Arnold Von Winkelried
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Arnold von Winkelried or Arnold Winkelried was a legendary hero of
Swiss Swiss most commonly refers to: * the adjectival form of Switzerland * Swiss people Swiss may also refer to: Places * Swiss, Missouri * Swiss, North Carolina * Swiss, West Virginia * Swiss, Wisconsin Other uses * Swiss Café, an old café located ...
history. According to 16th-century Swiss historiography, Winkelried's sacrifice brought about the victory of the
Old Swiss Confederacy The Old Swiss Confederacy, also known as Switzerland or the Swiss Confederacy, was a loose confederation of independent small states (, German or ), initially within the Holy Roman Empire. It is the precursor of the modern state of Switzerlan ...
in the
Battle of Sempach The Battle of Sempach was fought on 9 July 1386, between Leopold III, Duke of Austria and the Old Swiss Confederacy. The battle was a decisive Swiss victory in which Duke Leopold and numerous Austrian nobles died. The victory helped turn the lo ...
(1386) over the army of the
Habsburg The House of Habsburg (; ), also known as the House of Austria, was one of the most powerful dynasties in the history of Europe and Western civilization. They were best known for their inbreeding and for ruling vast realms throughout Europe d ...
Duke Leopold III of Austria.


The legend

According to legend, the Swiss initially could not break the close ranks of the Habsburg
pikemen A pike is a long thrusting spear formerly used in European warfare from the Late Middle Ages and most of the early modern period, and wielded by foot soldiers deployed in pike square formation, until it was largely replaced by bayonet-equipped ...
. Winkelried cried: "I will open a passage into the line; protect, dear countrymen and confederates, my wife and children..." He then threw himself upon the Austrian pikes, taking some of them down with his body. This broke up the Austrian front, and made an opening through which the Swiss could attack. As phrased in the Halbsuterlied printed in the 1530s by
Aegidius Tschudi Aegidius Tschudi (Glarus, 5 February 1505Glarus, 28 February 1572) was a Swiss historian, statesman and soldier, an eminent member of the Tschudi family of Glarus, Switzerland. His best-known work is the '' Chronicon Helveticum'', a history of ...
and Wernher Steiner: Two other verses describe the order of battle of the Austrian side. According to this testimony, the knights dismounted, presumably because they were forced to fight from the lower ground, and they cut off their shoe-tips for better mobility. Even though they would have had a sufficient force of mercenaries to engage the outnumbered Swiss, the nobility wanted to engage the enemy on their own, because they were concerned that the mercenaries would make such short work of the peasants that they themselves would not see any action at all, which would have been to their dishonour: This is given by means of explanation as to how the breaking of the first rank of pikes by Winkelried could lead to immediate disaster for the Austrian side, as the leaders of the army were fighting in the van. Haller (''Schweizerschlachten'', 1828) reports that in the early 19th century, a pierced mail shirt identified as that worn by Winkelried in the battle was preserved in
Stans Stans () is the capital of the Cantons of Switzerland, canton of Nidwalden (Nidwald) in Switzerland. The official language of Stans is German language, German (spoken there in the variety of Swiss Standard German), but the main language is the ...
. Haller also reports a folk tradition according to which Winkelried was found still alive after the battle, and only died of his wounds on the way home in a boat on Lake Sempach.


