Aerial Surveillance Doctrine
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The aerial surveillance doctrine is the legal doctrine in the
United States of America The United States of America (USA), also known as the United States (U.S.) or America, is a country primarily located in North America. It is a federal republic of 50 states and a federal capital district, Washington, D.C. The 48 contiguo ...
that under the Fourth Amendment, aerial surveillance of an individual’s property does not inherently constitute a
search Searching may refer to: Music * "Searchin', Searchin", a 1957 song originally performed by The Coasters * Searching (China Black song), "Searching" (China Black song), a 1991 song by China Black * Searchin' (CeCe Peniston song), "Searchin" (C ...
for which law enforcement must obtain a warrant. Courts have used several factors–sometimes only one or a few, other times many or all of them–to determine whether the surveillance in question is a search in violation of one’s constitutional rights: the object of the surveillance (whether it’s commercial property or an individual’s home or
curtilage In common law, the curtilage of a house or dwelling is the land immediately surrounding it, including any closely associated buildings and structures, but excluding any associated " open fields beyond". In feudal times every castle with its depen ...
), the technology employed (whether, on the basis of its capabilities, it simply enables “naked eye” observations or allows the user to acquire otherwise unobtainable information), the duration of the surveillance, scope of aggregated information (whether it’s limited or extensive in nature), and the vantage point from which the surveillance is conducted (whether it’s from a place that one can reasonably expect to be observed).


History


''California v. Ciraolo''

The aerial surveillance doctrine’s place in Fourth Amendment jurisprudence first surfaced in '' California v. Ciraolo'' (1986). In this case, the
U.S. Supreme Court The Supreme Court of the United States (SCOTUS) is the highest court in the federal judiciary of the United States. It has ultimate appellate jurisdiction over all U.S. federal court cases, and over state court cases that turn on question ...
considered whether law enforcement’s warrantless use of a private plane to observe, from an altitude of 1,000 feet, an individual’s cultivation of marijuana plants in his yard constituted a search under the Fourth Amendment.  The Court
held Held may refer to: Places * Held Glacier People Arts and media * Adolph Held (1885–1969), U.S. newspaper editor, banker, labor activist *Al Held (1928–2005), U.S. abstract expressionist painter. *Alexander Held (born 1958), German television ...
that no search occurred, as police officers conducted the surveillance from “public navigable airspace,” not
prohibited airspace A prohibited airspace is an area (volume) of airspace within which flight of aircraft is not allowed, usually due to security concerns. It is one of many types of special use airspace designations and is depicted on aeronautical charts with the ...
, and simply “observe plants readily discernible to the naked eye as marijuana.” The Court thus noted that “ y member of the public flying in this airspace who glanced down could have seen everything that these officers observed.” For this reason, the Court opined, the defendant did not have a reasonable
expectation of privacy In United States constitutional law, reasonable expectation of privacy is a legal test which is crucial in defining the scope of the applicability of the privacy protections of the Fourth Amendment to the U.S. Constitution. It is related to, ...
, the controlling Fourth Amendment standard. The four-member
dissent Dissent is an opinion, philosophy or sentiment of non-agreement or opposition to a prevailing idea or policy enforced under the authority of a government, political party or other entity or individual. A dissenting person may be referred to as ...
, led by
Justice Powell Lewis Franklin Powell Jr. (September 19, 1907 – August 25, 1998) was an American lawyer and jurist who served as an associate justice of the Supreme Court of the United States from 1972 to 1987. Born in Suffolk, Virginia, he graduated ...
, criticized the majority’s line of reasoning. The Justices wrote that “ e risk that a passenger on such a plane might observe private activities, and might connect those activities with particular people, is simply too trivial to protect against.”


''Dow Chemical Co. v. United States''

