences and path dependence affect institutions, and shape social, political, economic behavior and change. Unlike functionalist theo ...
*
Historical sociology Historical sociology is an Interdisciplinarity, interdisciplinary field of research that combines Sociology, sociological and History, historical methods to understand the past, how societies have developed over time, and the impact this has on ...
*
Institutional economics Institutional economics focuses on understanding the role of the Sociocultural evolution, evolutionary process and the role of institutions in shaping Economy, economic Human behavior, behavior. Its original focus lay in Thorstein Veblen's instin ...
* Neoevolutionism *
New institutionalism Neo institutionalism (also referred to as neo-institutionalist theory or institutionalism) is an approach to the study of institutions that focuses on the constraining and enabling effects of formal and informal rules on the behavior of individual ...
*
Path dependence Path dependence is a concept in the Social science, social sciences, referring to processes where past events or decisions constrain later events or decisions. It can be used to refer to outcomes at a single point in time or to long-run equilibria ...
*
Political realignment A political realignment is a set of sharp changes in party-related ideology, issues, leaders, regional bases, demographic bases, and/or the structure of powers within a government. In the fields of political science and political history, this is ...
*
Punctuated equilibrium In evolutionary biology, punctuated equilibrium (also called punctuated equilibria) is a Scientific theory, theory that proposes that once a species appears in the fossil record, the population will become stable, showing little evolution, evol ...
*
Sociocultural evolution Sociocultural evolution, sociocultural evolutionism or social evolution are theories of sociobiology and cultural evolution that describe how Society, societies and culture change over time. Whereas sociocultural development traces processes t ...


Notes and references

{{reflist


Further reading


Theoretical framework

* Arthur, W. Brian, "Competing Technologies, Increasing Returns, and Lock-In by Historical Events." ''Economic Journal'' 99(394)(1989): 116–31

* Berntzen, Einar, "Historical and Longitudinal Analyses," pp. 390–405, in Dirk Berg-Schlosser, Bertrand Badie, and Leonardo Morlino (eds.), ''The SAGE Handbook of Political Science.'' Thousand Oaks, CA: SAGE, 2020. * Capoccia, Giovanni, and R. Daniel Kelemen, "The Study of Critical Junctures: Theory, Narrative, and Counterfactuals in Historical Institutionalism." ''World Politics'' 59(3)(2007): 341–69

* Collier, David, and Gerardo L. Munck, "Building Blocks and Methodological Challenges: A Framework for Studying Critical Junctures." ''Qualitative and Multi-Method Research'' 15(1)(2017): 2–9

* Collier, David, and Gerardo L. Munck (eds.), ''Critical Junctures and Historical Legacies: Insights and Methods for Comparative Social Science'' (2022). * Collier, Ruth Berins, and David Collier, ''Shaping the Political Arena: Critical Junctures, the Labor Movement, and the Regime Dynamics in Latin America.'' Princeton, NJ: Princeton University Press, 1991; Ch. 1: "Framework: Critical Junctures and Historical Legacies.

* David, Paul A., "Clio and the Economics of QWERTY." ''American Economic Review'' 75(2)(1985): 332–37

* Gerschewski, Johannes, "Explanations of Institutional Change. Reflecting on a ‘Missing Diagonal’." ''American Political Science Review'' 115(1)(2021): 218–33. * Krasner, Stephen D., "Approaches to the State: Alternative Conceptions and Historical Dynamics." ''Comparative Politics'' 16(2)(1984): 223–46

* Krasner, Stephen D., "Sovereignty: An Institutional Perspective." ''Comparative Political Studies'' 21(1)(1988): 66–94

* Mahoney, James, "Path Dependence in Historical Sociology." ''Theory and Society'' 29(4)(2000): 507–48

* Pierson, Paul, "Increasing Returns, Path Dependence, and the Study of Politics." ''American Political Science Review'' 94(2)(2000): 251–67

* Slater, Dan, and Erica Simmons, "Informative Regress: Critical Antecedents in Comparative Politics." ''Comparative Political Studies'' 43(7)(2010): 886–917

* Soifer, Hillel David, "The Causal Logic of Critical Junctures." ''Comparative Political Studies'' 45(12)(2012): 1572–1597


