
To make an argument from silence (
Latin: ''argumentum ex silentio'') is to express a conclusion that is based on the absence of statements in historical documents, rather than their presence.
[John Lange, ''The Argument from Silence'', History and Theory, Vol. 5, No. 3 (1966), pp. 288–30]
/ref> In the field of classical studies
Classics or classical studies is the study of classical antiquity. In the Western world, classics traditionally refers to the study of Classical Greek and Roman literature and their related original languages, Ancient Greek and Latin. Classics ...
, it often refers to the assertion that an author is ignorant of a subject, based on the lack of references to it in the author's available writings.[
Thus in historical analysis with an argument from silence, the absence of a reference to an event or a document is used to cast doubt on the event not mentioned.] While most historical approaches rely on what an author's works contain, an argument from silence relies on what the book or document does not contain. This approach thus uses what an author "should have said" rather than what is available in the author's extant writings.[''Seven Pillories of Wisdom'' by David R. Hall 1991 pp. 55–56.][''Historical evidence and argument'' by David P. Henige (2005) p. 176.]
An argument from silence may apply to a document only if the author was expected to have the information, was intending to give a complete account of the situation, and the item was important enough and interesting enough to deserve to be mentioned at the time.[
Arguments from silence, based on a writer's failure to mention an event, are distinct from '']arguments from ignorance
Argument from ignorance (from la, argumentum ad ignorantiam), also known as appeal to ignorance (in which ''ignorance'' represents "a lack of contrary evidence"), is a fallacy in informal logic. It asserts that a proposition is true because it h ...
'' which rely on a total "absence of evidence" and are widely considered unreliable; however arguments from silence themselves are also generally viewed as rather weak in many cases; or considered as fallacies.[''The Routledge Companion to Epistemology'' by Sven Bernecker and Duncan Pritchard (2010) Routledge pp. 64–65 "arguments from silence are, as a rule, quite weak; there are many examples where reasoning from silence would lead us astray."][
]
Historical analysis
Structure of the argument
John Lange provided the basic structure for the analysis of arguments from silence based on three components:[M. G. Duncan "The Curious Silence of the Dog and Paul of Tarsus; Revisiting The Argument from Silence" '']Informal Logic
Informal logic encompasses the principles of logic and logical thought outside of a formal setting (characterized by the usage of particular statements). However, the precise definition of "informal logic" is a matter of some dispute. Ralph H. ...
'', Vol. 32, No. 1 (2012) p. 85
* An extant document D in which no reference to an event E appears.
* It is known that the intention of the author of document D was to provide an exhaustive list of all the events in the class of events to which E belongs
* Event E is assumed to be a type of event which the author of D would not have overlooked, had the event taken place.
The applicability of these three conditions is decided on a case-by-case basis, and there are no general dialectic
Dialectic ( grc-gre, διαλεκτική, ''dialektikḗ''; related to dialogue; german: Dialektik), also known as the dialectical method, is a discourse between two or more people holding different points of view about a subject but wishing ...
al rules for them, except the historian's expertise in evaluating the situation.[ In Lange's analysis, an argument from silence is only suggestive and never logically conclusive.][
Professors of history ]Martha Howell
Martha C. Howell is an American historian. She is Miriam Champion Emerita Professor of History at Columbia University.
Biography
Howell received her B.A. from Georgetown University, and both her M.A. and PhD. from Columbia University. She taught ...
and Walter Prevenier thus state that an argument from silence can act as presumptive evidence only if the person failing to mention the information was in a position to have the information, and was purporting to be giving a complete account of the story in question. Howell and Prevenier state that arguments from silence face the difficulty that a historian can not just assume that an author would have recorded the fact in question; for if the fact did not seem important enough to an author it would have been excluded.[''From Reliable Sources: An Introduction to Historical Methods'' by Martha C. Howell and Walter Prevenier (2001) Cornell University Press pp. 73–74 "Another difficulty with argument from silence is that historians cannot assume that an observer of a particular fact would have automatically recorded that fact. Authors observe all kinds of events but only record those that seem important to them."]
