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theoretical physics Theoretical physics is a branch of physics that employs mathematical models and abstractions of physical objects and systems to rationalize, explain and predict natural phenomena. This is in contrast to experimental physics, which uses experim ...
, the BRST formalism, or BRST quantization (where the ''BRST'' refers to the last names of
Carlo Becchi Carlo Maria Becchi (; born 20 October 1939) is an Italian theoretical physicist. Becchi studied at the University of Genoa, where he received his university degree in physics in 1962. In 1976, he became full professor for theoretical physics at ...
, ,
Raymond Stora Raymond Félix Stora (18 September 1930 – 20 July 2015) was a French theoretical physicist. He was a research director at the French National Centre for Scientific Research (CNRS), as well as a member of CERN's theory group. His work focused ...
and
Igor Tyutin Igor Viktorovich Tyutin (russian: И́горь Ви́кторович Тю́тин, transliteration: '; born 24 August 1940) is a Russian theoretical physicist, who works on quantum field theory. Tyutin is a professor at the Lebedev Institute in ...
) denotes a relatively rigorous mathematical approach to quantizing a field theory with a
gauge symmetry In physics, a gauge theory is a type of field theory in which the Lagrangian (and hence the dynamics of the system itself) does not change (is invariant) under local transformations according to certain smooth families of operations (Lie group ...
. Quantization rules in earlier
quantum field theory In theoretical physics, quantum field theory (QFT) is a theoretical framework that combines classical field theory, special relativity, and quantum mechanics. QFT is used in particle physics to construct physical models of subatomic particles and ...
(QFT) frameworks resembled "prescriptions" or "heuristics" more than proofs, especially in non-abelian QFT, where the use of " ghost fields" with superficially bizarre properties is almost unavoidable for technical reasons related to
renormalization Renormalization is a collection of techniques in quantum field theory, the statistical mechanics of fields, and the theory of self-similar geometric structures, that are used to treat infinities arising in calculated quantities by altering va ...
and
anomaly cancellation In quantum physics an anomaly or quantum anomaly is the failure of a symmetry of a theory's classical action to be a symmetry of any regularization of the full quantum theory. In classical physics, a classical anomaly is the failure of a symmet ...
. The BRST global
supersymmetry In a supersymmetric theory the equations for force and the equations for matter are identical. In theoretical and mathematical physics, any theory with this property has the principle of supersymmetry (SUSY). Dozens of supersymmetric theories ...
introduced in the mid-1970s was quickly understood to rationalize the introduction of these
Faddeev–Popov ghost In physics, Faddeev–Popov ghosts (also called Faddeev–Popov gauge ghosts or Faddeev–Popov ghost fields) are extraneous fields which are introduced into gauge quantum field theories to maintain the consistency of the path integral formu ...
s and their exclusion from "physical" asymptotic states when performing QFT calculations. Crucially, this symmetry of the path integral is preserved in loop order, and thus prevents introduction of counterterms which might spoil
renormalizability Renormalization is a collection of techniques in quantum field theory, the statistical mechanics of fields, and the theory of self-similar geometric structures, that are used to treat infinities arising in calculated quantities by altering v ...
of gauge theories. Work by other authors a few years later related the BRST operator to the existence of a rigorous alternative to path integrals when quantizing a
gauge theory In physics, a gauge theory is a type of field theory in which the Lagrangian (and hence the dynamics of the system itself) does not change (is invariant) under local transformations according to certain smooth families of operations ( Lie grou ...
. Only in the late 1980s, when QFT was reformulated in
fiber bundle In mathematics, and particularly topology, a fiber bundle (or, in Commonwealth English: fibre bundle) is a space that is a product space, but may have a different topological structure. Specifically, the similarity between a space E and a ...
language for application to problems in the topology of low-dimensional manifolds (
topological quantum field theory In gauge theory and mathematical physics, a topological quantum field theory (or topological field theory or TQFT) is a quantum field theory which computes topological invariants. Although TQFTs were invented by physicists, they are also of mathe ...
), did it become apparent that the BRST "transformation" is fundamentally geometrical in character. In this light, "BRST quantization" becomes more than an alternate way to arrive at anomaly-cancelling ghosts. It is a different perspective on what the ghost fields represent, why the Faddeev–Popov method works, and how it is related to the use of
Hamiltonian mechanics Hamiltonian mechanics emerged in 1833 as a reformulation of Lagrangian mechanics. Introduced by Sir William Rowan Hamilton, Hamiltonian mechanics replaces (generalized) velocities \dot q^i used in Lagrangian mechanics with (generalized) ''momenta ...
to construct a perturbative framework. The relationship between
gauge invariance In physics, a gauge theory is a type of field theory in which the Lagrangian (and hence the dynamics of the system itself) does not change (is invariant) under local transformations according to certain smooth families of operations (Lie group ...
and "BRST invariance" forces the choice of a Hamiltonian system whose states are composed of "particles" according to the rules familiar from the
canonical quantization In physics, canonical quantization is a procedure for quantizing a classical theory, while attempting to preserve the formal structure, such as symmetries, of the classical theory, to the greatest extent possible. Historically, this was not quit ...
formalism. This esoteric consistency condition therefore comes quite close to explaining how quanta and
fermions In particle physics, a fermion is a particle that follows Fermi–Dirac statistics. Generally, it has a half-odd-integer spin: spin , spin , etc. In addition, these particles obey the Pauli exclusion principle. Fermions include all quarks and ...
arise in physics to begin with. In certain cases, notably
gravity In physics, gravity () is a fundamental interaction which causes mutual attraction between all things with mass or energy. Gravity is, by far, the weakest of the four fundamental interactions, approximately 1038 times weaker than the stro ...
and
supergravity In theoretical physics, supergravity (supergravity theory; SUGRA for short) is a modern field theory that combines the principles of supersymmetry and general relativity; this is in contrast to non-gravitational supersymmetric theories such as ...
, BRST must be superseded by a more general formalism, the
Batalin–Vilkovisky formalism In theoretical physics, the Batalin–Vilkovisky (BV) formalism (named for Igor Batalin and Grigori Vilkovisky) was developed as a method for determining the ghost structure for Lagrangian gauge theories, such as gravity and supergravity, whose ...
.


Technical summary

BRST quantization is a differential geometric approach to performing consistent, anomaly-free perturbative calculations in a non-abelian gauge theory. The analytical form of the BRST "transformation" and its relevance to
renormalization Renormalization is a collection of techniques in quantum field theory, the statistical mechanics of fields, and the theory of self-similar geometric structures, that are used to treat infinities arising in calculated quantities by altering va ...
and
anomaly cancellation In quantum physics an anomaly or quantum anomaly is the failure of a symmetry of a theory's classical action to be a symmetry of any regularization of the full quantum theory. In classical physics, a classical anomaly is the failure of a symmet ...
were described by Carlo Maria Becchi,
Alain Rouet Alain may refer to: People * Alain (given name), common given name, including list of persons and fictional characters with the name * Alain (surname) * "Alain", a pseudonym for cartoonist Daniel Brustlein * Alain, a standard author abbreviation u ...
, and
Raymond Stora Raymond Félix Stora (18 September 1930 – 20 July 2015) was a French theoretical physicist. He was a research director at the French National Centre for Scientific Research (CNRS), as well as a member of CERN's theory group. His work focused ...
in a series of papers culminating in the 1976 "Renormalization of gauge theories". The equivalent transformation and many of its properties were independently discovered by Igor Viktorovich Tyutin. Its significance for rigorous
canonical quantization In physics, canonical quantization is a procedure for quantizing a classical theory, while attempting to preserve the formal structure, such as symmetries, of the classical theory, to the greatest extent possible. Historically, this was not quit ...
of a
Yang–Mills theory In mathematical physics, Yang–Mills theory is a gauge theory based on a special unitary group SU(''N''), or more generally any compact, reductive Lie algebra. Yang–Mills theory seeks to describe the behavior of elementary particles using t ...
and its correct application to the
Fock space The Fock space is an algebraic construction used in quantum mechanics to construct the quantum states space of a variable or unknown number of identical particles from a single particle Hilbert space . It is named after V. A. Fock who first intr ...
of instantaneous field configurations were elucidated by Taichiro Kugo and Izumi Ojima. Later work by many authors, notably Thomas Schücker and
Edward Witten Edward Witten (born August 26, 1951) is an American mathematical and theoretical physicist. He is a Professor Emeritus in the School of Natural Sciences at the Institute for Advanced Study in Princeton. Witten is a researcher in string theory, q ...
, has clarified the geometric significance of the BRST operator and related fields and emphasized its importance to
topological quantum field theory In gauge theory and mathematical physics, a topological quantum field theory (or topological field theory or TQFT) is a quantum field theory which computes topological invariants. Although TQFTs were invented by physicists, they are also of mathe ...
and
string theory In physics, string theory is a theoretical framework in which the point-like particles of particle physics are replaced by one-dimensional objects called strings. String theory describes how these strings propagate through space and intera ...
. In the BRST approach, one selects a perturbation-friendly
gauge fixing In the physics of gauge theories, gauge fixing (also called choosing a gauge) denotes a mathematical procedure for coping with redundant degrees of freedom in field variables. By definition, a gauge theory represents each physically distinct co ...
procedure for the
action principle In physics, action is a scalar quantity describing how a physical system has changed over time. Action is significant because the equations of motion of the system can be derived through the principle of stationary action. In the simple case ...
of a gauge theory using the
differential geometry Differential geometry is a mathematical discipline that studies the geometry of smooth shapes and smooth spaces, otherwise known as smooth manifolds. It uses the techniques of differential calculus, integral calculus, linear algebra and mult ...
of the gauge bundle on which the field theory lives. One then quantizes the theory to obtain a
Hamiltonian system A Hamiltonian system is a dynamical system governed by Hamilton's equations. In physics, this dynamical system describes the evolution of a physical system such as a planetary system or an electron in an electromagnetic field. These systems can ...
in the
interaction picture In quantum mechanics, the interaction picture (also known as the Dirac picture after Paul Dirac) is an intermediate representation between the Schrödinger picture and the Heisenberg picture. Whereas in the other two pictures either the state ...
in such a way that the "unphysical" fields introduced by the gauge fixing procedure resolve
gauge anomalies In theoretical physics, a gauge anomaly is an example of an anomaly: it is a feature of quantum mechanics—usually a one-loop diagram—that invalidates the gauge symmetry of a quantum field theory In theoretical physics, quantum field theo ...
without appearing in the asymptotic states of the theory. The result is a set of
Feynman rules In theoretical physics, a Feynman diagram is a pictorial representation of the mathematical expressions describing the behavior and interaction of subatomic particles. The scheme is named after American physicist Richard Feynman, who introduce ...
for use in a
Dyson series In scattering theory, a part of mathematical physics, the Dyson series, formulated by Freeman Dyson, is a perturbative expansion of the time evolution operator in the interaction picture. Each term can be represented by a sum of Feynman diagrams. ...
perturbative expansion of the
S-matrix In physics, the ''S''-matrix or scattering matrix relates the initial state and the final state of a physical system undergoing a scattering process. It is used in quantum mechanics, scattering theory and quantum field theory (QFT). More forma ...
which guarantee that it is
unitary Unitary may refer to: Mathematics * Unitary divisor * Unitary element * Unitary group * Unitary matrix * Unitary morphism * Unitary operator * Unitary transformation * Unitary representation In mathematics, a unitary representation of a grou ...
and
renormalizable Renormalization is a collection of techniques in quantum field theory, the statistical mechanics of fields, and the theory of self-similar geometric structures, that are used to treat infinities arising in calculated quantities by altering va ...
at each loop order—in short, a coherent approximation technique for making physical predictions about the results of scattering experiments.