The Court decided its next major aerial surveillance case on the same day as ''Ciraolo''. In '' Dow Chemical Co. v. United States'' (1986), the Environmental Protection Agency (EPA) employed a commercial aerial photographer, who used a “standard floor-mounted, precision aerial mapping camera” to take
pictures An image or picture is a visual representation. An image can be two-dimensional, such as a drawing, painting, or photograph, or three-dimensional, such as a carving or sculpture. Images may be displayed through other media, including a project ...
of
Dow Chemical The Dow Chemical Company is an American multinational corporation headquartered in Midland, Michigan, United States. The company was among the three largest chemical producers in the world in 2021. It is the operating subsidiary of Dow Inc., ...
’s facility from altitudes of 12,000, 3,000, and 1,200 feet. As in ''Ciraolo'', the Court held that EPA’s aerial photography did not constitute a search under the Fourth Amendment. The Court’s conclusion rested on several grounds: (1) the photographs were “not so revealing of intimate details,” (2) the object of the surveillance–Dow Chemical Co.’s more than 2,000 acre plant–was “not analogous to the ‘curtilage,’” and (3) Dow Chemical Co.’s plant was commercial property, where “the expectation of privacy . . . differs significantly from the sanctity accorded an individual’s home.” Once again, a four-member dissent by the same dissenting Justices from ''Ciraolo'' took issue with the majority opinion. Led by Justice Powell, they argued that because the aerial surveillance “penetrated into a private commercial enclave, an area in which society has recognized that privacy interests legitimately may be claimed” and “captured highly confidential information,” the EPA’s actions constituted a search.


''Florida v. Riley''

The third U.S. Supreme Court case that handled aerial surveillance was '' Florida v. Riley'' (1989). The facts here closely paralleled those in ''Ciraolo.'' After receiving an anonymous tip that the defendant was growing marijuana on his property, law enforcement used a
helicopter A helicopter is a type of rotorcraft in which Lift (force), lift and thrust are supplied by horizontally spinning Helicopter rotor, rotors. This allows the helicopter to VTOL, take off and land vertically, to hover (helicopter), hover, and ...
to conduct aerial surveillance, from a height of 400 feet, of his property. A plurality of four Justices
held Held may refer to: Places * Held Glacier People Arts and media * Adolph Held (1885–1969), U.S. newspaper editor, banker, labor activist *Al Held (1928–2005), U.S. abstract expressionist painter. *Alexander Held (born 1958), German television ...
that ''Ciraolo'' controlled this case and found that because police were “free to inspect the efendant’syard from the vantage point of an aircraft flying in the navigable airspace,” no search occurred. Justice O’Connor wrote a separate
concurrence In Western jurisprudence, concurrence (also contemporaneity or simultaneity) is the apparent need to prove the simultaneous occurrence of both ("guilty action") and ("guilty mind"), to constitute a crime; except in crimes of strict liabilit ...
, in which she agreed with the Court’s judgment, but not its rationale. Justice O’Connor opined that the plurality’s approach rested “too heavily on compliance with ederal Aviation Administration FAA regulations whose purpose is to promote air safety,” not safeguard constitutional rights. In line with the reasonable expectation of privacy standard from ''
Katz v. United States ''Katz v. United States'', 389 U.S. 347 (1967), was a landmark decision of the U.S. Supreme Court in which the Court redefined what constitutes a "search" or "seizure" with regard to the Fourth Amendment to the U.S. Constitution. The ruling ex ...
'' (1967), she argued that the appropriate question the Court should consider was whether the aerial surveillance was conducted from “an altitude at which members of the public travel with sufficient regularity that he defendant’sexpectation of privacy . . . was not ‘one that society is prepared to recognize as ‘reasonable.’”


Evolution of the aerial surveillance doctrine

Since ''Ciraolo'', ''Dow Chemical Co.'', and ''Riley'', lower federal courts and state courts alike have grappled with the question of under what circumstances aerial surveillance constitutes a search. In cases with similar facts as ''Ciraolo'' and ''Riley'', courts have typically held that law enforcement’s conduct did not rise to the level of a search. In 2016, the
United States District Court for the Northern District of Alabama The United States District Court for the Northern District of Alabama (in case citations, N.D. Ala.) is a federal court in the Eleventh Circuit (except for patent claims and claims against the U.S. government under the Tucker Act, which are a ...
held in ''United States v. Wideman'' that the “aerial observation of the marijuana plants on defendant’sproperty was not a search.” Six years later, in ''State v. Jordan'', the Ohio Court of Appeals held that police’s observations of a defendant’s marijuana plants from a helicopter did not violate the Fourth Amendment because he failed to prove that he had a reasonable expectation of privacy. Cases with more novel circumstances, such as those in which law enforcement employed more advanced technology or surveilled an individual for an extended period of time, have forced courts to interpret and even re-tool the aerial surveillance doctrine.


