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In the philosophy of thermal and statistical physics, the Brownian ratchet or Feynman–Smoluchowski ratchet is an apparent
perpetual motion Perpetual motion is the motion of bodies that continues forever in an unperturbed system. A perpetual motion machine is a hypothetical machine that can do work infinitely without an external energy source. This kind of machine is impossible, a ...
machine of the second kind (converting thermal energy into mechanical work), first analysed in 1912 as a
thought experiment A thought experiment is a hypothetical situation in which a hypothesis, theory, or principle is laid out for the purpose of thinking through its consequences. History The ancient Greek ''deiknymi'' (), or thought experiment, "was the most anc ...
by Polish physicist
Marian Smoluchowski Marian Smoluchowski (; 28 May 1872 – 5 September 1917) was a Polish physicist who worked in the Polish territories of the Austro-Hungarian Empire. He was a pioneer of statistical physics, and an avid mountaineer. Life Born into an upper ...
.M. von Smoluchowski (1912) Experimentell nachweisbare, der Ublichen Thermodynamik widersprechende Molekularphenomene, ''Phys. Zeitshur.'' 13, p.1069 cited i
Freund, Jan (2000) Stochastic Processes in Physics, Chemistry, and Biology, Springer, p.59
/ref> It was popularised by American
Nobel laureate The Nobel Prizes ( sv, Nobelpriset, no, Nobelprisen) are awarded annually by the Royal Swedish Academy of Sciences, the Swedish Academy, the Karolinska Institutet, and the Norwegian Nobel Committee to individuals and organizations who make o ...
physicist
Richard Feynman Richard Phillips Feynman (; May 11, 1918 – February 15, 1988) was an American theoretical physicist, known for his work in the path integral formulation of quantum mechanics, the theory of quantum electrodynamics, the physics of the superfl ...
in a
physics Physics is the natural science that studies matter, its fundamental constituents, its motion and behavior through space and time, and the related entities of energy and force. "Physical science is that department of knowledge which ...
lecture at the
California Institute of Technology The California Institute of Technology (branded as Caltech or CIT)The university itself only spells its short form as "Caltech"; the institution considers other spellings such a"Cal Tech" and "CalTech" incorrect. The institute is also occasional ...
on May 11, 1962, during his Messenger Lectures series
The Character of Physical Law ''The Character of Physical Law'' is a series of seven lectures by physicist Richard Feynman concerning the nature of the laws of physics. Feynman delivered the lectures in 1964 at Cornell University, as part of the Messenger Lectures series. ...
in
Cornell University Cornell University is a private statutory land-grant research university based in Ithaca, New York. It is a member of the Ivy League. Founded in 1865 by Ezra Cornell and Andrew Dickson White, Cornell was founded with the intention to tea ...
in 1964 and in his text ''
The Feynman Lectures on Physics ''The Feynman Lectures on Physics'' is a physics textbook based on some lectures by Richard Feynman, a Nobel laureate who has sometimes been called "The Great Explainer". The lectures were presented before undergraduate students at the Cali ...
'' as an illustration of the laws of
thermodynamics Thermodynamics is a branch of physics that deals with heat, work, and temperature, and their relation to energy, entropy, and the physical properties of matter and radiation. The behavior of these quantities is governed by the four laws ...
. The simple machine, consisting of a tiny
paddle wheel A paddle wheel is a form of waterwheel or impeller in which a number of paddles are set around the periphery of the wheel. It has several uses, of which some are: * Very low-lift water pumping, such as flooding paddy fields at no more than a ...
and a ratchet, appears to be an example of a
Maxwell's demon Maxwell's demon is a thought experiment that would hypothetically violate the second law of thermodynamics. It was proposed by the physicist James Clerk Maxwell in 1867. In his first letter Maxwell called the demon a "finite being", while the ' ...
, able to extract mechanical work from random fluctuations (heat) in a system at
thermal equilibrium Two physical systems are in thermal equilibrium if there is no net flow of thermal energy between them when they are connected by a path permeable to heat. Thermal equilibrium obeys the zeroth law of thermodynamics. A system is said to be in ...
, in violation of the
second law of thermodynamics The second law of thermodynamics is a physical law based on universal experience concerning heat and energy interconversions. One simple statement of the law is that heat always moves from hotter objects to colder objects (or "downhill"), unle ...
. Detailed analysis by Feynman and others showed why it cannot actually do this.