Classical BRST

This is related to a supersymplectic
manifold In mathematics, a manifold is a topological space that locally resembles Euclidean space near each point. More precisely, an n-dimensional manifold, or ''n-manifold'' for short, is a topological space with the property that each point has a n ...
where pure operators are graded by integral ghost numbers and we have a BRST
cohomology In mathematics, specifically in homology theory and algebraic topology, cohomology is a general term for a sequence of abelian groups, usually one associated with a topological space, often defined from a cochain complex. Cohomology can be view ...
.


Gauge transformations in QFT

From a practical perspective, a
quantum field theory In theoretical physics, quantum field theory (QFT) is a theoretical framework that combines classical field theory, special relativity, and quantum mechanics. QFT is used in particle physics to construct physical models of subatomic particles and ...
consists of an
action principle In physics, action is a scalar quantity describing how a physical system has changed over time. Action is significant because the equations of motion of the system can be derived through the principle of stationary action. In the simple case ...
and a set of procedures for performing perturbative calculations. There are other kinds of "sanity checks" that can be performed on a quantum field theory to determine whether it fits qualitative phenomena such as
quark confinement In quantum chromodynamics (QCD), color confinement, often simply called confinement, is the phenomenon that color-charged particles (such as quarks and gluons) cannot be isolated, and therefore cannot be directly observed in normal conditions be ...
and
asymptotic freedom In quantum field theory, asymptotic freedom is a property of some gauge theories that causes interactions between particles to become asymptotically weaker as the energy scale increases and the corresponding length scale decreases. Asymptotic fre ...
. However, most of the predictive successes of quantum field theory, from
quantum electrodynamics In particle physics, quantum electrodynamics (QED) is the relativistic quantum field theory of electrodynamics. In essence, it describes how light and matter interact and is the first theory where full agreement between quantum mechanics and spec ...
to the present day, have been quantified by matching
S-matrix In physics, the ''S''-matrix or scattering matrix relates the initial state and the final state of a physical system undergoing a scattering process. It is used in quantum mechanics, scattering theory and quantum field theory (QFT). More forma ...
calculations against the results of
scattering Scattering is a term used in physics to describe a wide range of physical processes where moving particles or radiation of some form, such as light or sound, are forced to deviate from a straight trajectory by localized non-uniformities (including ...
experiments. In the early days of QFT, one would have to have said that the quantization and
renormalization Renormalization is a collection of techniques in quantum field theory, the statistical mechanics of fields, and the theory of self-similar geometric structures, that are used to treat infinities arising in calculated quantities by altering va ...
prescriptions were as much part of the model as the
Lagrangian density Lagrangian may refer to: Mathematics * Lagrangian function, used to solve constrained minimization problems in optimization theory; see Lagrange multiplier ** Lagrangian relaxation, the method of approximating a difficult constrained problem with ...
, especially when they relied on the powerful but mathematically ill-defined path integral formalism. It quickly became clear that QED was almost "magical" in its relative tractability, and that most of the ways that one might imagine extending it would not produce rational calculations. However, one class of field theories remained promising: gauge theories, in which the objects in the theory represent
equivalence classes In mathematics, when the elements of some set S have a notion of equivalence (formalized as an equivalence relation), then one may naturally split the set S into equivalence classes. These equivalence classes are constructed so that elements ...
of physically indistinguishable field configurations, any two of which are related by a
gauge transformation In physics, a gauge theory is a type of field theory in which the Lagrangian (and hence the dynamics of the system itself) does not change (is invariant) under local transformations according to certain smooth families of operations (Lie group ...
. This generalizes the QED idea of a local change of phase to a more complicated
Lie group In mathematics, a Lie group (pronounced ) is a group that is also a differentiable manifold. A manifold is a space that locally resembles Euclidean space, whereas groups define the abstract concept of a binary operation along with the addi ...
. QED itself is a gauge theory, as is
general relativity General relativity, also known as the general theory of relativity and Einstein's theory of gravity, is the geometric theory of gravitation published by Albert Einstein in 1915 and is the current description of gravitation in modern physics ...
, although the latter has proven resistant to quantization so far, for reasons related to renormalization. Another class of gauge theories with a non-Abelian gauge group, beginning with Yang–Mills theory, became amenable to quantization in the late 1960s and early 1970s, largely due to the work of Ludwig D. Faddeev,
Victor Popov Victor Nikolaevich Popov (russian: Ви́ктор Никола́евич Попо́в; 27 October 1937 – 16 April 1994) was a Russian theoretical physicist known for his contribution to the quantization of non-abelian gauge fields. His work wi ...
,
Bryce DeWitt Bryce Seligman DeWitt (January 8, 1923 – September 23, 2004), was an American theoretical physicist noted for his work in gravitation and quantum field theory. Life He was born Carl Bryce Seligman, but he and his three brothers, including th ...
, and
Gerardus 't Hooft Gerardus (Gerard) 't Hooft (; born July 5, 1946) is a Dutch theoretical physicist and professor at Utrecht University, the Netherlands. He shared the 1999 Nobel Prize in Physics with his thesis advisor Martinus J. G. Veltman "for elucidating th ...
. However, they remained very difficult to work with until the introduction of the BRST method. The BRST method provided the calculation techniques and renormalizability proofs needed to extract accurate results from both "unbroken" Yang–Mills theories and those in which the
Higgs mechanism In the Standard Model of particle physics, the Higgs mechanism is essential to explain the generation mechanism of the property " mass" for gauge bosons. Without the Higgs mechanism, all bosons (one of the two classes of particles, the other b ...
leads to
spontaneous symmetry breaking Spontaneous symmetry breaking is a spontaneous process of symmetry breaking, by which a physical system in a symmetric state spontaneously ends up in an asymmetric state. In particular, it can describe systems where the equations of motion or ...
. Representatives of these two types of Yang–Mills systems—
quantum chromodynamics In theoretical physics, quantum chromodynamics (QCD) is the theory of the strong interaction between quarks mediated by gluons. Quarks are fundamental particles that make up composite hadrons such as the proton, neutron and pion. QCD is a type ...
and
electroweak theory In particle physics, the electroweak interaction or electroweak force is the unified description of two of the four known fundamental interactions of nature: electromagnetism and the weak interaction. Although these two forces appear very differe ...
—appear in the
Standard Model The Standard Model of particle physics is the theory describing three of the four known fundamental forces ( electromagnetic, weak and strong interactions - excluding gravity) in the universe and classifying all known elementary particles. It ...
of
particle physics Particle physics or high energy physics is the study of fundamental particles and forces that constitute matter and radiation. The fundamental particles in the universe are classified in the Standard Model as fermions (matter particles) an ...
. It has proven rather more difficult to prove the ''existence'' of non-Abelian quantum field theory in a rigorous sense than to obtain accurate predictions using semi-heuristic calculation schemes. This is because analyzing a quantum field theory requires two mathematically interlocked perspectives: a
Lagrangian system In mathematics, a Lagrangian system is a pair , consisting of a smooth fiber bundle and a Lagrangian density , which yields the Euler–Lagrange differential operator acting on sections of . In classical mechanics, many dynamical systems are Lagr ...
based on the action functional, composed of ''fields'' with distinct values at each point in spacetime and local operators which act on them, and a
Hamiltonian system A Hamiltonian system is a dynamical system governed by Hamilton's equations. In physics, this dynamical system describes the evolution of a physical system such as a planetary system or an electron in an electromagnetic field. These systems can ...
in the
Dirac picture In quantum mechanics, the interaction picture (also known as the Dirac picture after Paul Dirac) is an intermediate representation between the Schrödinger picture and the Heisenberg picture. Whereas in the other two pictures either the state v ...
, composed of ''states'' which characterize the entire system at a given time and
field operators In physics, canonical quantization is a procedure for quantizing a classical theory, while attempting to preserve the formal structure, such as symmetries, of the classical theory, to the greatest extent possible. Historically, this was not quit ...
which act on them. What makes this so difficult in a gauge theory is that the objects of the theory are not really local fields on spacetime; they are right-invariant local fields on the principal gauge bundle, and different local sections through a portion of the gauge bundle, related by ''passive'' transformations, produce different Dirac pictures. What is more, a description of the system as a whole in terms of a set of fields contains many redundant degrees of freedom; the distinct configurations of the theory are equivalence classes of field configurations, so that two descriptions which are related to one another by a gauge transformation are also really the same physical configuration. The "solutions" of a quantized gauge theory exist not in a straightforward space of fields with values at every point in spacetime but in a quotient space (or cohomology) whose elements are equivalence classes of field configurations. Hiding in the BRST formalism is a system for parameterizing the variations associated with all possible active gauge transformations and correctly accounting for their physical irrelevance during the conversion of a Lagrangian system to a Hamiltonian system.


