Axiom of constructibility
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The axiom of constructibility is a possible
axiom An axiom, postulate, or assumption is a statement that is taken to be true, to serve as a premise or starting point for further reasoning and arguments. The word comes from the Ancient Greek word (), meaning 'that which is thought worthy or ...
for
set theory Set theory is the branch of mathematical logic that studies Set (mathematics), sets, which can be informally described as collections of objects. Although objects of any kind can be collected into a set, set theory – as a branch of mathema ...
in mathematics that asserts that every set is constructible. The axiom is usually written as ''V'' = ''L''. The axiom, first investigated by
Kurt Gödel Kurt Friedrich Gödel ( ; ; April 28, 1906 – January 14, 1978) was a logician, mathematician, and philosopher. Considered along with Aristotle and Gottlob Frege to be one of the most significant logicians in history, Gödel profoundly ...
, is inconsistent with the proposition that
zero sharp In the mathematical discipline of set theory, 0# (zero sharp, also 0#) is the set of true formulae about indiscernibles and order-indiscernibles in the Gödel constructible universe. It is often encoded as a subset of the natural numbers (using ...
exists and stronger large cardinal axioms (see list of large cardinal properties). Generalizations of this axiom are explored in
inner model theory In set theory, inner model theory is the study of certain models of ZFC or some fragment or strengthening thereof. Ordinarily these models are transitive subsets or subclasses of the von Neumann universe ''V'', or sometimes of a generic extensi ...
.


Implications

The axiom of constructibility implies the
axiom of choice In mathematics, the axiom of choice, abbreviated AC or AoC, is an axiom of set theory. Informally put, the axiom of choice says that given any collection of non-empty sets, it is possible to construct a new set by choosing one element from e ...
(AC), given
Zermelo–Fraenkel set theory In set theory, Zermelo–Fraenkel set theory, named after mathematicians Ernst Zermelo and Abraham Fraenkel, is an axiomatic system that was proposed in the early twentieth century in order to formulate a theory of sets free of paradoxes suc ...
without the axiom of choice (ZF). It also settles many natural mathematical questions that are independent of Zermelo–Fraenkel set theory with the axiom of choice (ZFC); for example, the axiom of constructibility implies the
generalized continuum hypothesis In mathematics, specifically set theory, the continuum hypothesis (abbreviated CH) is a hypothesis about the possible sizes of infinite sets. It states: Or equivalently: In Zermelo–Fraenkel set theory with the axiom of choice (ZFC), this ...
, the negation of Suslin's hypothesis, and the existence of an analytical (in fact, \Delta^1_2) non-measurable set of
real number In mathematics, a real number is a number that can be used to measure a continuous one- dimensional quantity such as a duration or temperature. Here, ''continuous'' means that pairs of values can have arbitrarily small differences. Every re ...
s, all of which are independent of ZFC. The axiom of constructibility implies the non-existence of those large cardinals with consistency strength greater or equal to 0#, which includes some "relatively small" large cardinals. For example, no cardinal can be ω1- Erdős in ''L''. While ''L'' does contain the
initial ordinal The von Neumann cardinal assignment is a cardinal assignment that uses ordinal numbers. For a well-orderable set ''U'', we define its cardinal number to be the smallest ordinal number equinumerous to ''U'', using the von Neumann definition of an ...
s of those large cardinals (when they exist in a supermodel of ''L''), and they are still initial ordinals in ''L'', it excludes the auxiliary structures (e.g. measures) that endow those cardinals with their large cardinal properties. Although the axiom of constructibility does resolve many set-theoretic questions, it is not typically accepted as an axiom for set theory in the same way as the ZFC axioms. Among set theorists of a realist bent, who believe that the axiom of constructibility is either true or false, most believe that it is false. This is in part because it seems unnecessarily "restrictive", as it allows only certain subsets of a given set (for example, 0^\sharp\subseteq \omega can't exist), with no clear reason to believe that these are all of them. In part it is because the axiom is contradicted by sufficiently strong large cardinal axioms. This point of view is especially associated with the
Cabal A cabal is a group of people who are united in some close design, usually to promote their private views or interests in an ideology, a state (polity), state, or another community, often by Wiktionary:intrigue, intrigue and usually without the kn ...
, or the "California school" as
Saharon Shelah Saharon Shelah (; , ; born July 3, 1945) is an Israeli mathematician. He is a professor of mathematics at the Hebrew University of Jerusalem and Rutgers University in New Jersey. Biography Shelah was born in Jerusalem on July 3, 1945. He is th ...
would have it.


In arithmetic

Especially from the 1950s to the 1970s, there have been some investigations into formulating an analogue of the axiom of constructibility for subsystems of second-order arithmetic. A few results stand out in the study of such analogues: * John Addison's \Sigma_2^1 formula \textrm(X) such that \mathcal P(\omega)\vDash\textrm(X) iff X\in\mathcal P(\omega)\cap L, i.e. X is a constructible real. * There is a \Pi_3^1 formula known as the "analytical form of the axiom of constructibility" that has some associations to the set-theoretic axiom V=L.W. Marek
sets, a characterization of β₂-models of full second-order arithmetic and some related facts
(pp.176--177). Accessed 2021 November 3.
For example, some cases where M\vDash\textrm iff M\cap\mathcal P(\omega)\vDash\textrm\;\textrm\;\textrm\;\textrm have been given.