Professor of English Michael Duncan states that there are very few scholarly analyses of arguments from silence; but these typically view it as fallacious.[M. G. Duncan "The Curious Silence of the Dog and Paul of Tarsus; Revisiting The Argument from Silence" '']Informal Logic
Informal logic encompasses the principles of logic and logical thought outside of a formal setting (characterized by the usage of particular statements). However, the precise definition of "informal logic" is a matter of some dispute. Ralph H. ...
'', Vol 32, No 1 (2012) pages 83–84 "Scholarly examinations of the Arguments From Silence (AFS) are extremely rare; when existent it is typically treated as a fallacy." Duncan adds that arguments from silence are not mentioned in Aristotle's Sophistical Refutations or Hamblin's book ''Fallacies'', but both of these texts discuss the somewhat similar case of argument from ignorance.[ Errietta Bissa, professor of Classics at University of Wales, flatly states that arguments from silence are not valid. David Henige states that, although risky, such arguments can at times shed light on historical events.]
Author's interest
The importance of an event to contemporary author plays a role in the decision to mention it, and historian Krishnaji Chitnis states that for an argument from silence to apply, it must be of interest and significance to the person expected to be recording it, else it may be ignored; e.g. while later historians have lauded the Magna Carta
(Medieval Latin for "Great Charter of Freedoms"), commonly called (also ''Magna Charta''; "Great Charter"), is a royal charter of rights agreed to by King John of England at Runnymede, near Windsor, on 15 June 1215. First drafted by the ...
as a great national document, contemporary authors did not even record a word about its greatness; to them it was a feudal document of low significance, among several other seemingly similar items.[''Research Methodology in History'' by Krishnaji Chitnis (2006) p. 56]
Classicist Timothy Barnes Timothy or Tim Barnes may refer to:
* Timothy Barnes (classicist) (born 1942), British classicist
* Timothy Barnes, 4th Baron Gorell (1927–2007), British businessman
* Tim Barnes (politician)
Timothy Kent Barnes (born December 28, 1958) is a ...
notes that the low level of interest in and awareness of Christians within the Roman Empire at the turn of the first century resulted in the lack of any discernible mention of them by Roman authors such as Martial
Marcus Valerius Martialis (known in English as Martial ; March, between 38 and 41 AD – between 102 and 104 AD) was a Roman poet from Hispania (modern Spain) best known for his twelve books of ''Epigrams'', published in Rome between AD 86 and ...
and Juvenal, although Christians had been present in Rome since the reign of Claudius
Tiberius Claudius Caesar Augustus Germanicus (; 1 August 10 BC – 13 October AD 54) was the fourth Roman emperor, ruling from AD 41 to 54. A member of the Julio-Claudian dynasty, Claudius was born to Nero Claudius Drusus, Drusu ...
(41 to 54 AD) and both authors referred to Judaism. Theologian Peter Lampe states that during the first two centuries, the silence of Roman sources on Christians in Rome may be partly due to the fact that Christians often kept to themselves and did not reveal their identities.
Examples
Convincing applications
An example of a convincing application is that while the editors of the Yerushalmi and Bavli talmuds mention the other community, most scholars believe these documents were written independently; and Louis Jacobs
Louis Jacobs (17 July 1920 – 1 July 2006) was a leading writer and theologian. He was the rabbi of the New London Synagogue in the United Kingdom. He was also the focus in the early 1960s of what became known as "The Jacobs Affair" in the ...
writes, "If the editors of either had had access to an actual text of the other, it is inconceivable that they would not have mentioned this. Here the argument from silence is very convincing."