Gauge fixing and perturbation theory

The principle of gauge invariance is essential to constructing a workable quantum field theory. But it is generally not feasible to perform a perturbative calculation in a gauge theory without first "fixing the gauge"—adding terms to the
Lagrangian density Lagrangian may refer to: Mathematics * Lagrangian function, used to solve constrained minimization problems in optimization theory; see Lagrange multiplier ** Lagrangian relaxation, the method of approximating a difficult constrained problem with ...
of the action principle which "break the gauge symmetry" to suppress these "unphysical" degrees of freedom. The idea of
gauge fixing In the physics of gauge theories, gauge fixing (also called choosing a gauge) denotes a mathematical procedure for coping with redundant degrees of freedom in field variables. By definition, a gauge theory represents each physically distinct co ...
goes back to the
Lorenz gauge In electromagnetism, the Lorenz gauge condition or Lorenz gauge, for Ludvig Lorenz, is a partial gauge fixing of the electromagnetic vector potential by requiring \partial_\mu A^\mu = 0. The name is frequently confused with Hendrik Lorentz, who ha ...
approach to electromagnetism, which suppresses most of the excess degrees of freedom in the four-potential while retaining manifest
Lorentz invariance In a relativistic theory of physics, a Lorentz scalar is an expression, formed from items of the theory, which evaluates to a scalar, invariant under any Lorentz transformation In physics, the Lorentz transformations are a six-parameter famil ...
. The Lorenz gauge is a great simplification relative to Maxwell's field-strength approach to
classical electrodynamics Classical electromagnetism or classical electrodynamics is a branch of theoretical physics that studies the interactions between electric charges and currents using an extension of the classical Newtonian model; It is, therefore, a classical fi ...
, and illustrates why it is useful to deal with excess degrees of freedom in the representation of the objects in a theory at the Lagrangian stage, before passing over to
Hamiltonian mechanics Hamiltonian mechanics emerged in 1833 as a reformulation of Lagrangian mechanics. Introduced by Sir William Rowan Hamilton, Hamiltonian mechanics replaces (generalized) velocities \dot q^i used in Lagrangian mechanics with (generalized) ''momenta ...
via the
Legendre transformation In mathematics, the Legendre transformation (or Legendre transform), named after Adrien-Marie Legendre, is an involutive transformation on real-valued convex functions of one real variable. In physical problems, it is used to convert functions ...
. The Hamiltonian density is related to the Lie derivative of the Lagrangian density with respect to a unit timelike horizontal vector field on the gauge bundle. In a quantum mechanical context it is conventionally rescaled by a factor i \hbar. Integrating it by parts over a spacelike cross section recovers the form of the integrand familiar from
canonical quantization In physics, canonical quantization is a procedure for quantizing a classical theory, while attempting to preserve the formal structure, such as symmetries, of the classical theory, to the greatest extent possible. Historically, this was not quit ...
. Because the definition of the Hamiltonian involves a unit time vector field on the base space, a horizontal lift to the bundle space, and a spacelike surface "normal" (in the
Minkowski metric In mathematical physics, Minkowski space (or Minkowski spacetime) () is a combination of three-dimensional Euclidean space and time into a four-dimensional manifold where the spacetime interval between any two events is independent of the iner ...
) to the unit time vector field at each point on the base manifold, it is dependent both on the connection and the choice of Lorentz frame, and is far from being globally defined. But it is an essential ingredient in the perturbative framework of quantum field theory, into which the quantized Hamiltonian enters via the
Dyson series In scattering theory, a part of mathematical physics, the Dyson series, formulated by Freeman Dyson, is a perturbative expansion of the time evolution operator in the interaction picture. Each term can be represented by a sum of Feynman diagrams. ...
. For perturbative purposes, we gather the configuration of all the fields of our theory on an entire three-dimensional horizontal spacelike cross section of ''P'' into one object (a
Fock state In quantum mechanics, a Fock state or number state is a quantum state that is an element of a Fock space with a well-defined number of particles (or quanta). These states are named after the Soviet physicist Vladimir Fock. Fock states play an im ...
), and then describe the "evolution" of this state over time using the
interaction picture In quantum mechanics, the interaction picture (also known as the Dirac picture after Paul Dirac) is an intermediate representation between the Schrödinger picture and the Heisenberg picture. Whereas in the other two pictures either the state ...
. The Fock space is spanned by the multi-particle eigenstates of the "unperturbed" or "non-interaction" portion \mathcal_0 of the Hamiltonian \mathcal. Hence the instantaneous description of any Fock state is a complex-amplitude-weighted sum of eigenstates of \mathcal_0. In the interaction picture, we relate Fock states at different times by prescribing that each eigenstate of the unperturbed Hamiltonian experiences a constant rate of phase rotation proportional to its
energy In physics, energy (from Ancient Greek: ἐνέργεια, ''enérgeia'', “activity”) is the quantitative property that is transferred to a body or to a physical system, recognizable in the performance of work and in the form of ...
(the corresponding
eigenvalue In linear algebra, an eigenvector () or characteristic vector of a linear transformation is a nonzero vector that changes at most by a scalar factor when that linear transformation is applied to it. The corresponding eigenvalue, often denote ...
of the unperturbed Hamiltonian). Hence, in the zero-order approximation, the set of weights characterizing a Fock state does not change over time, but the corresponding field configuration does. In higher approximations, the weights also change;
collider A collider is a type of particle accelerator which brings two opposing particle beams together such that the particles collide. Colliders may either be ring accelerators or linear accelerators. Colliders are used as a research tool in particl ...
experiments in
high-energy physics Particle physics or high energy physics is the study of fundamental particles and forces that constitute matter and radiation. The fundamental particles in the universe are classified in the Standard Model as fermions (matter particles) a ...
amount to measurements of the rate of change in these weights (or rather integrals of them over distributions representing uncertainty in the initial and final conditions of a scattering event). The Dyson series captures the effect of the discrepancy between \mathcal_0 and the true Hamiltonian \mathcal, in the form of a power series in the
coupling constant In physics, a coupling constant or gauge coupling parameter (or, more simply, a coupling), is a number that determines the strength of the force exerted in an interaction. Originally, the coupling constant related the force acting between two ...
''g''; it is the principal tool for making quantitative predictions from a quantum field theory. To use the Dyson series to calculate anything, one needs more than a gauge-invariant Lagrangian density; one also needs the quantization and gauge fixing prescriptions that enter into the
Feynman rules In theoretical physics, a Feynman diagram is a pictorial representation of the mathematical expressions describing the behavior and interaction of subatomic particles. The scheme is named after American physicist Richard Feynman, who introduce ...
of the theory. The Dyson series produces infinite integrals of various kinds when applied to the Hamiltonian of a particular QFT. This is partly because all usable quantum field theories to date must be considered
effective field theories In physics, an effective field theory is a type of approximation, or effective theory, for an underlying physical theory, such as a quantum field theory or a statistical mechanics model. An effective field theory includes the appropriate degrees ...
, describing only interactions on a certain range of energy scales that we can experimentally probe and therefore vulnerable to ultraviolet divergences. These are tolerable as long as they can be handled via standard techniques of
renormalization Renormalization is a collection of techniques in quantum field theory, the statistical mechanics of fields, and the theory of self-similar geometric structures, that are used to treat infinities arising in calculated quantities by altering va ...
; they are not so tolerable when they result in an infinite series of infinite renormalizations or, worse, in an obviously unphysical prediction such as an uncancelled
gauge anomaly In theoretical physics, a gauge anomaly is an example of an anomaly: it is a feature of quantum mechanics—usually a one-loop diagram—that invalidates the gauge symmetry of a quantum field theory; i.e. of a gauge theory. All gauge anomalie ...
. There is a deep relationship between renormalizability and gauge invariance, which is easily lost in the course of attempts to obtain tractable Feynman rules by fixing the gauge.