The machine

The device consists of a gear known as a ratchet that rotates freely in one direction but is prevented from rotating in the opposite direction by a
pawl A pawl is a movable lever that engages a fixed component to either prevent movement in one direction or restrain it altogether. As such, it is a type of latch and can also be considered a type of dog. It typically consists of a spring-loaded ...
. The ratchet is connected by an axle to a
paddle wheel A paddle wheel is a form of waterwheel or impeller in which a number of paddles are set around the periphery of the wheel. It has several uses, of which some are: * Very low-lift water pumping, such as flooding paddy fields at no more than a ...
that is immersed in a
fluid In physics, a fluid is a liquid, gas, or other material that continuously deforms (''flows'') under an applied shear stress, or external force. They have zero shear modulus, or, in simpler terms, are substances which cannot resist any shear ...
of
molecule A molecule is a group of two or more atoms held together by attractive forces known as chemical bonds; depending on context, the term may or may not include ions which satisfy this criterion. In quantum physics, organic chemistry, and b ...
s at
temperature Temperature is a physical quantity that expresses quantitatively the perceptions of hotness and coldness. Temperature is measured with a thermometer. Thermometers are calibrated in various temperature scales that historically have relied o ...
T_1. The molecules constitute a
heat bath In thermodynamics, heat is defined as the form of energy crossing the boundary of a thermodynamic system by virtue of a temperature difference across the boundary. A thermodynamic system does not ''contain'' heat. Nevertheless, the term is al ...
in that they undergo random
Brownian motion Brownian motion, or pedesis (from grc, πήδησις "leaping"), is the random motion of particles suspended in a medium (a liquid or a gas). This pattern of motion typically consists of random fluctuations in a particle's position insi ...
with a mean
kinetic energy In physics, the kinetic energy of an object is the energy that it possesses due to its motion. It is defined as the work needed to accelerate a body of a given mass from rest to its stated velocity. Having gained this energy during its acce ...
that is determined by the
temperature Temperature is a physical quantity that expresses quantitatively the perceptions of hotness and coldness. Temperature is measured with a thermometer. Thermometers are calibrated in various temperature scales that historically have relied o ...
. The device is imagined as being small enough that the impulse from a single molecular collision can turn the paddle. Although such collisions would tend to turn the rod in either direction with equal probability, the pawl allows the ratchet to rotate in one direction only. The net effect of many such random collisions would seem to be that the ratchet rotates continuously in that direction. The ratchet's motion then can be used to do
work Work may refer to: * Work (human activity), intentional activity people perform to support themselves, others, or the community ** Manual labour, physical work done by humans ** House work, housework, or homemaking ** Working animal, an animal t ...
on other systems, for example lifting a weight (''m'') against gravity. The energy necessary to do this work apparently would come from the heat bath, without any heat gradient (i.e. the motion leeches energy from the temperature of the air). Were such a machine to work successfully, its operation would violate the
second law of thermodynamics The second law of thermodynamics is a physical law based on universal experience concerning heat and energy interconversions. One simple statement of the law is that heat always moves from hotter objects to colder objects (or "downhill"), unle ...
, one form of which states: "It is impossible for any device that operates on a cycle to receive heat from a single reservoir and produce a net amount of work."


Why it fails

Although at first sight the Brownian ratchet seems to extract useful work from Brownian motion, Feynman demonstrated that if the entire device is at the same temperature, the ratchet will not rotate continuously in one direction but will move randomly back and forth, and therefore will not produce any useful work. The reason is that since the pawl is at the same temperature as the paddle, it will also undergo Brownian motion, "bouncing" up and down. It therefore will intermittently fail by allowing a ratchet tooth to slip backward under the pawl while it is up. Another issue is that when the pawl rests on the sloping face of the tooth, the spring which returns the pawl exerts a sideways force on the tooth which tends to rotate the ratchet in a backwards direction. Feynman demonstrated that if the temperature T_2 of the ratchet and pawl is the same as the temperature T_1 of the paddle, then the failure rate must equal the rate at which the ratchet ratchets forward, so that no net motion results over long enough periods or in an ensemble averaged sense. A simple but rigorous proof that no net motion occurs no matter what shape the teeth are was given by Magnasco. If, on the other hand, T_2 is less than T_1, the ratchet will indeed move forward, and produce useful work. In this case, though, the energy is extracted from the temperature gradient between the two thermal reservoirs, and some
waste heat Waste heat is heat that is produced by a machine, or other process that uses energy, as a byproduct of doing work. All such processes give off some waste heat as a fundamental result of the laws of thermodynamics. Waste heat has lower utilit ...
is exhausted into the lower temperature reservoir by the pawl. In other words, the device functions as a miniature
heat engine In thermodynamics and engineering, a heat engine is a system that converts heat to mechanical energy, which can then be used to do mechanical work. It does this by bringing a working substance from a higher state temperature to a lower stat ...
, in compliance with the second law of thermodynamics. Conversely, if T_2 is greater than T_1, the device will rotate in the opposite direction. The Feynman ratchet model led to the similar concept of
Brownian motor Brownian motors are nanoscale or molecular machines that use chemical reactions to generate directed motion in space. The theory behind Brownian motors relies on the phenomenon of Brownian motion, random motion of particles suspended in a fluid ...
s,
nanomachine A molecular machine, nanite, or nanomachine is a molecular component that produces quasi-mechanical movements (output) in response to specific stimuli (input). In cellular biology, macromolecular machines frequently perform tasks essential for l ...
s which can extract useful work not from thermal noise but from
chemical potential In thermodynamics, the chemical potential of a species is the energy that can be absorbed or released due to a change of the particle number of the given species, e.g. in a chemical reaction or phase transition. The chemical potential of a speci ...
s and other microscopic
nonequilibrium Non-equilibrium thermodynamics is a branch of thermodynamics that deals with physical systems that are not in thermodynamic equilibrium but can be described in terms of macroscopic quantities (non-equilibrium state variables) that represent an ext ...
sources, in compliance with the laws of thermodynamics.
Diode A diode is a two-terminal electronic component that conducts current primarily in one direction (asymmetric conductance); it has low (ideally zero) resistance in one direction, and high (ideally infinite) resistance in the other. A diod ...
s are an electrical analog of the ratchet and pawl, and for the same reason cannot produce useful work by rectifying
Johnson noise Johnson is a surname of Anglo-Norman origin meaning "Son of John". It is the second most common in the United States and 154th most common in the world. As a common family name in Scotland, Johnson is occasionally a variation of ''Johnston'', a ...
in a circuit at uniform temperature. Millonas as well as Mahato extended the same notion to correlation ratchets driven by mean-zero (unbiased) nonequilibrium noise with a nonvanishing correlation function of odd order greater than one.