Sometimes the silence of multiple sources may have a probative value that sheds light on the historical circumstance, for instance Jacob Neusner states that an argument from silence regarding the absence of an Exilarch sheds light on the relationship between Jews and the Parthian administration in Babylonia
Babylonia (; Akkadian: , ''māt Akkadī'') was an ancient Akkadian-speaking state and cultural area based in the city of Babylon in central-southern Mesopotamia (present-day Iraq and parts of Syria). It emerged as an Amorite-ruled state c. ...
.
An example of a convincing application is the silence of Cicero on works of oratory by Cato; the argument gaining its strength from the fact that Cato was such an important figure in Cicero's '' Brutus'' and he would have likely been cited if possible. Although Cicero's silence on Cato is a convincing argument from silence, the same strength does not apply to Cicero's silence on the questorship of Caelius, Michael Alexander stating that a number of factors may have precluded Cicero from mentioning it.
Failed applications
Yifa
Yifa (, born 1959) is a Taiwanese scholar and writer and the founder of the organization, Woodenfish Foundation. She is a nun ordained in 1979 by Fo Guang Shan, a Buddhist organization in Taiwan. Yifa holds a law degree from the National Taiwan ...
has pointed out the perils of arguments from silence, in that the lack of references to a compilation of a set of monastic codes by contemporaries or even by disciples does not mean that it never existed.[ This is well illustrated by the case of Changlu Zongze's "Rules of purity" which he wrote for the Chan monastery in 1103. One of his contemporaries wrote a preface to a collection of his writings neglecting to mention his code. And none of his biographies nor the documents of the Transmission of the Lamp, nor the ]Pure Land
A pure land is the celestial realm of a buddha or bodhisattva in Mahayana Buddhism. The term "pure land" is particular to East Asian Buddhism () and related traditions; in Sanskrit the equivalent concept is called a buddha-field (Sanskrit ). Th ...
documents (which exalt him) refer to Zongze's collection of a monastic code.[ However a copy of the code in which the author identifies himself
exists.][''The origins of Buddhist monastic codes in China'' by Yifa, Zongze (2002) p. 32.]
Historian Pierre Briant points out that the recent discovery of a customs memorandum from Egypt which dates to the time of Xerxes and records the registration and taxation of ships overrides previous reasonings about the type of commercial prosperity associated with Sidon based on the relative silence in texts about roads and is a reminder of the dangers of any argument from silence.
Frances Wood based her controversial book '' Did Marco Polo go to China?'' on arguments from silence. Woods argued that Marco Polo
Marco Polo (, , ; 8 January 1324) was a Venetian merchant, explorer and writer who travelled through Asia along the Silk Road between 1271 and 1295. His travels are recorded in ''The Travels of Marco Polo'' (also known as ''Book of the Marv ...
never went to China and fabricated his accounts because he failed to mention elements from the visual landscape such as tea, did not record the Great Wall and neglected to record practices such as foot-binding. She argued that no outsider could spend 15 years in China and not observe and record these elements. Most historians disagree with Wood's reasoning.
Professors of philosophy Sven Bernecker and Duncan Pritchard state that arguments from silence are generally weak and can go astray in many cases, and point to examples such as Marco Polo's neglect of the Wall of China, and Pliny the Younger
Gaius Plinius Caecilius Secundus, born Gaius Caecilius or Gaius Caecilius Cilo (61 – c. 113), better known as Pliny the Younger (), was a lawyer, author, and magistrate of Ancient Rome. Pliny's uncle, Pliny the Elder, helped raise and educate ...
's silence on the destruction of Pompeii
Pompeii (, ) was an ancient city located in what is now the ''comune'' of Pompei near Naples in the Campania region of Italy. Pompeii, along with Herculaneum and many villas in the surrounding area (e.g. at Boscoreale, Stabiae), was buried ...
and Herculaneum
Herculaneum (; Neapolitan and it, Ercolano) was an ancient town, located in the modern-day ''comune'' of Ercolano, Campania, Italy. Herculaneum was buried under volcanic ash and pumice in the eruption of Mount Vesuvius in AD 79.