Pre-BRST approaches to gauge fixing

The traditional gauge fixing prescriptions of continuum electrodynamics select a unique representative from each gauge-transformation-related equivalence class using a constraint equation such as the
Lorenz gauge In electromagnetism, the Lorenz gauge condition or Lorenz gauge, for Ludvig Lorenz, is a partial gauge fixing of the electromagnetic vector potential by requiring \partial_\mu A^\mu = 0. The name is frequently confused with Hendrik Lorentz, who ha ...
\partial^\mu A_\mu = 0. This sort of prescription can be applied to an Abelian gauge theory such as QED, although it results in some difficulty in explaining why the Ward identities of the classical theory carry over to the quantum theory—in other words, why
Feynman diagrams In theoretical physics, a Feynman diagram is a pictorial representation of the mathematical expressions describing the behavior and interaction of subatomic particles. The scheme is named after American physicist Richard Feynman, who introduce ...
containing internal longitudinally polarized
virtual photons A virtual particle is a theoretical transient particle that exhibits some of the characteristics of an ordinary particle, while having its existence limited by the uncertainty principle. The concept of virtual particles arises in the perturbat ...
do not contribute to
S-matrix In physics, the ''S''-matrix or scattering matrix relates the initial state and the final state of a physical system undergoing a scattering process. It is used in quantum mechanics, scattering theory and quantum field theory (QFT). More forma ...
calculations. This approach also does not generalize well to non-Abelian gauge groups such as the SU(2)xU(1) of Yang–Mills electroweak theory and the SU(3) of quantum chromodynamics. It suffers from Gribov ambiguities and from the difficulty of defining a gauge fixing constraint that is in some sense "orthogonal" to physically significant changes in the field configuration. More sophisticated approaches do not attempt to apply a
delta function In mathematics, the Dirac delta distribution ( distribution), also known as the unit impulse, is a generalized function or distribution over the real numbers, whose value is zero everywhere except at zero, and whose integral over the entire ...
constraint to the gauge transformation degrees of freedom. Instead of "fixing" the gauge to a particular "constraint surface" in configuration space, one can break the gauge freedom with an additional, non-gauge-invariant term added to the Lagrangian density. In order to reproduce the successes of gauge fixing, this term is chosen to be minimal for the choice of gauge that corresponds to the desired constraint and to depend quadratically on the deviation of the gauge from the constraint surface. By the
stationary phase approximation In mathematics, the stationary phase approximation is a basic principle of asymptotic analysis, applying to the limit as k \to \infty . This method originates from the 19th century, and is due to George Gabriel Stokes and Lord Kelvin. It is closel ...
on which the
Feynman path integral The path integral formulation is a description in quantum mechanics that generalizes the action principle of classical mechanics. It replaces the classical notion of a single, unique classical trajectory for a system with a sum, or functional ...
is based, the dominant contribution to perturbative calculations will come from field configurations in the neighborhood of the constraint surface. The perturbative expansion associated with this Lagrangian, using the method of functional quantization, is generally referred to as the ''R''ξ gauge. It reduces in the case of an Abelian U(1) gauge to the same set of
Feynman rules In theoretical physics, a Feynman diagram is a pictorial representation of the mathematical expressions describing the behavior and interaction of subatomic particles. The scheme is named after American physicist Richard Feynman, who introduce ...
that one obtains in the method of
canonical quantization In physics, canonical quantization is a procedure for quantizing a classical theory, while attempting to preserve the formal structure, such as symmetries, of the classical theory, to the greatest extent possible. Historically, this was not quit ...
. But there is an important difference: the broken gauge freedom appears in the functional integral as an additional factor in the overall normalization. This factor can only be pulled out of the perturbative expansion (and ignored) when the contribution to the Lagrangian of a perturbation along the gauge degrees of freedom is independent of the particular "physical" field configuration. This is the condition that fails to hold for non-Abelian gauge groups. If one ignores the problem and attempts to use the Feynman rules obtained from "naive" functional quantization, one finds that one's calculations contain unremovable anomalies. The problem of perturbative calculations in QCD was solved by introducing additional fields known as Faddeev–Popov ghosts, whose contribution to the gauge-fixed Lagrangian offsets the anomaly introduced by the coupling of "physical" and "unphysical" perturbations of the non-Abelian gauge field. From the functional quantization perspective, the "unphysical" perturbations of the field configuration (the gauge transformations) form a subspace of the space of all (infinitesimal) perturbations; in the non-Abelian case, the embedding of this subspace in the larger space depends on the configuration around which the perturbation takes place. The ghost term in the Lagrangian represents the functional determinant of the
Jacobian In mathematics, a Jacobian, named for Carl Gustav Jacob Jacobi, may refer to: * Jacobian matrix and determinant * Jacobian elliptic functions * Jacobian variety *Intermediate Jacobian In mathematics, the intermediate Jacobian of a compact Kähle ...
of this embedding, and the properties of the ghost field are dictated by the exponent desired on the determinant in order to correct the functional measure on the remaining "physical" perturbation axes.


Mathematical approach to BRST

BRST construction applies to a situation of a
hamiltonian action In mathematics, specifically in symplectic geometry, the momentum map (or, by false etymology, moment map) is a tool associated with a Hamiltonian action of a Lie group on a symplectic manifold, used to construct conserved quantities for the act ...
of a compact, connected Lie group ''G'' on a
phase space In dynamical system theory, a phase space is a space in which all possible states of a system are represented, with each possible state corresponding to one unique point in the phase space. For mechanical systems, the phase space usuall ...
''M''. Let \mathfrak be the
Lie algebra In mathematics, a Lie algebra (pronounced ) is a vector space \mathfrak g together with an operation called the Lie bracket, an alternating bilinear map \mathfrak g \times \mathfrak g \rightarrow \mathfrak g, that satisfies the Jacobi identi ...
of ''G'' and 0 \in \mathfrak^* a regular value of the
moment map In mathematics, specifically in symplectic geometry, the momentum map (or, by false etymology, moment map) is a tool associated with a Hamiltonian action of a Lie group on a symplectic manifold, used to construct conserved quantities for the act ...
\Phi: M\to \mathfrak^*. Let M_0=\Phi^(0) . Assume the ''G''-action on ''M''0 is free and proper, and consider the space \widetilde M = M_0/G of ''G''-orbits on ''M''0, which is also known as a
Symplectic reduction In mathematics, specifically in symplectic geometry, the momentum map (or, by false etymology, moment map) is a tool associated with a Hamiltonian action of a Lie group on a symplectic manifold, used to construct conserved quantities for the actio ...
quotient \widetilde M = M//G. First, using the regular sequence of functions defining ''M''0 inside ''M'', construct a
Koszul complex In mathematics, the Koszul complex was first introduced to define a cohomology theory for Lie algebras, by Jean-Louis Koszul (see Lie algebra cohomology). It turned out to be a useful general construction in homological algebra. As a tool, its ...
:\Lambda^\bullet \otimes C^(M). The differential, δ, on this complex is an odd ''C''(''M'')-linear derivation of the graded ''C''(''M'')-algebra \Lambda^\bullet \otimes C^(M) . This odd derivation is defined by extending the Lie algebra homomorphim \to C^(M) of the
hamiltonian action In mathematics, specifically in symplectic geometry, the momentum map (or, by false etymology, moment map) is a tool associated with a Hamiltonian action of a Lie group on a symplectic manifold, used to construct conserved quantities for the act ...
. The resulting Koszul complex is the Koszul complex of the S()-module ''C''(''M''), where S(\mathfrak) is the symmetric algebra of \mathfrak, and the module structure comes from a ring homomorphism S() \to C^(M) induced by the
hamiltonian action In mathematics, specifically in symplectic geometry, the momentum map (or, by false etymology, moment map) is a tool associated with a Hamiltonian action of a Lie group on a symplectic manifold, used to construct conserved quantities for the act ...
\mathfrak \to C^(M). This
Koszul complex In mathematics, the Koszul complex was first introduced to define a cohomology theory for Lie algebras, by Jean-Louis Koszul (see Lie algebra cohomology). It turned out to be a useful general construction in homological algebra. As a tool, its ...
is a resolution of the S()-module C^(M_0) , i.e., : H^(\Lambda^\bullet \otimes C^(M),\delta) = \begin C^(M_0) & j = 0 \\ 0 & j \neq 0 \end Then, consider the Chevalley–Eilenberg cochain complex for the Koszul complex \Lambda^\bullet \otimes C^(M) considered as a dg module over the Lie algebra \mathfrak: : K^ = C^\bullet \left (\mathfrak g,\Lambda^\bullet \otimes C^(M) \right ) = \Lambda^\bullet ^* \otimes \Lambda^\bullet \otimes C^(M). The "horizontal" differential d: K^ \to K^ is defined on the coefficients : \Lambda^\bullet \otimes C^(M) by the action of \mathfrak and on \Lambda^\bullet ^* as the exterior derivative of right-invariant differential forms on the Lie group ''G'', whose Lie algebra is \mathfrak. Let Tot(''K'') be a complex such that :\operatorname(K)^n =\bigoplus\nolimits_ K^ with a differential ''D'' = ''d'' + δ. The cohomology groups of (Tot(''K''), ''D'') are computed using a spectral sequence associated to the double complex (K^, d, \delta). The first term of the spectral sequence computes the cohomology of the "vertical" differential δ: : E_1^ = H^j (K^,\delta) = \Lambda^i ^* \otimes C^(M_0), if ''j'' = 0 and zero otherwise. The first term of the spectral sequence may be interpreted as the complex of vertical differential forms : (\Omega^\bullet(M_0), d_) for the fiber bundle M_0 \to \widetilde M . The second term of the spectral sequence computes the cohomology of the "horizontal" differential ''d'' on E_1^: : E_2^ \cong H^i(E_1^,d) = C^(M_0)^g = C^(\widetilde M), if i = j= 0 and zero otherwise. The spectral sequence collapses at the second term, so that E_^ = E_2^ , which is concentrated in degree zero. Therefore, : H^p (\operatorname(K), D ) = C^(M_0)^g = C^(\widetilde M), if ''p'' = 0 and 0 otherwise.