History

The
ratchet and pawl A ratchet (occasionally spelled rachet) is a mechanical device that allows continuous linear or rotary motion in only one direction while preventing motion in the opposite direction. Ratchets are widely used in machinery and tools. The word ''r ...
was first discussed as a Second Law-violating device by
Gabriel Lippmann Jonas Ferdinand Gabriel Lippmann (16 August 1845 – 13 July 1921) was a Franco-Luxembourgish physicist and inventor, and Nobel laureate in physics for his method of reproducing colours photographically based on the phenomenon of interference. ...
in 1900. In 1912, Polish physicist
Marian Smoluchowski Marian Smoluchowski (; 28 May 1872 – 5 September 1917) was a Polish physicist who worked in the Polish territories of the Austro-Hungarian Empire. He was a pioneer of statistical physics, and an avid mountaineer. Life Born into an upper ...
gave the first correct qualitative explanation of why the device fails; thermal motion of the pawl allows the ratchet's teeth to slip backwards. Feynman did the first quantitative analysis of the device in 1962 using the
Maxwell–Boltzmann distribution In physics (in particular in statistical mechanics), the Maxwell–Boltzmann distribution, or Maxwell(ian) distribution, is a particular probability distribution named after James Clerk Maxwell and Ludwig Boltzmann. It was first defined and use ...
, showing that if the temperature of the paddle ''T1'' was greater than the temperature of the ratchet ''T2'', it would function as a
heat engine In thermodynamics and engineering, a heat engine is a system that converts heat to mechanical energy, which can then be used to do mechanical work. It does this by bringing a working substance from a higher state temperature to a lower stat ...
, but if ''T1'' = ''T2'' there would be no net motion of the paddle. In 1996, Juan Parrondo and Pep Español used a variation of the above device in which no ratchet is present, only two paddles, to show that the axle connecting the paddles and ratchet conducts heat between reservoirs; they argued that although Feynman's conclusion was correct, his analysis was flawed because of his erroneous use of the quasistatic approximation, resulting in incorrect equations for efficiency. Magnasco and Stolovitzky (1998) extended this analysis to consider the full ratchet device, and showed that the power output of the device is far smaller than the
Carnot efficiency A Carnot cycle is an ideal thermodynamic cycle proposed by French physicist Sadi Carnot in 1824 and expanded upon by others in the 1830s and 1840s. By Carnot's theorem, it provides an upper limit on the efficiency of any classical thermodynam ...
claimed by Feynman. A paper in 2000 by Derek Abbott, Bruce R. Davis and Juan Parrondo, reanalyzed the problem and extended it to the case of multiple ratchets, showing a link with
Parrondo's paradox Parrondo's paradox, a paradox in game theory, has been described as: ''A combination of losing strategies becomes a winning strategy''. It is named after its creator, Juan Parrondo, who discovered the paradox in 1996. A more explanatory descript ...
. Léon Brillouin in 1950 discussed an electrical circuit analogue that uses a
rectifier A rectifier is an electrical device that converts alternating current (AC), which periodically reverses direction, to direct current (DC), which flows in only one direction. The reverse operation (converting DC to AC) is performed by an inve ...
(such as a diode) instead of a ratchet. The idea was the diode would rectify the
Johnson noise Johnson is a surname of Anglo-Norman origin meaning "Son of John". It is the second most common in the United States and 154th most common in the world. As a common family name in Scotland, Johnson is occasionally a variation of ''Johnston'', a ...
thermal current fluctuations produced by the
resistor A resistor is a passive two-terminal electrical component that implements electrical resistance as a circuit element. In electronic circuits, resistors are used to reduce current flow, adjust signal levels, to divide voltages, bias active e ...
, generating a
direct current Direct current (DC) is one-directional flow of electric charge. An electrochemical cell is a prime example of DC power. Direct current may flow through a conductor such as a wire, but can also flow through semiconductors, insulators, or ev ...
which could be used to perform work. In the detailed analysis it was shown that the thermal fluctuations within the diode generate an
electromotive force In electromagnetism and electronics, electromotive force (also electromotance, abbreviated emf, denoted \mathcal or ) is an energy transfer to an electric circuit per unit of electric charge, measured in volts. Devices called electrical '' tran ...
that cancels the voltage from rectified current fluctuations. Therefore, just as with the ratchet, the circuit will produce no useful energy if all the components are at thermal equilibrium (at the same temperature); a DC current will be produced only when the diode is at a lower temperature than the resistor.