Like the nea ...
when he discusses the 79 AD eruption of Vesuvius in detail in his letters.[
]
Use with caution
Some historians note the general dangers of arguing from silence, but use them in specific cases as indications of levels of professional activity within medieval communities, e.g. historian John E. Law states that while arguing from silence is always dangerous, one may use it as an indication of the low level of local military employment in Camerino for the Da Varano in the Middle Ages. Similarly, historian Patricia Skinner states that after accounting for the dangers of arguments from silence they may provide an indication of the scarcity of females within the medical profession in medieval southern Italy. Historian James Amelang has pointed out that although the autobiographies of early medieval artisans are surprisingly silent on issues regarding their trade and craft, arguing from silence includes hazards in that historians may be assigning weight to past significance in view of modern emphasis.[''The Flight of Icarus: Artisan Autobiography in Early Modern Europe'' by James S. Amelang (1998) Stanford University Press p. 119 "Arguing from silence has its hazards. Historians run the risk of anachronism by investing significance in the absence in past documents of what is constantly talked about in the present."]
Barrie J. Cook, the British Museum European coin curator, notes the risks of arguing from silence, yet states that they may shed light on the medieval propensity of the usage of the French denier
The denier ( la, denarius; . d.) or penny was a medieval coin which takes its name from the Frankish coin first issued in the late seventh century; in English it is sometimes referred to as a silver penny. Its appearance represents the end ...
from Le Mans
Le Mans (, ) is a city in northwestern France on the Sarthe River where it meets the Huisne. Traditionally the capital of the province of Maine, it is now the capital of the Sarthe department and the seat of the Roman Catholic diocese of Le Man ...
versus the Angevine.
Greg Walker, professor of rhetoric
Rhetoric () is the art of persuasion, which along with grammar and logic (or dialectic), is one of the three ancient arts of discourse. Rhetoric aims to study the techniques writers or speakers utilize to inform, persuade, or motivate parti ...
and English, states that during the reign of Henry VIII
Henry VIII (28 June 149128 January 1547) was King of England from 22 April 1509 until his death in 1547. Henry is best known for his six marriages, and for his efforts to have his first marriage (to Catherine of Aragon) annulled. His disa ...
, the lack of references to named plays by Nicholas Udall
Nicholas Udall (or Uvedale Udal, Woodall, or other variations) (1504 – 23 December 1556) was an English playwright, cleric, schoolmaster, the author of '' Ralph Roister Doister'', generally regarded as the first comedy written in the English ...
(e.g. the ''Respublica'') do not necessarily support their not having been performed at court; given other evidence such as payment warrants issued to Udall for performance masks.
Legal aspects
Jed Rubenfeld
Jed L. Rubenfeld (born February 15, 1959) is an American lawyer, constitutional scholar, and novelist. He is the Robert R. Slaughter Professor of Law at Yale Law School. He is an expert on constitutional law, privacy, and the First Amendment to th ...
, professor of Law at Yale Law School, has shown an example of the difficulty in applying arguments from silence in constitutional law, stating that although arguments from silence can be used to draw conclusions about the intent of the Framers of the US Constitution
The Constitution of the United States is the supreme law of the United States of America. It superseded the Articles of Confederation, the nation's first constitution, in 1789. Originally comprising seven articles, it delineates the nation ...
, their application can lead to two different conclusions and hence they can not be used to settle the issues.
In the context of Morocco's Truth Commission of 1999 regarding torture and secret detentions, Wu and Livescu state that the fact that someone remained silent is no proof of their ignorance about a specific piece of information. They point out that the absence of records about the torture of prisoners under the secret detention program is no proof that such detentions did not involve torture, or that some detentions did not take place.[''Human Rights, Suffering, and Aesthetics in Political Prison Literature'' by Yenna Wu, Simona Livescu (2011) pp. 86–90.]
See also
* Argument from ignorance
* Evidence of absence
* Philosophic burden of proof
*
*
References
{{DEFAULTSORT:Argument From Silence
Relevance fallacies
Silence