The BRST operator and asymptotic Fock space

Two important remarks about the BRST operator are due. First, instead of working with the gauge group ''G'' one can use only the action of the gauge algebra \mathfrak on the fields (functions on the phase space). Second, the variation of any "BRST exact form" ''sBX'' with respect to a local gauge transformation ''d''λ is :\left _, s_B \right s_B X = i_ (s_B s_B X) + s_B \left (i_ (s_B X) \right ) = s_B \left (i_ (s_B X) \right ), which is itself an exact form. More importantly for the Hamiltonian perturbative formalism (which is carried out not on the fiber bundle but on a local section), adding a BRST exact term to a gauge invariant Lagrangian density preserves the relation ''sBX'' = 0. As we shall see, this implies that there is a related operator ''QB'' on the state space for which _B, \mathcal= 0—i. e., the BRST operator on Fock states is a conserved charge of the
Hamiltonian system A Hamiltonian system is a dynamical system governed by Hamilton's equations. In physics, this dynamical system describes the evolution of a physical system such as a planetary system or an electron in an electromagnetic field. These systems can ...
. This implies that the time evolution operator in a Dyson series calculation will not evolve a field configuration obeying Q_B , \Psi_i\rangle = 0 into a later configuration with Q_B , \Psi_f\rangle \neq 0 (or vice versa). Another way of looking at the nilpotence of the BRST operator is to say that its
image An image is a visual representation of something. It can be two-dimensional, three-dimensional, or somehow otherwise feed into the visual system to convey information. An image can be an artifact, such as a photograph or other two-dimensio ...
(the space of BRST exact forms) lies entirely within its
kernel Kernel may refer to: Computing * Kernel (operating system), the central component of most operating systems * Kernel (image processing), a matrix used for image convolution * Compute kernel, in GPGPU programming * Kernel method, in machine learn ...
(the space of BRST closed forms). (The "true" Lagrangian, presumed to be invariant under local gauge transformations, is in the kernel of the BRST operator but not in its image.) The preceding argument says that we can limit our universe of initial and final conditions to asymptotic "states"—field configurations at timelike infinity, where the interaction Lagrangian is "turned off"—that lie in the kernel of ''QB'' and still obtain a unitary scattering matrix. (BRST closed and exact states are defined similarly to BRST closed and exact fields; closed states are annihilated by ''QB'', while exact states are those obtainable by applying ''QB'' to some arbitrary field configuration.) We can also suppress states that lie inside the image of ''QB'' when defining the asymptotic states of our theory—but the reasoning is a bit subtler. Since we have postulated that the "true" Lagrangian of our theory is gauge invariant, the true "states" of our Hamiltonian system are equivalence classes under local gauge transformation; in other words, two initial or final states in the Hamiltonian picture that differ only by a BRST exact state are physically equivalent. However, the use of a BRST exact gauge breaking prescription does not guarantee that the interaction Hamiltonian will preserve any particular subspace of closed field configurations that we can call "orthogonal" to the space of exact configurations. (This is a crucial point, often mishandled in QFT textbooks. There is no ''a priori'' inner product on field configurations built into the action principle; we construct such an inner product as part of our Hamiltonian perturbative apparatus.) We therefore focus on the vector space of BRST closed configurations at a particular time with the intention of converting it into a
Fock space The Fock space is an algebraic construction used in quantum mechanics to construct the quantum states space of a variable or unknown number of identical particles from a single particle Hilbert space . It is named after V. A. Fock who first intr ...
of intermediate states suitable for Hamiltonian perturbation. To this end, we shall endow it with
ladder operators In linear algebra (and its application to quantum mechanics), a raising or lowering operator (collectively known as ladder operators) is an operator that increases or decreases the eigenvalue of another operator. In quantum mechanics, the raisin ...
for the energy-momentum eigenconfigurations (particles) of each field, complete with appropriate (anti-)commutation rules, as well as a positive semi-definite
inner product In mathematics, an inner product space (or, rarely, a Hausdorff pre-Hilbert space) is a real vector space or a complex vector space with an operation called an inner product. The inner product of two vectors in the space is a scalar, often ...
. We require that the
inner product In mathematics, an inner product space (or, rarely, a Hausdorff pre-Hilbert space) is a real vector space or a complex vector space with an operation called an inner product. The inner product of two vectors in the space is a scalar, often ...
be
singular Singular may refer to: * Singular, the grammatical number that denotes a unit quantity, as opposed to the plural and other forms * Singular homology * SINGULAR, an open source Computer Algebra System (CAS) * Singular or sounder, a group of boar ...
exclusively along directions that correspond to BRST exact eigenstates of the unperturbed Hamiltonian. This ensures that one can freely choose, from within the two equivalence classes of asymptotic field configurations corresponding to particular initial and final eigenstates of the (unbroken) free-field Hamiltonian, any pair of BRST closed Fock states that we like. The desired quantization prescriptions will also provide a ''quotient'' Fock space isomorphic to the BRST cohomology, in which each BRST closed equivalence class of intermediate states (differing only by an exact state) is represented by exactly one state that contains no quanta of the BRST exact fields. This is the Fock space we want for ''asymptotic'' states of the theory; even though we will not generally succeed in choosing the particular final field configuration to which the gauge-fixed ''Lagrangian'' dynamics would have evolved that initial configuration, the singularity of the inner product along BRST exact degrees of freedom ensures that we will get the right entries for the physical scattering matrix. (Actually, we should probably be constructing a Krein space for the BRST-closed intermediate Fock states, with the time reversal operator playing the role of the "fundamental symmetry" relating the Lorentz-invariant and positive semi-definite inner products. The asymptotic state space is presumably the Hilbert space obtained by quotienting BRST exact states out of this Krein space.) In sum, no field introduced as part of a BRST gauge fixing procedure will appear in asymptotic states of the gauge-fixed theory. However, this does not imply that we can do without these "unphysical" fields in the intermediate states of a perturbative calculation! This is because perturbative calculations are done in the
interaction picture In quantum mechanics, the interaction picture (also known as the Dirac picture after Paul Dirac) is an intermediate representation between the Schrödinger picture and the Heisenberg picture. Whereas in the other two pictures either the state ...
. They implicitly involve initial and final states of the non-interaction Hamiltonian \mathcal_0, gradually transformed into states of the full Hamiltonian in accordance with the
adiabatic theorem The adiabatic theorem is a concept in quantum mechanics. Its original form, due to Max Born and Vladimir Fock (1928), was stated as follows: :''A physical system remains in its instantaneous eigenstate if a given perturbation is acting on it sl ...
by "turning on" the interaction Hamiltonian (the gauge coupling). The expansion of the
Dyson series In scattering theory, a part of mathematical physics, the Dyson series, formulated by Freeman Dyson, is a perturbative expansion of the time evolution operator in the interaction picture. Each term can be represented by a sum of Feynman diagrams. ...
in terms of
Feynman diagrams In theoretical physics, a Feynman diagram is a pictorial representation of the mathematical expressions describing the behavior and interaction of subatomic particles. The scheme is named after American physicist Richard Feynman, who introduce ...
will include vertices that couple "physical" particles (those that can appear in asymptotic states of the free Hamiltonian) to "unphysical" particles (states of fields that live outside the
kernel Kernel may refer to: Computing * Kernel (operating system), the central component of most operating systems * Kernel (image processing), a matrix used for image convolution * Compute kernel, in GPGPU programming * Kernel method, in machine learn ...
of ''sB'' or inside the
image An image is a visual representation of something. It can be two-dimensional, three-dimensional, or somehow otherwise feed into the visual system to convey information. An image can be an artifact, such as a photograph or other two-dimensio ...
of ''sB'') and vertices that couple "unphysical" particles to one another.