Granular gas

Researchers from the
University of Twente The University of Twente (Dutch: ''Universiteit Twente''; , abbr. ) is a public technical university located in Enschede, Netherlands. The university has been placed in the top 170 universities in the world by multiple central ranking tables. I ...
, the
University of Patras The University of Patras (UPatras; el, Πανεπιστήμιο Πατρών, ''Panepistímio Patrón'') is a public university in Patras, Greece. It is the third-largest university in Greece with respect to the size of the student body, the s ...
in Greece, and the Foundation for Fundamental Research on Matter have constructed a Feynman–Smoluchowski engine which, when not in thermal equilibrium, converts pseudo-
Brownian motion Brownian motion, or pedesis (from grc, πήδησις "leaping"), is the random motion of particles suspended in a medium (a liquid or a gas). This pattern of motion typically consists of random fluctuations in a particle's position insi ...
into
work Work may refer to: * Work (human activity), intentional activity people perform to support themselves, others, or the community ** Manual labour, physical work done by humans ** House work, housework, or homemaking ** Working animal, an animal t ...
by means of a granular gas,"Classical thought experiment brought to life in granular gas"
'' Foundation for Fundamental Research on Matter'', Utrecht, 18 June 2010. Retrieved on 2010-06-24.
which is a conglomeration of solid particles vibrated with such vigour that the system assumes a gas-like state. The constructed engine consisted of four vanes which were allowed to rotate freely in a vibrofluidized granular gas. Because the ratchet's gear and pawl mechanism, as described above, permitted the axle to rotate only in one direction, random collisions with the moving beads caused the vane to rotate. This seems to contradict Feynman's hypothesis. However, this system is not in perfect thermal equilibrium: energy is constantly being supplied to maintain the fluid motion of the beads. Vigorous vibrations on top of a shaking device mimic the nature of a molecular gas. Unlike an
ideal gas An ideal gas is a theoretical gas composed of many randomly moving point particles that are not subject to interparticle interactions. The ideal gas concept is useful because it obeys the ideal gas law, a simplified equation of state, and is a ...
, though, in which tiny particles move constantly, stopping the shaking would simply cause the beads to drop. In the experiment, this necessary out-of-equilibrium environment was thus maintained. Work was not immediately being done, though; the ratchet effect only commenced beyond a critical shaking strength. For very strong shaking, the vanes of the paddle wheel interacted with the gas, forming a convection roll, sustaining their rotation.


See also

* Quantum stirring, ratchets, and pumping * *
Hawking radiation Hawking radiation is theoretical black body radiation that is theorized to be released outside a black hole's event horizon because of relativistic quantum effects. It is named after the physicist Stephen Hawking, who developed a theoretical a ...


Notes


External links


The Feynman Lectures on Physics Vol. I Ch. 46: Ratchet and pawlCoupled Brownian Motors - Can we get work out of unbiased fluctuation?


;Articles * * * *Lukasz Machura: ''Performance of Brownian Motors''. University of Augsburg, 2006
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* * * {{DEFAULTSORT:Brownian Ratchet Thought experiments in physics Richard Feynman Philosophy of thermal and statistical physics Nanotechnology Perpetual motion