Substantive applications

* Acemoglu, Daron, and James A. Robinson, ''Why Nations Fail: Origins of Power, Poverty and Prosperity'' (2012). * Acemoglu, Daron, and James A. Robinson, ''The Narrow Corridor. States, Societies, and the Fate of Liberty'' (2019). * Acharya, Avidit, Matthew Blackwell, and Maya Sen, ''Deep Roots: How Slavery Still Shapes Southern Politics'' (2018). * Bartolini, Stefano, ''The Political Mobilization of the European Left, 1860–1980: The Class Cleavage'' (2000). * Bartolini, Stefano, ''Restructuring Europe. Centre Formation, System Building, and Political Structuring between the Nation State and the European Union'' (2007). * Baumgartner, Frank R., and Bryan D. Jones, ''Agendas and Instability in American Politics,'' 2nd ed. (2009). * Calder, Kent, and Min Ye, ''The Making of Northeast Asia'' (2010). * Caramani, Daniele, ''The Europeanization of Politics: The Formation of a European Electorate and Party System in Historical Perspective'' (2015). * della Porta, Donatella et al., ''Discursive Turns and Critical Junctures: Debating Citizenship after the Charlie Hebdo Attacks'' (2020). * Chibber, Vivek, ''Locked in Place: State-building and Late Industrialization in India'' (2003). * Engerman, Stanley L., and Kenneth L. Sokoloff, ''Economic Development in the Americas since 1500: Endowments and Institutions'' (2012). * Ertman, Thomas, ''Birth of the Leviathan: Building States and Regimes in Medieval and Early Modern Europe'' (1997). * Fishman, Robert M., ''Democratic Practice: Origins of the Iberian Divide in Political Inclusion'' (2019). * Gould, Andrew C., ''Origins of Liberal Dominance: State, Church, and Party in Nineteenth-Century Europe'' (1999). * Grzymała-Busse, Anna M., ''Redeeming the Communist Past: The Regeneration of Communist Parties in East Central Europe'' (2002). * Ikenberry, G. John, ''After Victory: Institutions, Strategic Restraint, and the Rebuilding of Order After Major Wars'' (2001). * Karvonen, Lauri, and Stein Kuhnle (eds.), ''Party Systems and Voter Alignments Revisited'' (2000). * Kurtz, Marcus, ''Latin American State Building in Comparative Perspective: Social Foundations of Institutional Order'' (2013). * Lange, Matthew, ''Lineages of Despotism and Development. British Colonialism and State Power'' (2009). * Lieberman, Evan S., ''Race and Regionalism in the Politics of Taxation in Brazil and South Africa'' (2003). * Lipset, Seymour M., and Stein Rokkan (eds.), ''Party Systems and Voter Alignments: Cross-National Perspectives'' (1967). * López-Alves, Fernando, ''State Formation and Democracy in Latin America, 1810–1900'' (2000). * Gregory M. Luebbert, ''Liberalism, Fascism, or Social Democracy: Social Classes and the Political Origins of Regimes in Interwar Europe'' (1991). * Mahoney, James, ''The Legacies of Liberalism: Path Dependence and Political Regimes in Central America'' (2001). * Møller, Jørgen, "Medieval Origins of the Rule of Law: The Gregorian Reforms as Critical Juncture?" ''Hague Journal on the Rule of Law'' 9(2)(2017): 265–82. * Moore Jr., Barrington, ''Social Origins of Dictatorship and Democracy. Lord and Peasant in the Making of the Modern World'' (1966). * Putnam, Robert D., with Robert Leonardi and Raffaella Nanetti, ''Making Democracy Work: Civic Traditions in Modern Italy'' (1993). * Riedl, Rachel Beatty, ''Authoritarian Origins of Democratic Party Systems in Africa'' (2014). * Roberts, Kenneth M., ''Changing Course in Latin America: Party Systems in the Neoliberal Era'' (2014). * Rokkan, Stein, with Angus Campbell, Per Torsvik, and Henry Valen, ''Citizens, Elections, and Parties: Approaches to the Comparative Study of the Processes of Development'' (1970). * Scully, Timothy R., ''Rethinking the Center: Party Politics in Nineteenth- and Twentieth-Century Chile'' (1992). * Silva, Eduardo, and Federico M. Rossi (eds.), ''Reshaping the Political Arena in Latin America'' (2018). * Tudor, Maya, ''The Promise of Power: The Origins of Democracy in India and Autocracy in Pakistan'' (2013). * Yashar, Deborah, ''Demanding Democracy: Reform and Reaction in Costa Rica and Guatemala, 1870s-1950s'' (1997).


External links

*
The Critical Juncture Project
'' coordinated by David Collier and Gerardo L. Munck Comparative politics Economic theories Political science Politics Sociological theories