The Kugo–Ojima answer to unitarity questions

T. Kugo and I. Ojima are commonly credited with the discovery of the principal QCD
color confinement In quantum chromodynamics (QCD), color confinement, often simply called confinement, is the phenomenon that color-charged particles (such as quarks and gluons) cannot be isolated, and therefore cannot be directly observed in normal conditions b ...
criterion. Their role in obtaining a correct version of the BRST formalism in the Lagrangian framework seems to be less widely appreciated. It is enlightening to inspect their variant of the BRST transformation, which emphasizes the
hermitian {{Short description, none Numerous things are named after the French mathematician Charles Hermite (1822–1901): Hermite * Cubic Hermite spline, a type of third-degree spline * Gauss–Hermite quadrature, an extension of Gaussian quadrature m ...
properties of the newly introduced fields, before proceeding from an entirely geometrical angle. The gauge fixed Lagrangian density is below; the two terms in parentheses form the coupling between the gauge and ghost sectors, and the final term becomes a Gaussian weighting for the functional measure on the auxiliary field ''B''. :\mathcal = \mathcal_\textrm(\psi,\,A_\mu^a) - \tfrac F^a_ F^ - (i (\partial^\mu \bar^a) D_\mu^ c^b + (\partial^\mu B^a) A_\mu^a) + \tfrac \alpha_0 B^a B^a The Faddeev–Popov ghost field ''c'' is unique among the new fields of our gauge-fixed theory in having a geometrical meaning beyond the formal requirements of the BRST procedure. It is a version of the
Maurer–Cartan form In mathematics, the Maurer–Cartan form for a Lie group is a distinguished differential one-form on that carries the basic infinitesimal information about the structure of . It was much used by Élie Cartan as a basic ingredient of his met ...
on V\mathfrak, which relates each right-invariant vertical vector field \delta\lambda \in V\mathfrak to its representation (up to a phase) as a \mathfrak-valued field. This field must enter into the formulas for infinitesimal gauge transformations on objects (such as fermions ψ, gauge bosons ''A''μ, and the ghost ''c'' itself) which carry a non-trivial representation of the gauge group. The BRST transformation with respect to δλ is therefore: :\begin \delta \psi_i &= \delta\lambda D_i c \\ \delta A_\mu &= \delta\lambda D_\mu c \\ \delta c &= - \delta\lambda \tfrac
, c The comma is a punctuation mark that appears in several variants in different languages. It has the same shape as an apostrophe or single closing quotation mark () in many typefaces, but it differs from them in being placed on the baseline (t ...
\\ \delta \bar &= i \delta\lambda B \\ \delta B &= 0 \end Here we have omitted the details of the matter sector ψ and left the form of the Ward operator on it unspecified; these are unimportant so long as the representation of the gauge algebra on the matter fields is consistent with their coupling to δ''A''μ. The properties of the other fields we have added are fundamentally analytical rather than geometric. The bias we have introduced towards connections with \partial^\mu A_\mu = 0 is gauge-dependent and has no particular geometrical significance. The anti-ghost \bar is nothing but a Lagrange multiplier for the gauge fixing term, and the properties of the scalar field ''B'' are entirely dictated by the relationship \delta \bar = i \delta\lambda B. (The new fields are all Hermitian in Kugo–Ojima conventions, but the parameter δλ is an anti-Hermitian "anti-commuting ''c''-number". This results in some unnecessary awkwardness with regard to phases and passing infinitesimal parameters through operators; this will be resolved with a change of conventions in the geometric treatment below.) We already know, from the relation of the BRST operator to the exterior derivative and the Faddeev–Popov ghost to the Maurer–Cartan form, that the ghost ''c'' corresponds (up to a phase) to a \mathfrak-valued 1-form on V\mathfrak. In order for integration of a term like -i (\partial^\mu \bar) D_\mu c to be meaningful, the anti-ghost \bar must carry representations of these two Lie algebras—the vertical ideal V\mathfrak and the gauge algebra \mathfrak—dual to those carried by the ghost. In geometric terms, \bar must be fiberwise dual to \mathfrak and one rank short of being a top form on V\mathfrak. Likewise, the
auxiliary field In physics, and especially quantum field theory, an auxiliary field is one whose equations of motion admit a single solution. Therefore, the Lagrangian describing such a field A contains an algebraic quadratic term and an arbitrary linear term, wh ...
''B'' must carry the same representation of \mathfrak (up to a phase) as \bar, as well as the representation of V\mathfrak dual to its trivial representation on ''A''μ—i. e., B is a fiberwise \mathfrak-dual top form on V\mathfrak. Let us focus briefly on the one-particle states of the theory, in the adiabatically decoupled limit ''g'' → 0. There are two kinds of quanta in the Fock space of the gauge-fixed Hamiltonian that we expect to lie entirely outside the kernel of the BRST operator: those of the Faddeev–Popov anti-ghost \bar and the forward polarized gauge boson. This is because no combination of fields containing \bar is annihilated by ''sB'' and we have added to the Lagrangian a gauge breaking term that is equal up to a divergence to :s_B \left (\bar \left (i \partial^\mu A_\mu - \tfrac \alpha_0 s_B \bar \right ) \right ). Likewise, there are two kinds of quanta that will lie entirely in the image of the BRST operator: those of the Faddeev–Popov ghost ''c'' and the scalar field ''B'', which is "eaten" by completing the square in the functional integral to become the backward polarized gauge boson. These are the four types of "unphysical" quanta which will not appear in the asymptotic states of a perturbative calculation—''if'' we get our quantization rules right. The anti-ghost is taken to be a
Lorentz scalar In a relativistic theory of physics, a Lorentz scalar is an expression, formed from items of the theory, which evaluates to a scalar, invariant under any Lorentz transformation In physics, the Lorentz transformations are a six-parameter famil ...
for the sake of Poincaré invariance in -i (\partial^\mu \bar) D_\mu c. However, its (anti-)commutation law relative to ''c''—i. e., its quantization prescription, which ignores the
spin–statistics theorem In quantum mechanics, the spin–statistics theorem relates the intrinsic spin of a particle (angular momentum not due to the orbital motion) to the particle statistics it obeys. In units of the reduced Planck constant ''ħ'', all particles tha ...
by giving
Fermi–Dirac statistics Fermi–Dirac statistics (F–D statistics) is a type of quantum statistics that applies to the physics of a system consisting of many non-interacting, identical particles that obey the Pauli exclusion principle. A result is the Fermi–Dirac d ...
to a spin-0 particle—will be given by the requirement that the
inner product In mathematics, an inner product space (or, rarely, a Hausdorff pre-Hilbert space) is a real vector space or a complex vector space with an operation called an inner product. The inner product of two vectors in the space is a scalar, often ...
on our Fock space of asymptotic states be
singular Singular may refer to: * Singular, the grammatical number that denotes a unit quantity, as opposed to the plural and other forms * Singular homology * SINGULAR, an open source Computer Algebra System (CAS) * Singular or sounder, a group of boar ...
along directions corresponding to the raising and lowering operators of some combination of non-BRST-closed and BRST-exact fields. This last statement is the key to "BRST quantization", as opposed to mere "BRST symmetry" or "BRST transformation". :''(Needs to be completed in the language of BRST cohomology, with reference to the Kugo–Ojima treatment of asymptotic Fock space.)''