Historicity

The historicity of Winkelried and his deed has been taken for granted in 19th-century historiography, but in the 20th century it was commonly deconstructed as pure legend. Since the late 20th century, scholarship is again inclined to consider its historicity as plausible, even though no positive proof can be given to substantiate it. The earliest record of the deed is in the Zürcher Chronik, a manuscript compiled in the 1480s based on older sources. The hero in this account is unnamed, identified just as ''ein getrüwer man under den Eidgenozen'' (a faithful man among the '' Eidgenossen'' ("confederates")). In the chronicle of Diebold Schilling of Berne (c. 1480), in the picture of the battle of Sempach there is a warrior pierced with spears falling to the ground, which may possibly be meant to be Winkelried. In the chronicle of Diebold Schilling of Lucerne (1511), though in the text no allusion is made to any such incident, there is a similar picture of a man who has accomplished Winkelried's feat, though he is dressed in the colours of
Lucerne Lucerne ( ) or Luzern ()Other languages: ; ; ; . is a city in central Switzerland, in the Languages of Switzerland, German-speaking portion of the country. Lucerne is the capital of the canton of Lucerne and part of the Lucerne (district), di ...
. The name of Winkelried first appears in the 16th century. The hero is still nameless in ''De Helvetiae origine'' by Rudolph Gwalther (1538), but
Aegidius Tschudi Aegidius Tschudi (Glarus, 5 February 1505Glarus, 28 February 1572) was a Swiss historian, statesman and soldier, an eminent member of the Tschudi family of Glarus, Switzerland. His best-known work is the '' Chronicon Helveticum'', a history of ...
(1536) has "a man of Unterwalden, of the Winkelried family," this being expanded in the final recension of the chronicle (1564) into "a man of
Unterwalden Unterwalden, translated from the Latin ''inter silvas'' ("between the forests"), is the old name of a forest-canton of the Old Swiss Confederacy in central Switzerland, south of Lake Lucerne, consisting of two valleys or '' Talschaften'', now tw ...
, Arnold von Winckelried by name, a brave knight,". He is entered (in the same book, on the authority of the "Anniversary Book" of Stans, now lost) on the list of those who fell at Sempach at the head of the Nidwalden (or Stans) men as "Herr Arnold von Winckelriet, Ritter," this being in the first draft "Arnold Winckelriet." Some recensions of the '' Sempacherlied'', which originally dates to about the time of the
Burgundian Wars The Burgundian Wars (1474–1477) were a conflict between the Burgundian State and the Old Swiss Confederacy and its allies. Open war broke out in 1474, and the Duke of Burgundy, Charles the Bold, was defeated three times on the battlefield in th ...
in the 1470s, do mention Winkelried, but these sections are mostly considered additions from the early 16th century, as in the additions by H. Berlinger of
Basel Basel ( ; ), also known as Basle ( ), ; ; ; . is a city in northwestern Switzerland on the river Rhine (at the transition from the High Rhine, High to the Upper Rhine). Basel is Switzerland's List of cities in Switzerland, third-most-populo ...
to Etterlin's chronicle (made between 1531 and 1545), or the version in Werner Steiner's chronicle (1532). Also from the 16th century is evidence from lists of those who fell at Sempach; the "Anniversary Book" of Emmetten in Unterwalden (drawn up in 1560) has "der Winkelriedt" at the head of the Nidwalden men. A book by Horolanus, a pastor at Lucerne (about 1563), has "Erni Winckelried" some way down the list of Unterwalden men. It thus appears that the legend may have originated by the 1430s, or at the latest the 1470s, that is within 50 or at the most 90 years of the battle, but the name of "Winkelried" was not associated with the hero before the 1530s or perhaps the 1520s, i.e. the time of the
Swiss Reformation The Protestant Reformation in Switzerland was promoted initially by Huldrych Zwingli, who gained the support of the magistrate, Mark Reust, and the population of Zürich in the 1520s. It led to significant changes in civil life and state matte ...
, more than 130 years after the battle. The history of the Winkelried family of
Stans Stans () is the capital of the Cantons of Switzerland, canton of Nidwalden (Nidwald) in Switzerland. The official language of Stans is German language, German (spoken there in the variety of Swiss Standard German), but the main language is the ...
has been minutely worked out from the original documents by Hermann von Liebenau in 1854. According to his research, they were a knightly family when we first hear of them about 1250, though towards the end of the 14th century they seem to have been but simple men without the honours of knighthood, and not always using their prefix "von." Liebenau was the first to draw attention to one Erni Winkelried who signed as a witness on a document dated 1 May 1367. This is the only candidate on record for a possible identification of Winkelried with an historical character. Liebenau supposes that because this Erni signed as the last of five witnesses, after one Hans Winkelried, he was presumably still a young man at this time, which would make him of mature age at the date of the battle. He further reasons that the fact that this Erni is absent from record during the 1370s, while Hans is repeatedly seen as a witness, might indicate that during this time the young Erni was abroad in
foreign service Foreign Service may refer to: * Diplomatic service, the body of diplomats and foreign policy officers maintained by the government of a country * United States Foreign Service, the diplomatic service of the United States government **Foreign Service ...
. The same name Erni Winkelried however resurfaces on a document dated 29 September 1389, after the battle. Liebenauer again notes how the Erni Winkelried of 1389 signs as the last of the three in his party, which again indicates that he was the youngest among them. Furthermore, an Arnold Winkelried is again attested as '' landamman'' of Unterwalden in 1417, it is clear that there were at least two people with this name, perhaps father and eldest son. The older Erni would then have been born around 1350, and the younger around 1370. As for the plausibility of Winkelried's deed, the single-handed breaking of a line of pikes to open a breach, which is then exploited to turn the course of the battle, a parallel is adduced by Liebenau is that of one Johann Stühlinger, a ''ministerialis'' in the service of
Regensburg Regensburg (historically known in English as Ratisbon) is a city in eastern Bavaria, at the confluence of the rivers Danube, Naab and Regen (river), Regen, Danube's northernmost point. It is the capital of the Upper Palatinate subregion of the ...
, who in a 1332 battle against Berne and Solothurn broke through the ranks of the enemy with his warhorse, creating just such an opening, which was exploited to the cost of 400 men on the Bernese side. The pikes ('' spiesse'') of the Austrian knights in historical paintings are commonly depicted as the long pole weapons of the 15th-century pike square, but this is an anachronism. The pikes of the late 14th century would still have been considerably shorter. As according to the testimony of the Sempacherlied, the Austrian nobility insisted on fighting against the underestimated Swiss in the front rank, it would have been sufficient to break into just the van of the Austrian army to kill Leopold and other leaders of the army, which would have ended the battle immediately.