Novel technology and aerial surveillance

In ''Dircks v. Ind. Dep’t of Child Servs.'', the court considered whether the plaintiffs plausibly alleged a claim that the local fire department’s use of a
drone Drone or The Drones may refer to: Science and technology Vehicle * Drone, a type of uncrewed vehicle, a class of robot ** Unmanned aerial vehicle or aerial drone *** Unmanned combat aerial vehicle ** Unmanned ground vehicle or ground drone ** Unma ...
over their home and property violated their reasonable expectation of privacy under the Fourth Amendment. The court determined that ''Ciraolo'', ''Dow Chemical Co.'', and ''Riley'' were not controlling because the drone observed “each window of Plaintiffs’ residence and outbuildings” and was “outside aw enforcement’svisual line of sight,” violating both federal and Indiana law. Further distinguishing this case from U.S. Supreme Court
precedent Precedent is a judicial decision that serves as an authority for courts when deciding subsequent identical or similar cases. Fundamental to common law legal systems, precedent operates under the principle of ''stare decisis'' ("to stand by thin ...
was the court’s view that “drones are inherently different in character than helicopters and airplanes,” as “ ey can navigate at lower heights and into intimate spaces,” where “individual would reasonably expect privacy.” Because no “bright-line rules about drone use under the Fourth Amendment” existed, the court used a “fact-intensive inquiry” to determine that the plaintiffs sufficiently raised “a Fourth Amendment claim for the drone search.”


Extended duration and aerial surveillance

In ''Leaders of a Beautiful Struggle v. Balt. Police Dep’t.'', the subject of the plaintiffs’ lawsuit was the Baltimore Police Department (BPD)’s use of “aerial technology–planes equipped with high-tech cameras–to surveil Baltimore City.” Though the city’s Aerial Investigation (AIR) program indisputably involved aerial surveillance, the
Fourth Circuit The United States Court of Appeals for the Fourth Circuit (in case citations, 4th Cir.) is a federal court located in Richmond, Virginia, with appellate jurisdiction over the district courts in the following districts: * District of Maryland ...
opined that the AIR program’s “‘aerial’ nature is only incidental to Plaintiffs’ claims,” and thus Court precedent like ''Ciraolo'' did not govern this case. Rather, “ is precedents concerning privacy in ‘physical location and movements’ that control” this case. Relying on recent U.S. Supreme Court cases, namely ''
Carpenter v. United States ''Carpenter v. United States'', , is a landmark United States Supreme Court case concerning the privacy of historical cell site location information (CSLI). The Court held that government entities violate the Fourth Amendment to the United State ...
'', the court found that because the “AIR program records the movements of a city," it could "reveal where individuals come and go over an extended period,” allowing “police to deduce from the whole of individuals’ movements.” What these cases, among others, underscore is that the aerial surveillance doctrine only provides courts with a blueprint–not a clear, unambiguous pathway–to reach a judgment in Fourth Amendment cases. As ''Leaders of a Beautiful Struggle'' showcases, the aerial nature of a surveillance program may not matter to a court when determining whether a search occurred. When the aerial nature of the surveillance is critical, as it was in ''Dircks'', U.S. Supreme Court precedent may not be controlling when the aerial technology is unlike the helicopters and airplanes in ''Ciraolo'' and its companion cases. Ultimately, there is a confluence of factors that courts consider in their Fourth Amendment inquiries. These factors include everything from the altitude and view of the aerial surveillance technology, speed of the deployed device, nature of the technology, and duration of the surveillance.


Future implications

As aerial surveillance technology grows more sophisticated, courts will be forced to assess if and how Fourth Amendment jurisprudence might evolve. No technology better embodies this challenge than drones, whose “inconspicuous, efficient, and cheap” nature will only encourage their proliferated use. To date, many states have sought to address this challenge through legislation. Thus far, 16 of them have passed laws requiring that law enforcement obtain a search warrant before using drones for surveillance purposes.


See also

*
Open-fields doctrine The open-fields doctrine (also open-field doctrine or open-fields rule), in the U.S. law of criminal procedure, is the legal doctrine that a " warrantless search of the area outside a property owner's curtilage" does not violate the Fourth Amend ...
*
Plain view doctrine In the United States, the plain view doctrine is an exception to the Fourth Amendment's warrant requirement that allows an officer to seize evidence and contraband that are found in plain view during a lawful observation. The doctrine is also ...
*
Third-party doctrine The third-party doctrine is a United States legal doctrine that holds that people who voluntarily give information to third parties—such as banks, phone companies, internet service providers (ISPs), and e-mail servers—have "no reasonable expect ...


References

{{DEFAULTSORT:Aerial surveillance doctrine United States Fourth Amendment case law Legal history of the United States