Gauge bundles and the vertical ideal

In order to do the BRST method justice, we must switch from the "algebra-valued fields on Minkowski space" picture typical of quantum field theory texts (and of the above exposition) to the language of fiber bundles, in which there are two quite different ways to look at a gauge transformation: as a change of local section (also known in
general relativity General relativity, also known as the general theory of relativity and Einstein's theory of gravity, is the geometric theory of gravitation published by Albert Einstein in 1915 and is the current description of gravitation in modern physics ...
as a
passive transformation Passive may refer to: * Passive voice, a grammatical voice common in many languages, see also Pseudopassive * Passive language, a language from which an interpreter works * Passivity (behavior), the condition of submitting to the influence of on ...
) or as the
pullback In mathematics, a pullback is either of two different, but related processes: precomposition and fiber-product. Its dual is a pushforward. Precomposition Precomposition with a function probably provides the most elementary notion of pullback: ...
of the field configuration along a vertical diffeomorphism of the principal bundle. It is the latter sort of gauge transformation that enters into the BRST method. Unlike a passive transformation, it is well-defined globally on a principal bundle with any structure group over an arbitrary manifold. (However, for concreteness and relevance to conventional QFT, this article will stick to the case of a principal gauge bundle with compact fiber over 4-dimensional Minkowski space.) A principal gauge bundle ''P'' over a 4-manifold ''M'' is locally isomorphic to ''U'' × ''F'', where ''U'' ⊂ R4 and the fiber ''F'' is isomorphic to a Lie group ''G'', the
gauge group In physics, a gauge theory is a type of field theory in which the Lagrangian (and hence the dynamics of the system itself) does not change (is invariant) under local transformations according to certain smooth families of operations (Lie group ...
of the field theory (this is an isomorphism of manifold structures, not of group structures; there is no special surface in ''P'' corresponding to 1 in ''G'', so it is more proper to say that the fiber ''F'' is a ''G''- torsor). Thus, the (physical) principal gauge bundle is related to the (mathematical) principal G-bundle but has more structure. Its most basic property as a fiber bundle is the "projection to the base space" π : ''P'' → ''M'', which defines the "vertical" directions on ''P'' (those lying within the fiber π−1(''p'') over each point ''p'' in ''M''). As a gauge bundle it has a left action of ''G'' on ''P'' which respects the fiber structure, and as a principal bundle it also has a right action of ''G'' on ''P'' which also respects the fiber structure and commutes with the left action. The left action of the
structure group In mathematics, and particularly topology, a fiber bundle (or, in Commonwealth English: fibre bundle) is a space that is a product space, but may have a different topological structure. Specifically, the similarity between a space E an ...
''G'' on ''P'' corresponds to a mere change of
coordinate system In geometry, a coordinate system is a system that uses one or more numbers, or coordinates, to uniquely determine the position of the points or other geometric elements on a manifold such as Euclidean space. The order of the coordinates is sig ...
on an individual fiber. The (global) right action ''Rg'' : ''P'' → ''P'' for a fixed ''g'' in ''G'' corresponds to an actual
automorphism In mathematics, an automorphism is an isomorphism from a mathematical object to itself. It is, in some sense, a symmetry of the object, and a way of mapping the object to itself while preserving all of its structure. The set of all automorphis ...
of each fiber and hence to a map of ''P'' to itself. In order for ''P'' to qualify as a principal ''G''-bundle, the global right action of each ''g'' in ''G'' must be an automorphism with respect to the manifold structure of ''P'' with a smooth dependence on ''g''—i. e., a diffeomorphism ''P'' × ''G'' → ''P''. The existence of the global right action of the structure group picks out a special class of right invariant geometric objects on ''P''—those which do not change when they are pulled back along ''Rg'' for all values of ''g'' in ''G''. The most important right invariant objects on a principal bundle are the right invariant vector fields, which form an
ideal Ideal may refer to: Philosophy * Ideal (ethics), values that one actively pursues as goals * Platonic ideal, a philosophical idea of trueness of form, associated with Plato Mathematics * Ideal (ring theory), special subsets of a ring considered ...
\mathfrak of the Lie algebra of infinitesimal diffeomorphisms on ''P''. Those vector fields on ''P'' which are both right invariant and vertical form an ideal V\mathfrak of \mathfrak, which has a relationship to the entire bundle ''P'' analogous to that of the Lie algebra \mathfrak of the gauge group ''G'' to the individual ''G''-torsor fiber ''F''. The "field theory" of interest is defined in terms of a set of "fields" (smooth maps into various vector spaces) defined on a principal gauge bundle ''P''. Different fields carry different representations of the gauge group ''G'', and perhaps of other
symmetry group In group theory, the symmetry group of a geometric object is the group of all transformations under which the object is invariant, endowed with the group operation of composition. Such a transformation is an invertible mapping of the amb ...
s of the manifold such as the
Poincaré group The Poincaré group, named after Henri Poincaré (1906), was first defined by Hermann Minkowski (1908) as the group of Minkowski spacetime isometries. It is a ten-dimensional non-abelian Lie group that is of importance as a model in our und ...
. One may define the space ''Pl'' of local polynomials in these fields and their derivatives. The fundamental Lagrangian density of one's theory is presumed to lie in the subspace ''Pl''0 of polynomials which are real-valued and invariant under any unbroken non-gauge symmetry groups. It is also presumed to be invariant not only under the left action (passive coordinate transformations) and the global right action of the gauge group but also under local gauge transformations—pullback along the infinitesimal diffeomorphism associated with an arbitrary choice of right invariant vertical vector field \epsilon \in V\mathfrak. Identifying local gauge transformations with a particular subspace of vector fields on the manifold ''P'' equips us with a better framework for dealing with infinite-dimensional infinitesimals:
differential geometry Differential geometry is a mathematical discipline that studies the geometry of smooth shapes and smooth spaces, otherwise known as smooth manifolds. It uses the techniques of differential calculus, integral calculus, linear algebra and mult ...
and the exterior calculus. The change in a scalar field under pullback along an infinitesimal automorphism is captured in the
Lie derivative In differential geometry, the Lie derivative ( ), named after Sophus Lie by Władysław Ślebodziński, evaluates the change of a tensor field (including scalar functions, vector fields and one-forms), along the flow defined by another vector fi ...
, and the notion of retaining only the term linear in the scale of the vector field is implemented by separating it into the inner derivative and the
exterior derivative On a differentiable manifold, the exterior derivative extends the concept of the differential of a function to differential forms of higher degree. The exterior derivative was first described in its current form by Élie Cartan in 1899. The re ...
. (In this context, "forms" and the exterior calculus refer exclusively to degrees of freedom which are dual to vector fields ''on the gauge bundle'', not to degrees of freedom expressed in (Greek) tensor indices on the base manifold or (Roman) matrix indices on the gauge algebra.) The Lie derivative on a manifold is a globally well-defined operation in a way that the
partial derivative In mathematics, a partial derivative of a function of several variables is its derivative with respect to one of those variables, with the others held constant (as opposed to the total derivative, in which all variables are allowed to vary). Pa ...
is not. The proper generalization of
Clairaut's theorem Clairaut's theorem characterizes the surface gravity on a viscous rotating ellipsoid in hydrostatic equilibrium under the action of its gravitational field and centrifugal force. It was published in 1743 by Alexis Claude Clairaut in a treatise ...
to the non-trivial manifold structure of ''P'' is given by the
Lie bracket of vector fields In the mathematical field of differential topology, the Lie bracket of vector fields, also known as the Jacobi–Lie bracket or the commutator of vector fields, is an operator that assigns to any two vector fields ''X'' and ''Y'' on a smooth ...
and the nilpotence of the
exterior derivative On a differentiable manifold, the exterior derivative extends the concept of the differential of a function to differential forms of higher degree. The exterior derivative was first described in its current form by Élie Cartan in 1899. The re ...
. And we obtain an essential tool for computation: the
generalized Stokes theorem In vector calculus and differential geometry the generalized Stokes theorem (sometimes with apostrophe as Stokes' theorem or Stokes's theorem), also called the Stokes–Cartan theorem, is a statement about the integration of differential forms o ...
, which allows us to integrate by parts and drop the surface term as long as the integrand drops off rapidly enough in directions where there is an open boundary. (This is not a trivial assumption, but can be dealt with by
renormalization Renormalization is a collection of techniques in quantum field theory, the statistical mechanics of fields, and the theory of self-similar geometric structures, that are used to treat infinities arising in calculated quantities by altering va ...
techniques such as
dimensional regularization __NOTOC__ In theoretical physics, dimensional regularization is a method introduced by Giambiagi and Bollini as well as – independently and more comprehensively – by 't Hooft and Veltman for regularizing integrals in the evaluation of ...
as long as the surface term can be made gauge invariant.)


BRST formalism

In
theoretical physics Theoretical physics is a branch of physics that employs mathematical models and abstractions of physical objects and systems to rationalize, explain and predict natural phenomena. This is in contrast to experimental physics, which uses experim ...
, the BRST formalism is a method of implementing
first class constraint A first class constraint is a dynamical quantity in a constrained Hamiltonian system whose Poisson bracket with all the other constraints vanishes on the constraint surface in phase space (the surface implicitly defined by the simultaneous vanishi ...
s. The letters BRST stand for Becchi, Rouet, Stora, and (independently) Tyutin who discovered this formalism. It is a sophisticated method to deal with quantum physical theories with gauge invariance. For example, the BRST methods are often applied to gauge theory and quantized
general relativity General relativity, also known as the general theory of relativity and Einstein's theory of gravity, is the geometric theory of gravitation published by Albert Einstein in 1915 and is the current description of gravitation in modern physics ...
.