Significance

Similar to
William Tell William Tell (, ; ; ; ) is a legendary folk hero of Switzerland. He is known for shooting an apple off his son's head. According to the legend, Tell was an expert mountain climber and marksman with a crossbow who assassinated Albrecht Gessler, ...
, the figure of Winkelried was an important symbol during the formation of the
Swiss federal state The rise of Switzerland as a federal state began on 12 September 1848, with the creation of a federal constitution in response to a 27-day civil war, the ''Sonderbundskrieg''. The constitution, which was heavily influenced by the United State ...
, and an icon of Swiss independence during World War II.
Napoleon Napoleon Bonaparte (born Napoleone di Buonaparte; 15 August 1769 – 5 May 1821), later known by his regnal name Napoleon I, was a French general and statesman who rose to prominence during the French Revolution and led Military career ...
referred to Winkelried as “the Swiss Decius immortalized” at Sempach. Arnold Winkelried is also mentioned in ''Nature'' (1836) by
Ralph Waldo Emerson Ralph Waldo Emerson (May 25, 1803April 27, 1882), who went by his middle name Waldo, was an American essayist, lecturer, philosopher, minister, abolitionism, abolitionist, and poet who led the Transcendentalism, Transcendentalist movement of th ...
and in ''The Maine Woods'' (1864) by
Henry David Thoreau Henry David Thoreau (born David Henry Thoreau; July 12, 1817May 6, 1862) was an American naturalist, essayist, poet, and philosopher. A leading Transcendentalism, transcendentalist, he is best known for his book ''Walden'', a reflection upon sim ...
.Thoreau, Henry David. "The Maine Woods", Boston: Ticknor and Fields, 1864. Page 130. The '' Sempacherlied'' of ca. 1836, one of the expressions of Swiss patriotism during the period of Restoration, is dedicated to the heroism of Winkelried. The Argentine writer
Jorge Luis Borges Jorge Francisco Isidoro Luis Borges Acevedo ( ; ; 24 August 1899 – 14 June 1986) was an Argentine short-story writer, essayist, poet and translator regarded as a key figure in Spanish literature, Spanish-language and international literatur ...
uses his name, among many other known Swiss, as a paradigm of the Swiss spirit in one of his late poems: "Los Conjurados" (The Conspirators), which also gives its name to the book. There is a philosophy called "", which name is taken from the hero's name. It is based on an individual giving himself up idealistically and sacrificially to the enemy for the betterment of others.
Juliusz Słowacki Juliusz Słowacki (; ; ; 4 September 1809 – 3 April 1849) was a Polish Romantic poet. He is considered one of the " Three Bards" of Polish literature — a major figure in the Polish Romantic period, and the father of modern Polish drama. Hi ...
created this way of thinking in his dramatic poem " Kordian", where the titular character decides to kill the
Tsar Tsar (; also spelled ''czar'', ''tzar'', or ''csar''; ; ; sr-Cyrl-Latn, цар, car) is a title historically used by Slavic monarchs. The term is derived from the Latin word '' caesar'', which was intended to mean ''emperor'' in the Euro ...
of
Russia Russia, or the Russian Federation, is a country spanning Eastern Europe and North Asia. It is the list of countries and dependencies by area, largest country in the world, and extends across Time in Russia, eleven time zones, sharing Borders ...
to take
Poland Poland, officially the Republic of Poland, is a country in Central Europe. It extends from the Baltic Sea in the north to the Sudetes and Carpathian Mountains in the south, bordered by Lithuania and Russia to the northeast, Belarus and Ukrai ...
's suffering on himself, easing a breakthrough to freedom for his nation. Słowacki considered Poland the "Winkelried of Nations".
Fischer-Lichte, Erika, ''History of European drama and theatre'', Routledge, 2002, , p.333


References

* Lienert, Meinrad. ''Schweizer Sagen und Heldengeschichten'' Stuttgart, 1915. * This contains a detailed discussion of arguments concerning the identity and exploits of von Winkelried. * Jorge Luis Borges, Borges, Jorge Luis: ''Los Conjurados'' (''The Conspirators''), in Spanish. Alianza Editorial, 1985. {{DEFAULTSORT:Winkelried, Arnold (Von) 14th-century Swiss people Folk saints Historiography of Switzerland Heroes in mythology and legend People from Stans Legendary Swiss people Swiss folklore 14th-century Swiss nobility Arnold