Significance

The major significance of the axiom of constructibility is in
Kurt Gödel Kurt Friedrich Gödel ( ; ; April 28, 1906 – January 14, 1978) was a logician, mathematician, and philosopher. Considered along with Aristotle and Gottlob Frege to be one of the most significant logicians in history, Gödel profoundly ...
's 1938 proof of the relative
consistency In deductive logic, a consistent theory is one that does not lead to a logical contradiction. A theory T is consistent if there is no formula \varphi such that both \varphi and its negation \lnot\varphi are elements of the set of consequences ...
of the
axiom of choice In mathematics, the axiom of choice, abbreviated AC or AoC, is an axiom of set theory. Informally put, the axiom of choice says that given any collection of non-empty sets, it is possible to construct a new set by choosing one element from e ...
and the
generalized continuum hypothesis In mathematics, specifically set theory, the continuum hypothesis (abbreviated CH) is a hypothesis about the possible sizes of infinite sets. It states: Or equivalently: In Zermelo–Fraenkel set theory with the axiom of choice (ZFC), this ...
to
Von Neumann–Bernays–Gödel set theory In the foundations of mathematics, von Neumann–Bernays–Gödel set theory (NBG) is an axiomatic set theory that is a conservative extension of Zermelo–Fraenkel–choice set theory (ZFC). NBG introduces the notion of class, which is a collec ...
. (The proof carries over to
Zermelo–Fraenkel set theory In set theory, Zermelo–Fraenkel set theory, named after mathematicians Ernst Zermelo and Abraham Fraenkel, is an axiomatic system that was proposed in the early twentieth century in order to formulate a theory of sets free of paradoxes suc ...
, which has become more prevalent in recent years.) Namely Gödel proved that V=L is relatively consistent (i.e. if ZFC + (V=L) can prove a contradiction, then so can ZF), and that in ZF :V=L\implies AC\land GCH, thereby establishing that AC and GCH are also relatively consistent. Gödel's proof was complemented in 1962 by
Paul Cohen Paul Joseph Cohen (April 2, 1934 – March 23, 2007) was an American mathematician, best known for his proofs that the continuum hypothesis and the axiom of choice are independent from Zermelo–Fraenkel set theory, for which he was awarded a F ...
's result that both AC and GCH are ''independent'', i.e. that the negations of these axioms (\lnot AC and \lnot GCH) are also relatively consistent to ZF set theory.


Statements true in ''L''

Here is a list of propositions that hold in the
constructible universe In mathematics, in set theory, the constructible universe (or Gödel's constructible universe), denoted by L, is a particular Class (set theory), class of Set (mathematics), sets that can be described entirely in terms of simpler sets. L is the un ...
(denoted by ''L''): * The
generalized continuum hypothesis In mathematics, specifically set theory, the continuum hypothesis (abbreviated CH) is a hypothesis about the possible sizes of infinite sets. It states: Or equivalently: In Zermelo–Fraenkel set theory with the axiom of choice (ZFC), this ...
and as a consequence ** The
axiom of choice In mathematics, the axiom of choice, abbreviated AC or AoC, is an axiom of set theory. Informally put, the axiom of choice says that given any collection of non-empty sets, it is possible to construct a new set by choosing one element from e ...
* Diamondsuit ** Clubsuit * Global square * The existence of morasses * The negation of the Suslin hypothesis * The non-existence of 0# and as a consequence ** The non existence of all large cardinals that imply the existence of a
measurable cardinal In mathematics, a measurable cardinal is a certain kind of large cardinal number. In order to define the concept, one introduces a two-valued measure (mathematics), measure on a cardinal ''κ'', or more generally on any set. For a cardinal ''κ'', ...
* The existence of a \Delta_2^1 set of reals (in the
analytical hierarchy Analytic or analytical may refer to: Chemistry * Analytical chemistry, the analysis of material samples to learn their chemical composition and structure * Analytical technique, a method that is used to determine the concentration of a chemica ...
) that is not
measurable In mathematics, the concept of a measure is a generalization and formalization of geometrical measures (length, area, volume) and other common notions, such as magnitude, mass, and probability of events. These seemingly distinct concepts hav ...
. * The truth of Whitehead's conjecture that every
abelian group In mathematics, an abelian group, also called a commutative group, is a group in which the result of applying the group operation to two group elements does not depend on the order in which they are written. That is, the group operation is commu ...
''A'' with Ext1(''A'', Z) = 0 is a
free abelian group In mathematics, a free abelian group is an abelian group with a Free module, basis. Being an abelian group means that it is a Set (mathematics), set with an addition operation (mathematics), operation that is associative, commutative, and inverti ...
. * The existence of a definable
well-order In mathematics, a well-order (or well-ordering or well-order relation) on a set is a total ordering on with the property that every non-empty subset of has a least element in this ordering. The set together with the ordering is then calle ...
of all sets (the formula for which can be given explicitly). In particular, ''L'' satisfies V=HOD. * The existence of a primitive recursive class surjection F:\textrm\to\textrm, i.e. a class function from Ord whose range contains all sets. W. Richter, P. Aczel
Inductive Definitions and Reflecting Properties of Admissible Ordinals
(1974, p.23). Accessed 30 August 2022.
Accepting the axiom of constructibility (which asserts that every set is constructible) these propositions also hold in the
von Neumann universe In set theory and related branches of mathematics, the von Neumann universe, or von Neumann hierarchy of sets, denoted by ''V'', is the class of hereditary well-founded sets. This collection, which is formalized by Zermelo–Fraenkel set theory ( ...
, resolving many propositions in set theory and some interesting questions in
analysis Analysis (: analyses) is the process of breaking a complex topic or substance into smaller parts in order to gain a better understanding of it. The technique has been applied in the study of mathematics and logic since before Aristotle (38 ...
.


References

*


External links


''How many real numbers are there?''
Keith Devlin,
Mathematical Association of America The Mathematical Association of America (MAA) is a professional society that focuses on mathematics accessible at the undergraduate level. Members include university A university () is an educational institution, institution of tertiary edu ...
, June 2001 {{Set theory Axioms of set theory Constructible universe