Quantum version

The space of states is not a Hilbert space (see below). This
vector space In mathematics and physics, a vector space (also called a linear space) is a set whose elements, often called '' vectors'', may be added together and multiplied ("scaled") by numbers called ''scalars''. Scalars are often real numbers, but can ...
is both Z2-graded and R-graded. If you wish, you may think of it as a Z2 × R-
graded vector space In mathematics, a graded vector space is a vector space that has the extra structure of a '' grading'' or a ''gradation'', which is a decomposition of the vector space into a direct sum of vector subspaces. Integer gradation Let \mathbb be th ...
. The former grading is the parity, which can either be even or odd. The latter grading is the ghost number. Note that it is R and not Z because unlike the classical case, we can have nonintegral ghost numbers. Operators acting upon this space are also Z2 × R- graded in the obvious manner. In particular, ''Q'' is odd and has a ghost number of 1. Let ''Hn'' be the subspace of all states with ghost number ''n''. Then, ''Q'' restricted to ''Hn'' maps ''Hn'' to ''H''''n''+1. Since ''Q''2 = 0, we have a
cochain complex In mathematics, a chain complex is an algebraic structure that consists of a sequence of abelian groups (or modules) and a sequence of homomorphisms between consecutive groups such that the image of each homomorphism is included in the kernel of th ...
describing a cohomology. The physical states are identified as elements of cohomology of the operator ''Q'', i.e. as vectors in Ker(''Q''''n''+1)/Im(''Qn''). The BRST theory is in fact linked to the standard resolution in Lie algebra cohomology. Recall that the space of states is Z2-graded. If ''A'' is a pure graded operator, then the BRST transformation maps ''A'' to 'Q'', ''A'')_where_[ , )_is_the_supercommutator._BRST-invariant_operators_are_operators_for_which_[''Q'', ''A'') = 0._Since_the_operators_are_also_graded_by_ghost_numbers,_this_BRST_transformation_also_forms_a_cohomology_for_the_operators_since_[''Q'', [''Q'', ''A''))_=_0. Although_the_BRST_formalism_is_more_general_than_the_Faddeev–Popov_gauge_fixing,_in_the_special_case_where_it_is_derived_from_it,_the_BRST_operator_is_also_useful_to_obtain_the_right_Jacobian_variety.html" "title="nbsp;, )_is_the_supercommutator.html" ;"title="'Q'', ''A'') where [ , ) is the supercommutator">'Q'', ''A'') where [ , ) is the supercommutator. BRST-invariant operators are operators for which [''Q'', ''A'') = 0. Since the operators are also graded by ghost numbers, this BRST transformation also forms a cohomology for the operators since [''Q'', [''Q'', ''A'')) = 0. Although the BRST formalism is more general than the Faddeev–Popov gauge fixing, in the special case where it is derived from it, the BRST operator is also useful to obtain the right Jacobian variety">Jacobian In mathematics, a Jacobian, named for Carl Gustav Jacob Jacobi, may refer to: * Jacobian matrix and determinant * Jacobian elliptic functions * Jacobian variety *Intermediate Jacobian In mathematics, the intermediate Jacobian of a compact Kähle ...
associated with constraints that gauge-fix the symmetry. The BRST operator is a
supersymmetry In a supersymmetric theory the equations for force and the equations for matter are identical. In theoretical and mathematical physics, any theory with this property has the principle of supersymmetry (SUSY). Dozens of supersymmetric theories ...
. It generates the Lie superalgebra with a zero-dimensional even part and a one-dimensional odd part spanned by ''Q''. [''Q'', ''Q'') =  = 0 where [ , ) is the Lie superalgebra, Lie superbracket (i.e. ''Q''2 = 0). This means ''Q'' acts as an
antiderivation In mathematics, a derivation is a function on an algebra which generalizes certain features of the derivative operator. Specifically, given an algebra ''A'' over a ring or a field ''K'', a ''K''-derivation is a ''K''-linear map that satisfies Le ...
. Because ''Q'' is Hermitian and its square is zero but ''Q'' itself is nonzero, this means the vector space of all states prior to the cohomological reduction has an indefinite norm! This means it is not a
Hilbert space In mathematics, Hilbert spaces (named after David Hilbert) allow generalizing the methods of linear algebra and calculus from (finite-dimensional) Euclidean vector spaces to spaces that may be infinite-dimensional. Hilbert spaces arise natural ...
. For more general flows which can't be described by first class constraints, see
Batalin–Vilkovisky formalism In theoretical physics, the Batalin–Vilkovisky (BV) formalism (named for Igor Batalin and Grigori Vilkovisky) was developed as a method for determining the ghost structure for Lagrangian gauge theories, such as gravity and supergravity, whose ...
.


Example

For the special case of gauge theories (of the usual kind described by sections of a principal G-bundle) with a quantum
connection form In mathematics, and specifically differential geometry, a connection form is a manner of organizing the data of a connection using the language of moving frames and differential forms. Historically, connection forms were introduced by Élie Carta ...
A, a BRST charge (sometimes also a BRS charge) is an operator usually denoted ''Q''. Let the \mathfrak-valued
gauge fixing In the physics of gauge theories, gauge fixing (also called choosing a gauge) denotes a mathematical procedure for coping with redundant degrees of freedom in field variables. By definition, a gauge theory represents each physically distinct co ...
conditions be G=\xi\partial^\mu A_\mu where ξ is a positive number determining the gauge. There are many other possible gauge fixings, but they will not be covered here. The fields are the \mathfrak-valued connection form ''A'', \mathfrak-valued scalar field with fermionic statistics, b and c and a \mathfrak-valued scalar field with bosonic statistics B. c deals with the gauge transformations whereas b and B deal with the gauge fixings. There actually are some subtleties associated with the gauge fixing due to Gribov ambiguities but they will not be covered here. :QA=Dc where ''D'' is the
covariant derivative In mathematics, the covariant derivative is a way of specifying a derivative along tangent vectors of a manifold. Alternatively, the covariant derivative is a way of introducing and working with a connection on a manifold by means of a differe ...
. :Qc= \tfrac ,cL where nbsp;, sub>''L'' is the Lie bracket. :QB=0 :Qb=B ''Q'' is an
antiderivation In mathematics, a derivation is a function on an algebra which generalizes certain features of the derivative operator. Specifically, given an algebra ''A'' over a ring or a field ''K'', a ''K''-derivation is a ''K''-linear map that satisfies Le ...
. The BRST
Lagrangian density Lagrangian may refer to: Mathematics * Lagrangian function, used to solve constrained minimization problems in optimization theory; see Lagrange multiplier ** Lagrangian relaxation, the method of approximating a difficult constrained problem with ...
:\mathcal=-\frac \operatorname ^F_ \operatorname B \operatorname G \operatorname partial^\mu b D_\mu c/math> While the Lagrangian density is not BRST invariant, its integral over all of spacetime, the action, is. The operator ''Q'' is defined as :Q = c^i \left(L_i-\frac 12 _k b_j c^k\right) where c^i,b_i are the Faddeev–Popov ghosts and antighosts (fields with a negative ghost number), respectively, ''Li'' are the infinitesimal generators of the Lie group, and f_^k are its structure constants.


See also

*
Batalin–Vilkovisky formalism In theoretical physics, the Batalin–Vilkovisky (BV) formalism (named for Igor Batalin and Grigori Vilkovisky) was developed as a method for determining the ghost structure for Lagrangian gauge theories, such as gravity and supergravity, whose ...
*
Quantum chromodynamics In theoretical physics, quantum chromodynamics (QCD) is the theory of the strong interaction between quarks mediated by gluons. Quarks are fundamental particles that make up composite hadrons such as the proton, neutron and pion. QCD is a type ...


References


Citations


Textbook treatments

* Chapter 16 of Peskin & Schroeder ( or ) applies the "BRST symmetry" to reason about anomaly cancellation in the Faddeev–Popov Lagrangian. This is a good start for QFT non-experts, although the connections to geometry are omitted and the treatment of asymptotic Fock space is only a sketch. * Chapter 12 of M. Göckeler and T. Schücker ( or ) discusses the relationship between the BRST formalism and the geometry of gauge bundles. It is substantially similar t
Schücker's 1987 paper


Mathematical treatment

* *


Primary literature

Original BRST papers: * * * * * I.V. Tyutin
"Gauge Invariance in Field Theory and Statistical Physics in Operator Formalism"
Lebedev Physics Institute preprint 39 (1975), arXiv:0812.0580. * * A more accessible version of Kugo–Ojima is available online in a series of papers, starting with: {{cite journal , last1=Kugo , first1=T. , last2=Ojima , first2=I. , title=Manifestly Covariant Canonical Formulation of the Yang-Mills Field Theories. I: -- General Formalism -- , journal=Progress of Theoretical Physics , publisher=Oxford University Press (OUP) , volume=60 , issue=6 , date=1978-12-01 , issn=0033-068X , doi=10.1143/ptp.60.1869 , pages=1869–1889, doi-access=free This is probably the single best reference for BRST quantization in quantum mechanical (as opposed to geometrical) language. * Much insight about the relationship between topological invariants and the BRST operator may be found in: E. Witten
"Topological quantum field theory"
Commun. Math. Phys. 117, 3 (1988), pp. 353–386


Alternate perspectives

* BRST systems are briefly analyzed from an operator theory perspective in: S. S. Horuzhy and A. V. Voronin
"Remarks on Mathematical Structure of BRST Theories"
Comm. Math. Phys. 123, 4 (1989) pp. 677–685 * A measure-theoretic perspective on the BRST method may be found i
Carlo Becchi's 1996 lecture notes


External links


Brst cohomology on arxiv.org
Gauge theories Quantum chromodynamics Cohomology theories